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At least 199 records · Page 11
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DOE OSTI2025

Holographic View of Mixed-State Symmetry-Protected Topological Phases in Open Quantum Systems

We establish a holographic duality between d -dimensional mixed-state symmetry-protected topological (mSPT) phases and ( d + 1 ) -dimensional subsystem symmetry-protected topological (SSPT) states. Specifically, we show that the reduced density matrix of the boundary layer of a ( d + 1 ) -dimensional SSPT state with subsystem symmetry S and global symmetry G corresponds to a d -dimensional mSPT phase with strong S and weak G symmetries. Conversely, we demonstrate that the wave function of an SSPT state can be constructed by replicating the density matrix of the corresponding lower-dimensional mSPT phase. This mapping links the density matrix in lower dimensions to the entanglement properties of higher-dimensional wave functions, providing an approach for analyzing nonlinear quantities and quantum information metrics in mixed-state systems. Our duality offers a new perspective for studying intrinsic mSPT phases that are unique to open quantum systems, without pure-state analogues. We show that strange correlators and twisted Rényi- N correlators can diagnose these nontrivial phases and we explore their connection to strange correlators in pure-state SSPT phases. Furthermore, we discuss several implications of this holographic duality, including a method for preparing intrinsic mSPT phases through the duality. Published by the American Physical Society 2025

Sun, Shijun (ORCID:0000000168880030)↗
DOE OSTI2025

Higher Hall conductivity from a single wave function: Obstructions to symmetry-preserving gapped edge of (2+1)-dimensional topological order

A (2+1)D topologically ordered phase with U(1) symmetry may or may not have a symmetric gapped edge state, even if both thermal and electric Hall conductivity are vanishing. It has recently been discovered that there are “higher” versions of Hall conductivity valid for fermionic fractional quantum Hall (FQH) states that obstruct symmetry-preserving gapped edge states beyond thermal and electric Hall conductivity. In this paper, we show that one can extract higher Hall conductivity from a single wave function of an FQH state, by evaluating the expectation value of the “partial rotation” unitary, which is a combination of partial spatial rotation and a U(1) phase rotation. This result is verified numerically with the fermionic Laughlin state with 𝜈=1/3 and 1/5, as well as the non-Abelian Moore-Read state. Together with topological entanglement entropy, we prove that the expectation values of the partial rotation completely determine if a bosonic/fermionic Abelian topological order with U(1) symmetry has a symmetry-preserving gappable edge state or not. We also show that thermal and electric Hall conductivity of Abelian topological order can be extracted by partial rotations. Even in non-Abelian FQH states, partial rotation provides the Lieb-Schultz-Mattis type theorem constraining the low-energy spectrum of the bulk-boundary system. The generalization of higher Hall conductivity to the case with Lie group symmetry is also presented.

2-dimensional systems↗
DOE OSTI2026

Symmetry-energy expansion with strange dense matter

The quantum chromodynamics (QCD) phase diagram at large densities and low temperatures can be probed using both neutron stars and low-energy heavy-ion collisions. Heavy-ion collisions are nearly isospin-symmetric systems, whereas neutron stars are highly isospin asymmetric since they are neutron rich. The symmetry-energy expansion is used to connect these regimes across isospin asymmetry. However, the current symmetry-energy expansion does not account for strange particles. In this work, we include finite strangeness by redefining the isospin-asymmetry parameter and the symmetry-energy expansion in a way that is consistent with QCD SU(3) flavor symmetry. Furthermore, our new symmetry energy works well beyond typical neutron star central densities and admits a skewness term in the presence of strangeness for the case of weak equilibrium.

