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Giacalone, Joe

Publications and source records attributed to Giacalone, Joe.

The Effects of Turbulence on Heliosheath Ions and Implications for Energetic Neutral Atoms

The distribution of ions in the heliosheath—the region between the heliospheric termination shock and the heliopause—is important for understanding remote observations of energetic neutral atoms (ENAs). The ion distributions were estimated previously based on hybrid simulations of the heating and evolution of solar wind and interstellar pickup ions across the solar wind termination shock, but these estimates only provide the distributions near the shock. In this work, we use self-consistent hybrid kinetic simulations to investigate the effects of turbulence on ion distributions in the heliosheath. The simulations are compared against Voyager observations, constraining the feasible amplitude and compressibility of turbulence. We find that the heating due to turbulent dissipation can lead to a significant increase in the temperature of thermal solar wind ions. Both turbulent velocity fluctuations and the heating of solar wind ions increase the charge-exchange source for ENAs at low energies (around 100 eV), where current ENA models underpredict observations by more than an order of magnitude. However, the effects of turbulence are likely not strong enough to fully explain these discrepancies.

79 ASTRONOMY AND ASTROPHYSICS↗

Flat Spectra of Energetic Particles in Interplanetary Shock Precursors

The observed energy spectra of accelerated particles at interplanetary shocks often do not match the diffusive shock acceleration (DSA) theory predictions. In some cases, the particle flux forms a plateau over a wide range of energies, extending upstream of the shock for up to seven flux e-folds before submerging into the background spectrum. Remarkably, at and downstream of the shock we have studied in detail, the flux falls off in energy as ϵ -1 , consistent with the DSA prediction for a strong shock. The upstream plateau suggests a particle transport mechanism different from those traditionally employed in DSA models. We show that a standard (linear) DSA solution based on a widely accepted diffusive particle transport with an underlying resonant wave–particle interaction is inconsistent with the plateau in the particle flux. To resolve this contradiction, we modify the DSA theory in two ways. First, we include a dependence of the particle diffusivity κ on the particle flux F (nonlinear particle transport). Second, we invoke short-scale magnetic perturbations that are self-consistently generated by, but not resonant with, accelerated particles. They lead to the particle diffusivity increasing with the particle energy as ∝ϵ 3/2 that simultaneously decreases with the particle flux as 1/F. The combination of these two trends results in the flat spectrum upstream. We speculate that nonmonotonic spatial variations of the upstream spectrum, apart from being time-dependent, may also result from non-DSA acceleration mechanisms at work upstream, such as stochastic Fermi or magnetic pumping acceleration.

79 ASTRONOMY AND ASTROPHYSICS↗

Parallel Diffusion Coefficient of Energetic Charged Particles in the Inner Heliosphere from the Turbulent Magnetic Fields Measured by Parker Solar Probe

Diffusion coefficients of energetic charged particles in turbulent magnetic fields are a fundamental aspect of diffusive transport theory but remain incompletely understood. In this work, we use quasi-linear theory to evaluate the spatial variation of the parallel diffusion coefficient κ ∥ from the measured magnetic turbulence power spectra in the inner heliosphere. We consider the magnetic field and plasma velocity measurements from Parker Solar Probe made during Orbits 5–13. The parallel diffusion coefficient is calculated as a function of radial distance from 0.062 to 0.8 au, and the particle energy from 100 keV to 1 GeV. We find that κ ∥ increases exponentially with both heliocentric distance and energy of particles. The fluctuations in κ ∥ are related to the episodes of large-scale magnetic structures in the solar wind. By fitting the results, we also provide an empirical formula of κ ∥ = (5.16 ± 1.22) × 10 18 r 1.17 ± 0.08 E 0.71 ± 0.02 (cm 2 s -1 ) in the inner heliosphere, which can be used as a reference in studying the transport and acceleration of solar energetic particles as well as the modulation of cosmic rays.

