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DOE OSTI2024

Heavy Neutral Leptons via Axionlike Particles at Neutrino Facilities

Heavy neutral leptons (HNLs) are often among the hypothetical ingredients behind nonzero neutrino masses. If sufficiently light, they can be produced and detected in fixed-target-like experiments. We show that if the HNLs belong to a richer—but rather generic—dark sector, their production mechanism can deviate dramatically from expectations associated with the standard-model weak interactions. In more detail, we postulate that the dark sector contains an axionlike particle (ALP) that naturally decays into HNLs. Since ALPs mix with the pseudoscalar hadrons, the HNL flux might be predominantly associated with the production of neutral mesons (e.g., π 0 , η ) as opposed to charge hadrons (e.g., π ± , K ± ). In this case, the physics responsible for HNL production and decay are not directly related and experiments like DUNE might be sensitive to HNLs that are too weakly coupled to the standard model to be produced via weak interactions, as is generically the case of HNLs that play a direct role in the type-I seesaw mechanism. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Regularization prescription for the mixing between nonlocal gluon and quark operators

It is well known that in the study of mixing between nonlocal gluon and quark bilinear operators there exists an ambiguity when relating coordinate space and momentum space results. In this work, we show that this ambiguity is due to the lack of a proper regularization prescription of the singularity that arises when the separation between the gluon/quark fields approaches zero. We then demonstrate that dimensional regularization resolves this issue and yields consistent results in both coordinate and momentum space. This prescription is also compatible with lattice extractions of parton distributions from nonlocal operators.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2025

Novel experimental probes of QCD in SIDIS and e + e - annihilation (Final Technical Report)

The research addressed with this award seeks to advance our understanding of the structure and dynamics underlying the properties of visible matter. In our current understanding the nucleons (protons and neutrons) are not fundamental but are comprised of quarks and gluons, which are collectively called partons. A static quark picture fails to explain the properties of the nucleons, such as their mass and intrinsic spin, which are thought to emerge dynamically from the quark-gluon interactions via the strong force. In this work, novel observables employing correlations of particles produced in the scattering of high energy electrons off protons at the CLAS12 experiment at Jefferson Lab were analyzed to probe quark-gluon interactions. The ultimate goal of this line of inquiry is to be able to describe the properties of protons and neutrons from first principles, similar to how studying the hydrogen atom has led to the formulation of the theory of Quantum Electrodynamics. Because quarks cannot be observed directly but only as part of more complex composite particles, a smaller, complimentary part of this work was the analysis of particle production in electron-positron annihilation at the Belle II experiment to understand the production of particles from initial quarks. This takes advantage of the fact that in e + e - annihilation the initial quark dynamics is known, unlike in the scattering of nucleons. Several new applications using Machine Learning algorithms for event tagging and reconstruction to support this program were developed as part of this award. In addition, we had a significant role in the development of the physics program for the future Electron-Ion Collider, which is a new collider to be build in the US within the next decade.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2024

Toward inclusive observables with staggered quarks: the smeared $R$~ratio

Inclusive hadronic observables are ubiquitous in particle and nuclear physics. Computation of these observables using lattice QCD is challenging due the presence of a difficult inverse problem. As a stepping stone to more complicated observables, we report on progress to compute the smeared $R$~ratio with staggered quarks using the spectral reconstruction algorithm of Hansen, Lupo, and Tantalo. We compare staggered-quark results on two ensembles to domain-wall results on a single ensemble and to the Bernecker-Meyer parameterization. This work utilizes two ensembles generated by the MILC collaboration using highly improved staggered quarks and one ensemble generated by the RBC/UKQCD collaboration using domain-wall quarks. Possible strategies for controlling opposite-parity effects associated with staggered quarks are discussed.

