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NASA NTRS2020

Study of Antarctic Blowing Snow Storms Using MODIS and CALIOP Observations With a Machine Learning Model

As a common phenomenon over Antarctica, blowing snow (BLSN), especially the large BLSN storms, play an important role in the Antarctic surface mass balance, radiation budget, and planetary boundary layer processes. This study presents the work on BLSN storm identification and analysis with observations from the Moderate Resolution Imaging Spectroradiometer (MODIS) onboard the Aqua satellite. Spectral analysis shows that BLSN identification is feasible with MODIS daytime data. A random forest machine learning model is developed and observations from the Cloud‐Aerosol Lidar with Orthogonal Polarization are used for training. Model performance results show that machine‐learning based classification can achieve over 90% overall accuracy when classifying MODIS pixels into cloud, clear, and BLSN categories. The machine learning model is applied to MODIS observations during the month of October 2009 for BLSN storm analysis. Results show that the size of BLSN storms has a large spectrum and can reach hundreds of thousands km2. The MODIS based BLSN storm frequency map extends the Cloud‐Aerosol Lidar and Infrared Pathfinder Satellite Observations coverage limit from 82°S to the South Pole. A BLSN storm belt, which extends from the South Pole region to the coastal area between 130°E and 160°E along the Transantarctic Mountains, provides a potential pathway of snow transport. These results are important in improving the understanding of BLSN impact on Antarctic surface mass balance and boundary layer processes.

Antarctic↗

NASA NTRS2020

Effects of Out-of-Band and Time-Varying Relative Spectral Response on the Calibration of MODIS Reflective Solar Bands

Calibration of the on-orbit gain changes of the narrow bandwidth reflective solar bands (RSB) of Terra and Aqua MODIS is usually based on the band center wavelength. The relative spectral response (RSR) of each band is assumed to be constant on orbit and the time dependence of an overall gain factor is calculated. Any on-orbit changes to the RSR of the MODIS bands will introduce some error into the calibration and may also have an impact on the Earth scene radiance retrieval. We consider two different ways to track how the RSR of the MODIS RSB may be changing on orbit, and the effects that these changes will have on the calibration. First, we study the broadband degradation of the MODIS scan mirror and how it may be changing the effective out-of-band response of the RSB. Second, we examine in-band RSR measurements from the spectro-radiometric calibration assembly (SRCA) carried on-board both MODIS instruments. We find that RSR changes have a relatively small effect on the radiance calibrated using the on-board solar diffuser, generally less than 0.5% for all RSB at any time in the missions, though the effect may be slightly larger for some scan angles. The impact of RSR changes on the Earth scene radiance retrieval is highly dependent on the spectral properties of the scene and could be significantly larger. The bands showing the largest impacts are Terra bands 1, 4, 8, 9, 17, and 19 and Aqua bands 8 and 9.

MODIS↗

NASA NTRS2020

Twenty Years of Terra MODIS Spectral Performance using the Spectro-Radiometric Calibration Assembly

The Moderate Resolution Imaging Spectroradiometer (MODIS) instrument on-board the Terra spacecraft has provided valuable Earth data to the science community for the last 20 years. Equipped with several on-board calibrators (OBCs), MODIS has continued to operate nominally since its launch in December 1999. The Spectro-Radiometric Calibration Assembly (SRCA) is one such OBC that is able to provide on-orbit measurements of the MODIS reflective solar bands (RSBs) in radiometric, spatial and spectral modes. While the SRCA is operating in spectral mode, it is able to monitor the center wavelength (CW), bandwidth (BW) and in-band relative spectral response (RSR) of most RSBs. Prelaunch measurements of the CWs, BWs and RSRs of the RSBs were performed at the system level using the Spectral measurement Assembly (SpMA). Using both the prelaunch measurements and the measurements obtained on-orbit using the SRCA, the changes in the spectral response of the MODIS reflective bands can be monitored throughout the mission. This paper will provide a brief description of the spectral calibration approach and report on-orbit changes in these spectral performance parameters and their uncertainties over the last 20 years. It will also address changes to the SRCA operation on-orbit and their impact on measured spectral calibration results. Despite two decades in orbit, the spectral responses for most Terra MODIS reflective bands continue to remain within their design specifications.