Equations of state of nuclear matter↗
DOE OSTI2020

Symmetry reduction of tensor networks in many-body theory: I. Automated symbolic evaluation of SU(2) algebra

Abstract The ongoing progress in (nuclear) many-body theory is accompanied by an ever-rising increase in complexity of the underlying formalisms used to solve the stationary Schrödinger equation. The associated working equations at play in state-of-the-art ab initio nuclear many-body methods can be analytically reduced with respect to angular-momentum, i.e. SU (2), quantum numbers whenever they are effectively employed in a symmetry-restricted context. The corresponding procedure constitutes a tedious and error-prone but yet an integral part of the implementation of those many-body frameworks. Indeed, this symmetry reduction is a key step to advance modern simulations to higher accuracy since the use of symmetry-adapted tensors can decrease the computational complexity by orders of magnitude. While attempts have been made in the past to automate the (anti-) commutation rules linked to Fermionic and Bosonic algebras at play in the derivation of the working equations, there is no systematic account to achieve the same goal for their symmetry reduction. In this work, the first version of an automated tool performing graph-theory-based angular-momentum reduction is presented. Taking the symmetry-unrestricted expressions of a generic tensor network as an input, the code provides their angular-momentum-reduced form in an error-safe way in a matter of seconds. Several state-of-the-art many-body methods serve as examples to demonstrate the generality of the approach and to highlight the potential impact on the many-body community.

Tichai, A.↗
DOE OSTI2020

SMART U(1)$$_X$$: standard model with axion, right handed neutrinos, two Higgs doublets and U(1)$$_X$$ gauge symmetry

Abstract To address five fundamental shortcomings of the Standard Model (SM) of particle physics and cosmology, we propose a phenomenologically viable framework based on a $$U(1)_X \times U(1)_{PQ}$$ U ( 1 ) X × U ( 1 ) PQ extension of the SM, that we call “SMART U(1) $$_X$$ X ”. The $$U(1)_X$$ U ( 1 ) X gauge symmetry is a well-known generalization of the $$U(1)_{B-L}$$ U ( 1 ) B - L symmetry and $$U(1)_{PQ}$$ U ( 1 ) PQ is the global Peccei–Quinn (PQ) symmetry. Three right handed neutrinos are added to cancel $$U(1)_X$$ U ( 1 ) X related anomalies, and they play a crucial role in understanding the observed neutrino oscillations and explaining the observed baryon asymmetry in the universe via leptogenesis. Implementation of PQ symmetry helps resolve the strong CP problem and also provides axion as a compelling dark matter (DM) candidate. The $$U(1)_X$$ U ( 1 ) X gauge symmetry enables us to implement the inflection-point inflation scenario with $$H_{inf} \lesssim 2 \times 10^{7}$$ H inf ≲ 2 × 10 7 GeV, where $$H_{inf}$$ H inf is the value of Hubble parameter during inflation. This is crucial to overcome a potential axion domain wall problem as well as the axion isocurvature problem. The SMART U(1) $$_X$$ X framework can be successfully implemented in the presence of SU (5) grand unification, as we briefly show.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Spectral anomalies and broken symmetries in maximally chaotic quantum maps

Spectral statistics such as the level spacing statistics and spectral form factor (SFF) are widely expected to accurately identify “ergodicity,” including the presence of underlying macroscopic symmetries, in generic quantum systems ranging from quantized chaotic maps to interacting many-body systems. By studying various quantizations of maximally chaotic maps that break a discrete classical symmetry upon quantization, we demonstrate that this approach can be misleading and fail to detect macroscopic symmetries. Notably, the same classical map can exhibit signatures of different random matrix symmetry classes in short-range spectral statistics depending on the quantization. While the long-range spectral statistics encoded in the early time ramp of the SFF are more robust and correctly identify macroscopic symmetries in several common quantizations, we also demonstrate analytically and numerically that the presence of Berry-like phases in the quantization leads to spectral anomalies, which break this correspondence. Finally, we provide numerical evidence that long-range spectral rigidity remains directly correlated with ergodicity in the quantum dynamical sense of visiting a complete orthonormal basis.

Shou, Laura [Univ. of Maryland, College Park, MD (↗
DOE OSTI2020

Lorentz symmetry fractionalization and dualities in (2+1)d

We discuss symmetry fractionalization of the Lorentz group in (2+1) d d non-spin quantum field theory (QFT), and its implications for dualities. We prove that two inequivalent non-spin QFTs are dual as spin QFTs if and only if they are related by a Lorentz symmetry fractionalization with respect to an anomalous \mathbb{Z}_2 ℤ 2 one-form symmetry. Moreover, if the framing anomalies of two non-spin QFTs differ by a multiple of 8, then they are dual as spin QFTs if and only if they are also dual as non-spin QFTs. Applications to summing over the spin structures, time-reversal symmetry, and level/rank dualities are explored. The Lorentz symmetry fractionalization naturally arises in Chern-Simons matter dualities that obey certain spin/charge relations, and is instrumental for the dualities to hold when viewed as non-spin theories.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Field theories with a vector global symmetry

