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DOE OSTI2026

Pre-Equilibrium De-Excitations in Neutrino-Nucleus Interactions

Pre-equilibrium de-excitation is a well-established stage of nucleon-induced nuclear reactions but has not previously been incorporated into neutrino event generators. This work implements the Koning-Duijvestijn exciton model within the MARLEY neutrino event generator to simulate energy redistribution and particle emission before compound nucleus equilibrium. The implementation includes modular calculations of particle-hole state densities, internal transition rates, emission rates, and Monte Carlo cascade sampling, and is validated against the TALYS-2.2 nuclear reaction code. A new event record is also proposed to enable future uncertainty reweighting studies. This work establishes the first framework for studying pre-equilibrium effects in neutrino-induced reactions, with the goal of improving predictions of particle multiplicities, γ-ray production, and MeV-scale detector signals relevant to experiments such as DUNE.

Visser, Erin [Michigan State U., East Lansing (mai↗

DOE OSTI2026

Toward Muon Neutrino Charged-Current Neutral Pion Cross Section Measurements at ICARUS

At ICARUS and the broader Short-Baseline Neutrino Program, few neutrino interaction channels offer as much utility as those producing neutral pions, which are an important background to electron neutrino searches and provide a standard candle for calibrating the electromagnetic shower energy scale. Beyond this, measurements of neutrino-induced neutral pions offer a probe of resonant interactions that are relevant to future accelerator neutrino experiments like the Deep Underground Neutrino Experiment. In this document, a measurement of charged-current muon neutrino interactions in liquid argon with a single neutral pion in the final state is presented, making use of neutrino interaction events recorded with the ICARUS T600 detector at Fermilab while exposed to the Booster Neutrino Beam. Event selection is carried out with a fully-automated machine learning reconstruction framework, allowing for the extraction of single-differential cross section measurements as a function of muon and neutral pion kinematic observables.

Carber, Dan [Colorado State U.]↗

DOE OSTI2022

Role of non-gaussian quantum fluctuations in neutrino entanglement

The flavor evolution of neutrinos in environments with large neutrino number densities is an open problem at the nexus of astrophysics and neutrino flavor physics. Among the many unanswered questions pertaining to this problem, it remains to be determined whether neutrino-neutrino coherent scattering can give rise to nontrivial quantum entanglement among neutrinos, and whether this can affect the flavor evolution in a meaningful way. To gain further insight into this question, here we study a simple system of two interacting neutrino beams, and obtain the exact phase-space explored by this system using the Husimi quasi-probability distribution. We observe that the entanglement induced by the coupling leads to strong delocalization in phase-space with largely non-Gaussian quantum fluctuations. The link between the neutrino entanglement and quantum fluctuations is illustrated using the one- and two-neutrino entropy. In addition, we propose an approximate phase-space method to describe the interacting neutrinos problem, where the exact evolution is replaced by a set of independent mean-field evolutions with a statistical sampling of the initial conditions. The phase-space approach provides a simple and accurate method to describe the gross features of the neutrino entanglement problem. Applications are shown using time-independent and time-dependent Hamiltonians in the non-adiabatic regime.

Patwardhan, Amol↗

DOE OSTI2024

Collective Neutrino Oscillations and Heavy-element Nucleosynthesis in Supernovae: Exploring Potential Effects of Many-body Neutrino Correlations

In high-energy astrophysical processes involving compact objects, such as core-collapse supernovae or binary neutron star mergers, neutrinos play an important role in the synthesis of nuclides. Neutrinos in these environments can experience collective flavor oscillations driven by neutrino–neutrino interactions, including coherent forward scattering and incoherent (collisional) effects. Recently, there has been interest in exploring potential novel behaviors in collective oscillations of neutrinos by going beyond the one-particle effective or "mean-field" treatments. Here, we seek to explore implications of collective neutrino oscillations, in the mean-field treatment and beyond, for the nucleosynthesis yields in supernova environments with different astrophysical conditions and neutrino inputs. We find that collective oscillations can impact the operation of the νp-process and r-process nucleosynthesis in supernovae. The potential impact is particularly strong in high-entropy, proton-rich conditions, where we find that neutrino interactions can nudge an initial νp-process neutron-rich, resulting in a unique combination of proton-rich low-mass nuclei as well as neutron-rich high-mass nuclei. We describe this neutrino-induced neutron-capture process as the "νi-process." In addition, nontrivial quantum correlations among neutrinos, if present significantly, could lead to different nuclide yields compared to the corresponding mean-field oscillation treatments, by virtue of modifying the evolution of the relevant one-body neutrino observables.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

