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DOE OSTI2015

Scalar perturbations in a Friedmann-like metric with non-null Weyl tensor

In a previous work the authors have solved the Einstein equations of General Relativity for a class of metrics with constant spatial curvature, where it was found a non vanishing Weyl tensor in the presence of a primordial magnetic field with an anisotropic pressure component. Here, we perform the perturbative analysis of this model in order to study the gravitational stability under linear scalar perturbations. For this purpose, we take the Quasi-Maxwellian formalism of General Relativity as our framework, which offers a naturally covariant and gauge-invariant approach to deal with perturbations that are directly linked to observational quantities. We then compare this scenario with the perturbed dust-dominated Friedmann model emphasizing how the growth of density perturbations are enhanced in our case.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Galaxy bias in the era of LSST: perturbative bias expansions

Upcoming imaging surveys will allow for high signal-to-noise measurements of galaxy clustering at small scales. In this work, we present the results of the Rubin Observatory Legacy Survey of Space and Time (LSST) bias challenge, the goal of which is to compare the performance of different nonlinear galaxy bias models in the context of LSST Year 10 (Y10) data. Specifically, we compare two perturbative approaches, Lagrangian perturbation theory (LPT) and Eulerian perturbation theory (EPT) to two variants of Hybrid Effective Field Theory (HEFT), with our fiducial implementation of these models including terms up to second order in the bias expansion as well as nonlocal bias and deviations from Poissonian stochasticity. Here, we consider a variety of different simulated galaxy samples and test the performance of the bias models in a tomographic joint analysis of LSST-Y10-like galaxy clustering, galaxy-galaxy-lensing and cosmic shear. We find both HEFT methods as well as LPT and EPT combined with non-perturbative predictions for the matter power spectrum to yield unbiased constraints on cosmological parameters up to at least a maximal scale of k max = 0.4 Mpc -1 for all samples considered, even in the presence of assembly bias. While we find that we can reduce the complexity of the bias model for HEFT without compromising fit accuracy, this is not generally the case for the perturbative models. We find significant detections of non-Poissonian stochasticity in all cases considered, and our analysis shows evidence that small-scale galaxy clustering predominantly improves constraints on galaxy bias rather than cosmological parameters. These results therefore suggest that the systematic uncertainties associated with current nonlinear bias models are likely to be subdominant compared to other sources of error for tomographic analyses of upcoming photometric surveys, which bodes well for future galaxy clustering analyses using these high signal-to-noise data.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Detecting low-mass perturbers in cluster lenses using curved arc bases

ABSTRACT Strong gravitationally lensed arcs produced by galaxy clusters have been observationally detected for several decades now. These strong lensing constraints provided high-fidelity mass models for cluster lenses that include substructure down to $10^{9{-}10}\, \mathrm{M}_\odot$. Optimizing lens models, where the cluster mass distribution is modelled by a smooth component and subhaloes associated with the locations of individual cluster galaxies, has enabled deriving the subhalo mass function, providing important constraints on the nature and granularity of dark matter. In this work, we explore and present a novel method to detect and measure individual perturbers (subhaloes, line-of-sight haloes, and wandering supermassive black holes) by exploiting their proximity to highly distorted lensed arcs in galaxy clusters, and by modelling the local lensing distortions with curved arc bases. This method offers the possibility of detecting individual low-mass perturber subhaloes in clusters and haloes along the line of sight down to a mass resolution of $10^8\, \mathrm{M}_\odot$. We quantify our sensitivity to low-mass perturbers ($M\sim 10^{7{-}9}\, \mathrm{M}_\odot$) in clusters (M ∼ 1014–15 M⊙), by creating realistic mock data. Using three lensed images of a background galaxy in the cluster SMACS J0723, taken by JWST, we study the retrieval of the properties of potential perturbers with masses $M=10^{7{-}9}\, \mathrm{M}_\odot$. From the derived posterior probability distributions for the perturber, we constrain its concentration, redshift, and ellipticity. By allowing us to probe lower mass substructures, the use of curved arc bases can lead to powerful constraints on the nature of dark matter as discrimination between dark matter models appears on smaller scales.

