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Cairns, Iver H.

Publications and source records attributed to Cairns, Iver H..

At least 19 records

O-Mode Instability for Non-Thermal Continuum Radiation Generated Near the Plasmapause

Analysis of the ordinary mode (O-mode) instability is performed to comprehend the nonthermal continuum (NTC) radiation near the plasmapause, taking into account the relativistic wave-electron resonance effect. The energy source is the anisotropy in the velocity of the minority suprathermal electron population. Numerical solutions demonstrate that the O-mode can be unstable with multiple narrow frequency bands located close to harmonics of the electron cyclotron frequency above the local electron plasma frequency. These waves have narrow beaming angle bands of nearly 90° relative to the ambient magnetic field. Our findings indicate that NTC radiation generated by this wave-electron resonance instability near the plasmapause can propagate nearer to the magnetic equator with multiple harmonics, which is in agreement with a recent statistical study using Van Allen Probes.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

Coronal Magnetic Field Profiles from Shock-CME Standoff Distances

Coronagraphs observe coronal mass ejections (CMEs) and driven shocks in white light images.From these observations the shocks speed and the shocks standoff distance from the CMEs leading edge can be derived. Using these quantities, theoretical relationships between the shocks Alfvenic Mach number MA and standoff distance, and empirical radial profiles for the solar wind velocity and number density, the radial magnetic field profile upstream of the shock can be calculated. These profiles cannot be measured directly. We test the accuracy of this method for estimating the radial magnetic field profile upstream of the shock by simulating a sample CME that occurred on 29 November 2013 using the three-dimensional (3-D) magnetohydrodynamic Block-Adaptive-Tree-Solar wind-Roe-Upwind-Scheme code, retrieving shock-CME standoff distances from the simulation, and comparing the estimated and simulated radial magnetic field profiles. We find good agreement between the two profiles (within +/-30%) between 1.8 and 10R.Our simulations confirm that a linear relationship exists between the standoff distance and the inverse compression ratio at the shock. We also find very good agreement between the empirical and simulated radial profiles of the number density and speed of the solar wind and inner corona.

Schmidt, J. M.↗

CME Flux Rope and Shock Identifications and Locations: Comparison of White Light Data, Graduated Cylindrical Shell Model, and MHD Simulations

Coronal mass ejections (CMEs) are major transient phenomena in the solar corona that are observed with ground-based and spacecraft-based coronagraphs in white light or with in situ measurements by spacecraft. CMEs transport mass and momentum and often drive shocks. In order to derive the CME and shock trajectories with high precision, we apply the graduated cylindrical shell (GCS) model to fit a flux rope to the CME directed toward STEREO A after about 19:00 UT on 29 November 2013 and check the quality of the heliocentric distance-time evaluations by carrying out a three-dimensional magnetohydrodynamic (MHD) simulation of the same CME with the Block Adaptive Tree Solar-Wind Roe Upwind Scheme (BATS-R-US) code. Heliocentric distances of the CME and shock leading edges are determined from the simulated white light images and magnetic field strength data. We find very good agreement between the predicted and observed heliocentric distances, showing that the GCS model and the BATS-R-US simulation approach work very well and are consistent. In order to assess the validity of CME and shock identification criteria in coronagraph images, we also compute synthetic white light images of the CME and shock. We find that the outer edge of a cloud-like illuminated area in the observed and predicted images in fact coincides with the leading edge of the CME flux rope and that the outer edge of a faint illuminated band in front of the CME leading edge coincides with the CME-driven shock front.