Blum, Thomas↗

DOE OSTI2024

The ALICE experiment: a journey through QCD

The ALICE experiment was proposed in 1993, to study strongly-interacting matter at extreme energy densities and temperatures. This proposal entailed a comprehensive investigation of nuclear collisions at the LHC. Its physics programme initially focused on the determination of the properties of the quark–gluon plasma (QGP), a deconfined state of quarks and gluons, created in such collisions. The ALICE physics programme has been extended to cover a broader ensemble of observables related to Quantum Chromodynamics (QCD), the theory of strong interactions. The experiment has studied Pb–Pb, Xe–Xe, p–Pb and pp collisions in the multi-TeV centre of mass energy range, during the Run 1–2 data-taking periods at the LHC (2009–2018). The aim of this review is to summarise the key ALICE physics results in this endeavor, and to discuss their implications on the current understanding of the macroscopic and microscopic properties of strongly-interacting matter at the highest temperatures reached in the laboratory. It will review the latest findings on the properties of the QGP created by heavy-ion collisions at LHC energies, and describe the surprising QGP-like effects in pp and p–Pb collisions. Measurements of few-body QCD interactions, and their impact in unraveling the structure of hadrons and hadronic interactions, will be discussed. ALICE results relevant for physics topics outside the realm of QCD will also be touched upon. Finally, prospects for future measurements with the ALICE detector in the context of its planned upgrades will also be briefly described.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Centrality dependence of Lévy-stable two-pion Bose-Einstein correlations in $\sqrt{𝑠{𝑁⁢𝑁}}$ = 200 GeV Au + Au collisions

The PHENIX experiment measured the centrality dependence of two-pion Bose-Einstein correlation functions in $\sqrt{𝑠{𝑁⁢𝑁}}$ = 200 GeV Au + Au collisions at the Relativistic Heavy Ion Collider at Brookhaven National Laboratory. The data are well represented by Lévy-stable source distributions. The extracted source parameters are the correlation-strength parameter 𝜆, the Lévy index of stability 𝛼, and the Lévy-scale parameter 𝑅 as a function of transverse mass 𝑚 𝑇 and centrality. The 𝜆⁡(𝑚 𝑇 ) parameter is constant at larger values of 𝑚 𝑇 , but decreases as 𝑚 𝑇 decreases. The Lévy-scale parameter 𝑅⁡(𝑚 𝑇 ) decreases with 𝑚 𝑇 and exhibits proportionality to the length scale of the nuclear overlap region. The Lévy exponent 𝛼⁡(𝑚 𝑇 ) is independent of 𝑚 𝑇 within uncertainties in each investigated centrality bin, but shows a clear centrality dependence. At all centralities, the Lévy exponent 𝛼 is significantly different from that of Gaussian (𝛼 = 2) or Cauchy (𝛼 = 1) source distributions. Comparisons to the predictions of Monte-Carlo simulations of resonance-decay chains show that, in all but the most peripheral centrality class (50%–60%), the obtained results are inconsistent with the measurements, unless a significant reduction of the in-medium mass of the 𝜂′ meson is included. Finally, in each centrality class, the best value of the in-medium 𝜂′ mass is compared to the mass of the 𝜂 meson, as well as to several theoretical predictions that consider restoration of U 𝐴⁢ (1) symmetry in hot hadronic matter.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2025

Spinor representations for fields with any spin: Lorentz tensor basis for operators and covariant multipole decomposition

This paper discusses a framework to parametrize and decompose operator matrix elements for particles with higher spin (j > 1/2) using chiral representations of the Lorentz group, i.e. the (j, 0) and (0, j) representations and their parity-invariant direct sum. Unlike traditional approaches that require imposing constraints to eliminate spurious degrees of freedom, these chiral representations contain exactly the 2j + 1 components needed to describe a spin-j particle. The central objects in the construction are the t-tensors, which are generalizations of the Pauli four-vector σ μ for higher spin. For the generalized spinors of these representations, we demonstrate how the algebra of the t-tensors allows to formulate a generalization of the Dirac matrix basis for any spin. For on-shell bilinears, we show that a set consisting exclusively of covariant multipoles of order 0 ≤ m ≤ 2j forms a complete basis. We provide explicit expressions for all bilinears of the generalized Dirac matrix basis, which are valid for any spin value. As a byproduct of our derivations we present an efficient algorithm to compute the t-tensor matrix elements. The formalism presented here paves the way to use a more unified approach to analyze the non-perturbative QCD structure of hadrons and nuclei across different spin values, with clear physical interpretation of the resulting distributions as covariant multipoles.

