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DOE OSTI2023

Encoding beyond cosmological horizons in de Sitter JT gravity

Black hole event horizons and cosmological event horizons share many properties, making it natural to ask whether our recent advances in understanding black holes generalize to cosmology. To this end, we discuss a paradox that occurs if observers can access what lies beyond their cosmological horizon in the same way that they can access what lies beyond a black hole horizon. In particular, distinct observers with distinct horizons may encode the same portion of spacetime, violating the no-cloning theorem of quantum mechanics. This paradox is due precisely to the observer-dependence of the cosmological horizon — the sharpest difference from a black hole horizon — although we will argue that the gravity path integral avoids the paradox in controlled examples.

2D gravity↗

DOE OSTI2021

Holography abhors visible trapped surfaces

We prove that consistency of the holographic dictionary implies a hallmark prediction of the weak cosmic censorship conjecture: that in classical gravity, trapped surfaces lie behind event horizons. In particular, the existence of a trapped surface implies the existence of an event horizon, and that furthermore this event horizon must be outside of the trapped surface. More precisely, we show that the formation of event horizons outside of a strong gravity region is a direct consequence of causal wedge inclusion, which is required by entanglement wedge reconstruction. We make few assumptions beyond the absence of evaporating singularities in strictly classical gravity. We comment on the implication that spacetimes with naked trapped surfaces do not admit a holographic dual, note a possible application to holographic complexity, and speculate on the dual CFT interpretation of a trapped surface.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

Gravitational duals to the grand canonical ensemble abhor Cauchy horizons

The gravitational dual to the grand canonical ensemble of a large N holographic theory is a charged black hole. These spacetimes - for example Reissner- Nordström-AdS - can have Cauchy horizons that render the classical gravitational dynamics of the black hole interior incomplete. We show that a (spatially uniform) deformation of the CFT by a neutral scalar operator generically leads to a black hole with no inner horizon. There is instead a spacelike Kasner singularity in the interior. For relevant deformations, Cauchy horizons never form. For certain irrelevant deformations, Cauchy horizons can exist at one specific temperature. We show that the scalar field triggers a rapid collapse of the Einstein-Rosen bridge at the would-be Cauchy horizon. Finally, we make some observations on the interior of charged dilatonic black holes where the Kasner exponent at the singularity exhibits an attractor mechanism in the low temperature limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2026

Quantum critical collapse abhors a naked singularity

Classical critical collapse yields naked singularities from smooth initial data, challenging cosmic censorship, and shaping the spectrum of primordial black holes. We show that one-loop vacuum polarization near the threshold qualitatively changes this outcome by dressing the singularity with a horizon within a controlled semiclassical regime. In analytically tractable Einstein-scalar critical spacetimes, a one-loop $s$-wave treatment linearized around self-similar backgrounds shows that regularity uniquely selects an asymptotically Minkowskian, vacuum-polarization state. Its renormalized stress tensor carries a universal quantum growing mode that competes with the classical unstable mode, shifts the critical point, and generates a trapped surface along with a finite mass gap at the new threshold, thereby enforcing horizon formation even under arbitrary fine-tuning. In primordial collapse, the threshold shift enters exponentially into the formation fraction, while the mass gap truncates the low-mass tail, suggesting potentially important consequences for the predicted mass spectrum. Furthermore, these results provide a self-consistent semiclassical treatment of critical collapse and yield sharp predictions within the one-loop, near-critical, linearized regime.

