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Rasch, Philip J

Publications and source records attributed to Rasch, Philip J.

Data from Zhang et al. (2019, JAMES, DOI: 10.1029/2019MS001817)

This data set includes the EAM model output used to generate figures presented in the following paper: Zhang, S., Wan, H., Rasch, P. J., Balwinder, S., Larson, V. E., and Woodward, C. S. (2019): An objective and efficient method for assessing the impact of reduced-precision calculations on solution correctness, Journal of Advances in Modeling Earth Systems, https://doi.org/10.1029/2019MS001817

54 ENVIRONMENTAL SCIENCES↗

Uncertainty Quantification and Parameter Tuning in the CAM5 Zhang-McFarlane Convection Scheme and Impact of Improved Convection on the Global Circulation and Climate

In this study, we applied an uncertainty quantification (UQ) technique to improve convective precipitation in the global climate model, the Community Atmosphere Model version 5 (CAM5), in which the convective and stratiform precipitation partitioning is very different from observational estimates. We examined the sensitivity of precipitation and circulation to several key parameters in the Zhang-McFarlane deep convection scheme in CAM5, using a stochastic importance-sampling algorithm that can progressively converge to optimal parameter values. The impact of improved deep convection on the global circulation and climate was subsequently evaluated. Our results show that the simulated convective precipitation is most sensitive to the parameters of the convective available potential energy consumption time scale, parcel fractional mass entrainment rate, and maximum downdraft mass flux fraction. Using the optimal parameters constrained by the observed Tropical Rainfall Measuring Mission, convective precipitation improves the simulation of convective to stratiform precipitation ratio and rain-rate spectrum remarkably. When convection is suppressed, precipitation tends to be more confined to the regions with strong atmospheric convergence. As the optimal parameters are used, positive impacts on some aspects of the atmospheric circulation and climate, including reduction of the double Intertropical Convergence Zone, improved East Asian monsoon precipitation, and improved annual cycles of the cross-equatorial jets, are found as a result of the vertical and horizontal redistribution of latent heat release from the revised parameterization. Positive impacts of the optimal parameters derived from the 2 simulations are found to transfer to the 1 simulations to some extent.

CAM5↗

Toward a Minimal Representation of Aerosols in Climate Models: Comparative Decomposition of Aerosol Direct, Semidirect, and Indirect Radiative Forcing

The authors have decomposed the anthropogenic aerosol radiative forcing into direct contributions from each aerosol species to the planetary energy balance through absorption and scattering of solar radiation, indirect effects of anthropogenic aerosol on solar and infrared radiation through droplet and crystal nucleation on aerosol, and semidirect effects through the influence of solar absorption on the distribution of clouds. A three-mode representation of the aerosol in version 5.1 of the Community Atmosphere Model (CAM5.1) yields global annual mean radiative forcing estimates for each of these forcing mechanisms that are within 0.1 W m–2 of estimates using a more complex seven-mode representation that distinguishes between fresh and aged black carbon and primary organic matter. Simulating fresh black carbon particles separately from internally mixed accumulation mode particles is found to be important only near fossil fuel sources. In addition to the usual large indirect effect on solar radiation, this study finds an unexpectedly large positive longwave indirect effect (because of enhanced cirrus produced by homogenous nucleation of ice crystals on anthropogenic sulfate), small shortwave and longwave semidirect effects, and a small direct effect (because of cancelation and interactions of direct effects of black carbon and sulfate). Differences between the threemode and seven-mode versions are significantly larger (up to 0.2 W m–2) when the hygroscopicity of primary organic matter is decreased from 0.1 to 0 and transfer of the primary carbonaceous aerosol to the accumulation mode in the seven-mode version requires more hygroscopic material coating the primary particles. Radiative forcing by cloudborne anthropogenic black carbon is only 20.07 W m–2.

Aerosol Direct↗

Fast and Slow Responses of the South Asian Monsoon System to Anthropogenic Aerosols

Using a global climate model with fully predictive aerosol life cycle, we investigate the fast and slow responses of the South Asian monsoon system to anthropogenic aerosol forcing. Our results show that the feedbacks associated with sea surface temperature (SST) change caused by aerosols play a more important role than the aerosol's direct impact on radiation, clouds and land surface (rapid adjustments) in shaping the total equilibrium climate response of the monsoon system to aerosol forcing. Inhomogeneous SST cooling caused by anthropogenic aerosols eventually reduces the meridional tropospheric temperature gradient and the easterly shear of zonal winds over the region, slowing down the local Hadley cell circulation, decreasing the northward moisture transport, and causing a reduction in precipitation over South Asia. Although total responses in precipitation are closer to the slow responses in general, the fast component dominates over land areas north of 25°N. Our results also show an east-west asymmetry in the fast responses to anthropogenic aerosols causing increases in precipitation west of 80°E but decreases east of it.