Angular momentum of light↗

DOE OSTI2026

Conservation laws and effective hadronization models

Hadronization models based on local string-breaking dynamics are typically Markovian by construction, yet the physical ensemble of final states is shaped by global constraints that couple the entire fragmentation trajectory. Recasting hadronization as a conditioned stochastic diffusion process provides a precise mathematical resolution to this tension. In particular, this language reveals explicitly that constraints stemming from conservation laws induce non-Markovian correlations between otherwise independent fragmentation steps, and that these correlations can be absorbed exactly into a renormalization of the local dynamics through a Doob $h$-transform. We develop this formalism for a $q\bar{q}$ string in the chiral limit, where the longitudinal-transverse factorization of the Lund kernel becomes exact, enabling systematic power counting and clean ultraviolet (UV)/infrared (IR) separation. The dynamics organize naturally into a tower of effective theories distinguished by the remaining string mass, spanning a UV fixed point with scale-invariant transport coefficients, an intermediate regime where transverse phase space induces controlled running, and an IR boundary layer where non-local effects enter at leading order. The tower exhibits genuine Wilsonian structure, including $β$-functions, anomalous dimensions, and systematic matching conditions. The resulting framework achieves a clean factorization of universal microscopic fragmentation dynamics from infrared constraint effects, and opens new directions for both the theoretical analysis and practical simulation of hadronization.

Menzo, Tony [Alabama U.; Fermilab] (ORCID:00000002↗

DOE OSTI2025

Search for diphoton resonances in the 66 to 110 GeV mass range using pp collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector

A search is performed for light, spin-0 bosons decaying into two photons in the 66 to 110 GeV mass range, using 140 fb −1 of proton-proton collisions at $\sqrt{s}$ = 13 TeV produced by the Large Hadron Collider and collected by the ATLAS detector. Multivariate analysis techniques are used to define event categories that improve the sensitivity to new resonances beyond the Standard Model. A model-independent search for a generic spin-0 particle and a model-dependent search for an additional low-mass Higgs boson are performed in the diphoton invariant mass spectrum. No significant excess is observed in either search. Mass-dependent upper limits at the 95% confidence level are set in the model-independent scenario on the fiducial cross-section times branching ratio into two photons in the range of 8 fb to 53 fb. Similarly, in the model-dependent scenario upper limits are set on the total cross-section times branching ratio into two photons as a function of the Higgs boson mass in the range of 19 fb to 102 fb.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Electron polarimetry at EIC

The Electron-Ion Collider will be the first collider to use both polarized electron beams and polarized protons and light ions . This will offer unique opportunities to study the structure of protons and nuclei and answer fundamental questions in QCD. The uncertainties on the polarization measurement translate directly into the uncertainties of final physics observables. Hence, a precise measurement of the hadron beam polarization and a good control of the uncertainties are critical for the success of the spin program at the EIC. The requirements for beam polarimetry are non-destructive with uncertainty less than 1%. At the Electron Storage Ring (ESR) and the Rapid Cycling Synchrotron (RCS), the electron beam polarization will be measured using wellestablished Compton polarimetry techniques. However, the EIC Compton polarimeter will face unique challenges, demanding further developments. A Mott polarimeter will also be employed at the source for initial polarization measurements. Both longitudinal and transverse polarization will be measured, with the capability to monitor polarization on a bunch-by-bunch basis. Achieving these precise measurements will be critical to controlling systematic uncertainties and ensuring the overall success of the EIC’s physics objectives.

Zhang, Zhengqiao (ORCID:0009000742521735)↗

NASA NTRS2018

Challenges Beyond the Standard Model: An Examination and Evaluation of Alternatives with Respect to Unsolved Problems in Energetics and Signaling

The standard model of particle physics is regarded as one of the greatest achievements of modern physics. It has successfully predicted the existence of numerous hadrons; e.g. the Higgs Boson, the W and Z Bosons, B mesons, etc. Moreover it accurately models many phenomena such as Beta and Radioactive decay, pair production, hadron mass splitting, and others. In spite of this, the standard model has many shortfalls. For example it fails to account for or explain the presence of dark matter and dark energy. Many alternative models of the substructure of matter etc. have been proposed. Some of these are examined. In addition the strongly related standard model of cosmology, that is the big bang theory, accounts for all observed celestial phenomena. What it cannot do is satisfactorily justify all astrophysical events. As noted, dark matter and dark energy are not well understood yet they are core elements of the big bang model. Many elements of this standard model of cosmology are challenged regularly, yet somehow the community always fits the problems with the model into another mysterious element. This model and others are examined for consistency and reconciliation. Evidence of particles that move faster than the speed of light has long been sought, but remains elusive. Some of the known space-like observations of physics are examined. Potential consequences of such particles are likewise investigated. Some conclusions are drawn with respect to the framework of tachyons in a rational but non-rigorous sense. Finally, some of my ideas are presented, concerning all of the above material. The framework of theories of everything is examined, considering what such a theory requires for validity. Sociological notes on the structure of research in physics are given.