Anomalies↗

DOE OSTI2023

Back to the future: Causality on a moving braneworld

Brane observers executing appropriate motion through a partially compactified Lorentz invariant bulk spacetime, such as M 4 × S 1 , can send signals along the brane that are instantaneous or even travel backward in time. Nevertheless, causality in the braneworld remains intact. We establish these results, which follow from superluminal signal propagation reported in Greene et al. [Superluminal propagation on a moving braneworld, Phys. Rev. D 106, 085001 (2022).], through classical analysis and then extend our reasoning by examining quantum mechanical microcausality. Finally, one implication is the capacity for real time communication across arbitrarily large distances.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Generalized Ginsparg-Wilson relations

We give a general derivation of Ginsparg-Wilson relations for both Dirac and Majorana fermions in any dimension. These relations encode continuous and discrete chiral, parity and time-reversal anomalies and will apply to the various classes of free-fermion topological insulators and superconductors (in the framework of a relativistic quantum field theory in Euclidean spacetime). We show how to formulate the exact symmetries of the lattice action and the relevant index theorems for the anomalies. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Asymptotic spinspacetime

We show that Poincaré invariance directly implies the existence of a complexified Minkowski space whose real and imaginary directions unify spacetime and spin, which we dub spinspacetime. Despite the intrinsic noncommutativity of spin, spinspacetime exhibits mutually commuting holomorphic coordinates. Its twistorial construction derives the Newman-Janis shift property of spinning black holes by massive half-Fourier transforming complexified on shell kinematics, which encode a spinning analog of equivalence principle.

Classical black holes↗

DOE OSTI2021

Fractons and Exotic Symmetries from Branes

The emerging study of fractons, a new type of quasi-particle with restricted mobility, has motivated the construction of several classes of interesting continuum quantum field theories with novel properties. One such class consists of foliated field theories which, roughly, are built by coupling together fields supported on the leaves of foliations of spacetime. Another approach, which we refer to as exotic field theory, focuses on constructing Lagrangians consistent with special symmetries (like subsystem symmetries) that are adjacent to fracton physics. A third framework is that of infinite-component Chern-Simons theories, which attempts to generalize the role of conventional Chern-Simons theory in describing (2+1)D Abelian topological order to fractonic order in (3+1)D. The study of these theories is ongoing, and many of their properties remain to be understood. Historically, it has been fruitful to study QFTs by embedding them into string theory. One way this can be done is via D-branes, extended objects whose dynamics can, at low energies, be described in terms of conventional quantum field theory. Further, QFTs that can be realized in this way can then be analyzed using the rich mathematical and physical structure of string theory. In this paper, we show that foliated field theories, exotic field theories, and infinite-component Chern-Simons theories can all be realized on the world-volumes of branes. We hope that these constructions will ultimately yield valuable insights into the physics of these interesting field theories.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Celestial Topology, Symmetry Theories, and Evidence for a NonSUSY D3‐Brane CFT

Symmetry Theories (SymThs) provide a flexible framework for analyzing the global categorical symmetries of a D -dimensional QFT D in terms of a (D + 1)-dimensional bulk system SymTh D+1 . In QFTs realized via local string backgrounds, these SymThs naturally arise from dimensional reduction of the linking boundary geometry. To track possible time dependent effects we introduce a celestial generalization of the standard “boundary at infinity” of a SymTh. As an application of these considerations we revisit large N quiver gauge theories realized by spacetime filling D3-branes probing a non-supersymmetric orbifold $\mathbb{R}$ 6 /Γ. Comparing the imprint of symmetry breaking on the celestial geometry at small and large ‘t Hooft coupling we find evidence for an intermediate symmetry preserving conformal fixed point.

conformal field theory↗

DOE OSTI2020

Horizon constraints on holographic Green’s functions

We explore a new class of general properties of thermal holographic Green’s functions that can be deduced from the near-horizon behaviour of classical perturbations in asymptotically anti-de Sitter spacetimes. We show that at negative imaginary Matsubara frequencies and appropriate complex values of the wavenumber the retarded Green’s functions of generic operators are not uniquely defined, due to the lack of a unique ingoing solution for the bulk perturbations. From a boundary perspective these ‘pole-skipping’ points correspond to locations in the complex frequency and momentum planes at which a line of poles of the retarded Green’s function intersects with a line of zeroes. As a consequence the dispersion relations of collective modes in the boundary theory at energy scales ω ~ T are directly constrained by the bulk dynamics near the black-brane horizon. For the case of conserved U(1) current and energy-momentum tensor operators we give examples where the dispersion relations of hydrodynamic modes pass through a succession of poleskipping points as real wavenumber is increased. We discuss implications of our results for transport, hydrodynamics and quantum chaos in holographic systems.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