79 ASTRONOMY AND ASTROPHYSICS↗

Effects of Coronal Magnetic Field Configuration on Particle Acceleration and Release during the Ground Level Enhancement Events in Solar Cycle 24

Ground level enhancements (GLEs) are extreme solar energetic particle (SEP) events that are of particular importance in space weather. In solar cycle 24, two GLEs were recorded on 2012 May 17 (GLE 71) and 2017 September 10 (GLE 72), respectively, using a range of advanced modern instruments. Here we conduct a comparative analysis of the two events by focusing on the effects of large-scale magnetic field configuration near active regions on particle acceleration and release. Although the active regions are both located near the western limb, temporal variations of SEP intensities and energy spectra measured in situ display different behaviors at early stages. By combining a potential field model, we find the coronal mass ejection (CME) in GLE 71 originated below the streamer belt, while in GLE 72 it originated near the edge of the streamer belt. We reconstruct the CME shock fronts with an ellipsoid model based on nearly simultaneous coronagraph images from multiple viewpoints and further derive the 3D shock geometry at the GLE onset. The highest-energy particles are primarily accelerated in the shock–streamer interaction regions, i.e., likely at the nose of the shock in GLE 71 and the eastern flank in GLE 72, due to quasi-perpendicular shock geometry and confinement of closed fields. Subsequently, they are released to the field lines connecting to near-Earth spacecraft when the shocks move through the streamer cusp region. This suggests that magnetic structures in the corona, especially shock–streamer interactions, may have played an important role in the acceleration and release of the highest-energy particles in the two events.

79 ASTRONOMY AND ASTROPHYSICS↗

Solar Energetic Particle Acceleration at a Spherical Shock with the Shock Normal Angle $θ$ $B_n$ Evolving in Space and Time

We present a 2D kinematic model to study the acceleration of solar energetic particles (SEPs) at a shock driven by a coronal mass ejection. The shock is assumed to be spherical about an origin that is offset from the center of the Sun. This leads to a spatial and temporal evolution of the angle between the magnetic field and the shock-normal direction (θ Bn ) as it propagates through the Parker spiral magnetic field from the lower corona to 1 au. We find that the high-energy SEP intensity varies significantly along the shock front due to the evolution of θ Bn . Generally, the west flank of the shock preferentially accelerates particles to high energies compared to the east flank and shock nose. This can be understood in terms of the rate of acceleration, which is higher at the west flank. Double power-law energy spectra are reproduced in our model as a consequence of the local acceleration and transport effects. These results will help us to better understand the evolution of SEP acceleration and provide new insights into large SEP events observed by multiple spacecraft, especially those close to the Sun, such as Parker Solar Probe and Solar Orbiter.

79 ASTRONOMY AND ASTROPHYSICS↗

Advancing Theory and Modeling Efforts in Heliophysics

Heliophysics theory and modeling build understanding from fundamental principles to motivate, interpret, and predict observations. Together with observational analysis, they constitute a comprehensive scientific program in heliophysics. As observations and data analysis become increasingly detailed, it is critical that theory and modeling develop more quantitative predictions and iterate with observations. Advanced theory and modeling can inspire and greatly improve the design of new instruments and increase their chance of success. In addition, in order to build physicsbased space weather forecast models, it is important to keep developing and testing new theories, and maintaining constant communications with theory and modeling. Maintaining a sustainable effort in theory and modeling is critically important to heliophysics. We recommend that all funding agencies join forces and consider expanding current and creating new theory and modeling programs–especially, 1. NASA should restore the HTMS program to its original support level to meet the critical needs of heliophysics science; 2. a Strategic Research Model program needs to be created to support model development for next-generation basic research codes; 3. new programs must be created for addressing mission-critical theory and modeling needs; and 4. enhanced programs are urgently required for training the next generation of theorists and modelers.

79 ASTRONOMY AND ASTROPHYSICS↗

A Model of Double Coronal Hard X-Ray Sources in Solar Flares

A number of double coronal X-ray sources have been observed during solar flares by RHESSI, where the two sources reside at different sides of the inferred reconnection site. However, where and how these X-ray-emitting electrons are accelerated remains unclear. Here we present the first model of the double coronal hard X-ray (HXR) sources, where electrons are accelerated by a pair of termination shocks driven by bidirectional fast reconnection outflows. We model the acceleration and transport of electrons in the flare region by numerically solving the Parker transport equation using velocity and magnetic fields from the macroscopic magnetohydrodynamic simulation of a flux rope eruption. We show that electrons can be efficiently accelerated by the termination shocks and high-energy electrons mainly concentrate around the two shocks. The synthetic HXR emission images display two distinct sources extending to >100 keV below and above the reconnection region, with the upper source much fainter than the lower one. The HXR energy spectra of the two coronal sources show similar spectral slopes, consistent with the observations. Our simulation results suggest that the flare termination shock can be a promising particle acceleration mechanism in explaining the double-source nonthermal emissions in solar flares.

