Engineering topics

Shao, Shu-Heng

Publications and source records attributed to Shao, Shu-Heng.

14 records

DOE OSTI2024

Majorana chain and Ising model - (non-invertible) translations, anomalies, and emanant symmetries

We study the symmetries of closed Majorana chains in 1+1d, including the translation, fermion parity, spatial parity, and time-reversal symmetries. The algebra of the symmetry operators is realized projectively on the Hilbert space, signaling anomalies on the lattice, and constraining the long-distance behavior. In the special case of the free Hamiltonian (and small deformations thereof), the continuum limit is the 1+1d free Majorana CFT. Its continuum chiral fermion parity (-1)^{F_L} ( − 1 ) F L emanates from the lattice translation symmetry. We find a lattice precursor of its mod 8 ’t Hooft anomaly. Using a Jordan-Wigner transformation, we sum over the spin structures of the lattice model (a procedure known as the GSO projection), while carefully tracking the global symmetries. In the resulting bosonic model of Ising spins, the Majorana translation operator leads to a non-invertible lattice translation symmetry at the critical point. The non-invertible Kramers-Wannier duality operator of the continuum Ising CFT emanates from this non-invertible lattice translation of the transverse-field Ising model.

Physics↗

DOE OSTI2023

(2+1)-dimensional compact Lifshitz theory, tensor gauge theory, and fractons

The (2+1)-dimensional continuum Lifshitz theory of a free compact scalar field plays a prominent role in a variety of quantum systems in condensed matter physics and high energy physics. It is known that in compact space, it has an infinite ground-state degeneracy. In order to understand this theory better, we consider two candidate lattice regularizations of it using the modified Villain formalism. We show that these two lattice theories have significantly different global symmetries (including a dipole global symmetry), anomalies, ground-state degeneracies, and dualities. In particular, one of them is self-dual. Given these theories and their global symmetries, we can couple them to corresponding gauge theories. Here, these are two different U(1) tensor gauge theories. The resulting models have excitations with restricted mobility, i.e., fractons. Finally, we give an exact lattice realization of the fracton and lineon-elasticity dualities for the Lifshitz theory, and scalar and vector charge gauge theories.

2-dimensional systems↗

DOE OSTI2023

Gapped lineon and fracton models on graphs

We introduce a $\mathbb{Z}_N$ stabilizer code that can be defined on any spatial lattice of the form $\Gamma\times C_{L_z}$, where $\Gamma$ is a general graph. We also present the low-energy limit of this stabilizer code as a Euclidean lattice action, which we refer to as the anisotropic $\mathbb{Z}_N$ Laplacian model. It is gapped, robust (i.e., stable under small deformations), and has lineons. Its ground state degeneracy (GSD) is expressed in terms of a "mod $N$-reduction" of the Jacobian group of the graph $\Gamma$. In the special case when space is an $L\times L\times L_z$ cubic lattice, the logarithm of the GSD depends on $L$ in an erratic way and grows no faster than $O(L)$. Furthermore, we also discuss another gapped model, the $\mathbb{Z}_N$ Laplacian model, which can be defined on any graph. It has fractons and a similarly strange GSD.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2022

Global dipole symmetry, compact Lifshitz theory, tensor gauge theory, and fractons

We study field theories with global dipole symmetries and gauge dipole symmetries. The famous Lifshitz theory is an example of a theory with a global dipole symmetry. We study in detail its 1+1d version with a compact field. When this global symmetry is promoted to a $U(1)$ dipole gauge symmetry, the corresponding gauge field is a tensor gauge field. This theory is known to lead to fractons. In order to resolve various subtleties in the precise meaning of these global or gauge symmetries, we place these 1+1d theories on a lattice and then take the continuum limit. Interestingly, the continuum limit is not unique. Different limits lead to different continuum theories, whose operators, defects, global symmetries, etc. are different. We also consider a lattice gauge theory with a $\mathbb Z_N$ dipole gauge group. Surprisingly, several physical observables, such as the ground state degeneracy and the mobility of defects depend sensitively on the number of sites in the lattice. Our analysis forces us to think carefully about global symmetries that do not act on the standard Hilbert space of the theory, but only on the Hilbert space in the presence of defects. We refer to them as time-like global symmetries and discuss them in detail. Furthermore, these time-like global symmetries allow us to phrase the mobility restrictions of defects (including those of fractons) as a consequence of a global symmetry.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2021