3D-Reconstruction of Tau Neutrinos in LArTPC Detectors

The Deep Underground Neutrino Experiment (DUNE) is a next-generation neutrino experiment currently under construction. DUNE will consist of two high-resolution neutrino interaction imaging detectors exposed to the world’s most intense neutrino beam, with the Near Detector at Fermilab and the Far Detector 1,300 km away in the Sanford Underground Research Facility in South Dakota, US. The high statistics and excellent resolution capabilities of DUNE's $^{40}$Ar detector will allow us to make precision studies of oscillation parameters capable of searching for CP violation in the lepton sector, testing interaction models, and studying phenomena that have until now, seemed too complex to measure, like $\nu_\tau$ detection and therefore, providing the completion of the 3-flavor neutrino paradigm. Knowledge of the $\nu_\tau$ detection can impact a broad spectrum of open questions. These include searching for non-standard neutrino interactions, constraining the unitarity of the PMNS matrix, searching for sterile neutrinos, and studying neutrino interactions. In the case of LArTPC data, the detector hits can be considered nodes in a graph, and the edges represent the spatial and temporal relationships between them. By using graph neural networks, it is possible to exploit these relationships and improve the accuracy of particle identification and reconstruction. During my presentation and specifically for tau neutrino reconstruction, I will show the effectiveness and reliability of our in-house developed graph neural network (GNN), NuGraph. This GNN classifies detector hits based on the particle type responsible for their production, assuring that the system accurately identifies and categorizes information based on its unique characteristics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Lattice QCD for Neutrino Physics

Neutrinos are the most poorly understood particles in the Standard Model but may be key to understanding fundamental mysteries of the universe, including matter-antimatter asymmetry. Most experiments to improve our knowledge of neutrinos depend on neutrino interactions with hadronic matter and therefore rely on a solid theoretical understanding of these interactions. Lattice QCD offers a first-principles, model-independent method of analyzing hadronic systems and their responses to external currents, including the electroweak currents induced by neutrino interactions. In this talk, I will discuss my work on using lattice QCD to understand the hadronic systems needed for both neutrino oscillation and neutrinoless double-beta decay experiments and the impact of this work on neutrino physics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Wire-cell 3D pattern recognition techniques for neutrino event reconstruction in large LArTPCs: algorithm description and quantitative evaluation with MicroBooNE simulation

Wire-Cell is a 3D event reconstruction package for liquid argon time projection chambers. Through geometry, time, and drifted charge from multiple readout wire planes, 3D space points with associated charge are reconstructed prior to the pattern recognition stage. Pattern recognition techniques, including track trajectory and dQ/dx (ionization charge per unit length) fitting, 3D neutrino vertex fitting, track and shower separation, particle-level clustering, and particle identification are then applied on these 3D space points as well as the original 2D projection measurements. A deep neural network is developed to enhance the reconstruction of the neutrino interaction vertex. Compared to traditional algorithms, the deep neural network boosts the vertex efficiency by a relative 30% for charged-current ν e interactions. Therefore, this pattern recognition achieves 80–90% reconstruction efficiencies for primary leptons, after a 65.8% (72.9%) vertex efficiency for charged-current ν e (ν μ ) interactions. Based on the resulting reconstructed particles and their kinematics, we also achieve 15-20% energy reconstruction resolutions for charged-current neutrino interactions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

First Measurement of Sub-GeV nu_mu Charged-Current Coherent Pion Production on Argon in MicroBooNE

