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DOE OSTI2023

Topography and canopy cover influence soil organic carbon composition and distribution across a forested hillslope in the discontinuous permafrost zone

Abstract Topography and canopy cover influence ground temperature in warming permafrost landscapes, yet soil temperature heterogeneity introduced by mesotopographic slope positions, microtopographic differences in vegetation cover, and the subsequent impact of contrasting temperature conditions on soil organic carbon (SOC) dynamics are understudied. Buffering of permafrost‐affected soils against warming air temperatures in boreal forests can reflect surface soil characteristics (e.g., thickness of organic material) as well as the degree and type of canopy cover (e.g., open cover vs. closed cover). Both landscape and soil properties interact to determine meso‐ and microscale heterogeneity of ground warming. We sampled a hillslope catena transect in a discontinuous permafrost zone near Fairbanks, Alaska, to test the small‐scale (1 to 3 m) impacts of slope position and cover type on soil organic matter composition. Mineral active layer samples were collected from backslope, low backslope, and footslope positions at depths spanning 19 to 60 cm. We examined soil mineralogical composition, soil moisture, total carbon and nitrogen content, and organic mat thickness in conjunction with an assessment of SOC composition using Fourier‐transform ion cyclotron resonance mass spectrometry (FT‐ICR‐MS). Soils in the footslope position had a higher relative contribution of lignin‐like compounds, whereas backslope soils had more aliphatic and condensed aromatic compounds as determined using FT‐ICR‐MS. The effect of open versus closed tree canopy cover varied with the slope position. On the backslope, we found higher oxidation of molecules under open cover than closed cover, indicating an effect of warmer soil temperature on decomposition. Little to no effect of the canopy was observed in soils at the footslope position, which we attributed, in part, to the strong impact of soil moisture content in SOC dynamics in the water‐gathering footslope position. The thin organic mat under open cover on the backslope position may have contributed to differences in soil temperature and thus SOC oxidation under open and closed canopies. Here, the thinner organic mat did not appear to buffer the underlying soil against warm season air temperatures and thus increased SOC decomposition as indicated by the higher oxidation of SOC molecules and a lower contribution of simple molecules under open cover than the closed canopy sites. Our findings suggest that the role of canopy cover in SOC dynamics varies as a function of landscape position and soil properties, namely, organic mat thickness and soil moisture. Condition‐specific heterogeneity of SOC composition under open and closed canopy cover highlights the protective effect of canopy cover for soils on backslope positions.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1985

Modelisation of the optical scattering behaviour of the vegetation canopies

The three dimensional model of Kimes (1984) which can treat three dimensional variability in heterogeneous scenes, was used to test and expand physical scattering mechanisms involved in reflectance distribution dynamics by analyzing modeling and field data. The major physical phenomena causing the directional scattering behavior of vegetation canopies are presented. These include the strong anisotropic properties of the soil, and the anisotropic scattering properties of the vegetation as described by the phase function of the leaves and the geometric effects caused by vertical layers of leaves. This knowledge serves as a basis for defining optimum directional view angles for remote sensing strategies. An example on using knowledge of the scattering behavior of vegetation to develop techniques for extracting vegetation parameters (spectral albedo) from directional reflectance data is presented.

Kimes, D. S.↗

DOE OSTI2021

Convergent Hydraulic Redistribution and Groundwater Access Supported Facilitative Dependency Between Trees and Grasses in a Semi‐Arid Environment