Schmidt, J. M.↗

Generation and Scattering of Radiation Observed by Voyager in the Outer Heliosphere

Excellent progress was made under this grant on the generation and scattering of the 2-3 kHz radio emissions observed by the Voyager spacecraft in the outer heliosphere. These are the most powerful radio emissions produced in our solar system, surpassing even those of Jupiter and the Sun. The widely-held hypothesis pursued is that the radiation is generated near the electron plasma frequency f(sub p) or near 2f(sub p) as a shock wave traverses the heliosheath regions and/or heliopause predicted in the interaction region between the solar wind and the local interstellar medium. (Note that f (sup 2) (sub p) is proportional to the plasma density.) The traveling shock wave is plausibly associated with a global merged interaction region (GMIR). Accordingly, this so-called GMIR model is strongly analogous to the common interpretation of type II solar radio bursts and to radio emissions associated with Earth's bow shock, with coronal mass ejections (CMEs) and Earth's magnetosphere playing the role of a GMIR, respectively. Accordingly, Dr Cairns work on type II bursts, Earth's foreshock, and stochastic growth theory (not described in detail) strongly aided and complemented the research progress on the 2-3 kHz emissions described.

Spangler, Steven R.↗

Stochastic Growth Theory of Spatially-Averaged Distributions of Langmuir Fields in Earth's Foreshock

Langmuir-like waves in the foreshock of Earth are characteristically bursty and irregular, and are the subject of a number of recent studies. Averaged over the foreshock, it is observed that the probability distribution is power-law P(bar)(log E) in the wave field E with the bar denoting this averaging over position, In this paper it is shown that stochastic growth theory (SGT) can explain a power-law spatially-averaged distributions P(bar)(log E), when the observed power-law variations of the mean and standard deviation of log E with position are combined with the log normal statistics predicted by SGT at each location.

Boshuizen, Christopher R.↗

Stochastic Growth of Ion Cyclotron And Mirror Waves In Earth's Magnetosheath

Electromagnetic ion cyclotron and mirror waves in Earth's magnetosheath are bursty, have widely variable fields, and are unexpectedly persistent, properties difficult to reconcile with uniform secular growth. Here it is shown for specific periods that stochastic growth theory (SGT) quantitatively accounts for the functional form of the wave statistics and qualitatively explains the wave properties. The wave statistics are inconsistent with uniform secular growth or self-organized criticality, but nonlinear processes sometimes play a role at high fields. The results show SGT's relevance near marginal stability and suggest that it is widely relevant to space and astrophysical plasmas.

Cairns, Iver H.↗

Role of Collective Effects in Dominance of Scattering Off Thermal Ions Over Langmuir Wave Decay: Analysis, Simulations, and Space Applications

Langmuir waves driven to high levels by beam instabilities are subject to nonlinear processes, including the closely related processes of scattering off thermal ions (STI) and a decay process in which the ion response is organized into a product ion acoustic wave. Calculations of the nonlinear growth rates predict that the decay process should always dominate STI, creating two paradoxes. The first is that three independent computer simulation studies show STI proceeding, with no evidence for the decay at all. The second is that observations in space of type 3 solar radio bursts and Earth's foreshock, which the simulations were intended to model, show evidence for the decay proceeding but no evidence for STI. Resolutions to these paradoxes follow from the realization that a nonlinear process cannot proceed when its growth rate exceeds the minimum frequency of the participating waves, since the required collective response cannot be maintained and the waves cannot respond appropriately, and that a significant number of e-foldings and wave periods must be contained in the time available. It is shown that application of these 'collective' and 'time scale' constraints to the simulations explains why the decay does not proceed in them, as well as why STI proceeds in specific simulations. This appears to be the first demonstration that collective constraints are important in understanding nonlinear phenomena. Furthermore, applying these constraints to space observations, it is predicted that the decay should proceed (and dominate STI) in type 3 sources and the high beam speed regions of Earth's foreshock for a specific range of wave levels, with a possible role for STI alone at slightly higher wave levels. Deeper in the foreshock, for slower beams and weaker wave levels, the decay and STI are predicted to become ineffective. Suggestions are given for future testing of the collective constraint and an explanation for why waves in space are usually much weaker than in the simulations.

