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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 199 records · Page 11
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DOE OSTI2021

Bayesian model averaging for analysis of lattice field theory results

Statistical modeling is a key component in the extraction of physical results from lattice field theory calculations. Although the general models used are often strongly motivated by physics, many model variations can frequently be considered for the same lattice data. Model averaging, which amounts to a probability-weighted average over all model variations, can incorporate systematic errors associated with model choice without being overly conservative. We discuss the framework of model averaging from the perspective of Bayesian statistics, and give useful formulae and approximations for the particular case of least-squares fitting, commonly used in modeling lattice results. In addition, we frame the common problem of data subset selection (e.g. choice of minimum and maximum time separation for fitting a two-point correlation function) as a model selection problem and study model averaging as a straightforward alternative to manual selection of fit ranges. Numerical examples involving both mock and real lattice data are given.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Constraints on effective field theory couplings using 311.2 days of LUX data

We report here the results of an Effective Field Theory (EFT) WIMP search analysis using LUX data. We build upon previous LUX analyses by extending the search window to include nuclear recoil energies up to $\sim$180 keV$_{nr}$, requiring a reassessment of data quality cuts and background models. In order to use a binned Profile Likelihood statistical framework, the development of new analysis techniques to account for higher-energy backgrounds was required. With a 3.14$\times10^4$ kg$\cdot$day exposure using data collected between 2014 and 2016, we set 90\% C.L. exclusion limits on non-relativistic EFT WIMP couplings to neutrons and protons, providing the most stringent constraints on a significant fraction of the possible EFT WIMP interactions. Additionally, we report world-leading exclusion limits on inelastic EFT WIMP-nucleon recoils.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Uncovering Non-Fermi-Liquid Behavior in Hund Metals: Conformal Field Theory Analysis of an SU(2)×SU(3) Spin-Orbital Kondo Model

Hund metals have attracted attention in recent years due to their unconventional superconductivity, which supposedly originates from non-Fermi-liquid (NFL) properties of the normal state. When studying Hund metals using dynamical mean-field theory, one arrives at a self-consistent “Hund impurity problem” involving a multiorbital quantum impurity with nonzero Hund coupling interacting with a metallic bath. If its spin and orbital degrees of freedom are screened at different energy scales, T sp < T orb , the intermediate energy window is governed by a novel NFL fixed point, whose nature had not yet been clarified. We resolve this problem by providing an analytical solution of a paradigmatic example of a Hund impurity problem, involving two spin and three orbital degrees of freedom. To this end, we combine a state-of-the-art implementation of the numerical renormalization group, capable of exploiting non-Abelian symmetries, with a generalization of Affleck and Ludwig’s conformal field theory (CFT) approach for multichannel Kondo models. We characterize the NFL fixed point of Hund metals in detail for a Kondo model with an impurity forming an SU ( 2 ) × SU ( 3 ) spin-orbital multiplet, tuned such that the NFL energy window is very wide. The impurity’s spin and orbital susceptibilities then exhibit striking power-law behavior, which we explain using CFT arguments. We find excellent agreement between CFT predictions and numerical renormalization group results. Our main physical conclusion is that the regime of spin-orbital separation, where orbital degrees of freedom have been screened but spin degrees of freedom have not, features anomalously strong local spin fluctuations: the impurity susceptibility increases as χ sp imp ~ ω – γ , with γ > 1 .

