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Steinhardt, Paul J.

Publications and source records attributed to Steinhardt, Paul J..

At least 19 records
All sourcesNASA NTRSDOE OSTI
DOE OSTI2026

Anti-Ultralocality and Plateau Models of Inflation

Anti-ultralocality refers to the growth of spatial gradient terms relative to velocity terms in the coupled Einstein--scalar field equations. It is a characteristic feature of decelerated expansion before the onset of inflation. Previous numerical relativity studies have shown that anti-ultralocality prevents the onset of inflation in models with power-law inflaton potentials. In this paper, we show that models with plateau-shaped inflaton potentials, which are considered to be the simplest way to generate a tensor-to-scalar ratio below current observational upper limits, are especially vulnerable to anti-ultralocality effects. The reasons are the flatness of the plateau and the energy density gap of $\sim 10$ orders of magnitude between the Planck density and the plateau potential energy. To study the problem, we develop a protocol for assessing the viability of inflationary models in general, and we apply it to a plateau potential using a previously validated numerical relativity code. We find that, starting from generic initial conditions, the growth of gradient terms in the Einstein equations relative to non-gradient terms either prevents inflation from lasting for enough $e$-folds or triggers a phase of quantum runaway. We show that the fine-tuning of initial conditions necessary to avoid these issues becomes more severe as the energy scale of inflation is made smaller, disfavoring common approaches for reducing the tensor-to-scalar ratio.

FOS: Physical sciences↗
DOE OSTI2025

Instant Folded Strings, Dark Energy and a Cyclic Bouncing Universe

We present a wholly self-consistent, complete cyclic bouncing cosmology based on components drawn from string theory and constructed in a way that is under perturbative control throughout (e.g., with temperature much less than the string scale and string coupling $g_s \ll 1$ at all times). The cyclic evolution is governed by standard dilaton-gravity in $(3+1)$-dimensions with a perturbatively generated potential and a coupling between the dilaton and a second field that becomes massless at $ϕ= ϕ_{ESP}$, resulting in an enhanced symmetry point (ESP) that prevents the dilaton from running all the way to zero coupling. A central role is played by instant folded strings (IFSs) - fundamental strings with the unusual property of being much lighter than the string mass while extending far beyond the string length, and violating the Null Energy Condition (NEC). IFSs are produced classically when the string coupling grows with time, which occurs at two critical points in each cycle. In turn, they fulfill a dual function: enabling cosmological bounces and initiating transient epochs of dark-energy domination that naturally transition into slow contraction. The resulting cosmology eliminates the cosmic singularity and multiverse problems of big bang inflationary models and robustly predicts time-varying IFS-induced dark energy and the absence of primordial B-mode polarization in the cosmic microwave background.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗
DOE OSTI2025

Holography vs. Scale Separation

In this work, we point out a contradiction between holography and scale-separated AdS (i.e. parametrically large mass gap) in string theory, making the standard assumption that the holographic CFT describes the IR degrees of freedom on a brane that decouple from gravity. We show that the CFT can only decouple from gravity if the scalar potential in the dual AdS satisfies a certain criterion. Namely, there must exist a scalar field trajectory that follows the gradient of the scalar potential to the asymptotic region of the scalar field space in which limit $\partial_ϕ\ln(V)\partial_ϕ\ln(Λ_s)\leq2/(d-2)$, where $Λ_s$ is the quantum gravity cut-off. This condition, which generically implies lack of scale-separation, is satisfied in the standard examples of AdS/CFT. However, proposed attempts at achieving scale separation, such as DGKT, employ scalar potentials that violate this condition. We therefore conclude that the CFT duals of DGKT vacua cannot exist in string theory. Barring fine-tuning, our conclusions apply to other Ricci-flat flux compactifications including the KKLT scenario which relies on scale separation to obtain a metastable de Sitter uplift.

