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NASA NTRS1986

The relationship of shock-associated kilometric radio emission with metric type II bursts and energetic particles

Shock-associated (SA) events from 1978 to 1982 are compared with metric type II bursts and solar energetic particle (SEP) events. Most metric type II bursts are not obviously associated with SA events at 1980 kHz. Metric type II bursts associated with magnetically well connected flares and SA emission are well correlated with SEP events; those without SA emission are poorly correlated with SEP events. The largest SEP events from flares at any longitude are well correlated with SAs. These results are consistent with the hypothesis that the escaping electrons giving rise to SA emission are accelerated in coronal shocks.

Kahler, S. W.↗
NASA NTRS1981

Interplanetary ions during an energetic storm particle event - The distribution function from solar wind thermal energies to 1.6 MeV

An ion velocity distribution function of the postshock phase of an energetic storm particle (ESP) event is obtained from data from the ISEE 2 and ISEE 3 experiments. The distribution function is roughly isotropic in the solar wind frame from solar wind thermal energies to 1.6 MeV. The ESP event studied (8/27/78) is superposed upon a more energetic particle event which was predominantly field-aligned and which was probably of solar origin. The observations suggest that the ESP population is accelerated directly out of the solar wind thermal population or its quiescent suprathermal tail by a stochastic process associated with shock wave disturbance. The acceleration mechanism is sufficiently efficient so that approximately 1% of the solar wind population is accelerated to suprathermal energies. These suprathermal particles have an energy density of approximately 290 eV cubic centimeters.

Gosling, J. T.↗
NASA NTRS2010

Why Are Most Ground Level Events Associated with High Fe/O Ratios?

In a seminal paper about Ground Level Events (GLEs), Dietrich and Lopate (1999) reported on 24 GLEs from April, 1973 to May, 1998. They noted that alt but one of these GLEs, June 15, 1991, were associated with a Solar Energetic Particle (SEP) event with an enhanced Fe/O ratio. The Fe/O ratio observed for the June 15, 1991 event was only 0.03, well below the nominal coronal abundance of Fe/O = 0.134. For the remaining events, Fe/O ranged from 0.27 to over 3, welt over the nominal coronal value. During Solar Cycle 23, 14 more GLEs were observed, only one of which had very low Fe/O. This was the event of January 20, 2005, the largest ground-level neutron monitor event in 49 years. We will report on our efforts to find out whether the events of June 15, 1991 and January 20, 2005 have features in common, besides high Fe/O, that distinguish them from all other GLE events and may help determine the cause of elevated Fe/O in almost all GLE events. We will use energetic particle, magnetic field, and solar wind plasma data from NASA's IMP-8 Wind, and ACE spacecraft.

von Rosenvinge, Tycho T.↗
NASA NTRS2016

The 2012 July 23 Backside Eruption: An Extreme Energetic Particle Event?

The backside coronal mass ejection (CME) of 2012 July 23 had a short Sun-to-Earth shock transit time (18.5 hr).The associated solar energetic particle (SEP) event had a greater than 10 MeV proton flux peaking at approximately 5000 pfu, and the energetic storm particle event was an order of magnitude larger, making it the most intense event in the space era at these energies. By a detailed analysis of the CME, shock, and SEP characteristics, we find that the July 23 event is consistent with a high-energy SEP event (accelerating particles to giga-electron volt energies). The times of maximum and fluence spectra in the range 10100 MeV were very hard, similar to those of ground-level enhancement (GLE) events. We found a hierarchical relationship between the CME initial speeds and the fluence spectral indices: CMEs with low initial speeds had SEP events with the softest spectra, while those with the highest initial speeds had SEP events with the hardest spectra. CMEs attaining intermediate speeds result in moderately hard spectra. The July 23 event was in the group of hard-spectrum events. During the July 23 event, the shock speed greater than (2000 km s(exp -1), the initial acceleration (approximately 1.70 km s(exp -2), and the shock-formation height (approximately 1.5 solar radii)were all typical of GLE events. The associated type II burst had emission components from meter to kilometer wavelengths, suggesting a strong shock. These observations confirm that the 2012 July 23 event is likely to be an extreme event in terms of the energetic particles it accelerated.

Gopalswamy, N.↗
NASA NTRS2010

Solar Source and CME Properties of Solar Cycle 23 Ground Level Enhancement Events

Solar cycle 23 witnessed the most complete set of observations of coronal mass ejections (CMEs) associated with the Ground Level Enhancement (GLE) events. GLE events are extreme cases of solar energetic particle (SEP) events in that the energetic particles penetrate Earth's neutral atmosphere to be detected by neutron monitors. In this paper we present the CME and their source properties that seem to be equally extreme. These observations are consistent with the idea that the GLE particles are accelerated in the same way as the regular SEP events by CME-driven shocks. While we cannot rule out the possibility of the presence of a flare component during GLE events, we can definitely say that a shock component is present in all the GLE events. We provide additional information on the GLE-associated type II radio bursts, complex type III radio bursts, and soft X-ray flares, which are not very different from those associated with large SEP events. Finally we compare the properties of GLEassociated CMEs in cycle 23 with those in cycle 22.

