Search NASA⌕ Search

Engineering topics

Ünsal, Mithat

Publications and source records attributed to Ünsal, Mithat.

Quantum Hamilton-Jacobi theory, spectral path integrals, and exact WKB analysis

We propose a new way to perform path integrals in quantum mechanics by using a quantum version of Hamilton-Jacobi (HJ) theory. In classical mechanics, Hamilton-Jacobi theory is a powerful formalism, however, its utility is not explored in quantum theory beyond approximation schemes. The canonical transformation enables one to set the new Hamiltonian to constant or zero, but keeps the information about solution in Hamilton’s characteristic function. To benefit from this in quantum theory, one must work with a formulation in which classical Hamiltonian is used. This uniquely points to phase space path integral. However, the main variable in HJ formalism is energy, not time. Thus, we are led to consider the Fourier transform of the path integral, the spectral path integral Z ˜ ( E ) . The evaluation of path integrals reduces to determining the quantum Hamilton characteristic functions (which can be achieved via an asymptotic analysis) and a discrete sum over the quantum period lattice, generalizing Gutzwiller’s sum. Published by the American Physical Society 2025

Türe, Mustafa (ORCID:0009000975968618)↗

The metamorphosis of semi-classical mechanisms of confinement: from monopoles on ℝ 3 × S 1 to center-vortices on ℝ 2 × T 2

There are two distinct regimes of Yang-Mills theory where we can demonstrate confinement, the existence of a mass gap, and the multi-branch structure of the effective potential as a function of the theta angle using a reliable semi-classical calculation. The two regimes are deformed Yang-Mills theory on ℝ 3 × S 1 , and Yang-Mills theory on ℝ 2 × T 2 where the torus is threaded by a ’t Hooft flux. The weak coupling regime is ensured by the small size of the circle or torus. In the first case the confinement mechanism is related to self-dual monopoles, whereas in the second case self-dual center-vortices play a crucial role. These two topological objects are distinct. In particular, they have different mutual statistics with Wilson loops. On the other hand, they carry the same topological charge and action. We consider the theory on ℝ × T 2 × S 1 and extrapolate both the monopole and vortex regimes to a quantum mechanical domain, where a cross-over takes place. Both sides of the cross-over are described by a deformed ℤ N TQFT. On ℝ 2 × S 1 × S 1 , we derive an effective field theory (EFT) of vortices from the EFT of monopoles in the presence of a ’t Hooft flux. This construction is based on a two-stage Higgs mechanism, reducing SU(N) to U(1) N−1 in 3d first, followed by reduction to a ℤ N EFT in 2d in the second step. This result shows how monopoles transmute into center-vortices, and suggests adiabatic continuity between the two confinement mechanisms. The basic mechanism is flux fractionalization: the magnetic flux of the monopoles splits up and is collimated in such a way that 2d Wilson loops detect it as a center vortex.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Investigating two-dimensional adjoint QCD on the lattice

We present our investigations of SU(N) adjoint QCD in two dimensions with one Majorana fermion on the lattice. We determine the relevant parameter range for the simulations with Wilson fermions and present results for Polyakov loop, chiral condensate, and string tension. In the theory with massive fermions, all observables we checked show qualitative agreement between numerical lattice data and theory, while the massless limit is more subtle since chiral and non-invertible symmetry of the continuum theory are explicitly broken by lattice regularization. In thermal compactification, we observe N perturbative vacua for the holonomy potential at high-T with instanton events connecting them, and a unique vacuum at low-T. At finite-N, this is a cross-over and it turns to a phase transition at large-N thermodynamic limit. In circle compactification with periodic boundary conditions, we observe a unique center-symmetric minimum at any radius. In continuum, the instantons in the thermal case carry zero modes (for even N) and indeed, in the lattice simulations, we observe that chiral condensate is dominated by instanton centers, where zero modes are localized. We present lattice results on the issue of confinement vs. screening in the theory and comment on the roles of chiral symmetry and non-invertible symmetry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Winding θ and destructive interference of instantons