A Rényi quantum null energy condition: proof for free field theories

The Quantum Null Energy Condition (QNEC) is a lower bound on the stress-energy tensor in quantum field theory that has been proved quite generally. It can equivalently be phrased as a positivity condition on the second null shape derivative of the relative entropy S rel (ρ||σ) of an arbitrary state ρ with respect to the vacuum σ. The relative entropy has a natural one-parameter family generalization, the Sandwiched Rényi divergence S n (ρ||σ), which also measures the distinguishability of two states for arbitrary n ∈ [1/2, ∞). A Rényi QNEC, a positivity condition on the second null shape derivative of S n (ρ||σ), was conjectured in previous work. In this work, we study the Rényi QNEC for free and superrenormalizable field theories in spacetime dimension d > 2 using the technique of null quantization. In the above setting, we prove the Rényi QNEC in the case n > 1 for arbitrary states. We also provide counterexamples to the Rényi QNEC for n < 1.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Witten effect, anomaly inflow, and charge teleportation

We study a phenomenon that electric charges are “teleported” between two spatially separated objects without exchanging charged particles at all. For example, this phenomenon happens between a magnetic monopole and an axion string in four dimensions, two vortices in three dimensions, and two M5-branes in M-theory in which M2-charges are teleported. This is realized by anomaly inflow into these objects in the presence of cubic Chern-Simons terms. In particular, the Witten effect on magnetic monopoles can be understood as a general consequence of anomaly inflow, which implies that some anomalous quantum mechanics must live on them. Charge violation occurs in the anomalous theories living on these objects, but it happens in such a way that the total charge is conserved between the two spatially separated objects. We derive a formula for the amount of the charge which is teleported between the two objects in terms of the linking number of their world volumes in spacetime.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Asymptotically Free AdS 3 /CFT 2

We propose a new AdS 3 /CFT 2 duality, in which the bulk string theory has a target spacetime AdS 3 times a squashed three-sphere $S$$^{3}_{b}$, and the dual CFT 2 is a symmetric product of sigma models on R Φ × $S$$^{3}_{b}$, deformed by a Φ-dependent Z 2 twist operator. The duality maps the asymptotic region of AdS 3 to the region Φ → ∞, where the twist interaction in the CFT 2 turns off. The AdS 3 backgrounds in question have R AdS < ℓ s , and so lie on the string side of the string/black hole correspondence transition. As a consequence, the high energy density of states consists of a string gas in AdS 3 rather than an ensemble of BTZ black holes. Furthermore, this property allows us to derive the dual CFT 2 by a systematic analysis of the worldsheet string theory on AdS 3 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Brown-York charges at null boundaries

The Brown-York stress tensor provides a means for defining quasilocal gravitational charges in subregions bounded by a timelike hypersurface. We consider the generalization of this stress tensor to null hypersurfaces. Such a stress tensor can be derived from the on-shell subregion action of general relativity associated with a Dirichlet variational principle, which fixes an induced Carroll structure on the null boundary. The formula for the mixed-index tensor T i j takes a remarkably simple form that is manifestly independent of the choice of auxiliary null vector at the null surface, and we compare this expression to previous proposals for null Brown-York stress tensors. The stress tensor we obtain satisfies a covariant conservation equation with respect to any connection induced from a rigging vector at the hypersurface, as a result of the null constraint equations. For transformations that act covariantly on the boundary structures, the Brown-York charges coincide with canonical charges constructed from a version of the Wald-Zoupas procedure. For anomalous transformations, the charges differ by an intrinsic functional of the boundary geometry, which we explicity verify for a set of symmetries associated with finite null hyper-surfaces. Applications of the null Brown-York stress tensor to symmetries of asymptotically flat spacetimes and celestial holography are discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

An effective matrix model for dynamical end of the world branes in Jackiw-Teitelboim gravity

