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Mark A Vaughan

Publications and source records attributed to Mark A Vaughan.

The Calipso Version 4.5 Stratospheric Aerosol Subtyping Algorithm

The accurate classification of aerosol types injected into the stratosphere is important to properly characterize their chemical and radiative impacts within the Earth climate system. The updated stratospheric aerosol subtyping algorithm used in the version 4.5 (V4.5) release of the Cloud Aerosol Lidar with Orthogonal Polarization (CALIOP) level 2 data products now delivers more comprehensive and accurate classifications than its predecessor. The original algorithm identified four aerosol subtypes for layers detected above the tropopause: volcanic ash, smoke, sulfate/other, and polar stratospheric aerosol (PSA). In the revised algorithm, sulfates are separately identified as a distinct, homogeneous subtype, and the diffuse, weakly scattering layers previously assigned to the sulfate/other class are recategorized as a fifth “unclassified” subtype. By making two structural changes to the algorithm and revising two thresholds, the V4.5 algorithm improves the ability to discriminate between volcanic ash and smoke from pyrocumulonimbus injections, improves the fidelity of the sulfate subtype, and more accurately reflects the uncertainties inherent in the classification process. The 532 nm lidar ratio for volcanic ash was also revised to a value more consistent with the current state of knowledge. This paper briefly reviews the previous version of the algorithm (V4.1 and V4.2) then fully details the rationale and impact of the V4.5 changes on subtype classification frequency for specific events where the dominant aerosol type is known based on the literature. Classification accuracy is best for volcanic ash due to its characteristically high depolarization ratio. Smoke layers in the stratosphere are also classified with reasonable accuracy, though during the daytime a substantial fraction are misclassified as ash. It is also possible for mixtures of ash and sulfate to be misclassified as smoke. The V4.5 sulfate subtype accuracy is less than that for ash or smoke, with sulfates being misclassified as smoke about one-third of the time. However, because exceptionally tenuous layers are now assigned to the unclassified subtype and the revised algorithm levies more stringent criteria for identifying an aerosol as sulfate, it is more likely that layers labeled as this subtype are in fact sulfate compared to those assigned the sulfate/other classification in the previous data release.

Jason L Tackett

Retrieving Particulate Matter Concentrations over the Contiguous United States Using CALIOP Observations

Using twelve years (2007-2018) of NASA Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) near-surface 532 nm aerosol extinction retrievals, multi-year mean and trends of particulate matter (PM) concentrations are derived over the contiguous United States (CONUS). Different from past studies that use column integrated aerosol optical thickness, here only near-surface CALIOP aerosol extinction is used for deriving near-surface PM with aerodynamic diameters less than 2.5 µm (PM2.5) concentrations using an innovative, bulk-mass-modeling-based method. Compared against ground based PM2.5 measurements from the U.S. Environmental Protection Agency (EPA), an encouraging relationship between CALIOP-derived PM2.5 and EPA-observed PM2.5 (Deming slope = 0.89; RMSE = 3.42 µg/m3; mean bias = -1.00 µg/m3) is found using combined daytime/nighttime CALIOP data. Also, comparable trends in PM2.5 concentrations from the EPA and daytime and nighttime CALIOP data are found for most of the eastern CONUS and imply that air quality is generally improving over this region for the study period. Over the western CONUS, a seasonal analysis reveals that PM2.5 trends are positive during the more active wildfire season (June through November) but negative for other months. This study suggests that lidar data show promise in their use for obtaining PM2.5 estimates and provides motivation to further explore aerosol extinction-based PM concentration retrievals in anticipation of future space-based lidar missions.

CALIOP

CALIPSO Level 3 Stratospheric Aerosol Product: Version 1.00 Algorithm Description and Initial Assessment

In August 2018,the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) project released a new level 3 stratospheric aerosol profile data product derived from nearly 12 years of measurements acquired by the space-borne Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP).This monthly averaged, gridded level 3 product is based on version 4.2 of the CALIOP level 1 and level 2 data products, which feature significantly improved calibration that now makes it possible to reliably retrieve profiles of stratospheric aerosol extinction and backscatter coefficients. This paper describes the science algorithm and data handling techniques that were developed to generate the CALIPSO version 1.00 level 3 stratospheric aerosol profile product. Further, we show that the retrieved extinction profiles capture the major stratospheric perturbations over the last decade resulting from volcanic eruptions, extreme smoke events, and signatures of stratospheric dynamics. Initial assessment of the product by inter-comparison with the stratospheric aerosol retrievals from the Stratospheric Aerosol and Gas Experiment III (SAGE III) on the International Space Station (ISS) indicates good agreement in the tropical stratospheric aerosol layer (30oN-30oS),where the average difference between zonal mean extinction profiles is typically less than 25% between 20km and 30km. However, differences can exceed 100% in the very low aerosol loading regimes found above 25 km at higher latitudes.