FOS: Physical sciences↗
DOE OSTI2025

Holographic Constraints on the String Landscape

We show that holography imposes strong and general constraints on scalar field potentials in the string landscape, determined by the asymptotic structure of the underlying spacetime. Applying these holographic consistency conditions, we identify broad classes of scalar potentials that are incompatible with a well-defined dual description. These include potentials with extended plateaus, excessively steep or shallow asymptotics, certain zero crossings, and specific alignments of stable AdS minima in moduli space. In particular, making the standard assumption that the CFT dual to a stable AdS vacuum must be realized as a worldvolume theory of a brane in string theory, we show that the brane selects an infinite-distance limit in moduli space where parametric scale separation is forbidden. Furthermore, the steepness and positivity of the potential are restricted in that infinite distance direction. We also find that requiring the validity of the effective theory in the future vacuum, a natural holographic criterion, automatically enforces the Trans-Planckian Censorship Conjecture (TCC) for classical cosmological solutions with positive potentials. Taken together, these constraints exclude the leading proposals to realize scale-separated AdS vacua and metastable de Sitter vacua in the string theory landscape such as DGKT and KKLT.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗
DOE OSTI2025

Particle Production by Time-Varying Dark Energy and the End of Cosmic Expansion

We consider various possible consequences of time-varying dark energy due to a quintessence scalar field whose energy density is partially converted to particles as the field evolves down its potential. This particle production acts as a source of thermal friction on the field that can make it difficult to distinguish whether dark energy is due to a radiating field rolling down a steep potential, a purely self-interacting field moving down a flatter potential, or a cosmological constant. By reducing the acceleration of the scalar field, thermal friction increases the amount of accelerated expansion and can cause a sizable bump in the quintessence equation of state. We take special interest in the case where a steep potential rapidly changes from positive to negative as the field evolves, resulting in the end of cosmic expansion and the beginning of contraction. Even in this case, we find that thermal friction lengthens the period of accelerated expansion and consequently delays the end of cosmic expansion, making it challenging to detect the impending transition to contraction using conventional cosmological tests. However, particle production can also provide alternative avenues for detection by generating a background of thermal dark radiation, partly comprised of neutrinos or other particles, whose energy density exceeds the remnant photon energy density.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗
DOE OSTI2024

Stable vacua with realistic phenomenology and cosmology in heterotic M-theory satisfying Swampland conjectures

We recently described a protocol for computing the potential energy in heterotic M-theory for the dilaton, complex structure and Kähler moduli. This included the leading order non-perturbative contributions to the complex structure, gaugino condensation and worldsheet instantons assuming a hidden sector that contains an anomalous U(1) structure group embedded in E8. In this paper, we elucidate, in detail, the mathematical and computational methods required to utilize this protocol. These methods are then applied to a realistic heterotic M-theory model, the B – L MSSM, whose observable sector is consistent with all particle physics requirements. Within this context, it is shown that the dilaton and universal moduli can be completely stabilized at values compatible with every phenomenological and mathematical constraint — as well as with ΛCDM cosmology. We also show that the heterotic M-theory vacua are consistent with all well-supported Swampland conjectures based on considerations of string theory and quantum gravity, and we discuss the implications of dark energy theorems for compactified theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Smoothing and flattening the universe through slow contraction versus inflation

In a systematic study, we use an equivalent pair of improved numerical relativity codes based on a tetrad-formulation of the classical Einstein-scalar field equations to examine whether slow contraction or inflation (or both) can resolve the homogeneity, isotropy and flatness problems. Our finding, based on a set of gauge/frame invariant diagnostics and the models considered, is that slow contraction robustly and rapidly smooths and flattens spacetime beginning from initial conditions that are outside the perturbative regime of the flat Friedmann-Robertson-Walker metric, whereas inflation fails these tests. We present new numerical evidence supporting the conjecture that the combination of ultralocal evolution and an effective equation-of-state with pressure much greater than energy density is the key to having robust and rapid smoothing. The opposite of ultralocality occurs in expanding spacetimes, which is the leading obstruction to smoothing following a big bang.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Assessing observational constraints on dark energy