Coxe, Alexander M.↗

DOE OSTI2025

Search for the associated production of charm quarks and a Higgs boson decaying into a photon pair with the ATLAS detector

A search for the production of a Higgs boson and one or more charm quarks, in which the Higgs boson decays into a photon pair, is presented. This search uses proton-proton collision data with a centre-of-mass energy of $\sqrt{s}$ = 13 TeV and an integrated luminosity of 140 fb −1 recorded by the ATLAS detector at the Large Hadron Collider. The analysis relies on the identification of charm-quark-containing jets, and adopts an approach based on Gaussian process regression to model the non-resonant di-photon background. The observed (expected, assuming the Standard Model signal) upper limit at the 95% confidence level on the cross-section for producing a Higgs boson and at least one charm-quark-containing jet that passes a fiducial selection is found to be 10.6 pb (8.8 pb). The observed (expected) measured cross-section for this process is 5.3 ± 3.2 pb (2.9 ± 3.1 pb).

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Combination of searches for Higgs boson decays into a photon and a massless dark photon using pp collisions at $\sqrt{\textrm{s}}$ = 13 TeV with the ATLAS detector

A combination of searches for Higgs boson decays into a visible photon and a massless dark photon (H → γγd) is presented using 139 fb –1 of proton-proton collision data at a centre-of-mass energy of $\sqrt{\textrm{s}}$ = 13 TeV recorded by the ATLAS detector at the Large Hadron Collider. The observed (expected) 95% confidence level upper limit on the Standard Model Higgs boson decay branching ratio is determined to be B(H → γγ d ) < 1.3% (1.5)%. The search is also sensitive to higher-mass Higgs bosons decaying into the same final state. The observed (expected) 95% confidence level limit on the cross-section times branching ratio ranges from 16 fb (20 fb) for m H = 400 GeV to 1.0 fb (1.5 fb) for m H = 3 TeV. Results are also interpreted in the context of a minimal simplified model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Measurement of the total and differential cross-sections of $t\bar{t}$$W$ production in pp collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector

Measurements of inclusive and differential production cross-sections of a top-quark-top-antiquark pair in association with a W boson ($t\bar{t}$$W$) are presented. They are performed by targeting final states with two same-sign or three isolated leptons (electrons or muons) and are based on $\sqrt{s}$ = 13 TeV proton-proton collision data with an integrated luminosity of 140 fb −1 , recorded from 2015 to 2018 with the ATLAS detector at the Large Hadron Collider. The inclusive $t\bar{t}$$W$ production cross-section is measured to be 880 ± 80 fb, compared to a reference theoretical prediction of 745 ± 50 (scale) ± 13 (2-loop approx.) ± 19 (PDF, α s ) fb. Differential cross-section measurements characterise this process in detail for the first time. Several particle-level observables are compared with a variety of theoretical predictions, which generally agree well with the normalised differential cross-section results. Additionally, the relative charge asymmetry of $t\bar{t}$$W$ + and $t\bar{t}$$W$ – is measured inclusively to be $A$$^{rel}_{C}$ = 0.33 ± 0.05, in very good agreement with the theoretical prediction of 0.322 ± 0.003 (scale) ± 0.007 (PDF), as well as differentially.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Interpretations of the ATLAS measurements of Higgs boson production and decay rates and differential cross-sections in pp collisions at $\sqrt{s}$ = 13 TeV