Motivated by recent discussions of fractons, we explore nonrelativistic field theories with a continuous global symmetry, whose charge is a spatial vector. We present several such symmetries and demonstrate them in concrete examples. They differ by the equations their Noether currents satisfy. Simple cases, other than the translation symmetry, are an ordinary (relativistic) one-form global symmetry and its nonrelativistic generalization. In the latter case the conserved charge is associated with a codimension-one spatial manifold, but it is not topological. More general examples involve charges that are integrated over the entire space. We also discuss the coupling of these systems to gauge fields for these symmetries. We relate our examples to known continuum and lattice constructions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Emergent symmetries in atomic nuclei: Probing nuclear dynamics and physics beyond the standard model

Dominant shapes naturally emerge in atomic nuclei from first principles, thereby establishing the shape-preserving symplectic Sp(3, \mathbb{R} ℝ ) symmetry as remarkably ubiquitous and almost perfect symmetry in nuclei. We discuss the critical role of this emergent symmetry in enabling machine-learning descriptions of heavy nuclei, ab initio modeling of \alpha α clustering and collectivity, as well as tests of beyond-the-standard-model physics. In addition, the Sp(3, \mathbb{R} ℝ ) and SU(3) symmetries provide relevant degrees of freedom that underpin the ab initio symmetry-adapted no-core shell model with the remarkable capability of reaching nuclei and reaction fragments beyond the lightest and close-to-spherical species.

Launey, Kristina D.↗
DOE OSTI2021

SU(n) and Quantum SU(n) Symmetries in Physical Systems [Slides]

Presence of SU(n) or other Lie group symmetry in a physical system is its powerful, usually underutilized property. In many cases it allows for finding analytical solutions to nonlinear differential equations describing this system. Power of the method is presented on diversified examples from mathematical physics: Lie-group symmetries in finding solutions of generalized, multidimensional theory of gravity; analytical Dirac–equation solutions for description of conducting polymers; stability of qubit states in quantum computers; spatial defects in condensed matter; reconstruction of 3D object from its 2D tomographic image; significant improvement of numerical solutions stability for Euler equations. The next question after obtaining such Lie group symmetric solution is: does a generalized solution with appropriate quantum group symmetry exists for the given physical system, and if yes what is the physical meaning of the deformation parameter q introduced by such solution. In many cases it can be identified. Any SU(n) solution is by its nature singular, assuming a perfect symmetry of the physical system discussed. Such solution gives a powerful insight to theoretical physics, yet the assumption may be too demanding for experimental applications. Deformation parameter q from a quantum group symmetry allows for a continuum of solutions, more applicable to experiments.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Celestial operator product expansions and w 1+∞ symmetry for all spins

The operator product expansion of massless celestial primary operators of arbitrary spin is investigated. Poincaré symmetry is found to imply a set of recursion relations on the operator product expansion coefficients of the leading singular terms at tree-level in a holomorphic limit. The symmetry constraints are solved by an Euler beta function with arguments that depend simply on the right-moving conformal weights of the operators in the product. These symmetry-derived coefficients are shown not only to match precisely those arising from momentum-space tree-level collinear limits, but also to obey an infinite number of additional symmetry transformations that respect the algebra of w 1+∞ . In tree-level minimally-coupled gravitational theories, celestial currents are constructed from light transforms of conformally soft gravitons and found to generate the action of w 1+∞ on arbitrary massless celestial primaries. Results include operator product expansion coefficients for fermions as well as those arising from higher-derivative non-minimal couplings of gluons and gravitons.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Semi-Abelian gauge theories, non-invertible symmetries, and string tensions beyond N -ality