Astronomy & Astrophysics↗

DOE OSTI2024

Perturbations of Gibbons-Maeda black holes in Einstein-Maxwell-dilaton theories

The study of perturbations around black hole backgrounds in general relativity and Einstein-Maxwell theory has a long history, going back to the work of Regge and Wheeler in the 1950s. As part of a broader investigation of perturbations around black holes in supergravity, we describe here our results for the perturbations around the Gibbons-Maeda static charged black holes in a class of Einstein-Maxwell-Dilaton theories. Our analysis follows the general strategy developed by Chandrasekhar and Xanthopoulos for the perturbations of the Reissner-Nordström black hole. Here, the analysis is considerably more involved, because of the presence of the dilaton field, which couples to the other polar modes. We nonetheless find that the problem is completely solvable, in the sense that one can separate variables and eventually describe all the perturbations in terms of diagonalised second-order radial equations. We are able to prove the mode stability of all the Gibbons-Maeda black hole solutions. Published by the American Physical Society 2024

Pope, C. N. (ORCID:0000000284012564)↗

DOE OSTI2017

NLO perturbativity bounds on quartic couplings in renormalizable theories with Φ 4 -like scalar sectors

The apparent breakdown of unitarity in low order perturbation theory is often is used to place bounds on the parameters of a theory. In this work we give an algorithm for approximately computing the next-to-leading order (NLO) perturbativity bounds on the quartic couplings of a renormalizable theory whose scalar sector is Φ 4 -like. And by this we mean theories where either there are no cubic scalar interactions, or the cubic couplings are related to the quartic couplings through spontaneous symmetry breaking. Furthermore, the quantity that tests where perturbation theory breaks down itself can be written as a perturbative series, and having the NLO terms allows one to test how well the series converges. We also present a simple example to illustrate the effect of considering these bounds at different orders in perturbation theory. For example, there is a noticeable difference in the viable parameter when the square of the NLO piece is included versus when it is not.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Stochastic Dark Matter from Curvature Perturbations

We investigate the production of dark matter from metric perturbations produced during inflation or in standard cosmology. Perturbations break Weyl flatness of the Friedmann-Lemaître-Robertson-Walker metric, allowing conformally coupled fields—in particular, fermions studied here—to be produced even when their mass is negligible. Particle production can be computed by studying the Bogoliubov transformation induced by the stochastic background. For perturbations generated during inflation, we present a closed formula for the resulting abundance of particles that depends solely on the power spectrum of curvature perturbations at the end of inflation. This production mechanism can be dominant especially if the amplitude of curvature perturbations is enhanced for modes that exit the horizon toward the end of inflation. In the simplest scenario, the critical dark matter abundance is reproduced for M ≳ 10 6 GeV . Published by the American Physical Society 2025

Garani, Raghuveer (ORCID:0000000175539914)↗

DOE OSTI2018

Towards the Robust Small-Signal Stability Region of Power Systems Under Perturbations Such as Uncertain and Volatile Wind Generation

This paper addresses how to extend the concept of small-signal stability region (SSSR) to that of robust small-signal stability region (RSSSR), within which the system can remain stable even under perturbations caused by uncertain and volatile nodal injections, such as renewable generation. We first employ the structured perturbation theory to formulate the perturbations of nodal injections in state space. Both the intensity and the locations of perturbations can be taken into account. Then, we leverage the stability radius theory and structured singular value theory to define the RSSSR in parameter subspace, enabling a systematic analysis of small-signal stability of power systems under perturbations in a region-wise manner. The hyperplane-approximation method can be employed to construct a linear closed-form approximation of RSSSR boundaries. Case studies on the modified two-area system and New England 39-node system illustrate the new concept of RSSSR and its potential applications.

power system stability analysis↗

DOE OSTI2019

Early Time Evolution of Circumferential Perturbation of Initial Particle Volume Fraction in Explosive Cylindrical Multiphase Dispersion