Observational constraints on time-varying dark energy (e.g., quintessence) are commonly presented on a w 0 –w a plot that assumes the equation of state of dark energy strictly satisfies w(z) = w 0 + w a z/(1 + z) as a function of the redshift z. Recent observations favor a sector of the w 0 –w a plane in which w 0 > –1 and w 0 + w a < –1, suggesting that the equation of state underwent a transition from violating the null energy condition (NEC) at large z to obeying it at small z. In this paper, we demonstrate that this impression is misleading by showing that simple quintessence models satisfying the NEC for all z predict an observational preference for the same sector. We also find that quintessence models that best fit observational data can predict a value for the dark energy equation of state at present that is significantly different from the best-fit value of w 0 obtained assuming the parameterization above. In addition, the analysis reveals an approximate degeneracy of the w 0 –w a parameterization that explains the eccentricity and orientation of the likelihood contours presented in recent observational studies.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Moduli axions, stabilizing moduli, and the large field swampland conjecture in heterotic M-theory

We compute the F- and D-term potential energy for the dilaton, complex structure, and Kähler moduli of realistic vacua of heterotic M-theory compactified on Calabi-Yau threefolds where, for simplicity, we choose ℎ 1,1 = ℎ 2,1 = 1. However, the formalism is immediately applicable to the “universal” moduli of Calabi-Yau threefolds with ℎ 1,1 = ℎ 1,2 > 1 as well. The F-term potential is computed using the nonperturbative complex structure, gaugino condensate and “world sheet instanton” superpotentials in theories in which the hidden sector contains an anomalous U⁡(1) structure group. The Green-Schwarz anomaly cancellation induces inhomogeneous “axion” transformations for the imaginary components of the dilaton and Kähler modulus—which then produce a D-term potential. V D is a function of the real components of the dilaton and Kähler modulus (s and t) that is minimized and precisely vanishes along a unique line in the s–t plane. Excitations transverse to this line have a mass m anom which is an explicit function of t. The F-term potential energy is then evaluated along the V D = 0 line. For values of t small enough that m anom ≳ M U —where M U is the compactification scale—we plot V F for a realistic choice of coefficients as a function of the Pfaffian parameter p. We find values of p for which V F has a global minimum at negative or zero vacuum density or a metastable minimum with positive vacuum density. In all three cases, the s, t, and associated “axion” moduli are completely stabilized. Finally, we show that, for any of these vacua, the large t behavior of the potential energy satisfies the “large scalar field” Swampland conjecture.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Cosmological Bounces Induced by a Fermion Condensate

Here, we show that it is possible for fermion condensation of the Nambu-Jona-Lasinio type to induce a non-singular bounce that smoothly connects a phase of slow contraction to a phase of expansion. A chiral condensate—a non-zero vacuum expectation value of the spinor bilinear <Ψ¯Ψ> — can form spontaneously after a slow contraction phase smooths and flattens the universe and the Ricci-curvature exceeds a critical value. In this approach, a high density of spin-aligned free fermions is not required, which avoids the problem of generating a large anisotropy and initiating chaotic mixmaster behavior during the bounce phase.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Rapidly descending dark energy and the end of cosmic expansion

Significance Although the universe is expanding at an accelerating rate today, this paper presents a simple mechanism by which a dynamical form of dark energy (known as quintessence) could cause the acceleration to come to end and smoothly transition from expansion to a phase of slow contraction. That raises questions, How soon could this transition occur? And at what point would it be detectable? The conclusions are that the transition could be surprisingly soon, maybe less than 100 million y from now, and yet, for reasons described in the main text, it is not yet detectable today. The scenario is not far-fetched. In fact, it fits naturally with recent theories of cyclic cosmology and conjectures about quantum gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Dynamical attractors in contracting spacetimes dominated by kinetically coupled scalar fields