aerosols↗

Aerosol optical depth increase in partly cloudy conditions

Remote sensing observations of aerosol from surface and satellite instruments are extensively used for atmospheric and climate research. From passive sensors, the apparent cloud-free atmosphere in the vicinity of clouds often appears to be brighter then further away from the clouds, leading to an enhancement in the retrieved aerosol optical depth. Mechanisms contributing to this enhancement, including contamination by undetected clouds, hygroscopic growth of aerosol particles, and meteorological conditions, have been debated in recent literature, but an extent to which each of these factors influence the observed enhancement is poorly known. Here we used 11 years of daily global observations at 10x10 km2 resolution from the MODIS on the NASA Terra satellite to quantify as a function of cloud fraction (CF). Our analysis reveals that, averaged over the globe, the clear sky is enhanced by ? = 0.05 which corresponds to relative enhancements of 25% in cloudy conditions (CF=0.8-0.9) compared with relatively clear conditions (CF=0.1-0.2). Unlike the absolute enhancement ?, the relative increase in ? is rather consistent in all seasons and is 25-35% in the subtropics and 15-25% at mid and higher latitudes. Using a simple Gaussian probability density function model to connect cloud cover and the distribution of relative humidity, we argue that much of the enhancement is consistent with aerosol hygroscopic growth in the humid environment surrounding clouds. Consideration of these cloud-dependent effects will facilitate understanding aerosol-cloud interactions and reduce the uncertainty in estimates of aerosol radiative forcing by global climate models.

54 ENVIRONMENTAL SCIENCES↗

Marine Cloud Brightening

The idea behind the marine cloud-brightening (MCB) geoengineering technique is that seeding marine stratocumulus clouds with copious quantities of roughly monodisperse sub-micrometre sea water particles might significantly enhance the cloud droplet number concentration, and thereby the cloud albedo and possibly longevity. This would produce a cooling, which general circulation model (GCM) computations suggest could - subject to satisfactory resolution of technical and scientific problems identified herein - have the capacity to balance global warming up to the carbon dioxide-doubling point. We describe herein an account of our recent research on a number of critical issues associated with MCB. This involves (i) GCM studies, which are our primary tools for evaluating globally the effectiveness of MCB, and assessing its climate impacts on rainfall amounts and distribution, and also polar sea-ice cover and thickness; (ii) high-resolution modelling of the effects of seeding on marine stratocumulus, which are required to understand the complex array of interacting processes involved in cloud brightening; (iii) microphysical modelling sensitivity studies, examining the influence of seeding amount, seedparticle salt-mass, air-mass characteristics, updraught speed and other parameters on cloud-albedo change; (iv) sea water spray-production techniques; (v) computational fluid dynamics studies of possible large-scale periodicities in Flettner rotors; and (vi) the planning of a three-stage limited-area field research experiment, with the primary objectives of technology testing and determining to what extent, if any, cloud albedo might be enhanced by seeding marine stratocumulus clouds on a spatial scale of around 100 km. We stress that there would be no justification for deployment of MCB unless it was clearly established that no significant adverse consequences would result. There would also need to be an international agreement firmly in favour of such action.

54 ENVIRONMENTAL SCIENCES↗

Climate response of the South Asian monsoon system to anthropogenic aerosols

The equilibrium climate response to the total effects (direct, indirect and semi-direct effects) of aerosols arising from anthropogenic and biomass burning emissions on the South Asian summer monsoon system is studied using a coupled atmosphere-slab ocean model. Our results suggest that anthropogenic and biomass burning aerosols generally induce a reduction in mean summer monsoon precipitation over most parts of the Indian subcontinent, strongest along the western coastline of the Indian peninsula and eastern Nepal region, but modest increases also occur over the north western part of the subcontinent. While most of the noted reduction in precipitation is triggered by increased emissions of aerosols from anthropogenic activities, modest increases in the north west are mostly associated with decreases in local emissions of aerosols from forest fire and grass fire sources. Anthropogenic aerosols from outside Asia also contribute to the overall reduction in precipitation but the dominant contribution comes from aerosol sources within Asia. Local emissions play a more important role in the total rainfall response to anthropogenic aerosol sources during the early monsoon period, whereas both local as well as remote emissions of aerosols play almost equally important roles during the later part of the monsoon period. While precipitation responses are primarily driven by local aerosol forcing, regional surface temperature changes over the region are strongly influenced by anthropogenic aerosols from sources further away (non-local changes). Changes in local anthropogenic organic and black carbon emissions by as much as a factor of two (preserving their ratio) produce the same basic signatures in the model's summer monsoon temperature and precipitation responses.