When an annular bed of solid particles that surrounds a cylindrical high-energy explosive core gets radially dispersed after detonation, the expanding front of particles undergoes instabilities. One of the possible causes of the instabilities is an inhomogeneous initial distribution of particles. This study explores this possibility by introducing two-dimensional perturbations to the initial distribution of particles within the annular bed and quantifying the growth of these perturbations over time using two-dimensional simulations. The initial perturbations are in the form of superposition of up to three sinusoidal azimuthal modal variations in the initial particle volume fraction (PVF, ratio of particle to cell volume). These are observed to impact the particle distribution at later times through a channeling instability whose effects are: (i) to decrease the velocity in regions of larger particle volume (PV) and (ii) to facilitate circumferential particle migration into the slow moving high PV sectors. These departures from axisymmetry are quantified by introducing two metrics. The effect of varying the number of azimuthal modes contained in the initial PVF perturbation, along with their amplitudes, wavelengths, and relative phases is investigated. The proposed metrics do not vary substantially with the relative phases; however, there is a strong variation in the metrics due to changes in the wavenumber. Unimodal perturbations were found to amplify both metrics the most.

Engineering↗

DOE OSTI2015

Monte Carlo simulations of patient dose perturbations in rotational-type radiotherapy due to a transverse magnetic field: A tomotherapy investigation

Purpose: Several groups are exploring the integration of magnetic resonance (MR) image guidance with radiotherapy to reduce tumor position uncertainty during photon radiotherapy. The therapeutic gain from reducing tumor position uncertainty using intrafraction MR imaging during radiotherapy could be partially offset if the negative effects of magnetic field-induced dose perturbations are not appreciated or accounted for. The authors hypothesize that a more rotationally symmetric modality such as helical tomotherapy will permit a systematic mediation of these dose perturbations. This investigation offers a unique look at the dose perturbations due to homogeneous transverse magnetic field during the delivery of Tomotherapy{sup ®} Treatment System plans under varying degrees of rotational beamlet symmetry. Methods: The authors accurately reproduced treatment plan beamlet and patient configurations using the Monte Carlo code GEANT4. This code has a thoroughly benchmarked electromagnetic particle transport physics package well-suited for the radiotherapy energy regime. The three approved clinical treatment plans for this study were for a prostate, head and neck, and lung treatment. The dose heterogeneity index metric was used to quantify the effect of the dose perturbations to the target volumes. Results: The authors demonstrate the ability to reproduce the clinical dose–volume histograms (DVH) to within 4% dose agreement at each DVH point for the target volumes and most planning structures, and therefore, are able to confidently examine the effects of transverse magnetic fields on the plans. The authors investigated field strengths of 0.35, 0.7, 1, 1.5, and 3 T. Changes to the dose heterogeneity index of 0.1% were seen in the prostate and head and neck case, reflecting negligible dose perturbations to the target volumes, a change from 5.5% to 20.1% was observed with the lung case. Conclusions: This study demonstrated that the effect of external magnetic fields can be mitigated by exploiting a more rotationally symmetric treatment modality.

60 APPLIED LIFE SCIENCES↗

DOE OSTI2016

Exploration of magnetic perturbation effects on advanced divertor configurations in NSTX-U

The control of divertor heat loads - both steady state and transient - remains a key challenge for the successful operation of ITER and FNSF. Magnetic perturbations provide a promising technique to control ELMs (transients), but understanding their detailed impact is difficult due to their symmetry breaking nature. One approach for reducing steady state heat loads are so called 'advanced divertors' which aim at optimizing the magnetic field configuration: the snowflake and the (super-)X-divertor. It is likely that both concepts - magnetic perturbations and advanced divertors - will have to work together, and we explore their interaction based on the NSTX-U setup. An overview of different divertor configurations under the impact of magnetic perturbations is presented, and the resulting impact on plasma edge transport is investigated with the EMC3-EIRENE code. Variations in size of the magnetic footprint of the perturbed separatrix are found, which is related to the level of flux expansion on the divertor target. Non-axisymmetric peaking of the heat flux related to the perturbed separatrix is found at the outer strike point, but only in locations where flux expansion is not too large.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2018

Orographic Precipitation Response to Microphysical Parameter Perturbations for Idealized Moist Nearly Neutral Flow