Abstract Hydraulic redistribution is the transport of water from wet to dry soil layers, upward or downward, through plant roots. Often in savanna and woodland ecosystems, deep‐rooted trees, and shallow‐rooted grasses coexist. The degree to which these different species compete for or share soil‐water derived from precipitation or groundwater, as well as how these interactions are altered by hydraulic redistribution, is unknown. We use a multilayer canopy model and field observations to examine how the presence of deep, but tree‐root accessible, groundwater impacts seasonal patterns of hydraulic redistribution, and interaction between coexisting vegetation species in a semiarid riparian woodland (US‐CMW). Based on the simulation, trees absorb moisture at the water table (∼10 m depth) and release it in the shallow soil depth (0–3 m) during the dry pre‐monsoon season. We observed the occurrence of a new convergent hydraulic redistribution pattern during the monsoon season, where moisture is transported from both the near‐surface (0–0.5 m) and the water table to intermediate soil layers (1–5 m) through tree roots. We found that hydraulic redistribution demonstrates a growth facilitation effect at this site, supporting 49% of growing season tree transpiration and 14% of the grass transpiration. Compared to a similarly structured upland savanna without accessible groundwater, the riparian site shows an increased amount of hydraulically redistributed water and more facilitative water use between coexisting grasses and trees. These results shed light on the linkage between accessible groundwater and the role of hydraulic redistribution on the interaction between deep‐rooted and shallow‐rooted vegetation.

Lee, E.↗

NASA NTRS1991

Remote sensing of earth terrain

In remote sensing, the encountered geophysical media such as agricultural canopy, forest, snow, or ice are inhomogeneous and contain scatters in a random manner. Furthermore, weather conditions such as fog, mist, or snow cover can intervene the electromagnetic observation of the remotely sensed media. In the modelling of such media accounting for the weather effects, a multi-layer random medium model has been developed. The scattering effects of the random media are described by three-dimensional correlation functions with variances and correlation lengths corresponding to the fluctuation strengths and the physical geometry of the inhomogeneities, respectively. With proper consideration of the dyadic Green's function and its singularities, the strong fluctuation theory is used to calculate the effective permittivities which account for the modification of the wave speed and attenuation in the presence of the scatters. The distorted Born approximation is then applied to obtain the correlations of the scattered fields. From the correlation of the scattered field, calculated is the complete set of scattering coefficients for polarimetric radar observation or brightness temperature in passive radiometer applications. In the remote sensing of terrestrial ecosystems, the development of microwave remote sensing technology and the potential of SAR to measure vegetation structure and biomass have increased effort to conduct experimental and theoretical researches on the interactions between microwave and vegetation canopies. The overall objective is to develop inversion algorithms to retrieve biophysical parameters from radar data. In this perspective, theoretical models and experimental data are methodically interconnected in the following manner: Due to the complexity of the interactions involved, all theoretical models have limited domains of validity; the proposed solution is to use theoretical models, which is validated by experiments, to establish the region in which the radar response is most sensitive to the parameters of interest; theoretically simulated data will be used to generate simple invertible models over the region. For applications to the remote sensing of sea ice, the developed theoretical models need to be tested with experimental measurements. With measured ground truth such as ice thickness, temperature, salinity, and structure, input parameters to the theoretical models can be obtained to calculate the polarimetric scattering coefficients for radars or brightness temperature for radiometers and then compare theoretical results with experimental data. Validated models will play an important role in the interpretation and classification of ice in monitoring global ice cover from space borne remote sensors in the future. We present an inversion algorithm based on a recently developed inversion method referred to as the Renormalized Source-Type Integral Equation approach. The objective of this method is to overcome some of the limitations and difficulties of the iterative Born technique. It recasts the inversion, which is nonlinear in nature, in terms of the solution of a set of linear equations; however, the final inversion equation is still nonlinear. The derived inversion equation is an exact equation which sums up the iterative Neuman (or Born) series in a closed form and, thus, is a valid representation even in the case when the Born series diverges; hence, the name Renormalized Source-Type Integral Equation Approach.