Coherent pion production, characterized by a neutrino interacting with an entire nucleus without breaking it apart, results in a forward-going muon, pion, and a low-momentum recoil nucleus. This process provides a sensitive probe of neutrino-nucleus interactions and offers a potential standard candle for neutrino-flux normalization in neutrino-oscillation experiments. We present the first measurement of the flux-averaged charged-current coherent pion production cross section on argon nucleus using the MicroBooNE liquid argon time projection chamber. The analysis employs particle identification together with a data-driven background parameterization to isolate the coherent signal. This measurement uses the full MicroBooNE dataset collected from the Fermilab Booster Neutrino Beam, corresponding to an exposure of 1.26E10^21 protons on target and an average neutrino energy of approximately 0.8 GeV. The result provides the first constraint on charged-current coherent pion production on argon nucleus at sub-GeV energies and supplies important input for improving neutrino interaction modeling in current and future experiments such as DUNE.

Hussain, Adil [Kansas State U.] (ORCID:00000001621↗

DOE OSTI2026

Understanding neutrinos with accelerator beams and liquid argon time-projection chambers: ICARUS and DUNE

A global program of experiments has worked towards characterizing neutrino oscillation over the past few decades. However, important parameters remain to be measured, and mysteries remain to be elucidated. Current and upcoming experiments are targeting the open questions and probing the consistency of the neutrino oscillation paradigm. Likewise, the liquid argon (LAr) time-projection chamber (TPC) has emerged as a sensitive particle detection technology for neutrino experiments. A current generation of LAr TPC detectors are being used to study neutrinos while also gaining important experience in operating and analyzing with this technology. SBND, MicroBooNE, and ICARUS have collected or are collecting data from beams at Fermilab (near Chicago) to explore the possibility of a sterile neutrino and/or other beyond Standard Model (BSM) physics. SBND and ICARUS will be used to conduct a two-detector analysis as part of the Short Baseline Neutrino (SBN) Program. Additionally, these detectors are enabling important neutrino interaction studies necessary to prepare for the next generation of oscillation experiments. One such oscillation experiment that will come online over the next years is the Deep Underground Neutrino Experiment (DUNE), which will install multiple 10 kiloton LAr TPCs underground in South Dakota (south of Saskatchewan) to conduct oscillation measurements with neutrinos originating in a beamline at Fermilab. A detector complex will be installed at Fermilab as well, to study the beam before the expected flavour oscillations. This “near detector” will also employ a LAr TPC, with a segmented and pixel-based design, as well as other technologies to constrain uncertainties in the oscillation measurement by characterizing the beam and neutrino interactions. This talk will discuss the ICARUS and DUNE experiments, the LAr TPC detector technology, and the efforts to realize and leverage these experiments to better understand the properties of neutrinos.

Howard, Bruce L. [Fermilab]↗

DOE OSTI2025

Performance of the ICARUS Trigger System at the Booster and NuMI Neutrino Beams †

The ICARUS-T600 liquid argon time projection chamber detector takes data at a shallow depth as the far detector of the Short Baseline Neutrino program at Fermilab, searching for sterile neutrinos with the Booster and Main Injector neutrino beams. The ICARUS trigger system exploits the temporal coincidence of the beams with scintillation light signals detected by 360 photo-multiplier tubes in limited TPC regions. The trigger efficiency measurement leverages cosmic rays collected without any scintillation light requirement, with timing from an external cosmic ray tagger system. The efficiency measured with stopping muons roughly saturates at ∼300 MeV, covering most of the expected energy range of charged-current neutrino interactions. For the latest ICARUS physics runs, special “adder” boards performing the analog sum of light signals were introduced as a complementary trigger to possibly recover low-energy neutrino interactions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Beyond the Standard Model physics prospects at the Deep Underground Neutrino Experiment