79 ASTRONOMY AND ASTROPHYSICS↗

Double-power-law Feature of Energetic Particles Accelerated at Coronal Shocks

Recent observations have shown that in many large solar energetic particle (SEP) events the event-integrated differential spectra resemble double power laws. We perform numerical modeling of particle acceleration at coronal shocks propagating through a streamer-like magnetic field by solving the Parker transport equation, including protons and heavier ions. We find that for all ion species the energy spectra integrated over the simulation domain can be described by a double power law, and the break energy depends on the ion charge-to-mass ratio as E B ~ (Q/A) α , with α varying from 0.16 to 1.2 by considering different turbulence spectral indices. We suggest that the double-power-law distribution may emerge as a result of the superposition of energetic particles from different source regions where the acceleration rates differ significantly due to particle diffusion. The diffusion and mixing of energetic particles could also provide an explanation for the increase of Fe/O at high energies as observed in some SEP events. Although further mixing processes may occur, our simulations indicate that either a power-law break or rollover can occur near the Sun and predict that the spectral forms vary significantly along the shock front, which may be examined by upcoming near-Sun SEP measurements from the Parker Solar Probe and Solar Orbiter.

79 ASTRONOMY AND ASTROPHYSICS↗

Variable Ion Compositions of Solar Energetic Particle Events in the Inner Heliosphere: A Field Line Braiding Model with Compound Injections

We propose a model for interpreting highly variable ion composition ratios in solar energetic particle (SEP) events recently observed by the Parker Solar Probe (PSP) at 0.3–0.45 au. We use numerical simulations to calculate SEP propagation in a turbulent interplanetary magnetic field with a Kolmogorov power spectrum from large scales down to the gyration scale of energetic particles. We show that when the source regions of different species are offset by a distance comparable to the size of the source regions, the observed energetic particle composition He/H can be strongly variable over more than two orders of magnitude, even if the source ratio is at the nominal value. Assuming a 3 He/ 4 He source ratio of 10% in impulsive 3 He-rich events and the same spatial offset of the source regions, the 3 He/ 4 He ratio at observation sites also vary considerably. The variability of the ion composition ratios depends on the radial distance, which can be tested by observations made at different radial locations. We discuss the implications of these results on the variability of ion composition of impulsive events and on further PSP and Solar Orbiter observations close to the Sun.

79 ASTRONOMY AND ASTROPHYSICS↗

Shock Propagation and Associated Particle Acceleration in the Presence of Ambient Solar-Wind Turbulence

The topic of this review paper is on the influence of solar wind turbulence on shock propagation and its consequence on the acceleration and transport of energetic particles at shocks. As the interplanetary shocks sweep through the turbulent solar wind, the shock surfaces fluctuate and ripple in a range of different scales. We discuss particle acceleration at rippled shocks in the presence of ambient solar-wind turbulence. This strongly affects particle acceleration and transport of energetic particles (both ions and electrons) at shock fronts. In particular, we point out that the effects of upstream turbulence is critical for understanding the variability of energetic particles at shocks. Moreover, the presence of pre-existing upstream turbulence significantly enhances the trapping near the shock of low-energy charged particles, including those near the thermal energy of the incident plasma, even when the shock propagates normal to the average magnetic field. Pre-existing turbulence, always present in space plasmas, provides a means for the efficient acceleration of low-energy particles and overcoming the well known injection problem at shocks.