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2022

Field Theories for type-II fractons

We derive an effective field theory for a type-II fracton starting from the Haah code on the lattice. The effective topological theory is not given exclusively in terms of an action; it must be supplemented with a condition that selects physical states. Without the constraint, the action only describes a type-I fracton. The constraint emerges from a condition that cube operators multiply to the identity, and it cannot be consistently implemented in the continuum theory at the operator level, but only in a weaker form, in terms of matrix elements of physical states. Informed by these studies and starting from the opposite end, i.e., the continuum, we discuss a Chern-Simons-like theory that does not need a constraint or projector, and yet has no mobile excitations. Whether this continuum theory admits a lattice counterpart remains unanswered.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Effective field theory for quasicrystals and phasons dynamics

We build an effective field theory (EFT) for quasicrystals -- aperiodic incommensurate lattice structures -- at finite temperature, entirely based on symmetry arguments and a well-define action principle. By means of Schwinger-Keldysh techniques, we derive the full dissipative dynamics of the system and we recover the experimentally observed diffusion-to-propagation crossover of the phason mode. From a symmetry point of view, the diffusive nature of the phason at long wavelengths is due to the fact that the internal translations, or phason shifts, are symmetries of the system with no associated Noether currents. The latter feature is compatible with the EFT description only because of the presence of dissipation (finite temperature) and the lack of periodic order. Finally, we comment on the similarities with certain homogeneous holographic models and we formally derive the universal relation between the pinning frequency of the phonons and the damping and diffusion constant of the phason.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Quarkyonic effective field theory, quark-nucleon duality, and ghosts

We present a field theoretical description of quarkyonic matter consisting of quark, nucleon, and ghost fields coupling to mesonic degrees of freedom. The ghosts are present to cancel overcounting of nucleon states that are Pauli blocked by the quark Fermi sea. Such a theory becomes an effective field theory of nucleons at low baryon density and as such will reproduce nucleonic matter phenomenology. Here, this theory can accommodate chiral symmetry restoration and the dynamical generation of a shell of nucleons at the Fermi surface. It is valid for finite temperature and density. In such a theory, quark-nucleon duality is accomplished by inclusion of ghost fields so that the nucleons extra degrees of freedom, that are beyond those of quarks, are compensated by the ghost fields.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Effective field theory for dilute Fermi systems at fourth order

We discuss high-order calculations in perturbative effective field theory for fermions at low energy scales. The Fermi-momentum or k F a s as expansion for the ground-state energy of the dilute Fermi gas is calculated to fourth order, both in cutoff regularization and in dimensional regularization. For the case of spin one-half fermions we find from a Bayesian analysis that the expansion is well converged at this order for |k F a s |≲ 0.5. Furthermore, we show that Padé-Borel resummations can improve the convergence for |k F a s |≲ 1. Here, our results provide important constraints for nonperturbative calculations of ultracold atoms and dilute neutron matter.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Search for new physics using effective field theory in 13 TeV pp collision events that contain a top quark pair and a boosted Z or Higgs boson

A data sample containing top quark pairs ($\mathrm{t\bar{t}}$) produced in association with a Lorentz-boosted Z or Higgs boson is used to search for signs of new physics using effective field theory. The data correspond to an integrated luminosity of 138 fb$^{-1}$ of proton-proton collisions produced at a center-of-mass energy of 13 TeV at the LHC and collected by the CMS experiment. Selected events contain a single lepton and hadronic jets, including two identified with the decay of bottom quarks, plus an additional large-radius jet with high transverse momentum identified as a Z or Higgs boson decaying to a bottom quark pair. Machine learning techniques are employed to discriminate between $\mathrm{t\bar{t}}$Z or $\mathrm{t\bar{t}}$H events and events from background processes, which are dominated by $\mathrm{t\bar{t}}$ + jets production. No indications of new physics are observed. The signal strengths of boosted $\mathrm{t\bar{t}}$Z and $\mathrm{t\bar{t}}$H production are measured, and upper limits are placed on the $\mathrm{t\bar{t}}$Z and $\mathrm{t\bar{t}}$H differential cross sections as functions of the Z or Higgs boson transverse momentum. The effects of new physics are probed using a framework in which the standard model is considered to be the low-energy effective field theory of a higher energy scale theory. Eight possible dimension-six operators are added to the standard model Lagrangian and their corresponding coefficients are constrained via fits to the data.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Modular Commutators in Conformal Field Theory