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NASA NTRS2020

MODIS TEB Calibration Algorithm Improvements for Future L1B Collection

Terra and Aqua MODIS have provided continuous global observations for scientific applications for more than 20 and 18 years, respectively. The radiometric calibration of the MODIS thermal emissive bands (TEB) is based on a quadratic approximation of the instrument response. The calibration coefficients look-up tables (LUTs) are updated using the response of the MODIS on-board blackbody (BB)with the response background subtracted by space view. The quarterly on-board BB warm-up and cool-down activity temperature ranges from 270 K to 315 K, and the derived offset has a relatively large uncertainty. Electronic cross-talk, an artifact that affects both instrument calibration and Earth view (EV) radiance retrievals, is corrected based on lunar observations. Calibration assessments using EV observations (e.g. ocean, desert, Antarctic Dome Concordia, and deep convective clouds) provide useful information to evaluate the impact of the Terra safe mode (February 2016) and Aqua MODIS formatter reset (January 2018) events on both MODIS instruments. This study focuses on the TEB radiometric calibration algorithm improvements for future collections based on calibration assessments using EV measurements and analytical modeling. Measurement stability and consistency over specific Earth scenes with a wide temperature range, as well as their brightness temperature (BT) dependency, are used for bias estimations in the calibration coefficients. Calibration coefficients are derived and updated after adjusting the current fitting algorithm. Thereafter, using the test LUTs, their impact on the Level 1B (L1B) data for different EV scenes is analyzed.

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NASA NTRSDate not supplied

Measuring Crosstalk in MODIS Spectral Bands On-orbit Using the SRCA

Near-identical MODIS instruments launched on-board the Terra and Aqua spacecraft in 1999 and 2002, respectively. Each MODIS instrument has36 spectral bands covering 0.41 to 14.2μm mounted among four focal plane assemblies, along with a series of on-board calibrators (OBCs) used to characterize the instrument performance on-orbit. One such OBC is the Spectro-radiometric Calibration Assembly (SRCA), which is a multi-function calibrator, able to provide calibration sources to measure spatial, spectral, or radiometric properties of the MODIS bands depending on its configuration. The MODIS instrument performance, including measurements of the signal cross-contamination (crosstalk) between bands, was measured on-orbit during early-mission characterization for both instruments. This crosstalk test used the SRCA in its spatial mode while utilizing the thin slit, which is normally used for spectral calibrations. A similar crosstalk test was recently performed for Terra MODIS. Since the Terra safe mode event in 2016, the PVLWIR bands specifically (6.7-9.7μm) have shown increased influence from crosstalk. The process involved in preparing and performing this crosstalk test is included in this work, as well as the findings from the recent and previous SRCA-based crosstalk characterizations.

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NASA NTRS2020

MODIS and VIIRS Calibration History and Future Outlook

The MODIS is a key instrument for NASA’s EOS program, currently operated onboard the Terra and Aqua spacecraft launched in 1999 and 2002, respectively. The VIIRS is a MODIS follow-on instrument for the JPSS program. Adding to the ones operated onboard the S-NPP and NOAA-20 satellites launched in 2011 and 2017, respectively, three nearly identical VIIRS instruments will also be launched. This will enable the data records from MODIS and VIIRS to be extended beyond 2040. In addition to various applications and scientific studies of the Earth’s system, long-term data records from MODIS and VIIRS observations will greatly benefit the space-based climate observing system. This is attributed to the high-quality measurements and extensive calibration efforts, from pre-launch to post-launch. This paper provides an overview of MODIS and VIIRS calibration history and approaches applied to establish and maintain sensor calibration traceability and accuracy. It illustrates calibration and performance issues through different phases of the mission using examples derived from ground testing equipment, on-board calibrators, and other calibration targets. Moreover, discussed in this paper are outstanding challenges and future efforts to maintain and improve sensor calibration stability and long-term data quality, and to better support the space-based climate observing system.