Cairns, Iver H.↗

Generalized Langmuir Waves in Magnetized Kinetic Plasmas

The properties of unmagnetized Langmuir waves and cold plasma magnetoionic waves (x, o, z and whistler) are well known. However, the connections between these modes in a magnetized kinetic plasma have not been explored in detail. Here, wave properties are investigated by numerically solving the dispersion equation derived from the Vlasov equations both with and without a beam instability present. For omega(sub p)>Omega(sub e), it is shown that the generalized Langmuir mode at oblique propagation angles has magnetic z-mode characteristics at low wave numbers and thermal Langmuir mode characteristics at high wave numbers. For omega(sub p)<Omega(sub e), it is shown that the (oblique) Langmuir mode instead connects to the whistler mode at low wave numbers. The transition from the Langmuir/z mode to the Langmuir/whistler mode near omega(sub p) = Omega(sub e) is rapid. In addition, the effects on wave dispersion and polarization after adding a beam are investigated. Applications of this theory to magnetized Langmuir waves in Earth's foreshock and the solar wind, to waves observed near the plasma frequency in the auroral regions, and to solar type III bursts are discussed.

Willes, A. J.↗

Roles Played by Electrostatic Waves in Producing Radio Emissions

Processes in which electromagnetic radiation is produced directly or indirectly via intermediate waves are reviewed. It is shown that strict theoretical constraints exist for electrons to produce nonthermal levels of radiation directly by the Cerenkov or cyclotron resonances. In contrast, indirect emission processes in which intermediary plasma waves are converted into radiation are often favored on general and specific grounds. Four classes of mechanisms involving the conversion of electrostatic waves into radiation are linear mode conversion, hybrid linear/nonlinear mechanisms, nonlinear wave-wave and wave-particle processes, and radiation from localized wave packets. These processes are reviewed theoretically and observational evidence summarized for their occurrence. Strong evidence exists that specific nonlinear wave processes and mode conversion can explain quantitatively phenomena involving type III solar radio bursts and ionospheric emissions. On the other hand, no convincing evidence exists that magnetospheric continuum radiation is produced by mode conversion instead of nonlinear wave processes. Further research on these processes is needed.

Cairns, Iver H.↗

Thermal and Driven Stochastic Growth of Langmuir Waves in the Solar Wind and Earth's Foreshock

Statistical distributions of Langmuir wave fields in the solar wind and the edge of Earth's foreshock are analyzed and compared with predictions for stochastic growth theory (SGT). SGT quantitatively explains the solar wind, edge, and deep foreshock data as pure thermal waves, driven thermal waves subject to net linear growth and stochastic effects, and as waves in a pure SGT state, respectively, plus radiation near the plasma frequency f(sub p). These changes are interpreted in terms of spatial variations in the beam instability's growth rate and evolution toward a pure SGT state. SGT analyses of field distributions are shown to provide a viable alternative to thermal noise spectroscopy for wave instruments with coarse frequency resolution, and to separate f(sub p) radiation from Langmuir waves.

Cairns, Iver H.↗

Strong Evidence for Stochastic Growth of Langmuir-Like Waves in Earth's Foreshock

Bursty Langmuir-like waves driven by electron beams in Earth's foreshock have properties which are inconsistent with the standard plasma physics paradigm of uniform exponential growth saturated by nonlinear processes. Here it is demonstrated for a specific period that stochastic growth theory (SGT) quantitatively describes these waves throughout a large fraction of the foreshock. The statistical wave properties are inconsistent with nonlinear processes or self-organized criticality being important. SGT's success in explaining the foreshock waves and type III solar bursts suggests that SGT is widely applicable to wave growth in space, astrophysical, and laboratory plasmas.