Jayanta Kar

The Impact of Lidar Detection Sensitivity on Assessing Aerosol Direct Radiative Effects

Spaceborne lidar observations have great potential to provide accurate global estimates of the aerosol direct radiative effect (DRE) in both clear and cloudy conditions. However, comparisons between observations from the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite (CALIPSO) and multiple years of Atmospheric Radiation Measurement (ARM) program’s ground-based Raman lidars (RL) show that CALIPSO does not detect all radiatively significant aerosol, i.e. aerosol that directly modifies the Earth’s radiation budget. We estimated that using CALIPSO observations results in an underestimate of the magnitude of the global mean aerosol DRE by up to 54%. The ARM RL datasets along with NASA Langley airborne high spectral resolution lidar (HSRL) data from multiple field campaigns are used to compute the detection sensitivity required to accurately resolve the aerosol DRE. This shows that a lidar with a backscatter coefficient detection sensitivity of about 1−2x10(exp -4)km(exp -1)sr(exp -1) at 532nm would resolve all the aerosol needed to derive the DRE to within 1%.

Tyler J. Thorsen

TPSAS-NF1676L-13037-DND

Mineral dust has a significant and uncertain role in the direct aerosol radiative forcing of climate. Spaceborne lidars such as CALIOP help reduce these uncertainties through vertical profile measurements of aerosol optical properties. One current limitation to the accurate retrieval of aerosol extinction and optical depth from CALIOP is the assumed relationship between the aerosol extinction to aerosol backscatter (i.e. the extinction-to-backscatter ratio, also referred to here as the lidar ratio or Sa). This problem is especially acute at 1064 nm, where few estimates of the lidar ratio exist. This study uses a dataset of eight underflights of CALIOP during August 2010 by the NASA Langley Research Center airborne High Spectral Resolution Lidar (HSRL) to study Saharan dust transported across the Atlantic Ocean. The standard HSRL profile products include aerosol backscatter coefficients and depolarization ratios at both 532 nm and 1064 nm, and aerosol extinction coefficients (and therefore also lidar ratios) at 532 nm only. In this work, we further derive estimates of aerosol lidar ratios and extinction coefficients at 1064 nm via application of a two-wavelength technique that uses the 532 nm aerosol backscatter coefficients and the 1064 nm attenuated total backscatter profile. Summary statistics of the dust lidar ratio and depolarization at 532 nm and 1064 nm from these eight flights are presented. Implications for the CALIOP dust and polluted dust aerosol types and lidar ratio selection are discussed. In addition to the two-wavelength retrievals of lidar ratio at 1064 nm, a demonstration case of a 1064 nm lidar ratio retrieval over the ocean from CALIOP using the CloudSat measurement of surface scattering cross section as a constraint is presented (Josset et al, 2010).

Raymond R Rogers

TPSAS-NF1676L-35847-DND

Aerosols, especially particulate matter with aerodynamic diameters smaller than 2.5 ?m (PM2.5), contribute to air pollution and negatively impact human health. Past studies have estimated PM2.5 concentrations through the use of aerosol optical thickness (AOT) datasets from passive satellite sensors like MODIS and MISR. However, a major limitation of using passive AOTs for PM2.5 applications is that they are column-integrated, while PM2.5 is a surface measurement. In this study, we employ a bulk-mass-modeling-based method to directly derive PM2.5 concentrations over the contiguous United States (CONUS) using two years (2008-2009) of daytime and nighttime near-surface aerosol extinction retrievals from the NASA Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) instrument, bulk mass extinction efficiencies, and model-based hygroscopicity. Results reveal that CALIOP-derived PM2.5 agrees reasonably well with ground-based PM2.5 observations from the U.S. Environmental Protection Agency (EPA), implying this method exhibits some merit in monitoring PM2.5 concentrations from CALIOP data. The newly developed method is then applied to CALIOP aerosol extinction retrievals using nearly the entire CALIOP data record (2007-2018), and an initial trend analysis is conducted. Results from various sensitivity studies are also shown, including those of surface layer height and assumed aerosol type.