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NASA NTRS2019

Terra MODIS: 20 years of on-orbit calibration and performance

For nearly 20 years, Terra MODIS observations have generated a broad range of data products, enabling the remote sensing community and users worldwide for their studies of many key geophysical parameters of the Earth’s system. MODIS collects data in 36 spectral bands, covering wavelengths from 0.41 to 14.4 μm, that are calibrated by a set of on-board calibrators (OBC). Also contributed to sensor on-orbit calibration and characterization are near monthly-scheduled lunar observations and long-term trends of sensor responses over select ground targets. The quality of MODIS data products relies strongly on the dedicated efforts to the operate instrument, derive and update calibration parameters, and improve calibration strategies and algorithms in order to address on-orbit changes of sensor characteristics and its OBC functions. This paper provides an overview of Terra MODIS on-orbit operation and calibration activities over the last 20 years, including changes made to extend and preserve instrument and OBC functions and their implementation strategies. It illustrates sensor on-orbit performance using data from its OBC, lunar observations, and select ground targets and discusses major changes in sensor characteristics and corrections applied to the L1B algorithms or updates of calibration look-up tables (LUTs). Also described in this paper are lessons learned from Terra MODIS and future efforts to further extend its long-term data records.

Terra↗

NASA NTRS2021

Classifying planetary cloudiness with an updated set of MODIS Cloud Regimes

We present an updated Cloud Regime (CR) dataset based on Moderate resolution Imaging Spectroradiometer (MODIS) Collection 6.1 cloud products, specifically joint histograms that partition cloud fraction within distinct combinations of cloud top pressure and cloud optical thickness ranges. The paper focuses on an edition of the CR dataset derived from our own aggregation of MODIS pixel-level cloud retrievals on an equal area grid and pre-specified 3-hour UTC intervals that spatiotemporally match International Satellite Cloud Climatology Project (ISCCP) gridded cloud data. The other edition comes from the 1-degree daily aggregation provided by standard MODIS Level-3 data, as in previous versions of the MODIS CRs, for easier use with datasets mapped on equal angle grids. Both editions consist of 11 clusters whose centroids are nearly identical.We provide a physical interpretation of the new CRs and aspects of their climatology that have not been previously examined, such as seasonal and interannual variability of CR frequency of occurrence. We also examine the makeup and precipitation properties of the CRs assisted by independent datasets originating from active observations, and provide a first glimpse of how MODIS CRs relate to clouds as seen by ISCCP.

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NASA NTRS2021

Observation of absorbing aerosols above clouds over the South-East Atlantic Ocean from the geostationary satellite SEVIRI - Part 2: Comparison with MODIS and aircraft measurements from the CLARIFY-2017 field campaign

To evaluate the SEVIRI retrieval for aerosols above clouds presented in Part 1 of the companion paper, the algorithm is applied over the south-east Atlantic Ocean during the CLARIFY-2017 field campaign period. The first step of our analysis compares the retrieved aerosol and cloud properties against equivalent products from the MODIS MOD06ACAERO retrieval (Meyer et al., 2015). While the correlation between the two satellite retrievals of the above-cloud aerosol optical thickness (AOT) is good (R = 0.78), the AOT retrieved by SEVIRI is 20.3 % smaller than that obtained from the MODIS retrieval. This difference in AOT is attributed mainly to the more absorbing aerosol model assumed for the SEVIRI retrieval compared to MODIS. The underlying cloud optical thickness (COT) derived from the two satellites is in good agreement (R = 0.90). The cloud droplet effective radius (CER) retrieved by SEVIRI is consistently smaller than MODIS by 2.2 µm, which is mainly caused by the use of different spectral bands of the satellite instruments. In the second part of our analysis, we compare the forecast water vapour profiles used for the SEVIRI atmospheric correction as well as the aforementioned aerosol and cloud products with in situ measurements made from the Facility for Airborne Atmospheric Measurements (FAAM) aircraft platform during the CLARIFY-2017 campaign. Around Ascension Island, the column water vapour used to correct the SEVIRI signal is overestimated by 3.1 mm in the forecast compared to that measured by dropsondes. However, the evidence suggests that the accuracy of the atmospheric correction improves closer to the African coast. Consistency is observed between the SEVIRI above-cloud AOT and in situ measurements (from cavity ring-down spectroscopy instruments) when the measured single-scattering albedo is close to that assumed in the retrieval algorithm. On the other hand, the satellite retrieval overestimates the AOT when the assumed aerosol model is not absorbing enough. Consistency is also found between the cloud properties retrieved by SEVIRI and the CER measured by a cloud droplet probe and the liquid water path derived from a microwave radiometer. Despite the instrumental limitations of the geostationary satellite, the consistency obtained between SEVIRI, MODIS and the aircraft measurements demonstrates the ability of the retrieval in providing additional information on the temporal evolution of the aerosol properties above clouds.