Yueh, Herng-Aung↗

DOE OSTI2023

Topography and canopy cover influence soil organic carbon composition and distribution across a forested hillslope in the discontinuous permafrost zone

This dataset contains data used for the paper "Topography and canopy cover influence soil organic carbon composition and distribution across a forested hillslope in the discontinuous permafrost zone". The Related References field will be updated with a full citation when available. Topography and canopy cover influence ground temperature in warming permafrost landscapes, yet soil temperature heterogeneity introduced by meso-topographic slope positions, microtopographic differences in vegetation cover, and the subsequent impact of contrasting temperature conditions to soil organic carbon (SOC) dynamics are understudied. Buffering of permafrost-affected soils against warming air temperatures in boreal forests can reflect surface soil characteristics (e.g., thickness of organic material) as well as the degree and type of canopy cover (e.g., open cover vs closed cover). Both landscape and soil properties interact to determine meso- and micro-scale heterogeneity of ground warming. We sampled a hillslope catena transect in a discontinuous permafrost zone near Fairbanks, Alaska to test the small-scale (1 to 3 meter) impacts of slope position and cover type on soil organic matter composition. Mineral active layer samples were collected from backslope, low backslope, and footslope positions at depths spanning 19 to 60 cm. We examined soil mineralogical composition, soil moisture, total carbon and nitrogen content, and organic mat thickness in conjunction with an assessment of SOC composition using Fourier-transform ion Cyclotron Resonance Mass Spectrometry (FT-ICR-MS). Soils in the footslope position had a higher relative contribution of lignin-like compounds while backslope soils had more aliphatic and condensed aromatic compounds as determined by FT-ICR-MS. The effect of open versus closed tree canopy cover varied with slope position. On the backslope, we found higher oxidation of molecules under open cover compared with closed cover, indicating an effect of warmer soil temperature on decomposition. Little to no effect of canopy was observed for soils at the footslope position, which we attributed, in part, to the strong impact of soil moisture content in SOC dynamics in the water-gathering footslope position. The thin organic mat under open cover on the backslope position may have contributed to differences in soil temperature and thus SOC oxidation under open and closed canopy. Here, the thinner organic mat did not appear to buffer the underlying soil against warm season air temperatures and thus increased SOC decomposition as indicated by higher oxidation of SOC molecules and a lower contribution of simple molecules under open cover compared with the closed canopy sites. Our findings suggest that the role of canopy cover in SOC dynamics varies as a function of landscape position and soil properties, namely organic mat thickness and soil moisture. Condition-specific heterogeneity of SOC composition under open and closed canopy cover highlights the protective effect of canopy cover for soils on backslope positions. This dataset contains a compressed (.zip) archive of the data and R scripts used for this manuscript. The dataset includes files in .csv format, which can be accessed and processed using MS Excel or R. This archive can also be accessed on GitHub at https://github.com/Erin-Rooney/Y1_fairbanks (DOI: 10.5281/zenodo.8071247).

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1981

Evaluation of HCMM data for assessing soil moisture and water table depth

Data were analyzed for variations in eastern South Dakota. Soil moisture in the 0-4 cm layer could be estimated with 1-mm soil temperatures throughout the growing season of a rainfed barley crop (% cover ranging from 30% to 90%) with an r squared = 0.81. Empirical equations were developed to reduce the effect of canopy cover when radiometrically estimating the 1-mm soil temperature, r squared = 0.88. The corrective equations were applied to an aircraft simulation of HCMM data for a diversity of crop types and land cover conditions to estimate the 0-4 cm soil moisture. The average difference between observed and measured soil moisture was 1.6% of field capacity. HCMM data were used to estimate the soil moisture for four dates with an r squared = 0.55 after correction for crop conditions. Location of shallow alluvial aquifers could be accomplished with HCMM predawn data. After correction of HCMM day data for vegetation differences, equations were developed for predicting water table depths within the aquifer (r=0.8).