Gopalswamy, Nat↗
NASA NTRS2024

Improved Modelling of SEP Event Onset Within the WSA–Enlil–SEPMOD Framework

Multi-spacecraft observations of solar energetic particle (SEP) events not only enable a deeper understanding and development of particle acceleration and transport theories but also provide important constraints for model validation efforts. However, because of computational limitations, a given physics-based SEP model is usually best suited to capture a particular phase of an SEP event, rather than its whole development from onset through decay. For example, magnetohydrodynamic (MHD) models of the heliosphere often incorporate solar transients only at the outer boundary of their so-called coronal domain – usually set at a heliocentric distance of 20–30 R⊙. This means that particle acceleration at coronal mass ejection (CME)-driven shocks is also computed from this boundary onwards, leading to simulated SEP event onsets that can be many hours later than observed, since shock waves can form much lower in the solar corona. In this work, we aim to improve the modelled onset of SEP events by inserting a “fixed source” of particle injection at the outer boundary of the coronal domain of the coupled WSA–Enlil 3D MHD model of the heliosphere. The SEP model that we employ for this effort is Solar Energetic Particle MODel (SEPMOD), a physics-based test-particle code based on a field line tracer and adiabatic invariant conservation. We apply our initial tests and results of SEPMOD’s fixed-source option to the 2021 October 9 SEP event, which was detected at five well-separated locations in the inner heliosphere – Parker Solar Probe, STEREO-A, Solar Orbiter, BepiColombo, and near-Earth spacecraft.

Solar eruptions↗
NASA NTRS2019

Solar Energetic Particles in the Inner Heliosphere: Status and Open Questions

Solar energetic particle (SEP) events are related to both solar flares and coronal mass ejections (CMEs) and they present energy spectra that span from a few keV up to several GeV. A wealth of observations from widely distributed spacecraft have revealed that SEPs fill very broad regions of the heliosphere, often all around the Sun. High energy SEPs can sometimes be energetic enough to penetrate all the way down to the surface of the Earth and thus be recorded on the ground as ground level enhancements (GLEs). The conditions of the radiation environment are currently unpredictable due to an as-yet incomplete understanding of solar eruptions and their corresponding relation to SEP events. This is because the complex nature and the interplay of the injection, acceleration and transport processes undergone by the SEPs in the solar corona and the interplanetary space prevent us from establishing an accurate understanding (based on observations and modelling). In this work, we review the current status of knowledge on SEPs, focusing on GLEs and multi-spacecraft events. We extensively discuss the forecasting and nowcasting efforts of SEPs, dividing these into three categories. Finally, we report on the current open questions and the possible direction of future research efforts. This article is part of the theme issue ‘Solar eruptions and their space weather impact’.

Anastasiadis, Anastasios↗
NASA NTRS2019

Full Inversion of Solar Relativistic Electron Events Measured by the Helios Spacecraft

The Parker Solar Probe and the incoming Solar Orbiter mission will provide measurements of solar energetic particle (SEP) events at close heliocentric distances from the Sun. Up to present, the largest data set of SEP events in the inner heliosphere are the observations by the two Helios spacecraft. Aims.We re-visit a sample of 15 solar relativistic electron events measured by the Helios mission with the goal of better characterizing the injection histories of solar energetic particles and their interplanetary transport conditions at heliocentric distances <1AU. Methods. The measurements provided by the E6 instrument on board Helios provide us with the electron directional distributionsin eight di erent sectors that we use to infer the detailed evolution of the electron pitch-angle distributions. The results of a Monte Carlo interplanetary transport model, combined with a full inversion procedure, were used to fit the observed directional intensities in the 300–800 keV nominal energy channel. Unlike previous studies, we have considered both the energy and angular responses of the detector. This method allowed us to infer the electron release time profile at the source and determine the electron interplanetary transport conditions. Results. We discuss the duration of the release time profiles and the values of the radial mean free path, and compare them with thevalues reported previously in the literature using earlier approaches. Five of the events show short injection histories (<30 min) at the Sun and ten events show long-lasting (>30 min) injections. The values of mean free path range from 0.02AU to 0.27AU.Conclusions. The inferred injection histories match with the radio and soft X-ray emissions found in literature.We find no dependence of the radial mean free path on the radial distance. In addition, we find no apparent relation between the strength of interplanetary scattering and the size of the solar particle release.