absorbing aerosols↗

NASA NTRS2021

High Energy Particle Excitations as a Measure of Electronic Crosstalk in MODIS and VIIRS VIS/NIR Bands

The MODIS instruments aboard the Terra and Aqua satellites and the VIIRS instruments aboard the SNPP and NOAA-20 satellites each contain several arrays of Si detectors that measure Earth-reflected radiance in the visible and near-infrared spectral range. Even in the absence of incident light, the Si detectors are occasionally excited by high energy charged particles that pass through the spacecraft. These particle radiation events are, fortunately, infrequent enough that they do not lead to significant degradation of the detectors and they do not have a significant impact on the Earth scene radiance images. On the other hand, they are frequent enough that the cumulative data from many years on orbit may provide valuable diagnostic information about the sensors. In this paper, we provide some basic statistics on the frequency and magnitude of the particle excitation events for MODIS and VIIRS and explore the usefulness of this data as a measure of electronic crosstalk. Large amounts of crosstalk can degrade the quality of the Earth images, so it is crucial to have methods to characterize and correct for it on-orbit, which has previously been done for MODIS using lunar image analysis. The particle excitations can manifest as single-pixel spikes in the otherwise dark space view background, which may be an ideal source for evaluating crosstalk. We derive crosstalk coefficients between the NIR band detectors of Terra MODIS, and compare them to coefficients previously derived from lunar observations. The same approach is applied to SNPP VIIRS, which does not show any significant electronic crosstalk. While the HgCdTe detectors used in the MODIS and VIIRS infrared bands can also be excited by particle radiation, the magnitudes of the excitations are much smaller compared to the Si detectors and in general are not large enough to be useful for examining crosstalk.

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NASA NTRS2021

MODIS Thermal Emissive Bands Calibration Improvements for Collection 7

The MODIS thermal emissive bands (TEB) radiometric calibration uses a quadratic function for the instrument response, and the calibration coefficients look-up tables (LUTs) are updated using the response of an on-board blackbody (BB). After more than 21 and 19 years on-orbit, the TEB performances for Terra and Aqua MODIS have been generally stable. However, contamination from electronic crosstalk, a known issue since prelaunch, has affected the L1B image quality and measurement accuracy. In addition to the photovoltaic (PV) longwave infrared (LWIR) bands crosstalk correction included in Terra MODIS Collection 6.1 (C6.1), a crosstalk correction for select detectors in the Terra and Aqua mid-wave infrared (MWIR) and Aqua PV LWIR bands are applied in C7. The mission-long crosstalk coefficients for the selected detectors are derived and populated in the form of LUTs. The crosstalk correction is applied to both on-orbit calibration and the algorithm used to generate Earth-view L1B products. Among these detectors, the Aqua MODIS band 24 detector 1 crosstalk has the largest impact on image quality, with striping observed over cold scenes for both Terra and Aqua MODIS. The images of C7 L1B and C6.1 are compared to assess the impact of the correction. Additional assessments using Earthview measurements and inter-comparison also revealed the need for improvement of calibration stability and consistence for select bands. Additional improvements for long-term stability and mirror side consistence were developed using quasideep convective clouds (qDCC), Dome-C, ocean, desert, and inter-comparison with other instruments.