Low-energy limit of some exotic lattice theories and UV/IR mixing

We continue our exploration of exotic, gapless lattice and continuum field theories with subsystem global symmetries. In an earlier paper, we presented free lattice models enjoying all the global symmetries (except continuous translations), dualities, and anomalies of the continuum theories. Here, we study in detail the relation between the lattice models and the corresponding continuum theories. We do that by analyzing the spectrum of the theories and several correlation functions. These lead us to uncover interesting subtleties in the way the continuum limit can be taken. In particular, in some cases, the infinite volume limit and the continuum limit do not commute. Furthermore, this signals a surprising UV/IR mixing, i.e., long distance sensitivity to short distance details.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2021

A modified Villain formulation of fractons and other exotic theories

We reformulate known exotic theories (including theories of fractons) on a Euclidean spacetime lattice. We write them using the Villain approach and then we modify them to a convenient range of parameters. The new lattice models are closer to the continuum limit than the original lattice versions. In particular, they exhibit many of the recently found properties of the continuum theories including emergent global symmetries and surprising dualities. Also, these new models provide a clear and rigorous formulation to the continuum models and their singularities. In appendices, we use this approach to review well-studied lattice models and their continuum limits. These include the XY-model, the $\mathbb{Z}_N$ clock-model, and various gauge theories in diverse dimensions. Here, this presentation clarifies the relation between the condensed-matter and the high-energy views of these systems. It emphasizes the role of symmetries associated with the topology of field space, duality, and various anomalies.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2021

Fractons with twisted boundary conditions and their symmetries

In this work, we study several exotic systems, including the X-cube model, on a flat three-torus with a twist in the $xy$-plane. The ground state degeneracy turns out to be a sensitive function of various geometrical parameters. Starting from a lattice, depending on how we take the continuum limit, we find different values of the ground state degeneracy. Yet, there is a natural continuum limit with a well-defined (though infinite) value of that degeneracy. We also uncover a surprising global symmetry in $2+1$ and $3+1$ dimensional systems. It originates from the underlying subsystem symmetry, but the way it is realized depends on the twist. In particular, in a preferred coordinate frame, the modular parameter of the twisted two-torus $\tau = \tau_1 + i \tau_2$ has rational $\tau_1 = k / m$. Then, in systems based on $U(1)\times U(1)$ subsystem symmetries, such as momentum and winding symmetries or electric and magnetic symmetries, the new symmetry is a projectively realized $\mathbb{Z}_m\times \mathbb{Z}_m$, which leads to an $m$-fold ground state degeneracy. In systems based on $\mathbb{Z}_N$ symmetries, like the X-cube model, each of these two $\mathbb{Z}_m$ factors is replaced by $\mathbb{Z}_{\gcd(N,m)}$.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2021

fcc lattice, checkerboards, fractons, and quantum field theory

In this work, we consider XY-spin degrees of freedom on an FCC lattice, such that the system respects some subsystem global symmetry. We then gauge this global symmetry and study the corresponding $U(1)$ gauge theory on the FCC lattice. Surprisingly, this $U(1)$ gauge theory is dual to the original spin system. We also analyze a similar $\mathbb{Z}_N$ gauge theory on that lattice. All these systems are fractonic. The $U(1)$ theories are gapless and the $\mathbb{Z}_N$ theories are gapped. We analyze the continuum limits of all these systems and present free continuum Lagrangians for their low-energy physics. Our $\mathbb{Z}_2$ FCC gauge theory is the continuum limit of the well known checkerboard model of fractons. Our continuum analysis leads to a straightforward proof of the known fact that this theory is dual to two copies of the $\mathbb{Z}_2$ X-cube model. We find new models and new relations between known models. The $\mathbb{Z}_N$ FCC gauge theory can be realized by coupling three copies of an anisotropic model of lineons and planons to a certain exotic $\mathbb{Z}_2$ gauge theory. Also, although for $N=2$ this model is dual to two copies of the $\mathbb{Z}_2$ X-cube model, a similar statement is not true for higher $N$.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2021