Abstract This study explores the sensitivity of clouds and precipitation to microphysical parameter perturbations using idealized simulations of moist, nearly neutral flow over a bell-shaped mountain. Numerous parameters are perturbed within the Morrison microphysics scheme. The parameters that most affect cloud and precipitation characteristics are the snow fall speed coefficient As, snow particle density ρs, rain accretion (WRA), and ice–cloud water collection efficiency (ECI). Surface precipitation rates are affected by As and ρs through changes to the precipitation efficiency caused by direct and indirect impacts on snow fall speed, respectively. WRA and ECI both affect the amount of cloud water removed, but the precipitation sensitivity differs. Large WRA results in increased precipitation efficiency and cloud water removal below the freezing level, indirectly decreasing cloud condensation rates; the net result is little precipitation sensitivity. Large ECI removes cloud water above the freezing level but with little influence on overall condensation rates. Two environmental experiments are performed to test the robustness of the results: 1) reduction of the wind speed profile by 30% (LowU) and 2) decreasing the surface potential temperature to induce a freezing level below the mountain top (LowFL). Parameter perturbations within LowU result in similar mechanisms acting on precipitation, but a much weaker sensitivity compared to the control. The LowFL case shows ρs is no longer a dominant parameter and As now induces changes to cloud condensation, since more of the cloud depth is present above the freezing level. In general, perturbations to microphysical parameters affect the location of peak precipitation, while the total amount of precipitation is more sensitive to environmental parameter perturbations.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2019

Assessing the Influence of Microphysical and Environmental Parameter Perturbations on Orographic Precipitation

Microphysical (MP) schemes contain parameters whose values can impact the amount and location of forecasted precipitation, and sensitivity is typically explored by perturbing one parameter at a time while holding the rest constant. Although much can be learned from these “one-at-a-time” studies, the results are limited as these methods do not allow for nonlinear interactions of multiple perturbed parameters. This study applies the Morris one-at-a-time (MOAT) method, a robust statistical tool allowing for simultaneous perturbation of numerous parameters, to explore orographic precipitation sensitivity to changes in microphysical and environmental parameters within an environment characteristic of an atmospheric river. Results show parameters associated with snow fall speed coefficient A s and density ρ s , ice-cloud water collection efficiency (ECI), rain accretion (WRA), relative humidity, zonal wind speed, and surface potential temperature cause the largest influence on simulated precipitation. MP and environmental parameter perturbations can cause precipitation changes of similar magnitude, but results vary by location on the mountain. Different environments are also tested, with A s being the most influential MP parameter regardless of environment. Fewer MP parameters influence precipitation in a faster-wind-speed environment, possibly due to the stronger dynamical forcing upwind and different wave dynamics downwind, compared to a slower-wind-speed environment. Finally, perturbing MP parameters within a single scheme can result in precipitation variations of similar magnitude compared to using entirely different microphysics schemes. MOAT results presented in this study have implications for Bayesian parameter estimation methods and stochastic parameterization within ensemble forecasting.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

DOE OSTI2017

Role of Perturbing Ocean Initial Condition in Simulated Regional Sea Level Change

Multiple lines of observational evidence indicate that the global climate has been getting warmer since the early 20th century. This warmer climate has led to a global mean sea level rise of about 18 cm during the 20th century, and over 6 cm for the first 15 years of the 21st century. Regionally the sea level rise is not uniform due in large part to internal climate variability. To better serve the community, the uncertainties of predicting/projecting regional sea level changes associated with internal climate variability need to be quantified. Previous research on this topic has used single-model large ensembles with perturbed atmospheric initial conditions (ICs). Here we compare uncertainties associated with perturbing ICs in just the atmosphere and just the ocean using a state-of-the-art coupled climate model. We find that by perturbing the oceanic ICs, the uncertainties in regional sea level changes increase compared to those with perturbed atmospheric ICs. In order for us to better assess the full spectrum of the impacts of such internal climate variability on regional and global sea level rise, approaches that involve perturbing both atmospheric and oceanic initial conditions are thus necessary.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2017