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NASA NTRS2020

MODIS Detector Differences Using Deep Convective Clouds and Desert Targets

An accurate on-orbit characterization of the Moderate Resolution Imaging Spectroradiometer (MODIS) sensors onboard the Terra and Aqua satellites is essential to satisfy the requirements from the scientific community for high-quality operational and research products. In this study, NASA’s C6.1 L1B data are utilized to assess the stability of the calibrated top of atmosphere reflectance retrieved from individual detectors within a spectral band over deep convective clouds (DCCs) and desert sites. The results from these invariant Earth targets show detector-to-detector (D2D) differences in the L1B reflectance products for select MODIS reflective solar bands. For Aqua MODIS, the D2D differences have no significant change over time for the bands studied. However, the D2D differences exhibit an increase in magnitude over time for Terra MODIS bands 1, 3-7, and 26, which can induce noticeable striping and higher uncertainties in the downstream data products. The D2D stability assessment results over DCCs are consistent with those observed over desert sites. In addition, the view-angle dependence of the D2D differences is investigated by separating the frames along scan into five zones. The D2D assessment is performed for each of the five zones, and the results will further benefit any improvements in the calibration of a detector-dependent response versus scan angle that can be considered for future MODIS Level 1B Collections.

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NASA NTRS2020

Assessment of MODIS and VIIRS Calibration Consistency for Reflective Solar Bands Using Vicarious Approaches

The Moderate-Resolution Imaging Spectroradiometer (MODIS) is the key instrument of the NASA’s Earth Observing System (EOS) Terra and Aqua missions, launched in December 1999 and May 2002, respectively. The Visible Infrared Imaging Radiometer Suite (VIIRS) expands the MODIS legacy, launched onboard the Suomi National Polar-orbiting Partnership (SNPP) satellite in October 2011 and NOAA20 satellite in November 2017, respectively. The MODIS and VIIRS sensors have a similar design with spectrally matched reflective solar spectral bands (RSB). Their on-board calibration components include a solar diffuser and a solar diffuser stability monitor for RSB, a V-grooved blackbody for the thermal emissive bands (TEB), and a space view as a background reference. This study evaluates the calibration consistency of the Terra and Aqua MODIS RSB based on the current Collection 6.1 L1B data products generated by the NASA MODAPS, which have used consistent calibration coefficient look up tables (LUT) for the entire data-record. In the case of SNPP and NOAA20 VIIRS, the latest L1B data produced by NASA Land SIPS are used. Several independent vicarious approaches are used to examine the stability and consistency of the at-sensor reflectance among MODIS and VIIRS instruments. Vicarious approaches include observations from simultaneous nadir overpasses (SNO), the Libya-4 desert and Dome C snow sites, as well as deep convective clouds (DCC). Impact of existing band spectral difference on the reflectance is corrected using hyperspectral observations provided by Europe Space Agency’s SCIAMACHY sensor. Results of this study provide comprehensive assessments of calibration performance, radiometric agreement and associated uncertainties.

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NASA NTRS2020

Assessment of MODIS On-orbit Polarization Impact on Detector Relative Calibration