We study a 3d lattice gauge theory with gauge group U(1) N– 1 ⋉ S N , which is obtained by gauging the S N global symmetry of a pure U(1) N– 1 gauge theory, and we call it the semi-Abelian gauge theory. We compute mass gaps and string tensions for both theories using the monopole-gas description. We find that the effective potential receives equal contributions at leading order from monopoles associated with the entire SU( N ) root system. Even though the center symmetry of the semi-Abelian gauge theory is given by ℤ N , we observe that the string tensions do not obey the N -ality rule and carry more detailed information on the representations of the gauge group. We find that this refinement is due to the presence of non-invertible topological lines as a remnant of U(1) N– 1 one-form symmetry in the original Abelian lattice theory. Upon adding charged particles corresponding to W -bosons, such non-invertible symmetries are explicitly broken so that the N -ality rule should emerge in the deep infrared regime.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Fermionic shift symmetries in (anti) de Sitter space

We study extended shift symmetries that arise for fermionic fields on anti-de Sitter (AdS) space and de Sitter (dS) space for particular values of the mass relative to the curvature scale. We classify these symmetries for general mixed-symmetry fermionic fields in arbitrary dimension and describe how fields with these symmetries arise as the decoupled longitudinal modes of massive fermions as they approach partially massless points. For the particular case of AdS 4 , we look for non-trivial Lie superalgebras that can underly interacting theories that involve these fields. We study from this perspective the minimal such theory, the Akulov-Volkov theory on AdS 4 , which is a non-linear theory of a spin-1/2 Goldstino field that describes the spontaneous breaking of $\mathcal{N}$ = 1 supersymmetry on AdS 4 down to the isometries of AdS 4 . We show how to write the nonlinear supersymmetry transformation for this theory using the fermionic ambient space formalism. We also study the Lie superalgebras of candidate multi-field examples and rule out the existence of a supersymmetric special galileon on AdS 4 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Non-invertible global symmetries and completeness of the spectrum

It is widely believed that consistent theories of quantum gravity satisfy two basic kinematic constraints: they are free from any global symmetry, and they contain a complete spectrum of gauge charges. For compact, abelian gauge groups, completeness follows from the absence of a 1-form global symmetry. However, this correspondence breaks down for more general gauge groups, where the breaking of the 1-form symmetry is insufficient to guarantee a complete spectrum. We show that the correspondence may be restored by broadening our notion of symmetry to include non-invertible topological operators, and prove that their absence is sufficient to guarantee a complete spectrum for any compact, possibly disconnected gauge group. In addition, we prove an analogous statement regarding the completeness of twist vortices: codimension-2 objects defined by a discrete holonomy around their worldvolume, such as cosmic strings in four dimensions. We discuss how this correspondence is modified in various, more general contexts, including non-compact gauge groups, Higgsing of gauge theories, and the addition of Chern-Simons terms. Finally, we discuss the implications of our results for the Swampland program, as well as the phenomenological implications of the existence of twist strings.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

Symmetries and anomalies of Hamiltonian staggered fermions

We review the shift (translation) and time reversal symmetries of Hamiltonian staggered fermions and their connection to continuum symmetries concentrating in particular on the case of massless fermions and (3+1) dimensions. We construct operators using the staggered fields that implement these symmetries on finite lattices. We show that shifts composed of an odd multiple of the elementary shift anticommute with time reversal and are related to continuum axial transformations. We argue that the presence of these nontrivial commutation relations implies the existence of lattice ’t Hooft anomalies. From the shifts we also construct a set of conserved, quantized charges that generate continuous symmetries of the lattice theory. In general these do not commute with the vector charge signaling further ’t Hooft anomalies.