Cairns, Iver H.↗

Measurement of the Plasma Density Using the Intensification of z-Mode Waves at the Electron Plasma Frequency

A new method is proposed for measuring the number density of a plasma using spectral measurements of plasma wave. The method is based on predictions that the ratio electric to magnetic fields and the electric intensity is significantly enhanced in a narrow frequency band without the electron plasma frequency for z-mode waves propagating at small angles to the back-ground magnetic field in cold relatively strongly magnetized plasmas. The method is applied to emissions observed in space over Earth's polar cap, allowing identification of the plasma frequency and the mode consistent with the data available. This method should be useful for other cold, strongly magnetized plasmas in space and in the laboratory.

Cairns, Iver H.↗

Constraints on Nonlinear and Stochastic Growth Theories for Type 3 Solar Radio Bursts from the Corona to 1 AU

Existing, competing theories for coronal and interplanetary type III solar radio bursts appeal to one or more of modulational instability, electrostatic (ES) decay processes, or stochastic growth physics to preserve the electron beam, limit the levels of Langmuir-like waves driven by the beam, and produce wave spectra capable of coupling nonlinearly to generate the observed radio emission. Theoretical constraints exist on the wavenumbers and relative sizes of the wave bandwidth and nonlinear growth rate for which Langmuir waves are subject to modulational instability and the parametric and random phase versions of ES decay. A constraint also exists on whether stochastic growth theory (SGT) is appropriate. These constraints are evaluated here using the beam, plasma, and wave properties (1) observed in specific interplanetary type III sources, (2) predicted nominally for the corona, and (3) predicted at heliocentric distances greater than a few solar radii by power-law models based on interplanetary observations. It is found that the Langmuir waves driven directly by the beam have wavenumbers that are almost always too large for modulational instability but are appropriate to ES decay. Even for waves scattered to lower wavenumbers (by ES decay, for instance), the wave bandwidths are predicted to be too large and the nonlinear growth rates too small for modulational instability to occur for the specific interplanetary events studied or the great majority of Langmuir wave packets in type III sources at arbitrary heliocentric distances. Possible exceptions are for very rare, unusually intense, narrowband wave packets, predominantly close to the Sun, and for the front portion of very fast beams traveling through unusually dilute, cold solar wind plasmas. Similar arguments demonstrate that the ES decay should proceed almost always as a random phase process rather than a parametric process, with similar exceptions. These results imply that it is extremely rare for modulational instability or parametric decay to proceed in type III sources at any heliocentric distance: theories for type III bursts based on modulational instability or parametric decay are therefore not viable in general. In contrast, the constraint on SGT can be satisfied and random phase ES decay can proceed at all heliocentric distances under almost all circumstances. (The contrary circumstances involve unusually slow, broad beams moving through unusually hot regions of the Corona.) The analyses presented here strongly justify extending the existing SGT-based model for interplanetary type III bursts (which includes SGT physics, random phase ES decay, and specific electromagnetic emission mechanisms) into a general theory for type III bursts from the corona to beyond 1 AU. This extended theory enjoys strong theoretical support, explains the characteristics of specific interplanetary type III bursts very well, and can account for the detailed dynamic spectra of type III bursts from the lower corona and solar wind.

Cairns, Iver H.↗

Angular Broadening: Effects of Nonzero, Spatially Varying Plasma Frequency Between the Source and Observer