54 ENVIRONMENTAL SCIENCES↗

The Roles of Cloud Drop Effective Radius and LWP in Determining Rain Properties in Marine Stratocumulus

Numerical simulations described in previous studies showed that adding cloud condensation nuclei to marine stratocumulus can prevent their breakup from closed into open cells. Additional analyses of the same simulations show that the suppression of rain is well described in terms of cloud drop effective radius (re). Rain is initiated when re near cloud top is around 12-14 um. Cloud water starts to get depleted when column-maximum rain intensity (Rmax) exceeds 0.1 mm h-1. This happens when cloud-top re reaches 14 um. Rmax is mostly less than 0.1 mm h-1 at re<14 um, regardless of the cloud water path, but increases rapidly when re exceeds 14 um. This is in agreement with recent aircraft observations and theoretical observations in convective clouds so that the mechanism is not limited to describing marine stratocumulus. These results support the hypothesis that the onset of significant precipitation is determined by the number of nucleated cloud drops and the height (H) above cloud base within the cloud that is required for cloud drops to reach re of 14 um. In turn, this can explain the conditions for initiation of significant drizzle and opening of closed cells providing the basis for a simple parameterization for GCMs that unifies the representation of both precipitating and non-precipitating clouds as well as the transition between them. Furthermore, satellite global observations of cloud depth (from base to top), and cloud top re can be used to derive and validate this parameterization.

54 ENVIRONMENTAL SCIENCES↗

ECOSYSTEM IMPACTS OF GEOENGINEERING: A Review for Developing a Science Plan

Geoengineering methods are intended to reduce the magnitude of climate change. Climate change in some regions is already having demonstrable effects on ecosystem structure and functioning. Two different types of geoengineering activities have been proposed: carbon dioxide removal (CDR), which includes a range of engineered and biological processes to remove carbon dioxide (CO2) from the atmosphere, and solar radiation management (SRM, or sunlight reflection methods), whereby a small percentage of sunlight is reflected back into space to offset warming from greenhouse gases. In this review, we evaluate some of the possible impacts of CDR and SRM on the physical climate and their subsequent influence on ecosystems, including the risks and uncertainties associated with new kinds of purposeful perturbations to Earth. Specifically, we find evidence that, if implemented successfully, some CDR methods and continue use of some SRM methods) could alleviate some of the deleterious ecosystem impacts associated with climate changes that might occur in the foreseeable future.

Geoengineering, Ecosystems, Climate Change, Carbon↗

Toward a Minimal Representation of Aerosols in Climate Models: Description and Evaluation in the Community Atmosphere Model CAM5

A modal aerosol module (MAM) has been developed for the Community Atmosphere Model version 5 (CAM5), the atmospheric component of the Community Earth System Model version 1 (CESM1). MAM is capable of simulating the aerosol size distribution and both internal and external mixing between aerosol components, treating numerous complicated aerosol processes and aerosol physical, chemical and optical properties in a physically based manner. Two MAM versions were developed: a more complete version with seven-lognormal modes (MAM7), and a three-lognormal mode version (MAM3) for the purpose of long-term (decades to centuries) simulations. Major approximations in MAM3 include assuming immediate mixing of primary organic matter (POM) and black carbon (BC) with other aerosol components, merging of the MAM7 fine dust and fine sea salt modes into the accumulation mode, merging of the MAM7 coarse dust and coarse sea salt modes into the single coarse mode, and neglecting the explicit treatment of ammonia and ammonium cycles. Simulated sulfate and secondary organic aerosol (SOA) mass concentrations are remarkably similar between MAM3 and MAM7 as most ({approx}90%) of these aerosol species are in the accumulation mode. Differences of POM and BC concentrations between MAM3 and MAM7 are also small (mostly within 10%) because of the assumed hygroscopic nature of POM, so that freshly emitted POM and BC are wet-removed before mixing internally with soluble aerosol species. Sensitivity tests with the POM assumed to be hydrophobic and with slower aging process increase the POM and BC concentrations, especially at high latitudes (by several times). The mineral dust global burden differs by 10% and sea salt burden by 30-40% between MAM3 and MAM7 mainly due to the different size ranges for dust and sea salt modes and different standard deviations of log-normal size distribution for sea salt modes between MAM3 and MAM7. The model is able to qualitatively capture the observed geographical and temporal variations of aerosol mass and number concentrations, size distributions, and aerosol optical properties. However, there are noticeable biases, e.g., simulated sulfate and mineral dust concentrations at surface over the oceans are too low. Simulated BC concentrations are significant low in the Arctic. There is a low bias in modeled aerosol optical depth on the global scale, especially in the developing counties. There biases in aerosol simulations clearly indicate the need for improvements of aerosol processes (e.g., emission fluxes of anthropogenic aerosols and precursor gases in developing countries, boundary layer nucleation) and properties (e.g., primary aerosol emission size, POM hygroscopicity). In addition the critical role of cloud properties (e.g., liquid water content, cloud fraction) responsible for the wet scavenging of aerosol is highlighted.