The Deep Underground Neutrino Experiment (DUNE) is an international project for neutrino physics and proton-decay searches, currently in the design and planning stages. Once built, DUNE will consist of two detectors exposed to the world's most intense neutrino beam. The near detector at Fermilab will record neutrino interactions near the beginning of the beam line. The other, much larger, detector, comprising four 10-kton liquid argon time projection chambers (LArTPCs), will be installed at a depth of 1.5 km at the Sanford Underground Research Facility in South Dakota, about 1,300 km away from the neutrino source. The unique combination of the high-intensity neutrino beam, DUNE's high-resolution near detector system, and massive LArTPC far detector enables a variety of probes of Beyond-the-Standard-Model (BSM) physics, from the discovery of new particles (sterile neutrinos or dark matter), to precision tests of beyond the three-flavor mixing paradigm, non-standard neutrino interactions (NSIs), heavy neutral leptons, and the detailed study of rare processes (e.g., neutrino trident production). This article reviews these physics topics and discusses the prospects for their discovery at the DUNE experiment.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Constraining Systematics at SBND to Reduce Uncertainties in SBN Oscillation Analyses

The Short Baseline Near Detector (SBND) is a crucial component of the Short Baseline Neutrino (SBN) Program, situated 110 meters from the Booster Neutrino Beam (BNB) target. This 112-ton Liquid Argon Time Projection Chamber (LArTPC) Near Detector is optimally positioned to investigate the potential existence of an additional flavor of neutrino through neutrino oscillation. Due to its proximity to the BNB target, SBND is uniquely positioned to receive a high rate of un-oscillated neutrino events. This setup offers a valuable opportunity to examine exclusive channels, thereby enhancing our understanding of various neutrino interaction modes, aiding in the understanding and mitigation of various sources of uncertainties. By fully utilizing the detector's capabilities, we aim to mitigate significant uncertainties in neutrino oscillation studies, primarily those related to neutrino interactions and flux. Achieving a deeper understanding of these uncertainties and controlling them with near detector data is essential. In this poster I will present an SBND event selection to control these uncertainties for the SBN oscillation analyses.

Yadav, Shweta [Texas U., Arlington]↗

DOE OSTI2024

Calibration and Timing Performance of the Light Detection System in the ICARUS Detector

ICARUS is the largest Liquid Argon Time Projection Chamber (LArTPC) in operation and serves as the Far Detector of the Short Baseline Neutrino (SBN) program at Fermilab. It aims to investigate the possible existence of sterile neutrinos with $\Delta m^2 \approx \SI{1}{eV^2}$ using the Booster Neutrino Beam (BNB) and explore physics beyond the Standard Model with the Neutrinos at the Main Injector (NuMI) beam. The ICARUS light detection system, comprising 360 TPB-coated large-area Photo-Multiplier Tubes (PMTs), is crucial for triggering and event reconstruction. Due to its shallow installation, the detector is exposed to a high flux of cosmic rays, necessitating precise timing to reject background events and align neutrino interactions with the beam time profile. This talk will detail the timing inter-calibration procedures for the ICARUS light detection system, which achieve sub-nanosecond resolution. Additionally, the performance of the system in reconstructing the timing of neutrino interactions from the BNB and NuMI beams will be discussed. The results highlight the effectiveness of the ICARUS light detection system in enhancing the detector's capability for precise and reliable neutrino selection.

43 PARTICLE ACCELERATORS↗

DOE OSTI2025

Calibration and Timing Performance of the Light Detection System in the ICARUS Detector

ICARUS is the largest Liquid Argon Time Projection Chamber (LArTPC) in operation and serves as the Far Detector of the Short Baseline Neutrino (SBN) program at Fermilab. It aims to investigate the possible existence of sterile neutrinos with $\Delta m^2 \approx 1 \,\mathrm{eV^2}$ using the Booster Neutrino Beam (BNB) and explore physics beyond the Standard Model with the Neutrinos at the Main Injector (NuMI) beam. The ICARUS light detection system, comprising 360 TPB-coated large-area Photo-Multiplier Tubes (PMTs), is crucial for triggering and event reconstruction. Due to its shallow installation, the detector is exposed to a high flux of cosmic rays, necessitating precise timing to reject background events and align neutrino interactions with the beam time profile. This talk will detail the timing inter-calibration procedures for the ICARUS light detection system, which achieve sub-nanosecond resolution. Additionally, the performance of the system in reconstructing the timing of neutrino interactions from the BNB and NuMI beams will be discussed. The results highlight the effectiveness of the ICARUS light detection system in enhancing the detector's capability for precise and reliable neutrino selection.