While the θ dependence of field theories is 2π periodic, the ground-state wavefunctions at θ and θ + 2π often belong to different classes of symmetry-protected topological states. When this is the case, a continuous change of the θ parameter can introduce an interface that supports a nontrivial field theory localized on the wall. We consider the 2d CP N-1 sigma model as an example and construct a weak-coupling setup of this interface theory by considering the small S1 compactification with nonzero winding θ parameter and a suitable symmetry-twisted boundary condition. This system has N classical vacua connected by fractional instantons, but the anomaly constraint tells us that the fractional-instanton amplitudes should vanish completely to have N-fold degeneracy at the quantum level. We show how this happens in this purely bosonic system, uncovering that the integration over the zero modes annihilates the fractional instanton amplitudes, in sharp contrast to what happens when the θ angle is constant. Moreover, we provide another explanation of this selection rule by showing that the N perturbative vacua acquire different charges under the global symmetry with the activation of the winding θ angle. We also demonstrate a similar destructive interference between instanton effects in the CP N-1 quantum mechanics with the Berry phase.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Study of gapped phases of 4d gauge theories using temporal gauging of the ℤN 1-form symmetry

To study gapped phases of 4d gauge theories, we introduce the temporal gauging of Z N 1-form symmetry in 4d quantum field theories (QFTs), thereby defining effective 3d QFTs with $\tilde{Z}_N$ × Z N 1-form symmetry. In this way, spatial fundamental Wilson and ’t Hooft loops are simultaneously genuine line operators. Assuming a mass gap and Lorentz invariant vacuum of the 4d QFT, the $\tilde{Z}_N$ × Z N symmetry must be spontaneously broken to an order-N subgroup H, and we can classify the 4d gapped phases by specifying H. This establishes the 1-to-1 correspondence between the two classification schemes for gapped phases of 4d gauge theories: one is the conventional Wilson-’t Hooft classification, and the other is the modern classification using the spontaneous breaking of 4d 1-form symmetry enriched with symmetry-protected topological states.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Four-fermion deformations of the massless Schwinger model and confinement

We consider the massless charge-N Schwinger model and its deformation with two four-fermion operators. Without the deformations, this model exhibits chiral symmetry breaking without confinement. It is usually asserted that the massless Schwinger model is always deconfined and a string tension emerges only when a mass for the fermion field is turned on. We show that in the presence of these four-fermion operators, the massless theory can in fact confine. One of the four-fermion deformations is chirally neutral, and is a marginal deformation. The other operator can be relevant or irrelevant, and respects a Z 2 subgroup of chiral symmetry for even N, hence forbidding a mass term. When it is relevant, even the exactly massless theory exhibits both confinement and spontaneous chiral symmetry breaking. The construction is analogous to QCD(adj) in 2d. While the theory without four-fermion deformations is deconfined, the theory with these deformations is generically in a confining phase. We study the model on R 2 using bosonization, and also analyze the mechanism of confinement on R × S 1 , where we find that confinement is driven by fractional instantons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Polyakov model in ’t Hooft flux background: a quantum mechanical reduction with memory

We construct a compactification of Polyakov model on T 2 × $\mathbb{R}$ down to quantum mechanics which remembers non-perturbative aspects of field theory even at an arbitrarily small area. Standard compactification on small T 2 × $\mathbb{R}$ possesses a unique perturbative vacuum (zero magnetic flux state), separated parametrically from higher flux states, and the instanton effects do not survive in the Born-Oppenheimer approximation. By turning on a background magnetic GNO flux in co-weight lattice corresponding to a non-zero ’t Hooft flux, we show that N-degenerate vacua appear at small torus, and there are N - 1 types of flux changing instantons between them. We construct QM instantons starting with QFT instantons using the method of replicas. For example, SU(2) gauge theory with flux reduces to the double-well potential where each well is a fractional flux state. Despite the absence of a mixed anomaly, the vacuum structure of QFT and the one of QM are continuously connected. We also compare the quantum mechanical reduction of the Polyakov model with the deformed Yang-Mills, by coupling both theories to TQFTs. In particular, we compare the mass spectrum for dual photons and energy spectrum in the QM limit. We give a detailed description of critical points at infinity in the semi-classical expansion, and their role in resurgence structure.