The Moderate-Resolution Imaging Spectroradiometer (MODIS) has been maintained its nominal operations since it was launched in December 1999 on Terra and May 2002 on Aqua spacecraft, respectively. MODIS is a scanning radiometer with a two-sided mirror that scans the Earth over an angular range from -55° to +55° off nadir and covers a wavelength range from 0.4 to 14.4 μm in 36 spectral bands. The sensitivity to polarization was fully characterized during prelaunch characterization for each reflective solar band (RSB), detector and mirror side as a function of scan angle. It was observed that while on-orbit polarization sensitivity for Aqua MODIS has been stable over the course of mission, the Terra MODIS polarization sensitivity at a few short wavelengths showed a significant increase near the end of scan angle after a few years in the mission. Our previous study examined the impact of polarization on the measured top-of-atmosphere reflectances obtained over the pseudo-invariant desert sites. There are up to 25% change in gain and 30% seasonal variation in select Terra RSBs due to the increase in polarization sensitivity. In this study, we examine relative changes in the polarization sensitivity of detectors within a band. Results from prelaunch tests indicate that there is a noticeable detector dependent polarization sensitivity and it is expected that such a dependency could change on orbit, particularly for Terra MODIS. Results of this study provide useful information on polarization impact and implementation of the correction algorithm.

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NASA NTRS2022

Surface Corrected Lunar MTF Measurements in MODIS and VIIRS Using the SP Model

Lunar observations have been used for sensor performance assessments for a number of Earth-observing instruments, including the Moderate Resolution Imaging Spectroradiometer (MODIS) on board Terra and Aqua and the Visible Infrared Imaging Radiometer Suite (VIIRS) on board Suomi-NPP (SNPP) and NOAA-20 (N20). While the primary purpose of lunar observations in MODIS and VIIRS is radiometric calibration, these observations have been leveraged for other sensor performance assessments such as spatial registration and deriving the modulation transfer function (MTF). In this work, we will derive the lunar MTF using a knife edge approach similar to previous work. However, to further isolate the edge of the lunar disk when deriving the edge spread function (ESF), we will apply a lunar surface variation correction using a model based on data obtained by the Spectral Profiler (SP) on board the SELENE spacecraft. This model was provided to us by AIST in Japan. To align the measured and modeled data, we developed techniques for projecting the measured lunar surface pixels onto the radiance maps produced by the SP model. We correct the lunar surface variation while preserving the signal of the lunar disk edge in the ESF, and then calculate the MTF results using standard techniques. These results are in good agreement with previously published results from both Moon-based observations in MODIS and VIIRS and from the spectroradiometric calibration assembly (SRCA) on MODIS. With the exception of MODIS bands 1 and 2, the MTF is stable on orbit for the reflective bands in both instruments.

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NASA NTRS2022

Calibration Inter-Comparison of MODIS and VIIRS Reflective Solar Bands Using Lunar Observations

Multispectral band observations from Terra and Aqua MODIS, launched in December 1999 and May 2002, respectively, and from SNPP and NOAA-20 VIIRS, launched in November 2011 and October 2017, respectively, have continuously enabled a broad range of applications and studies of the Earth system and its changes via a set of geophysical and environmental parameters. The quality of MODIS and VIIRS science and environmental data products relies strongly on the calibration accuracy and stability of individual sensors, as well as their calibration consistency, especially for the data products generated using observations from sensors across different platforms. Both MODIS and VIIRS instruments carry a similar set of on-board calibrators for their on-orbit calibration. Besides, lunar observations are regularly scheduled and implemented in support of their reflective solar bands (RSB) calibration, especially their long-term stability monitoring. In this paper, we provide an overview of MODIS and VIIRS solar and lunar calibration methodologies applied for the RSB on-orbit calibration, and describe the approach developed for their calibration inter-comparisons using lunar observations, including corrections for the effects caused by differences in the relative spectral response and adopted solar spectra between individual sensors. The MODIS and VIIRS calibration inter-comparison results derived from their regularly scheduled lunar observations are presented and discussed, including associated uncertainties and a comparison with those derived using the Earth-view targets. Also discussed are remaining challenges in lunar calibration and inter-comparison for the Earth-observing sensors, as well as on-going efforts for future improvements.