Moore, D. G.↗

DOE OSTI2026

Land-Surface Temperature Transitions at the Bankhead National Forest (LASTT-BNF) Field Campaign Report

Land surface types that are common in the Southeast United States (e.g., forests, agriculture, urban) can play key roles in the regulation of surface-atmosphere energy exchange and boundary-layer evolution in the region (Hinkle et al. 2024). Heterogeneity in these land-surface types and associated emissivities can drive strong transitions in land surface temperature (LST), which is an important component of the surface energy balance. Within the forested canopy surrounding the U.S. Department of Energy Atmospheric Radiation Measurement (ARM) User Facility’s field deployment at the Bankhead National Forest (BNF) in Alabama main site (M1) (Kuang et al. 2026), the different components of the vegetation and ground surface can create strong gradients in surface temperature that can influence the canopy thermal environment and vegetative function (e.g., stress, transpiration), both of which can have important, yet poorly characterized, controls on lower atmospheric processes (e.g., thermal turbulence, secondary circulations).

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1992

L-band radar scattering from grass

A radar system based on a network analyzer has been developed to study the backscatter from vegetation. The radar is operated at L-band. Radar measurements of a grass field were made in 1991. The radar returns from the grass were measured at three incidence angles. Ground truth and canopy parameters such as blade and stem dimensions, moisture content of the grass and the soil, and blade and stem density, were measured. These parameters are used in a distorted Born approximation model to compute the backscatter coefficients from the grass layer. The model results are compared with the radar data.

Chauhan, N.↗

NASA NTRS1988

An update on remote measurement of soil moisture over vegetation using infrared temperature measurements: A FIFE perspective

Using model development, image analysis and micrometeorological measurements, the object is to push beyond the present limitations of using the infrared temperature method for remotely determining surface energy fluxes and soil moisture over vegetation. Model development consists of three aspects: (1) a more complex vegetation formulation which is more flexible and realistic; (2) a method for modeling the fluxes over patchy vegetation cover; and (3) a method for inferring a two-layer soil vertical moisture gradient from analyses of horizontal variations in surface temperatures. HAPEX and FIFE satellite data will be used along with aircraft thermal infrared and solar images as input for the models. To test the models, moisture availability and bulk canopy resistances will be calculated from data collected locally at the Rock Springs experimental field site and, eventually, from the FIFE project.

Carlson, Toby N.↗

DOE OSTI2020

Near-canopy horizontal concentration heterogeneity of semivolatile oxygenated organic compounds and implications for 2-methyltetrols primary emissions

Semivolatile oxygenated organic compounds (SV-OVOCs) are important atmospheric species, in particular for the production and chemistry of atmospheric particulate matter and related impacts on air quality and climate. In this study, SV-OVOCs were collected in the horizontal plane of the roughness layer over the tropical forest in the central Amazon during the wet season of 2018. A sampler mounted to a copter-type, hovering unmanned aerial vehicle was used. Underlying the collection region, a plateau forest transitioned into a slope forest across several hundred meters. The concentrations of pinonic and pinic acids, which are monoterpene oxidation products, had no statistical difference over the two forests. By comparison, across the study period, differences in the concentration of 2-methyltetrols, which are products of isoprene oxidation, ranged from -70% to +480% over the two forests. The chemical lifetime of 2-methyltetrols in the atmosphere is sufficiently long that heterogeneity in the isoprene emission rate from the two forests followed by atmospheric oxidation does not explain the concentration heterogeneity of 2-methyltetrols. Standing waves and local meteorology also cannot account for the heterogeneity. Of the possibilities considered, the most plausible explanation is the direct emission from the forest of 2-methyltetrols produced through biological processes within the plants. Under this explanation, the rate of direct SV-OVOC emissions should be modulated by forest type and related environmental stressors. Direct emissions of SV-OVOCs should be more broadly considered for constraining and improving models of atmospheric composition, transport, and chemistry over tropical forests.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

NASA NTRS2014

An Efficient, Multi-Layered Crown Delineation Algorithm for Mapping Individual Tree Structure Across Multiple Ecosystems