Perturbation of a Schwarzschild Black Hole Due to a Rotating Thin Disk

Will, in 1974, treated the perturbation of a Schwarzschild black hole due to a slowly rotating, light, concentric thin ring by solving the perturbation equations in terms of a multipole expansion of the mass-and-rotation perturbation series. In the Schwarzschild background, his approach can be generalized to perturbation by a thin disk (which is more relevant astrophysically), but, due to rather bad convergence properties, the resulting expansions are not suitable for specific (numerical) computations. However, we show that Green’s functions, represented by Will’s result, can be expressed in closed form (without multipole expansion), which is more useful. In particular, they can be integrated out over the source (a thin disk in our case) to yield good converging series both for the gravitational potential and for the dragging angular velocity. The procedure is demonstrated, in the first perturbation order, on the simplest case of a constant-density disk, including the physical interpretation of the results in terms of a one-component perfect fluid or a two-component dust in a circular orbit about the central black hole. Free parameters are chosen in such a way that the resulting black hole has zero angular momentum but non-zero angular velocity, as it is just carried along by the dragging effect of the disk.

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS1972

Shielding application of perturbation theory to determine changes in neutron and gamma doses due to changes in shield layers

Perturbation theory formulas were derived and applied to determine changes in neutron and gamma-ray doses due to changes in various radiation shield layers for fixed sources. For a given source and detector position, the perturbation method enables dose derivatives with respect to density, or equivalently thickness, for every layer to be determined from one forward and one inhomogeneous adjoint calculation. A direct determination without the perturbation approach would require two forward calculations to evaluate the dose derivative due to a change in a single layer. Hence, the perturbation method for obtaining dose derivatives requires fewer computations for design studies of multilayer shields. For an illustrative problem, a comparison was made of the fractional change in the dose per unit change in the thickness of each shield layer in a two-layer spherical configuration as calculated by perturbation theory and by successive direct calculations; excellent agreement was obtained between the two methods.

Fieno, D.↗

NASA NTRS1974

The spectrum of density perturbations in an expanding universe

The basic dynamic equations that govern the evolution of perturbations in a Friedmann-Lemaitre universe are derived. General solutions describing the evolution of adiabatic perturbations in the density of matter are obtained, and the choice of the appropriate initial conditions is examined. The various perturbation modes are compared, and the effects of decoupling on the perturbation spectrum are studied. The scheme used to follow the evolution of density perturbations through decoupling is based on an extension of the Eddington approximation to the radiative transfer equation, and is strictly valid in both optically thick and thin limits.

Silk, J.↗

NASA NTRS1977

Perturbations of a close-earth satellite due to sunlight diffusely reflected from the earth. I - Uniform albedo

A semianalytic method has been developed to calculate the radiation-pressure perturbations of a close-earth satellite due to sunlight reflected from the earth. The assumptions made are that the satellite is spherically symmetric and that the solar radiation is reflected from the earth according to Lambert's Law with uniform albedo. By using expressions for the components of the radiation-pressure force due to Lochry, the expressions for the perturbations of the elements were developed into series in the true anomaly. The perturbations within a given revolution can be obtained analytically by integrating with respect to v while holding all slowly varying quantities constant. The long-range perturbations are then obtained by accumulating the net perturbations at the end of each revolution.

Lautman, D. A.↗

NASA NTRS1977

The correlation function for density perturbations in an expanding universe. I - Linear theory

The evolution of the two-point correlation function for adiabatic density perturbations in the early universe is studied. Analytical solutions are obtained for the evolution of linearized spherically symmetric adiabatic density perturbations and the two-point correlation function for these perturbations in the radiation-dominated portion of the early universe. The results are then extended to the regime after decoupling. It is found that: (1) adiabatic spherically symmetric perturbations comparable in scale with the maximum Jeans length would survive the radiation-dominated regime; (2) irregular fluctuations are smoothed out up to the scale of the maximum Jeans length in the radiation era, but regular fluctuations might survive on smaller scales; (3) in general, the only surviving structures for irregularly shaped adiabatic density perturbations of arbitrary but finite scale in the radiation regime are the size of or larger than the maximum Jeans length in that regime; (4) infinite plane waves with a wavelength smaller than the maximum Jeans length but larger than the critical dissipative damping scale could survive the radiation regime; and (5) black holes would also survive the radiation regime and might accrete sufficient mass after decoupling to nucleate the formation of galaxies.

Mcclelland, J.↗