Pacheco, D.↗
NASA NTRS2003

Energetic Particle Propagation in the Inner Heliosphere as Deduced from Low Frequency (less than 100 kHz) Observations of Type III Radio Bursts

Solar energetic particle (SEP) events are well-associated with solar flares. It is observed that the delay between the time of the flare and the first-arriving particles at a spacecraft increases with increasing difference between the flare longitude and the footpoint of the field line on which the spacecraft is located. This difference we call the "connection angle" and can be as large as approximately 120 deg. Recently it has been found that all SEP events are preceded by type III radio bursts. These bursts are plasma emission caused by the propagation of 2-50 keV flare electrons through the solar corona and into the solar wind. The drift of these type III radio bursts to lower and lower frequencies enables the propagation of the flare electrons to be traced from the Sun to about 1 AU. We have made an extensive analysis of the type III bursts associated with greater than 20 MeV proton events and find that, in most cases, the radio emission extends to the local plasma frequency when the energetic particles arrive within a few hours of the flare. We conclude that this emission at the lowest possible frequency is generated close to the spacecraft. We then use the time from when the burst started at the Sun to when it reached the local plasma frequency to infer the time it took the radio producing electrons to travel to the spacecraft. We find that these delay times are organized by the connection angle and correlate with the proton delay times. We also find that the differences between the radio delays at Wind and Ulysses are matched by differences in the relative arrival times of the energetic particles at the two spacecraft. The consistent timing between the relative arrival times of energetic electrons and protons and the start of the lowest frequency radio emissions suggests that the first arriving particles of both species are accelerated as part of the flare process and that they propagate to the spacecraft along trajectories similar to those of the lower energy flare electrons. To be detected by observers at locations distant from the nominal field lines originating in the flaring regions the particles must undergo lateral transport. The continuity of the radio bursts suggests that the cross-field transport may occur in the interplanetary medium.

Cane, H. V.↗
NASA NTRS1991

The NASA Radiation Health Program

The NASA program for determining the impact of cosmic radiation on health is described in terms of its long-term goal of reducing the uncertainty of radiation-model prediction to +/- 25 percent by 2010. The Space Radiation Health Program (SRHP) is intended to address fundamental issues for establishing a scientific basis for human radiation protection: (1) the prediction of the probability of biological effects from radiation; (2) the reduction of uncertainty in predicted highly charged energetic particles; and (3) the characterization of background flux from Galactic cosmic rays. Another key objective is to develop related technologies for ground- and space-based solar monitoring to predict events involving solar energetic particles. Although substantial uncertainties are involved in the prediction of such events, the SRHP is essential for determining crucial variables related to launching mass and humans into orbit.

Nicogossian, A. E.↗
NASA NTRS2012

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPBX, and STEREO spacecraft and extend from approximately 0.1 to approximately 500-700 MeV. All of the proton spectra exhibit spectral breaks at energies ranging from approximately 2 to approximately 46 MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of -3.18 at greater than 40 MeV/nuc. In the energy range 45 to 80 MeV/nucleon about approximately 50% of GLE events have properties in common with impulsive He-3-rich SEP events, including enrichments in Ne/O, Fe/O, Ne-22/Ne-20, and elevated mean charge states of Fe. These He-3 rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of (Q(sub Fe) is approximately equal to +20 if the acceleration starts at approximately 1.24-1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.

Mewaldt, R. A.↗
NASA NTRS2012

Solar Sources of Earth-affecting Energetic Particles

Particle radiation from the Sun is one of the most important sources of hazardous space weather in the vicinity of Earth. Detailed studies of the origin of the so-called large solar energetic particle (SEP) events became possible only during the solar cycle 23, thanks to the availability of nearly continuous observation of the solar sources ofthese events. In particular, coronal mass ejections (CMEs), which are found to be a key requirement for the occurrence of an SEP event, have been recorded continuously only starting in the 1990s. The physical connection between CMEs and SEPs is that the CMEs drive a fast-mode MHD shock, which accelerates SEPs in the corona and interplanetary medium. The earliest indication of a shock is the occurrence of a type II radio burst at frequencies anywhere from more than a hundred MHz to a few MHz. Recent investigations using STEREO observations have revealed that the shock forms very close to the Sun - a mere 100,000 km above the surface. The shock formation depends not only on the CME properties, but also on the physical conditions in the ambient medium that supports shock propagation. This paper considers extreme cases of SEP events and the associated CMEs and type II radio bursts to illustrate the variability observed in SEP event properties. Comparison will be made between the events of solar cycles 23 and 24.