Travis D Toth

Science Performance Comparison Between a Spaceborne HSRL and CALIOP

NASA operates airborne and spaceborne lidar systems to answer aerosol and cloud related science questions. NASA Langley Research Center has extensive experience operating lidar systems in both regimes. These include High Spectral Resolution Lidar (HSRL) systems, which have been operating on airborne systems,and CALIOP, the spaceborne elastic backscatter lidar system on board CALIPSO. In support of NASA’s ACCP Study Plan to address the Aerosol (A) and Cloud, Convection, and Precipitation (CCP) Designated Observables called out in the 2017 Earth Science Decadal Survey, LaRC is using lidar simulation tools to evaluate the performance of spaceborne systems using both the HSRL and elastic backscatter techniques. The LaRC high-fidelity simulator tool models both HSRL and elastic backscatter lidar systems by modeling the effects of the instrument specifications and producing backscatter signals generated from molecules, aerosols, clouds, ocean surface, and ocean subsurface. It derives the solar background signals from the scene specific aerosol and cloud characteristics, surface type, and sun elevation. The tool models both random and systematic uncertainties in the retrieved geophysical parameters. In this study, we will present simulated results that compare and contrast the performance of spaceborne HSRL systems to the performance of CALIOP. As recommended by the Decadal Study, ACCP is seeking advances over performance that has been achieved by A-Train. This study will provide a description of the HSRL and elastic backscatter techniques and demonstrate how and why the performance of these HSRL systems exceeds the performance of CALIOP.

Kathleen A Powell

Column Optical Depth (COD) Derived from CALIOP Ocean Surface Returns

The Cloud Aerosol Lidar with Orthogonal Polarization (CALIOP) on board the Cloud Aerosol Lidar Infrared Pathfinder Satellite Observations (CALIPSO) satellite has been making near-global measurements of clouds and aerosols since mid-June 2006. Among the properties reported in CALIPSO data products are estimates of total column optical depth (COD) obtained by integrating the retrieved extinction coefficients of detected particulates (i.e., aerosols and clouds) from 36 km to the surface. However, due to algorithm detection limits and instrument sensitivities, particulates can go undetected when the particulate loading is especially diffuse or in regions where the signal is attenuated by over-lying layers. Because extinction is not calculated where features are not detected, these undetected particulates can introduce low biases into the reported COD. Lidar ratio assumptions used in the extinction retrievals can also introduce errors. To minimize these biases, future releases of the CALIPSO lidar data products will implement an ocean-derived column optical depth (ODCOD) retrieval. The following paper briefly describes the algorithm, the current status of the algorithm development and verification efforts, and preliminary comparisons to col-located COD estimates derived using other retrieval schemes and obtained from other sensors.

Robert A Ryan

Mapping Aerosol Lidar Ratios Over Ocean using MODIS AOD Constrained Retrievals and GOCART Model Simulations

After 17 years, the NASA Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observations (CALIPSO) mission ceased science operations in August 2023. For the final CALIPSO data products release (Version 5), the CALIPSO project seeks to improve the accuracy of its aerosol extinction by advancing knowledge of aerosol lidar ratios (i.e., extinction-to-backscatter ratios; LRs) for various aerosol types. The current algorithm assigns one LR value globally for each of the seven tropospheric aerosol types. The CALIPSO team aims to improve the retrieval algorithm through the development of regional and seasonal LR climatologies for the same aerosol types. In this study, aerosol LRs are inferred through Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) backscatter profiles constrained by collocated aerosol optical depth (AOD) from Aqua Moderate Resolution Imaging Spectroradiometer (MODIS) data over oceans during daytime. This analysis is subsampled for those profiles that are cloud-free and contain only one CALIOP-classified aerosol type. The CALIOP profiles are then collocated with aerosol volume fractions obtained through Goddard Chemistry Aerosol Radiation and Transport (GOCART) model simulations. This presentation will reveal findings that the 12-year (June 2006-August 2018) mean spatial distributions of inferred aerosol LRs for CALIOP-classified marine and dusty marine aerosols correspond inversely with patterns of GOCART sea salt volume fraction (SSVF). For example, smaller SSVFs (< 65%) and larger LRs (> 55 sr), are found near land masses (Fig. 1). This indicates the influence of advected anthropogenic aerosols (e.g., pollution and biomass burning smoke). In the remote oceans (i.e., regions likely less impacted by non-sea salt aerosols), the SSVFs are larger (> 95%) and the LRs are smaller (< 25 sr) (Fig. 1). A polynomial fit of the MODIS AOD constrained LRs to the corresponding GOCART SSVFs (intersect values of ~58 sr for SSVF of 0% and ~21 sr for SSVF of 100%) is further used to produce model-assisted climatological LR maps on seasonal scales. Additionally, we will show results of a LR validation analysis for which we compare the revised CALIPSO AODs obtained by applying the seasonal/regional constrained LRs against CALIPSO Version 4.51 Ocean Derived Column Optical Depth (ODCOD). While the majority of the presentation will focus on LRs for CALIOP-classified marine and dusty marine aerosols, an overview of LR results will show preliminary results for other aerosol types over ocean, such as dust and elevated smoke. The technique demon-strated in this study highlights the benefits not only to the final planned CALIPSO data release in 2025, but similar methods can be applied to future spaceborne elastic backscatter lidars with collocated passive sensors (e.g., such as those associated with NASA’s proposed Atmosphere Observing System).

Travis D Toth