nonperturbative effects↗

Semiclassics with ’t Hooft flux background for QCD with 2-index quarks

We study quantum chromodynamics including the two-index symmetric or anti-symmetric quark (QCD(Sym/ASym)) on small $\mathbb{R}^2$× T 2 with a suitable magnetic flux. We first discuss the ’t Hooft anomaly of these theories and claim that discrete chiral symmetry should be spontaneously broken completely to satisfy the anomaly matching condition. The T 2 compactification with the magnetic flux preserves the ’t Hooft anomaly, and the 2d effective theory is constrained by the same anomaly of 4d QCD(Sym/ASym). We demonstrate the spontaneous breakdown of chiral symmetry using the dilute gas of center vortices, which confirms the prediction of the ’t Hooft anomaly. We also find that each vacuum maintains the charge conjugation symmetry, and this gives affirmative support for the nonperturbative large-N orientifold equivalence between QCD(Sym/ASym) and $\mathcal{N}$ = 1 supersymmetric SU(N) Yang-Mills theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Cluster Expansion and Resurgence in the Polyakov Model

In the Polyakov model, a nonperturbative mass gap is formed at leading-order semiclassics by instanton effects. By using the notions of critical points at infinity, cluster expansion, and Lefschetz thimbles, we show that a third-order effect in semiclassics gives an imaginary ambiguous contribution to the mass gap, which is supposed to be real and unambiguous. This is troublesome for the original analysis, and it is difficult to resolve this issue directly in quantum field theory (QFT). However, we find a new compactification of the Polyakov model to quantum mechanics, by using a background ’t Hooft flux. The compactification has the merit of remembering the monopole instantons of the full QFT within Born-Oppenheimer approximation, while the periodic compactification does not. In the quantum mechanical limit, we prove the resurgent cancellation of the ambiguity in three-instanton sector against ambiguity in the Borel resummation of the perturbation theory around one instanton. Assuming that this result holds in QFT, we provide a large-order asymptotics of perturbation theory around perturbative vacuum and instanton.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Strongly coupled $\mathrm{QFT}$ dynamics via $\mathrm{TQFT}$ coupling

We consider a class of quantum field theories and quantum mechanics, which we couple to $\mathbb{Z}$ N topological QFTs, in order to classify non-perturbative effects in the original theory. The $\mathbb{Z}$ N TQFT structure arises naturally from turning on a classical background field for a $\mathbb{Z}$ N 0- or 1-form global symmetry. In SU(N) Yang-Mills theory coupled to $\mathbb{Z}$ N TQFT, the non-perturbative expansion parameter is exp[-S I /N] = exp[-8π 2 /g 2 N] both in the semi-classical weak coupling domain and strong coupling domain, corresponding to a fractional topological charge configurations. To classify the non-perturbative effects in original SU(N) theory, we must use PSU(N) bundle and lift configurations (critical points at infinity) for which there is no obstruction back to SU(N). These provide a refinement of instanton sums: integer topological charge, but crucially fractional action configurations contribute, providing a TQFT protected generalization of resurgent semi-classical expansion to strong coupling. Monopole-instantons (or fractional instantons) on T 3 x $S^1_L$ can be interpreted as tunneling events in the ’t Hooft flux background in the PSU(N) bundle. The construction provides a new perspective to the strong coupling regime of QFTs and resolves a number of old standing issues, especially, fixes the conflicts between the large-N and instanton analysis. We derive the mass gap at θ = 0 and gaplessness at θ = π in $\mathbb{CP}$ 1 model, and mass gap for arbitrary θ in $\mathbb{CP}$ N-1 , N ≥ 3 on $\mathbb{R}$ 2 .

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Exact-WKB, complete resurgent structure, and mixed anomaly in quantum mechanics on S 1

We investigate the exact-WKB analysis for quantum mechanics in a periodic potential, with N minima on S 1 . We describe the Stokes graphs of a general potential problem as a network of Airy-type or degenerate Weber-type building blocks, and provide a dictionary between the two. The two formulations are equivalent, but with their own pros and cons. Exact-WKB produces the quantization condition consistent with the known conjectures and mixed anomaly. The quantization condition for the case of N-minima on the circle factorizes over the Hilbert sub-spaces labeled by discrete theta angle (or Bloch momenta), and is consistent with ’t Hooft anomaly for even N and global inconsistency for odd N. By using Delabaere-Dillinger-Pham formula, we prove that the resurgent structure is closed in these Hilbert subspaces, built on discrete theta vacua, and by a transformation, this implies that fixed topological sectors (columns of resurgence triangle) are also closed under resurgence.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