Deriving individual tree information from discrete return, small footprint LiDAR data may improve forest above ground biomass estimates, and provide tree-level information that is important in many ecological studies. Several crown delineation algorithms have been developed to extract individual tree information from LiDAR point clouds or rasterized canopy height models (CHM), but many of these algorithms have difficulty discriminating between overlapping crowns, and also may fail to detect understory trees. Our approach uses a watershed based delineation of a CHM, which is subsequently refined using the LiDAR point cloud. Individual tree detection was validated with stem mapped field data from the Smithsonian Environmental Research Center (SERC), Maryland, and on a plot and stand level through comparisons of stem density and basal area to delineated metrics at both SERC and a study area in the Sierra Nevada, California. For individual tree detection, the algorithm correctly identified 70% of dominant trees, 58% of co-dominant trees, 35% of intermediate trees and 21% of suppressed trees at SERC. The algorithm had difficulty distinguishing between crowns of small, dense understory trees of approximately the same height. Delineated crown volume alone explained 53% and 84% of the variability in basal area at the SERC and Sierra Nevada sites, respectively. The algorithm produced crown area distributions comparable to diameter at breast height (DBH) size class distributions observed in the field in both study sites. The algorithm detected understory crowns better in the conifer-dominated Sierra Nevada site than in the closed-canopy deciduous site in Maryland. The ability for the algorithm to reproduce both accurate tree size distributions and individual crown geometries in two dissimilar and complex forests suggests great promise for applicability to a wide range of forest systems.

LiDAR↗

NASA NTRS1998

Fitting a Two-Component Scattering Model to Polarimetric SAR Data

Classification, decomposition and modeling of polarimetric SAR data has received a great deal of attention in the recent literature. The objective behind these efforts is to better understand the scattering mechanisms which give rise to the polarimetric signatures seen in SAR image data. In this Paper an approach is described, which involves the fit of a combination of two simple scattering mechanisms to polarimetric SAR observations. The mechanisms am canopy scatter from a cloud of randomly oriented oblate spheroids, and a ground scatter term, which can represent double-bounce scatter from a pair of orthogonal surfaces with different dielectric constants or Bragg scatter from a moderately rough surface, seen through a layer of vertically oriented scatterers. An advantage of this model fit approach is that the scattering contributions from the two basic scattering mechanisms can be estimated for clusters of pixels in polarimetric SAR images. The solution involves the estimation of four parameters from four separate equations. The model fit can be applied to polarimetric AIRSAR data at C-, L- and P-Band.

Freeman, A.↗

NASA NTRS1985

Modeling the radiant transfers of sparse vegetation canopies

The scattering dynamics of sparse vegetation canopies were studied within the framework of the three-dimensional radiative transfer model of Kimes (1984). The model was upgraded by including an algorithm for the anisotropic scattering of a soil boundary. Validation of the model was carried out using measured directional reflectance data for two canopies exhibiting typical scattering behavior with low and intermediate vegetation density. The canopies were: an orchard grass canopy; and a hard wheat canopy. A number of factors were found contributing to the final reflectance distribution of the canopies, including: (1) the strong anisotropic scattering properties of the soil; (2) the geometric effect of the vegetation probability gap function on the soil anisotropy and solar irradiance; and (3) the anisotropic scattering of vegetation which is controlled by the phase function and the layering of leaves. The application of the theoretical results to the development of earth-observing sensor systems is discussed.

Kimes, D. S.↗

NASA NTRS1990

A semiempirical model for interpreting microwave emission from semiarid land surfaces as seen from space

A radiative-transfer model for simulating microwave brightness temperatures over land surfaces is described. The model takes into account sensor viewing conditions (spacecraft altitude, viewing angle, frequency, and polarization) and atmospheric parameters over a soil surface characterized by its moisture, roughness, and temperature and covered with a layer of vegetation characterized by its temperature, water content, single scattering albedo, structure, and percent coverage. In order to reduce the influence of atmospheric and surface temperature effects, the brightness temperatures are expressed as polarization ratios that depend primarily on the soil moisture and roughness, canopy water content, and percentage of cover. The sensitivity of the polarization ratio to these parameters is investigated. Simulation of the temporal evolution of the microwave signal over semiarid areas in the African Sahel is presented and compared to actual satellite data from the SMMR instrument on Nimbus-7.