Multispectral band↗

NASA NTRSDate not supplied

Seasonal Surface Spectral Emissivity Derived From MODIS Data

Surface emissivity is essential for many remote-sensing applications including the retrieval of surface skin temperature from satellite-based infrared measurements, the determination of cloud detection thresholds, and the estimation of the surface longwave radiation emission, an important component of the energy budget of the surface-atmosphere interface. The CERES (Clouds and the Earth’s Radiant Energy System) Project is measuring broadband shortwave and longwave radiances and deriving cloud properties from the MODIS on Terra and Aqua and from the VIIRS on NOAA-19 and NOAA-20 orbiters to produce combined global radiation and cloud property data sets. Zhou et al. (IEEE Trans. Geosci. Remote Sens., 49, 2011) used Infrared Atmospheric Sounding Interferometer (IASI) data to create a high spectral resolution surface emissivity atlas for remote sensing and modeling applications. The IASI measures spectral radiances between 3.62 and 15.5 μm. The VIIRS I4 channel width is from 3.55 to 3.93 μm, while MODIS Band 20 is from 3.66 to 3.84 m. Comparisons of top-of-atmosphere (TOA) radiance calculations with MODIS and VIIRS observations for these bands relative to bands in the mid-infrared suggest that the IASI emissivity atlas near 3.7 µm may not be suitable for CERES cloud retrievals. In this paper, the IASI emissivities for the VIIRS and MODIS bands centered near 11m are used to derive surface skin temperature from nighttime MODIS/VIIRS data. The Goddard Earth Observing System for Instrument Teams (GEOS-IT) numerical weather analyses provide temperature and water vapor profiles fused to correct the observed radiances for atmospheric absorption and emission. Global seasonal emissivity maps are then derived for the VIIRS and MODIS 3.7-m bands that are consistent with the derived skin temperatures and the observed TOA radiances. These seasonal climatology maps are validated and will be used in CERES Edition 5 and other CERES-related cloud retrieval algorithms to provide improved clear-sky radiances and derived cloud properties.

Surface Emissivity↗

NASA NTRS2024

Accounting for 3D Radiative Effects in MODIS Aerosol Retrievals near Clouds using CALIPSO Observations

Retrievals of aerosol properties near clouds from passive remote sensing is challenging. Sunlight scattered by clouds into nearby clear regions can effectively enhance the clear area reflectance. These cloud 3D radiative effects may lead to large biases in aerosol retrievals if uncorrected, risking an incorrect interpretation of satellite observations for aerosol-cloud interaction in cloudy atmosphere. In earlier studies, we developed a simple two-layer model (2LM) to estimate the cloud-induced clear-sky radiance enhancements in cloud fields. In this study, we take advantage of CALIPSO lidar observations, which should not be affected by the 3D radiative effect, to study passive aerosol retrievals in cloud fields in the Amazon region, specifically those produced by the operational Dark Target algorithm applied to Aqua-MODIS. From two-years’ worth of co-located CALIPSO/MODIS aerosol retrievals, we find a larger increase in operationally retrieved MODIS AOD from clear to cloudy regions (~0.075 or ~40%) than for the CALIPSO AOD (~0.021 or ~20%). The much larger increase in MODIS AOD is mainly due to the 3D radiative effects. After using the 2LM model to account for cloud 3D radiative effects, the clear to cloudy increase in MODIS AOD was reduced to ~0.043 (~23%), much closer to CALIPSO observations. The 3D corrected average MODIS AOD for cloudy scenes is significantly larger than AOD for clear conditions, even for cloud fraction (CF) less than 0.1, suggesting aerosols in cloudy scenes are characteristically different from aerosols in clear conditions. Furthermore, the 3D correction of AOD (i.e., τ_1D-τ_3D) increases linearly with CF for a large range of CF. We have also examined the impact of the 3D effect on aerosol Ångström Exponent (AE) and fine model fraction (FMF) of AOD. We found that the uncorrected average AE and FMF depend strongly on CF, ~25% increase in AE (decrease in particle size) and ~60% increase in FMF as CF increases from 0.05 to 0.45. The 3D correction leads to smaller average AE (bigger particle size) and FMF that are almost independent of CF. Thus, the 3D corrected aerosol properties are expected to provide more accurate information for better understanding aerosol-cloud interactions.

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