Anomalies↗
DOE OSTI2021

Twisted bilayer graphene. II. Stable symmetry anomaly

We show that the entire continuous model of twisted bilayer graphene (TBG) (and not just the two active bands) with particle-hole symmetry is anomalous and hence incompatible with lattice models. Previous works [e.g., Z. Song, Z. Wang, W. Shi, G. Li, C. Fang, and B. A. Bernevig, Phys. Rev. Lett. 123, 036401 (2019); J. Ahn, S. Park, and B.-J. Yang, Phys. Rev. X 9, 021013 (2019); H. C. Po, L. Zou, T. Senthil, and A. Vishwanath, Phys. Rev. B 99, 195455 (2019); J. Kang and O. Vafek, Phys. Rev. X 8, 031088 (2018); M. Koshino, N. F. Q. Yuan, T. Koretsune, M. Ochi, K. Kuroki, and L. Fu, Phys. Rev. X 8, 031087 (2018); J. Liu, J. Liu, and X. Dai, Phys. Rev. B 99, 155415 (2019); L. Zou, H. C. Po, A. Vishwanath, and T. Senthil, Phys. Rev. B 98, 085435 (2018)] found that the two flatbands in TBG possess a fragile topology protected by the C 2z T symmetry. Song et al. [Z. Song, Z. Wang, W. Shi, G. Li, C. Fang, and B. A. Bernevig, Phys. Rev. Lett. 123, 036401 (2019)] also pointed out an approximate particle-hole symmetry (P) in the continuous model of TBG. In this paper, we numerically confirm that P is indeed a good approximation for TBG and show that the fragile topology of the two flatbands is enhanced to a P-protected stable topology. This stable topology implies 4l + 2 (l ϵ N) Dirac points between the middle two bands. The P-protected stable topology is robust against arbitrary gap closings between the middle two bands and the other bands. We also show that, remarkably, this P-protected stable topology, as well as the corresponding 4l + 2 Dirac points, cannot be realized in lattice models that preserve both C 2z T and P symmetries. In other words, the continuous model of TBG is anomalous and cannot be realized on lattices. Two other topology related topics, with consequences for the interacting TBG problem, i.e., the choice of Chern band basis in the two flatbands and the perfect metal phase of TBG in the so-called second chiral limit, are also discussed.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2025

Symmetry breaking forms split-off flat bands in quantum oxides controlling metal versus insulator phases

The crystal structure used as input to electronic structure calculation of conventionally bonded solids consists primarily of the standard crystallographic degrees of freedom. Quantum solids sometimes have additional microscopic degrees of freedom (m-DOF) nested within the crystallographic structure. These might include local motifs including positional (Peierls dimers, deformed octahedra, Jahn-Teller distortions), magnetic (local moment configurations) and dipolar (local ferroelectric configurations). Such motifs can be observed experimentally via local probes that avoid averaging, and theoretically as distinct total energy lowering features relative to more simplified “average crystallographic structures”. Here we examine the ability of electronic structure methods independent of strong correlation physics to explain the broad phenomenology of metal-insulator selectivity in quantum oxides by energy-lowering symmetry breaking. We do this by avoiding the restriction of considering only (i) electron-electron interactions in a fixed unresponsive lattice—as done in Mott strong correlation explanations—allowing, however, (ii) local positional and magnetic motifs that coexist within a crystallographic landscape. We find in a broad range of quantum oxides with different symmetry breaking modes the formation of split-off flat bands that can also control metallic versus insulating characteristics. The split-off band effect is common to magnetic and non-magnetic materials, including both binary and ternary oxides. One finds that when such local symmetry breaking motifs are considered in mean-field-like (e.g. density functional theory) electronic structure calculations of quantum oxides, they explain many of the observed trends in metal vs insulator phases discussed otherwise in prior literature via strong correlation in symmetry unbroken view.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2021

Constraints on the nuclear symmetry energy from asymmetric-matter calculations with chiral 𝑁⁢𝑁 and 3⁢𝑁 interactions

The nuclear symmetry energy is a key quantity in nuclear (astro)physics. It describes the isospin dependence of the nuclear equation of state, which is commonly assumed to be almost quadratic. Here, in this work, we confront this standard quadratic expansion of the equation of state with explicit asymmetric nuclear-matter calculations based on a set of commonly used Hamiltonians including two- and three-nucleon forces derived from chiral effective-field theory. We study, in particular, the importance of nonquadratic contributions to the symmetry energy, including the nonanalytic logarithmic term introduced by Kaiser [Phys. Rev. C 91, 065201 (2015)]. Our results suggest that the nonquadratic contribution to the symmetry energy can be systematically determined from the various Hamiltonians employed, and we obtain 0.74$^{+0.11}_{−0.08}$ MeV (or −1.02$^{+0.11}_{−0.08}$ MeV for the potential term with the effective-mass contribution) at nuclear saturation density, while the logarithmic contribution to the symmetry energy is relatively small and model-dependent. We also employ the meta-model approach to study the impact of the higher-order contributions on the neutron-star crust-core transition density, and find a 5% correction.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