The modular commutator is a recently discovered entanglement quantity that quantifies the chirality of the underlying many-body quantum state. In this Letter, we derive a universal expression for the modular commutator in conformal field theories in 1 + 1 dimensions and discuss its salient features. We show that the modular commutator depends only on the chiral central charge and the conformal cross ratio. We test this formula for a gapped (2 + 1)-dimensional system with a chiral edge, i.e., the quantum Hall state, and observe excellent agreement with numerical simulations. Furthermore, we propose a geometric dual for the modular commutator in certain preferred states of the AdS/CFT correspondence. Finally, for these states, we argue that the modular commutator can be obtained from a set of crossing angles between intersecting Ryu-Takayanagi surfaces.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

Quantum Monte Carlo calculation of 𝛿 NS in 10 C using an effective field theory approach

Here, we compute radiative corrections to the superallowed 𝛽 decay of 10 C in an effective field theory approach using nuclear matrix elements obtained from quantum Monte Carlo calculations. These corrections are an important ingredient in the extraction of the Cabibbo-Kobayashi-Masakawa quark mixing matrix element 𝑉 𝑢⁢𝑑 , and the role of this work is to illuminate the uncertainties arising from nuclear structure. Our results provide good agreement with both the traditional extraction of 𝑉 𝑢⁢𝑑 , as well as with a more recent evaluation performed using the no-core shell model and a dispersion formalism. The dominant uncertainty in this approach is the presence of two unknown low-energy constants that enter into the relevant nuclear matrix elements. Future determinations of these low-energy constants—either from QCD or modeling them with two nucleon amplitudes—would improve the precision of the extraction in this formalism.

beta decay↗
DOE OSTI2024

Fermionic mean-field theory as a tool for studying spin Hamiltonians

The Jordan–Wigner transformation permits one to convert spin 1/2 operators into spinless fermion ones, or vice versa. In some cases, it transforms an interacting spin Hamiltonian into a noninteracting fermionic one, which is exactly solved at the mean-field level. Even when the resulting fermionic Hamiltonian is interacting, its mean-field solution can provide surprisingly accurate energies and correlation functions. Furthermore, Jordan–Wigner is, however, only one possible means of interconverting spin and fermionic degrees of freedom. Here, we apply several such techniques to the XXZ and J 1 –J 2 Heisenberg models, as well as to the pairing or reduced Bardeen–Cooper–Schrieffer Hamiltonian, with the aim of discovering which of these mappings is most useful in applying fermionic mean-field theory to the study of spin Hamiltonians.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2021

Effective Field Theory for jet substructure in heavy ion collisions

I develop an Effective Field Theory (EFT) framework to compute jet substructure observables for heavy ion collision experiments. As an example, I consider dijet events that accompany the formation of a weakly coupled long lived Quark Gluon Plasma (QGP) medium in a heavy ion collision and look at an observable insensitive to jet selection bias: the simultaneous measurement of jet mass along with the transverse momentum imbalance between the jets that are groomed to remove soft radiation. Treating the jet as an open quantum system, I write down a factorization formula within the SCET (Soft Collinear Effective Theory) framework in the forward scattering regime. The physics of the medium is encoded in a universal soft field correlator while the jet-medium interaction is captured by a medium induced jet function. The factorization formula leads to a Lindblad type equation for the evolution of the reduced density matrix of the jet in the Markovian approximation. The solution for this equation allows a resummation of large logarithms that arise due to the final state measurements imposed while simultaneously summing over multiple incoherent interactions of the jet with the medium.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Temperature effects on the neutron matter equation of state obtained from chiral effective field theory

Temperature effects on the neutron matter equation of state (EoS) are investigated in the framework of chiral effective field theory. Recently, state-of-the-art chiral two-nucleon forces are applied from third to fifth order in the chiral expansion together with chiral three-nucleon forces, allowing for a determination of the truncation error of the theoretical predictions. The thermodynamic quantities considered include the chemical potential, the internal energy, the entropy, and the free energy. In general, good order-by-order convergence of all predictions is observed. As to be expected, temperature effects are largest at low density. Finally, the temperature dependence of the chiral three-nucleon force turns out to be weak.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Electric dipole moments of three-nucleon systems in the pionless effective field theory