Angular broadening of radiation due to scattering by density irregularities is usually described using geometric optics (GO) or the parabolic wave equation (PWE) with the assumptions that the radiation frequency f greatly exceeds the local plasma frequency f(sub p0) or that f(sub p0)/f is constant along the path. These assumptions are inappropriate for many solar system radio phenomena. Here the PWE and GO formalisms are extended to treat angular broadening in plasmas with nonzero, spatially varying ratios, f(sub p0)(z)/f < 1. The new PWE results show that the correlation function, scattered angular spectrum, and other quantities are modified by inclusion of a denominator factor [1 - f(sup 2, sub p0)(z prime)/f prime] inside the path integral over z prime, while the mean-square scattering angle depends on both f(sub p0)(z)/f at the observer and the foregoing factor inside the path integral. The PWE and GO predictions for are identical and involve equivalent assumptions. Previous GO and PWE results are recovered in the limits that f(sub p0)(z prime)/f is constant or zero. The new PWE and GO results will permit more accurate calculation of angular broadening for solar system and astrophysical sources. Moreover and importantly, due to the PWE and GO results for being identical, previous GO analyses of in solar system contexts are essentially correct, except for the neglect of or minor deficiencies in the treatment of nonzero, spatially varying f(sub p0)/f effects. The identical GO and PWE results for and the form of the PWE equation for the correlation function raise questions as to whether diffraction is unimportant for angular broadening (under the usual PWE conditions). Future direct comparisons of the PWE predictions with angular spectra calculated using existing GO ray-tracing codes should answer these questions. Diffraction effects are probably important when the medium and turbulence are not sufficiently homogeneous transverse to the central ray path. The implications are also discussed for studies of the 2-3.5 kHz radiation observed in the outer heliosphere.

Cairns, Iver H.↗

Foreshock Langmuir Waves for Unusually Constant Solar Wind Conditions: Data and Implications for Foreshock Structure

Plasma wave data are compared with ISEE 1's position in the electron foreshock for an interval with unusually constant (but otherwise typical) solar wind magnetic field and plasma characteristics. For this period, temporal variations in the wave characteristics can be confidently separated from sweeping of the spatially varying foreshock back and forth across the spacecraft. The spacecraft's location, particularly the coordinate D(sub f) downstream from the foreshock boundary (often termed DIFF), is calculated by using three shock models and the observed solar wind magnetometer and plasma data. Scatterplots of the wave field versus D(sub f) are used to constrain viable shock models, to investigate the observed scatter in the wave fields at constant D(sub f), and to test the theoretical predictions of linear instability theory. The scatterplots confirm the abrupt onset of the foreshock waves near the upstream boundary, the narrow width in D(sub f) of the region with high fields, and the relatively slow falloff of the fields at large D(sub f), as seen in earlier studies, but with much smaller statistical scatter. The plots also show an offset of the high-field region from the foreshock boundary. It is shown that an adaptive, time-varying shock model with no free parameters, determined by the observed solar wind data and published shock crossings, is viable but that two alternative models are not. Foreshock wave studies can therefore remotely constrain the bow shock's location. The observed scatter in wave field at constant D(sub f) is shown to be real and to correspond to real temporal variations, not to unresolved changes in D(sub f). By comparing the wave data with a linear instability theory based on a published model for the electron beam it is found that the theory can account qualitatively and semiquantitatively for the abrupt onset of the waves near D(sub f) = 0, for the narrow width and offset of the high-field region, and for the decrease in wave intensity with increasing D(sub f). Quantitative differences between observations and theory remain, including large overprediction of the wave fields and the slower than predicted falloff at large D(sub f) of the wave fields. These differences, as well as the unresolved issue of the electron beam speed in the high-field region of the foreshock, are discussed. The intrinsic temporal variability of the wave fields, as well as their overprediction based on homogeneous plasma theory, are indicative of stochastic growth physics, which causes wave growth to be random and varying in sign, rather than secular.

Cairns, Iver H.↗

Radiation Near 2f(sub p) and Intensified Emissions Near f(sub p) in the Dayside and Nightside Auroral Region and Polar Cap