3d N=4 Bootstrap and Mirror Symmetry

We investigate the non-BPS realm of 3d {N} = 4 N = 4 superconformal field theory by uniting the non-perturbative methods of the conformal bootstrap and supersymmetric localization, and utilizing special features of 3d {N} = 4 N = 4 theories such as mirror symmetry and a protected sector described by topological quantum mechanics (TQM). Supersymmetric localization allows for the exact determination of the conformal and flavor central charges, and the latter can be fed into the mini-bootstrap of the TQM to solve for a subset of the OPE data. We examine the implications of the Z_2 Z 2 mirror action for the SCFT single- and mixed-branch crossing equations for the moment map operators, and apply numerical bootstrap to obtain universal constraints on OPE data for given flavor symmetry groups. A key ingredient in applying the bootstrap analysis is the determination of the mixed-branch superconformal blocks. Among other results, we show that the simplest known self-mirror theory with SU(2) \times SU(2) S U ( 2 ) × S U ( 2 ) flavor symmetry saturates our bootstrap bounds, which allows us to extract the non-BPS data and examine the self-mirror Z_2 Z 2 symmetry thereof.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Exotic symmetries, duality, and fractons in 2+1-dimensional quantum field theory

We discuss nonstandard continuum quantum field theories in 2+1 dimensions. They exhibit exotic global symmetries, a subtle spectrum of charged excitations, and dualities similar to dualities of systems in 1+1 dimensions. These continuum models represent the low-energy limits of certain known lattice systems. One key aspect of these continuum field theories is the important role played by discontinuous field configurations. In two companion papers, we will present 3+1-dimensional versions of these systems. In particular, we will discuss continuum quantum field theories of some models of fractons.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Exotic $\mathbb{Z}_N$ symmetries, duality, and fractons in 3+1-dimensional quantum field theory

Following our earlier analyses of nonstandard continuum quantum field theories, we study here gapped systems in 3+1 dimensions, which exhibit fractonic behavior. In particular, we present three dual field theory descriptions of the low-energy physics of the X-cube model. A key aspect of our constructions is the use of discontinuous fields in the continuum field theory. Spacetime is continuous, but the fields are not.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

More exotic field theories in 3+1 dimensions

We continue the exploration of nonstandard continuum field theories related to fractons in 3+1 dimensions. Our theories exhibit exotic global and gauge symmetries, defects with restricted mobility, and interesting dualities. Depending on the model, the defects are the probe limits of either fractonic particles, strings, or strips. One of our models is the continuum limit of the plaquette Ising lattice model, which features an important role in the construction of the X-cube model.

Gorantla, Pranay↗

DOE OSTI2020

Exotic $U(1)$ symmetries, duality, and fractons in 3+1-dimensional quantum field theory

We extend our exploration of nonstandard continuum quantum field theories in 2+1 2 + 1 dimensions to 3+1 3 + 1 dimensions. These theories exhibit exotic global symmetries, a peculiar spectrum of charged states, unusual gauge symmetries, and surprising dualities. Many of the systems we study have a known lattice construction. In particular, one of them is a known gapless fracton model. The novelty here is in their continuum field theory description. In this paper, we focus on models with a global U(1) U ( 1 ) symmetry and in a followup paper we will study models with a global \mathbb{Z}_N ℤ N symmetry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2020

Lorentz symmetry fractionalization and dualities in (2+1)d

We discuss symmetry fractionalization of the Lorentz group in (2+1) d d non-spin quantum field theory (QFT), and its implications for dualities. We prove that two inequivalent non-spin QFTs are dual as spin QFTs if and only if they are related by a Lorentz symmetry fractionalization with respect to an anomalous \mathbb{Z}_2 ℤ 2 one-form symmetry. Moreover, if the framing anomalies of two non-spin QFTs differ by a multiple of 8, then they are dual as spin QFTs if and only if they are also dual as non-spin QFTs. Applications to summing over the spin structures, time-reversal symmetry, and level/rank dualities are explored. The Lorentz symmetry fractionalization naturally arises in Chern-Simons matter dualities that obey certain spin/charge relations, and is instrumental for the dualities to hold when viewed as non-spin theories.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