54 ENVIRONMENTAL SCIENCES↗

Climate Simulations with an Isentropic Finite Volume Dynamical Core

This paper discusses the impact of changing the vertical coordinate from a hybrid pressure to a hybrid-isentropic coordinate within the finite volume dynamical core of the Community Atmosphere Model (CAM). Results from a 20-year climate simulation using the new model coordinate configuration are compared to control simulations produced by the Eulerian spectral and FV dynamical cores of CAM which both use a pressure-based ({sigma}-p) coordinate. The same physical parameterization package is employed in all three dynamical cores. The isentropic modeling framework significantly alters the simulated climatology and has several desirable features. The revised model produces a better representation of heat transport processes in the atmosphere leading to much improved atmospheric temperatures. We show that the isentropic model is very effective in reducing the long standing cold temperature bias in the upper troposphere and lower stratosphere, a deficiency shared among most climate models. The warmer upper troposphere and stratosphere seen in the isentropic model reduces the global coverage of high clouds which is in better agreement with observations. The isentropic model also shows improvements in the simulated wintertime mean sea-level pressure field in the northern hemisphere.

54 ENVIRONMENTAL SCIENCES↗

CAM-chem: description and evaluation of interactive atmospheric chemistry in the Community Earth System Model

We discuss and evaluate the representation of atmospheric chemistry in the global Community Atmosphere Model (CAM) version 4, the atmospheric component of the Community Earth System Model (CESM). We present a variety of configurations for the representation of tropospheric and stratospheric chemistry, wet removal, and online and offline meteorology. Results from simulations illustrating these configurations are compared with surface, aircraft and satellite observations. Major biases include a negative bias in the high-latitude CO distribution, a positive bias in upper-tropospheric/lower-stratospheric ozone, and a positive bias in summertime surface ozone (over the United States and Europe). The tropospheric net chemical ozone production varies significantly between configurations, partly related to variations in stratosphere-troposphere exchange. Aerosol optical depth tends to be underestimated over most regions, while comparison with aerosol surface measurements over the United States indicate reasonable results for sulfate, especially in the online simulation. Other aerosol species exhibit significant biases. Overall, the model-data comparison indicates that the offline simulation driven by GEOS5 meteorological analyses provides the best simulation, possibly due in part to the increased vertical resolution (52 levels instead of 26 for online dynamics). The CAM-chem code as described in this paper, along with all the necessary datasets needed to perform the simulations described here, are available for download at www.cesm.ucar.edu.

54 ENVIRONMENTAL SCIENCES↗

Tropical and subtropical cloud transitions in weather and climate prediction models: the GCSS/WGNE Pacific Cross-Section Intercomparison (GPCI)

A model evaluation approach is proposed where weather and climate prediction models are analyzed along a Pacific Ocean cross-section, from the stratocumulus regions off the coast of California, across the shallow convection dominated trade-winds, to the deep convection regions of the ITCZ: the GCSS/WGNE Pacific Cross-section Intercomparison (GPCI). The main goal of GPCI is to evaluate, and help understand and improve the representation of tropical and sub-tropical cloud processes in weather and climate prediction models. In this paper, a detailed analysis of cloud regime transitions along the cross-section from the sub-tropics to the tropics for the season JJA of 1998 is presented. This GPCI study confirms many of the typical weather and climate prediction model problems in the representation of clouds: underestimation of clouds in the stratocumulus regime by most models with the corresponding consequences in terms of shortwave radiation biases; overestimation of clouds by the ECMWF Re-Analysis (ERA40) in the deep tropics (in particular) with the corresponding impact in the outgoing longwave radiation; large spread between the different models in terms of cloud cover, liquid water path and shortwave radiation; significant differences between the models in terms of vertical crosssections of cloud properties (in particular), vertical velocity and relative humidity. An alternative analysis of cloud cover mean statistics is proposed where sharp gradients in cloud cover along the GPCI transect are taken into account. This analysis shows that the negative cloud bias of some models and ERA40 in the stratocumulus regions (as compared to ISCCP) is associated not only with lower values of cloud cover in these regimes, but also with a stratocumulus-to-cumulus transition that occurs too early along the trade-wind Lagrangian trajectory. Histograms of cloud cover along the cross-section differ significantly between models. Some models exhibit a quasi-bimodal structure with cloud cover being either very large (close to 100%) or very small, while other models show a more continuous transition. The ISCCP observations suggest that reality is in-between these two extreme examples. These different patterns reflect the diverse nature of the cloud, boundary layer, and convection parameterizations in the participating weather and climate prediction models.