We calculate the electric dipole moments (EDMs) of three-nucleon systems at leading order in pionless effective field theory. The one-body contributions that arise from permanent proton and neutron EDMs and the two-body contributions that arise from charge-parity-odd nucleon-nucleon interactions are taken into account. Neglecting the Coulomb interaction, we consider the triton and 3 He, and also investigate them in the Wigner-SU(4) symmetric limit. We also calculate the electric dipole form factor and find numerically that the momentum dependence of the electric dipole form factor in the Wigner limit is, up to an overall constant (and numerical accuracy), the same as the momentum dependence of the charge form factor. Finally, we study the cutoff dependence of these observables and find that they are properly renormalized.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Final-state interactions and spin structure in E 1 breakup of Li 11 in halo effective field theory

In this work, we calculate the E1 breakup of the 2n halo nucleus 11 Li in halo effective field theory (Halo EFT) at leading order. In Halo EFT, 11 Li is treated as a three-body system of a 9 Li core and two neutrons. We present a detailed investigation of final-state interactions (FSIs) in the neutron-neutron (nn) and neutron-core (nc) channels. We employ Møller operators to formulate an expansion scheme that satisfies the non-energy-weighted cluster sum rule and successively includes higher-order terms in the multiple-scattering series for the FSI. Computing the E1 strength up to third order in this scheme, we observe apparent convergence and good agreement with experiment. The neutron-neutron FSI is by far the most important contribution and largely determines the maximum value of the E1 distribution. However, inclusion of nc FSI does shift the peak position to slightly lower energies. Moreover, we investigate the sensitivity of the E1 response to the spin structure of the neutron- 9 Li interaction. We contrast results for an interaction that is the same in the spin-1 and spin-2 channels with one that is only operative in the spin-2 channel, and find that good agreement with experimental data is only obtained if the interaction is present in both spin channels. The latter case is shown to be equivalent to a calculation in which the spin of 9 Li is neglected.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Leveraging neural control variates for enhanced precision in lattice field theory

Results obtained with stochastic methods have an inherent uncertainty due to the finite number of samples that can be achieved in practice. In lattice QCD this problem is particularly salient in some observables like, for instance, observables involving one or more baryons and it is the main problem preventing the calculation of nuclear forces from first principles. The method of control variables has been used extensively in statistics and it amounts to computing the expectation value of the difference between the observable of interest and another observable whose average is known to be zero but is correlated with the observable of interest. Recently, control variates methods emerged as a promising solution in the context of lattice field theories. In our current study, instead of relying on an educated guess to determine the control variate, we utilize a neural network to parametrize this function. Using 1 + 1 dimensional scalar field theory as a testbed, we demonstrate that this neural network approach yields substantial improvements. Notably, our findings indicate that the neural network ansatz is particularly effective in the strong coupling regime. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Lattice field theory beyond the standard model

We conducted theoretical studies in high energy physics beyond the standard model, using lattice gauge theory techniques, with a particular emphasis on supersymmetric fields theories. There are many reasons for formulating and studying such theories using this first principles approach, with the goal in mind of repeating the successes of lattice quantum chromodynamics—which are quite substantial.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Effective field theory of anisotropic inflation and beyond

We develop an effective-field-theory (EFT) framework for inflation with various symmetry breaking pattern. As a prototype, we formulate anisotropic inflation from the perspective of EFT and construct an effective action of the Nambu-Goldstone bosons for the broken time translation and rotation symmetries. We also calculate the statistical anisotropy in the scalar two-point correlation function for concise examples of the effective action.

79 ASTRONOMY AND ASTROPHYSICS↗