Gopalswamy, Nat↗
NASA NTRS2018

Interplanetary Type II Radio Bursts from Wind/WAVES and Sustained Gamma-Ray Emission from Fermi/LAT: Evidence for Shock Source

We present quantitative evidence that interplanetary type II radio bursts and sustained gamma-ray emission (SGRE) events from the Sun are closely related. Out of about 30 SGRE events reported in Share et al. we consider 13 events that had a duration exceeding 5 hr to exclude any are-impulsive phase gamma-rays. The SGRE duration also has a linear relation with the ending frequency of the bursts. The synchronism between the ending times of SGRE and the type II emission strongly supports the idea that the same shock accelerates electrons to produce type II bursts and protons (>300 MeV) that propagate from the shock to the solar surface to produce SGRE via pion decay. The acceleration of high-energy particles is confirmed by the associated solar energetic particle (SEP) events detected at Earth and/or at the Solar Terrestrial Relations Observatory spacecraft. Furthermore, the presence of >300 MeV protons is corroborated by the fact that the underlying coronal mass ejections (CMEs) had properties identical to those associated with ground-level enhancement events: they had speeds of >2000 km s1 and all were full-halo CMEs. Many SEP events did not have detectable flux at Earth in the >300 MeV energy channels, presumably because of poor magnetic connectivity.

Gopalswamy, Nat↗
NASA NTRS2009

Observation and Interpretation of Energetic Neutral Hydrogen Atoms from the December 5, 2006 Solar Flare

We discuss observations of energetic neutral hydrogen atoms (ENAs) from a solar flare/coronal mass ejection event reported by Mewaldt et al. (2009). The observations were made during the 5 December 2006 X9 solar flare, located at E79, by the Low Energy Telescopes (LETs) on STEREO A and B. Prior to the arrival of the main solar energetic particle (SEP) event at Earth, both LETs observed a sudden burst of 1.6 to 15 MeV particles arriving from the Sun. The derived solar emission profile, arrival directions, and energy spectrum all show that the <5 MeV particles were due to energetic neutral hydrogen atoms produced by either flare or shock-accelerated protons. RHESSI measurements of the 2.2-MeV gamma-ray line provide an estimate of the number of interacting flare-accelerated protons in this event, which leads to an improved estimate of ENA production by flare-accelerated protons. CME-driven shock acceleration is also considered. Taking into account ENA losses, we conclude that the observed ENAs must have been produced in the high corona at heliocentric distances .2 solar radii.

Barghouty, A. F.↗
NASA NTRS2023

High-Energy (> 40 MeV) Proton Intensity Enhancements Associated with the Passage of Interplanetary Shocks at 1 au

We analyze periods with elevated >40 MeV proton intensities observed near Earth over a time span of 43 years (1973-2016) that coincide with the passage of interplanetary shocks. Typically, elevated proton intensities result from large solar energetic particle (SEP) events. The interplanetary shocks observed during these elevated-intensity periods may or may not be related to the origin of the SEP events. By choosing those cases when the shocks can be confidently associated with the solar eruption that generated the SEP event, we analyze the components of these SEP events that are localized in the vicinity of the shock (so-called “energetic storm particles (ESPs)"), focusing on those events where the ESP component exceeds 40 MeV. We examine the interdependence of these high-energy ESPs with (i) the properties of the solar eruptions that generated the shocks and the SEP events, and (ii) the parameters of the shocks at their arrival at 1 au. The solar eruptions at the origin of the shocks producing >40 MeV proton ESP intensity enhancements are within ±50° longitude of central meridian and are associated with fast coronal mass ejections (plane-of-sky speeds ≳1000 km s -1 ). The ESP events with the largest >40 MeV proton intensity increases tend to occur when there are structures such as intervening interplanetary coronal mass ejections and other unrelated shocks present in the solar wind through which the shock is propagating. Among the various local shock parameters considered, only the shock speed shows a certain degree of correlation with the observed ESP intensity increase.

Solar energetic particles↗
NASA NTRS2000

Theoretical Technology Research for ISTP/SOLARMAX

During the last decade, we have been developing theoretical tools to support the scientific objectives of the International Solar Terrestrial Physics (ISTP) program. Results from our mission-oriented theory program have contributed significantly to the development of predictive capabilities by using real upstream solar wind conditions as input to our models and forecasting events observed downstream near Earth. We also developed the capability to unravel the complex information contained in ion velocity distribution functions measured near the Earth to determine their origin and energization process. During solar maximum, solar flares and coronal mass ejections (CMEs) dominate the sun's activity. It is now widely accepted that the impact of CMEs (or magnetic clouds) with the Earth's magnetosphere is the cause of most magnetic storms during solar maximum. One important aspect of a CME is the occurrence of solar energetic particle (SEP) events. During these events, protons, electrons, and heavy ions of solar origin are accelerated to very high energies by shock waves driven out from the sun. We carried out a series of large-scale kinetic (LSK) simulations to model the effect of SEPs on the near-Earth environment and the accessibility of these high-energy particles to the inner magnetosphere. We present the results of these studies.

Ashour-Abdalla, Maha↗