We study Jackiw-Teitelboim gravity with dynamical end of the world branes in asymptotically nearly AdS2 spacetimes. We quantize this theory in Lorentz signature, and compute the Euclidean path integral summing over topologies including dynamical branes. The latter will be seen to exactly match with a modification of the SSS matrix model. The resolution of UV divergences in the gravitational instantons involving the branes will lead us to understand the matrix model interpretation of the Wilsonian effective theory perspective on the gravitational theory. We complete this modified SSS matrix model nonperturbatively by extending the integration contour of eigenvalues into the complex plane. Furthermore, we give a new interpretation of other phases in such matrix models. We derive an effective W(Φ) dilaton gravity, which exhibits similar physics semiclassically. In the limit of a large number of flavors of branes, the effective extremal entropy S0,eff has the form of counting the states of these branes.

2D Gravity↗

DOE OSTI2022

Inconsistency of islands in theories with long-range gravity

In ordinary gravitational theories, any local bulk operator in an entanglement wedge is accompanied by a long-range gravitational dressing that extends to the asymptotic part of the wedge. Islands are the only known examples of entanglement wedges that are disconnected from the asymptotic region of spacetime. In this paper, we show that the lack of an asymptotic region in islands creates a potential puzzle that involves the gravitational Gauss law, independently of whether or not there is a non-gravitational bath. In a theory with long-range gravity, the energy of an excitation localized to the island can be detected from outside the island, in contradiction with the principle that operators in an entanglement wedge should commute with operators from its complement. In several known examples, we show that this tension is resolved because islands appear in conjunction with a massive graviton. We also derive some additional consistency conditions that must be obeyed by islands in decoupled systems. Our arguments suggest that islands might not constitute consistent entanglement wedges in standard theories of massless gravity where the Gauss law applies.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Amplitude/operator basis in chiral perturbation theory

We establish a systematic construction of the on-shell amplitude/operator basis for Chiral Perturbation Theory (ChPT) in D = 4 spacetime dimensions and with an arbitrary number of flavors N f . For kinematic factors, we employ spinor-helicity variables to construct the soft blocks, which are local amplitudes satisfying the Adler’s zero condition, as well as to take into account the reduction in the kinematic basis due to the Gram determinant, which arises at O(p 10 ) when the number of multiplicity N in an amplitude becomes large: N > D. For flavor factors, we include group-theoretic relations at small N f , N f ≤ N, which decreases the flavor basis. The result is obtained by adapting the Young tensor method of constructing the operator basis for generic effective field theories to the case of non-linearly realized symmetries. Working in the massless quark limit, we present purely mesonic operators for both even- and odd-parity at O(p 6 ) and O(p 8 ) for N = 6 and arbitrary N f , and establish a direct correspondence between the amplitude basis and the operator basis. Furthermore, the redundancy due to the Gram determinant is studied at O(p 10 ) for N = 6, 8 and 10.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Effective Field Theory islands from perturbative and nonperturbative four-graviton amplitudes

Theoretical data obtained from physically sensible field and string theory models suggest that gravitational Effective Field Theories (EFTs) live on islands that are tiny compared to current general bounds determined from unitarity, causality, crossing symmetry, and a good high-energy behavior. In this work, we present explicit perturbative and nonperturbative 2 → 2 graviton scattering amplitudes and their associated low-energy expansion in spacetime dimensions D ≥ 4 to support this notion. Our new results include a first example of gravity weakly coupled to a nonperturbative effective action. We show that, at energies below the mass of its nonperturbative matter, the D = 4, $\mathcal{N}$ = 1 supersymmetric field theory in the confined phase lies on the same islands identified using four-dimensional perturbative models based on string theory and minimally-coupled matter circulating a loop. Furthermore, we generalize the previous four-dimensional perturbative models based on string theory and minimally-coupled massive spin-0 and spin-1 states circulating in the loop to D dimensions. Remarkably, we again find that the low-energy EFT coefficients lie on small islands. These results offer a useful guide towards constraining possible extensions of Einstein gravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