54 ENVIRONMENTAL SCIENCES↗

The Community Climate System Model Version 4

The fourth version of the Community Climate System Model (CCSM4) was recently completed and released to the climate community. This paper describes developments to all the CCSM components, and documents fully coupled pre-industrial control runs compared to the previous version, CCSM3. Using the standard atmosphere and land resolution of 1{sup o} results in the sea surface temperature biases in the major upwelling regions being comparable to the 1.4{sup o} resolution CCSM3. Two changes to the deep convection scheme in the atmosphere component result in the CCSM4 producing El Nino/Southern Oscillation variability with a much more realistic frequency distribution than the CCSM3, although the amplitude is too large compared to observations. They also improve the representation of the Madden-Julian Oscillation, and the frequency distribution of tropical precipitation. A new overflow parameterization in the ocean component leads to an improved simulation of the deep ocean density structure, especially in the North Atlantic. Changes to the CCSM4 land component lead to a much improved annual cycle of water storage, especially in the tropics. The CCSM4 sea ice component uses much more realistic albedos than the CCSM3, and the Arctic sea ice concentration is improved in the CCSM4. An ensemble of 20th century simulations runs produce an excellent match to the observed September Arctic sea ice extent from 1979 to 2005. The CCSM4 ensemble mean increase in globally-averaged surface temperature between 1850 and 2005 is larger than the observed increase by about 0.4 C. This is consistent with the fact that the CCSM4 does not include a representation of the indirect effects of aerosols, although other factors may come into play. The CCSM4 still has significant biases, such as the mean precipitation distribution in the tropical Pacific Ocean, too much low cloud in the Arctic, and the latitudinal distributions of short-wave and long-wave cloud forcings.

54 ENVIRONMENTAL SCIENCES↗

Representation of Arctic Mixed-Phase clouds and the Wegener-Bergeron-Findeisen Process in Climate Models: Perspectives from a Cloud-Resolving Study

Two types of Arctic mixed-phase clouds observed during the ISDAC and M-PACE field campaigns are simulated using a 3-dimensional cloud-resolving model (CRM) with size-resolved cloud microphysics. The modeled cloud properties agree reasonably well with aircraft measurements and surface-based retrievals. Cloud properties such as the probability density function (PDF) of vertical velocity (w), cloud liquid and ice, the regime of ice growth at the expense of liquid water (i.e., Wegener-Bergeron-Findeisen (WBF) process), and the inherent relationships among cloud properties/processes in the mixed-phase layers are examined to gain insights for improving the representation of the mixed-phase processes in General Circulation Models (GCMs). We find that, the WBF process only occurs in about 50% of the mixed-phase regime with the vast majority occurring in the downdrafts. In updrafts both liquid and ice grow simultaneously. But in GCMs, it is not necessary to treat the WBF process at the subgrid scale. Our CRM results produce a w distribution well represented by a Gaussian normal function, validating, at least for arctic clouds, the subgrid treatment used in GCMs. Our CRM results also support the assumption frequently used in GCMs that mixed phase clouds maintain water vapor very near liquid saturation. A Gamma function with a fixed variance does not accurately represent the subgrid variability of cloud liquid. The PDFs of cloud liquid and cloud ice can be fitted with Gamma functions, and a normal function can be used for total water, but the variance should not be fixed. The relationship between the ice depositional growth rate and cloud ice strongly depends on the capacitance of ice particles. The assumption for the capacitance of ice particles (e.g., 1.0 for spheres) used in GCMs could lead to a large deviation in ice depositional growth. At large sales, the maximum overlap assumption looks appropriate.

54 ENVIRONMENTAL SCIENCES↗