Kerr, Yann H.↗

NASA NTRS1986

Geobotanical information contained in Landsat Thematic Mapper images covering southern Missouri

Landsat Thematic Mapper (TM) data collected in the late summer, fall, and winter of 1982 over forested bedrocks in southeastern Missouri were used in conjunction with forest surveys, field work, aerial photographs, and laboratory analyses to evaluate multispectral and seasonal information from visible and reflected IR data. The forested bedrock included granites, rhyolites, carbonates, and sandstones. High reflectance in band 4 (760-900 nm) in the summer scene corresponds to regions of xeric forest type. The fact that the xeric regions tend to develop flat-topped canopies, as opposed to irregular canopy surfaces of the wetter mesic areas, may partially control the TM response in bands 4, 5 (155-175 nm) and 7 (208-235 nm). The xeric regions correlated with soils having poor water retention capabilities, such as rhyolites and certain carbonate rocks with nonporous residum layers. An opposite relationship between xeric and mesic forest biomass was noted, if the commonly used TM band ratio 4/3 was used as a surrogate biomass measure. The high band 4 response over xeric forests gives anomalously high biomass estimates.

Green, G.↗

NASA NTRS1947

A Low-Speed Investigation of a Fuselage-Side Air Inlet for use at Transonic Flight Speeds

A low-speed investigation in the Langley propeller-research tunnel of annular air inlets designed to avoid compression shocks and attendant boundary-layer separation on the fuselage ahead of the inlets at transonic flight speeds by maintaining substream flow velocities on the fuselage nose was reported in NACA RM No. L6J04. In the present investigation, one of the original annular inlets was converted by the installation of a canopy and a nose-wheel fairing into a twin side inlet in order to study problems involved in applying such an inlet to a fighter-type airplane. Extensive measurements of pressures on the surface of the model and surveys of the internal flow were conducted at angles of attack of 0 degrees, 3 degrees, and 6 degrees over a wide range of inlet-velocity ratio.

Nichols, Mark R.↗

NASA NTRS1987

Measurements of turbulence moments in boundary layers over transversely grooved surfaces

Wind tunnel measurements of second, third, and fourth order turbulence moments in turbulent boundary layers over d-types and k-types of grooved and smooth surfaces are discussed. The near-wall turbulence structure is found to vary with the spanwise aspect ratio. For decreasing height, the third moment of the normal velocity fluctuations is shown to become negative over crop canopies and model plant canopies, although not in smooth, two-dimensional, sandgrain or gravel roughness. The instantaneous motions related to the flux of shear stress near the wall in smooth and transversely grooved surfaces are shown to be opposite in sign to those in three-dimensional roughness.

Bandyopadhyay, P. R.↗

NASA NTRS1995

Pseudo-wavelet analysis of turbulence patterns in three vegetation layers

Ramp patterns in scalar traces such as temperature are the signature of coherent structures. A pseudo-wavelet analysis technique was developed in which ideal saw-tooth patterns of varying size were used as basis functions and fitted to temperature and velocity data. Data recorded from three very different vegetation stands were examined in this study. It was found that the most probable structure duration for the forest canopy was in the range 35-40 s, for the orchard canopy it was 20-25 s and for the maize it was 15-20 s. When expressed in non-dimensional form, the structure duration probability distribution for the maize canopy was about a decade larger than for the forest canopy, with the orchard canopy intermediate. The mean eddy duration versus wind shear relation falls on a narrow band for all three canopies, indicating that wind shear at the canopy top is the determining factor for the scale of the coherent eddies. The inverse of duration and intermittency of coherent structures exhibits a tendency of independence from wind shear at higher wind shear values. Coherent structures transport heat in a more efficient way than do smaller scale, less coherent motions. In all the canopies, the heat flux fractions associated with coherent structures are at least 10% higher than the corresponding time fraction.

Qiu, Jie↗