We present non-perturbative numerical relativity simulations of slowly contracting spacetimes in which the scalar field driving slow contraction is coupled to a second scalar field through an exponential non-linear σ model-type kinetic interaction. These models are important because they can generate a nearly scale-invariant spectrum of super-Hubble density fluctuations fully consistent with cosmic microwave background observations. We show that the non-linear evolution rapidly approaches a homogeneous, isotropic and flat Friedmann-Robertson-Walker (FRW) geometry for a wide range of inhomogeneous and anisotropic initial conditions. Ultimately, we find, the kinetic coupling causes the evolution to deflect away from flat FRW and towards a novel Kasner-like stationary point, but in general this occurs on time scales that are too long to be observationally relevant.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Ultralocality and slow contraction

Abstract We study the detailed process by which slow contraction smooths and flattens the universe using an improved numerical relativity code that accepts initial conditions with non-perturbativedeviations from homogeneity and isotropy along two independent spatial directions.Contrary to common descriptions of the early universe,we find that the geometry first rapidly converges to an inhomogeneous, spatially-curved and anisotropic ultralocal state in which all spatialgradient contributions to the equations of motion decrease as an exponential in time to negligible values. This is followed by a second stage in which the geometry converges to a homogeneous, spatially flat and isotropic spacetime. In particular, the decay appears to follow the same history whether the entire spacetime or only parts of it are smoothed by the end of slow contraction.

Astronomy & Astrophysics↗
DOE OSTI2020

Robustness of slow contraction to cosmic initial conditions

We present numerical relativity simulations of cosmological scenarios in which the universe is smoothed and flattened by undergoing a phase of slow contraction and test their sensitivity to a wide range of initial conditions. Our numerical scheme enables the variation of all freely specifiable physical quantities that characterize the initial spatial hypersurface, such as the initial shear and spatial curvature contributions as well as the initial field and velocity distributions of the scalar that drives the cosmological evolution. In particular, we include initial conditions that are far outside the perturbative regime of the well-known attractor scaling solution. We complement our numerical results by analytically performing a complete dynamical systems analysis and show that the two approaches yield consistent results.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Dark energy, extra dimensions, and the Swampland

Perhaps the greatest challenge for fundamental theories based on compactification from extra dimensions is accommodating a period of accelerated cosmological expansion. Previous studies have identified constraints imposed by the existence of dark energy for two overlapping classes of compactified theories: (1) those in which the higher dimensional picture satisfies certain metric properties selected to reproduce known low energy phenomenology; or (2) those derived from string theory assuming they satisfy the Swampland conjectures. For either class, the analyses showed that dark energy is only possible if it takes the form of quintessence. In this paper, we explore the consequences for theories that belong to both classes and show that the joint constraints are highly restrictive, leaving few options.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2019

Stability and the gauge problem in non-perturbative cosmology

In this paper, we describe the first steps towards fully non-perturbative cosmology. We explain why the conventional methods used by cosmologists based on the ADM formulation are generally inadequate for this purpose and why it is advantageous instead to adapt the harmonic formulation pioneered and utilized in mathematical and numerical relativity. In this work, we focus on using this approach to evaluating the linear mode stability in homogeneous and nearly homogeneous backgrounds and devising a valid scheme and diagnostics for numerical computation. We also briefly touch on the relevance of these methods for extracting cosmological observables from non-perturbative simulations.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2018

Hyperuniform and nearly hyperuniform random network materials

This invention is in the field of physical chemistry and relates to novel hyperuniform and nearly hyperuniform random network materials and methods of making said materials. Methods are described for controlling or altering the band gap of a material, and in particular commercially useful materials such as amorphous silicon. These methods can be exploited in the design of semiconductors, transistors, diodes, solar cells and the like.

36 MATERIALS SCIENCE↗