Measurements of the Higgs boson production times decay rates and differential cross-sections have recently been performed by the ATLAS experiment in several decay channels using up to 139 fb -1 of proton-proton collision data at $\sqrt{s}$ = 13 TeV recorded at the Large Hadron Collider. This paper presents multiple interpretations of these Higgs boson measurements. Measurements of production-mode cross-sections, simplified template cross-sections and fiducial differential cross-sections in different decay channels are reparameterised in terms of the impact of Standard Model effective field theory operators, and constraints are reported on the corresponding Wilson coefficients. Production and decay rate measurements are interpreted in UV-complete extensions of the Standard Model, namely the two-Higgs-doublet model (2HDM) near the alignment limit and the Minimal Supersymmetric Standard Model (MSSM) for various MSSM benchmark scenarios. The constraints on the 2HDM parameters (cos(β - α), tanβ) and the MSSM parameters (m A , tanβ) are complementary to those obtained from direct searches for additional Higgs bosons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Search for Higgs boson pair production with one associated vector boson in proton-proton collisions at $ \sqrt{s} $ = 13 TeV

A search for Higgs boson pair (HH) production in association with a vector boson V (W or Z boson) is presented. The search is based on proton-proton collision data at a center-of-mass energy of 13 TeV, collected with the CMS detector at the LHC, corresponding to an integrated luminosity of 138 fb$^{−1}$. Both hadronic and leptonic decays of V bosons are used. The leptons considered are electrons, muons, and neutrinos. The HH production is searched for in the $ \textrm{b}\overline{\textrm{b}}\textrm{b}\overline{\textrm{b}} $ decay channel. An observed (expected) upper limit at 95% confidence level of VHH production cross section is set at 294 (124) times the standard model prediction. Constraints are also set on the modifiers of the Higgs boson trilinear self-coupling, k$_{λ}$, assuming k$_{2V}$ = 1, and vice versa on the coupling of two Higgs bosons with two vector bosons, k$_{2V}$. The observed (expected) 95% confidence intervals of these coupling modifiers are −37.7 < k$_{λ}$ < 37.2 (−30.1 < k$_{λ}$ < 28.9) and −12.2 < k$_{2V}$ < 13.5 (−7.2 < k$_{2V}$ < 8.9), respectively.[graphic not available: see fulltext]

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Search for a light CP-odd Higgs boson decaying into a pair of τ -leptons in proton-proton collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector

This paper reports a search for a light CP-odd scalar resonance with a mass of 20 GeV to 90 GeV in 13 TeV proton-proton collision data with an integrated luminosity of 140 fb -1 collected with the ATLAS detector at the Large Hadron Collider. The analysis assumes the resonance is produced via gluon-gluon fusion and decays into a $τ^+ τ^-$ pair which subsequently decays into a fully leptonic $µ^+ ν_µ \overline{ν}_τ e^- \overline{ν}_ e ν_τ$ or $e^+ ν_e \overline{ν}_τ µ^- \overline{ν}_µ ν_τ$ final state. No significant excess of events above the predicted Standard Model background is observed. The results are interpreted within a favour-aligned two-Higgs-doublet model, and a model independent cross-section interpretation is also given. Upper limits at 95% confidence level between 3.0 pb and 68 pb are set on the cross-section for producing a CP-odd Higgs boson that decays into a $τ^+ τ^-$ pair.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Inclusive and differential cross-section measurements of $ t\overline{t}Z$ production in pp collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector, including EFT and spin-correlation interpretations

Measurements of both the inclusive and differential production cross sections of a top-quark-top-antiquark pair in association with a Z boson ($t\overline{t}Z$) are presented. Final states with two, three or four isolated leptons (electrons or muons) are targeted. The measurements use the data recorded by the ATLAS detector in pp collisions at $\sqrt{s}$ = 13 TeV at the Large Hadron Collider during the years 2015–2018, corresponding to an integrated luminosity of 140 fb -1 . The inclusive cross section is measured to be ${\sigma}_{t\overline{t}Z}$ = 0.86 ± 0.04 (stat.) ± 0.04 (syst.) pb and found to be in agreement with the most advanced Standard Model predictions. The differential measurements are presented as a function of a number of observables that probe the kinematics of the $t\overline{t}Z$ system. Both the absolute and normalised differential cross-section measurements are performed at particle level and parton level for specific fiducial volumes, and are compared with NLO+NNLL theoretical predictions. The results are interpreted in the framework of Standard Model effective field theory and used to set limits on a large number of dimension-6 operators involving the top quark. The first measurement of spin correlations in $t\overline{t}Z$ events is presented: the results are in agreement with the Standard Model expectations, and the null hypothesis of no spin correlations is disfavoured with a significance of 1.8 standard deviations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