This paper reports the discovery in the DE 1 data of propagating radiation near 2f(sub p) (the H component) and relatively intense electromagnetic waves near f(sub p) with fields typically less than or approximately equal to 1 mV/m (the PF or plasma frequency component) on both the dayside and the nightside of Earth. These emissions are observed at auroral and polar cap latitudes for radial distances ranging from 2.5 to 4.5 R(sub E). The H component is unique in that no other 2f(sub p) emissions are known to be generated where the electron gyrofrequency f(sub g) exceeds 2f(sub p). Since existing theories for 2f(sub p) radiation assume f(sub g)/f(sub p) less than 1, new theories will be required to explain the H component. The PF waves near f(sub p) are electromagnetic, but with large ratios E/cB approximately 20. On the basis of cold plasma theory, the wave frequencies and the ratios E/cB, the PF component plausibly consists of zeta-mode and/or whistler mode waves near f(sub p), presumably driven by an electron instability. The H emissions have modest bandwidths of approximately 50% at frequencies ranging from 5 to 20 kHz. Grounds for interpreting the H component as emissions generated near 2f(sub p) are provided by the very good frequency tracking of the PF and H components and typical frequency ratios near 2.0. Strong evidence exists that part of the H component is propagating, electromagnetic radiation, based on propagation effects and spin modulation patterns. However, no magnetic signals have yet been detected for the H component, so that it could be partly electrostatic. Cold plasma theory and the observed wave characteristics favor interpreting the H component as composed of omicron mode and/or zeta mode signals. Combining the DE 1 observations with rocket observations, it is predicted that the much more intense Langmuir-like fields observed in the low altitude auroral zones should also generate observable 2f(sub p) radiation. This prediction should be testable using Polar and future rocket flights. Directions for future research are also described.

Cairns, Iver H.↗

First Test of Stochastic Growth Theory for Langmuir Waves in Earth's Foreshock

This paper presents the first test of whether stochastic growth theory (SGT) can explain the detailed characteristics of Langmuir-like waves in Earth's foreshock. A period with unusually constant solar wind magnetic field is analyzed. The observed distributions P(logE) of wave fields E for two intervals with relatively constant spacecraft location (DIFF) are shown to agree well with the fundamental prediction of SGT, that P(logE) is Gaussian in log E. This stochastic growth can be accounted for semi-quantitatively in terms of standard foreshock beam parameters and a model developed for interplanetary type III bursts. Averaged over the entire period with large variations in DIFF, the P(logE) distribution is a power-law with index approximately -1; this is interpreted in terms of convolution of intrinsic, spatially varying P(logE) distributions with a probability function describing ISEE's residence time at a given DIFF. Wave data from this interval thus provide good observational evidence that SGT can sometimes explain the clumping, burstiness, persistence, and highly variable fields of the foreshock Langmuir-like waves.

Cairns, Iver H.↗

Magnetic Field Orientation Effects on the Standoff Distance of Earth's Bow Shock

Three-dimensional, global MHD simulations of solar wind flow onto a prescribed magnetopause obstacle are used to show that a bow shock's nose location a(sub s), and the relative subsolar magnetosheath thickness Delta(sub ms)/a(sub mp) are strong functions of the IMF cone angle theta (between v(sub sw) and B(sub sw)) and the Alfven Mach number M(sub A). For a given M(sub A) the shock is more distant for higher theta (restricted to the interval 0-90deg by symmetries), while a(sub s)/a(sub mp) and Delta(sub ms/a(sub mp) increase with decreasing M(sub A) for theta greater than or approximately 20deg but decrease with decreasing M(sub A) for theta approximately Odeg. Large differences in Delta(sub ms/a(sub mp) are predicted between theta = Odeg and 90deg at low M(sub A), with smaller differences remaining even at M(sub A) approximately 10. The theta = Odeg results confirm and extend the previous work of Spreiter and Rizzi [1974]. The simulations show that successful models for the subsolar shock location cannot subsume the dependences on M(sub A) and theta into a sole dependence on M(ms). Instead, they confirm a recent prediction [Cairns and Grabbe, 1994] that a(sub s)/a(sub mp) and Delta(sub ms)/a(sub mp) should depend strongly on theta and M(sub A) for M(sub A) less than or approximately 10 (as well as on other MHD variables). Detailed comparisons between theory and data remain to be done. However, preliminary comparisons show good agreement, with distant shock locations found for low M(sub A) and large theta greater than or approximately 45deg and closer locations found for theta less than or approximately 20deg even at M/A approximately 8.

Cairns, Iver H.↗