, solar wind↗

Dynamical Modulation of Solar Flare Electron Acceleration due to Plasmoid-shock Interactions in the Looptop Region

A fast-mode shock can form in the front of reconnection outflows and has been suggested as a promising site for particle acceleration in solar flares. Recent developments in the study of magnetic reconnection have shown that numerous plasmoids can be produced in a large-scale current layer. Here we investigate the dynamical modulation of electron acceleration in the looptop region when plasmoids intermittently arrive at the shock by combining magnetohydrodynamics simulations with a particle kinetic model. As plasmoids interact with the shock, the looptop region exhibits various compressible structures that modulate the production of energetic electrons. The energetic electron population varies rapidly in both time and space. The number of 5–10 keV electrons correlates well with the compression area, while that of >50 keV electrons shows good correlation with the strong compression area but only moderate correlation with shock parameters. We further examine the impacts of the first plasmoid, which marks the transition from a quasi-steady shock front to a distorted and dynamical shock. The number of energetic electrons is reduced by ~20% at 15–25 keV and nearly 40% for 25–50 keV, while the number of 5–10 keV electrons increases. In addition, the electron energy spectrum above 10 keV evolves softer with time. We also find that double or even multiple distinct sources can develop in the looptop region when the plasmoids move across the shock. Our simulations have strong implications to the interpretation of nonthermal looptop sources, as well as the commonly observed fast temporal variations in flare emissions, including the quasi-periodic pulsations.

79 ASTRONOMY AND ASTROPHYSICS↗

Synthesis of 3-D Coronal-Solar Wind Energetic Particle Acceleration Modules

Acute space radiation hazards pose one of the most serious risks to future human and robotic exploration. Large solar energetic particle (SEP) events are dangerous to astronauts and equipment. The ability to predict when and where large SEPs will occur is necessary in order to mitigate their hazards. The Coronal-Solar Wind Energetic Particle Acceleration (C-SWEPA) modeling effort in the NASANSF Space Weather Modeling Collaborative [Schunk, 2014] combines two successful Living With a Star (LWS) (http:lws.gsfc.nasa.gov) strategic capabilities: the Earth-Moon-Mars Radiation Environment Modules (EMMREM)[Schwadron et al., 2010] that describe energetic particles and their effects, with the Next Generation Model forthe Corona and Solar Wind developed by the Predictive Science, Inc. (PSI) group. The goal of the C-WEPA effort is to develop a coupled model that describes the conditions of the corona, solar wind, coronal mass ejections (CMEs) and associated shocks, particle acceleration, and propagation via physics-based modules. Assessing the threat of SEPs is a difficult problem. The largest SEPs typically arise in conjunction with X classflares and very fast (1000 kms) CMEs. These events are usually associated with complex sunspot groups(also known as active regions) that harbor strong, stressed magnetic fields. Highly energetic protonsgenerated in these events travel near the speed of light and can arrive at Earth minutes after the eruptiveevent. The generation of these particles is, in turn, believed to be primarily associated with the shock waveformed very low in the corona by the passage of the CME (injection of particles fromthe flare sitemay also playa role). Whether these particles actually reach Earth (or any other point) depends on their transport in theinterplanetary magnetic field and their magnetic connection to the shock.

exploration↗

On the cross-field diffusion of ions in one- and two-dimensional hybrid simulations of collisionless shocks

It can be demonstrated analytically that under certain geometries used in numerical simulations of collisionless shocks in which there is at least one ignorable spatial coordinate, the transport of particles across the magnetic field is essentially zero. This notion is tested using one- and two-dimensional hybrid simulations (kinetic ions/fluid electrons). We find, as the theorem predicts, the particles treated kinetically are tied to the same field line on which they start.

Giacalone, Joe↗

Shock drift acceleration of energetic protons at a planetary bow shock

Results are presented of numerical orbit integrations of the interaction of suprathermal charged particles (protons) with a planetary bow shock, performed in order to investigate the effect of the changing geometry of the shock, due to its curvature, on the kinematics of the particle/shock interaction. Results obtained for both the 2D and 3D bow-shock geometries show that the introduction of shock curvature to the shock in the simulations leads to an increase of the reflection probability of incident suprathermal protons. It was also found that the curvature of the planetary bow shock allows protons to enter at a given value of theta(Bn) (where theta(Bn) is the angle between the local shock normal and the incident magnetic field) and to exit at a different theta(Bn) value. The result has consequences in the characteristics of the energetic charged particle environment in the planetary foreshock.

Giacalone, Joe↗