43 PARTICLE ACCELERATORS↗

DOE OSTI2020

Recent Cross-Section Results from MicroBooNE

MicroBooNE is a liquid argon time projection chamber in the Booster Neutrino Beam at Fermilab. The large event rate and 3 mm wire spacing of the detector provide high-statistics, precise-resolution imaging of neutrino interactions leading to low-threshold, high-efficiency event reconstruction with full angular coverage. As such, this is an ideal place to probe neutrino-argon interactions in the hundreds-of-MeV to few-GeV energy range, and to study the impact of nuclear effects through detailed measurements of hadronic final states. These proceedings present recent measurements of neutrino interactions in MicroBooNE, including inclusive charged-current interactions, neutral-pion production, and measurements of low-energy protons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Selection of $\Lambda^0$ Production Events in MicroBooNE

A selection to find Cabibbo suppressed Λ production events, $\overline{ν}_µ$ + Ar → $µ^+$ + $Λ^0$ + $X$, in the MicroBooNE detector is described. This channel is sensitive to cross section and final state interaction parameters in different ways and can help break their degeneracy. $Λ^0$ production events are distinguished from background by the existence of a secondary vertex created when the $Λ^0$ decays. The selection examines a list of reconstructed particles thought to be the result of a neutrino interaction, first finding a muon candidate, then a proton and $π^-$ candidate and testing their consistency with a $Λ^0 → p+π^-$ decay. The selection achieves an efficiency of approximately 7% while rejecting 99.9999% of the background. This selection is designed to study neutrino interactions in the NuMI flux. After applying the selection, Monte Carlo simulation predicts 9.0 ± 0.8 (MC stat.) signal and 3.1 ± 1.4 background events when combining 1.0 × 10 21 protons on target of neutrino mode flux and 1.3 × 10 21 protons on target of anti-neutrino mode flux, corresponding to a significance of 2.6 $σ$.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Recent highlights from GENIE v3

Abstract The release of GENIE v3.0.0 was a major milestone in the long history of the GENIE project, delivering several alternative comprehensive neutrino interaction models, improved charged-lepton scattering simulations, a range of beyond the Standard Model simulation capabilities, improved experimental interfaces, expanded core framework capabilities, and advanced new frameworks for the global analysis of neutrino scattering data and tuning of neutrino interaction models. Steady progress continued following the release of GENIE v3.0.0. New tools and a large number of new physics models, comprehensive model configurations, and tunes have been made publicly available and planned for release in v3.2.0. This article highlights some of the most recent technical and physics developments in the GENIE v3 series.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Machine Learning for DUNE Supernova Trigger

One of the major scientific goals of the Deep Underground Neutrino Experiment (DUNE) is to detect and measure the neutrino flux originating from galactic core-collapse supernovae. These neutrinos provide an opportunity to study the end of life evolution of massive stars, and reveal information about the structure of core-collapse that is not visible in observations of the electromagnetic spectrum. Because of the rarity of these events, it is crucial that DUNE is able to detect supernova neutrino interactions when they occur. However, this will require sifting through a large quantity of data, motivating the development of a trigger algorithm to identify significant events and discard irrelevant data. Machine learning provides a potential approach to building this trigger. This project generates ADC and ground truth images of simulated neutrino interactions in a LArTPC detector to be used for machine learning, and uses them to train a sparse Convolutional Neural Network (C NN). The performance of this model when applied to the task of pixel classification based on interaction type is examined. This project found that the sparse CNN approach has the potential to have high accuracy in pixel classification, meaning it may be highly relevant to the development of a supernova neutrino trigger for the DUNE far detector.

Damish, S.↗