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DOE OSTI2021

Spectral properties of three-dimensional Anderson model

The three-dimensional Anderson model represents a paradigmatic model to understand the Anderson localization transition. In this work we first review some key results obtained for this model in the past 50 years, and then study its properties from the perspective of modern numerical approaches. Our main focus is on the quantitative comparison between the level sensitivity statistics and the level statistics. While the former studies the sensitivity of Hamiltonian eigenlevels upon inserting a magnetic flux, the latter studies the properties of unperturbed eigenlevels. We define two versions of dimensionless conductance, the first corresponding to the width of the level curvature distribution relative to the mean level spacing, and the second corresponding to the ratio of the Heisenberg time and the Thouless time obtained from the spectral form factor. We show that both conductances look remarkably similar around the localization transition, in particular, they predict a nearly identical critical point consistent with other well-established measures of the transition. We then study some further properties of those quantities: for level curvatures, we discuss particular similarities and differences between the width of the level curvature distribution and the characteristic energy studied by Edwards and Thouless (1972) in their pioneering work, in which the hopping at one lattice edge is changed from periodic to antiperiodic boundary conditions. In the context of the spectral form factor, we show that at the critical point it enters a broad time-independent regime, in which its value is consistent with the level compressibility obtained from the level variance. Finally, we test the scaling solution of the average level spacing ratio in the crossover regime using the cost function minimization approach introduced recently in Šuntajs et al. (2020). The latter approach seeks for the optimal scaling solution in the vicinity of the crossing point, while at the same time it allows for the crossing point to drift due to finite-size corrections. We find that the extracted transition point and the scaling coefficient agree with those from the literature to high numerical accuracy.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Nonlocal Effective Field Theory and Its Applications

We review recent applications of nonlocal effective field theory, particularly focusing on nonlocal chiral effective theory and nonlocal quantum electrodynamics (QED), as well as an extension of nonlocal effective theory to curved spacetime. For the chiral effective theory, we discuss the calculation of generalized parton distributions (GPDs) of the nucleon at nonzero skewness, along with the corresponding gravitational (or mechanical) form factors, within the convolution framework. In the QED application, we extend the nonlocal formulation to construct the most general nonlocal QED interaction, in which both the propagator and fundamental QED vertex are modified due to the nonlocal Lagrangian, while preserving the Ward–Green–Takahashi identities. For consistency with the modified propagator, a solid quantization is proposed, and the nonlocal QED is applied to explain the lepton g−2 anomalies without the introduction of new particles beyond the standard model. Finally, with an extension of the chiral effective action to curved spacetime, we investigate the nonlocal energy–momentum tensor and gravitational form factors of the nucleon with a nonlocal pion–nucleon interaction.

chiral effective field theory↗

DOE OSTI2019

Coherent elastic neutrino-nucleus scattering on Ar 40 from first principles

Coherent elastic neutrino scattering on the 40 Ar nucleus is computed with coupled-cluster theory based on nuclear Hamiltonians inspired by effective field theories of quantum chromodynamics. Our approach is validated by calculating the charge form factor and comparing it to data from electron scattering. We make predictions for the weak form factor, the neutron radius, and the neutron skin and estimate systematic uncertainties. The neutron-skin thickness of 40 Ar is consistent with results from density-functional theory. Precision measurements from coherent elastic neutrino-nucleus scattering could potentially be used to extract these observables and help to constrain nuclear models.

39 ≤ A ≤ 58↗

DOE OSTI2024

Erratum: Description of the Proton-Decaying 0$^{+}_{2}$ Resonance of the 𝛼 Particle [Phys. Rev. Lett. 131 , 242502 (2023)]

As pointed out by P. Yin, H. Li, A. M. Shirokov, X. Zhao, and J. P. Vary, due to the incorrect normalization of the charge density, our definition of the monopole form factor 𝐹rel⁡(𝑞 2 ) was different from that used in other papers [1,2] by a factor of 1/𝑍. Furthermore, this resulted in the overall incorrect normalization of the monopole form factor in this Letter.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

FLAG review 2024

We review lattice results related to pion, kaon, 𝐷-meson, 𝐵-meson, and nucleon physics with the aim of making them easily accessible to the nuclear and particle physics communities. More specifically, we report on the determination of the light-quark masses, the form factor 𝑓+⁡(0) arising in the semileptonic 𝐾 → 𝜋 transition at zero momentum transfer, as well as the decay-constant ratio 𝑓 𝐾 ⁡/𝑓 𝜋 and its consequences for the Cabibbo–Kobayashi–Maskawa (CKM) matrix elements 𝑉 𝑢⁢𝑠 and 𝑉 𝑢⁢𝑑 . We review the determination of the 𝐵 𝐾 parameter of neutral kaon mixing as well as the additional four 𝐵 parameters that arise in theories of physics beyond the Standard Model. For the heavy-quark sector, we provide results for 𝑚 𝑐 and 𝑚 𝑏 as well as those for the decay constants, form factors, and mixing parameters of charmed and bottom mesons and baryons. These are the heavy-quark quantities most relevant for the determination of CKM matrix elements and the global CKM unitarity-triangle fit. We review the status of lattice determinations of the strong coupling constant 𝛼 𝑠 . We review the determinations of nucleon charges from the matrix elements of both isovector and flavor-diagonal axial, scalar and tensor local quark bilinears, and momentum fraction, helicity moment and the transversity moment from one-link quark bilinears. We also review determinations of scale-setting quantities. Finally, in this review we have added a new section on the general definition of the low-energy limit of the Standard Model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Single-Crystal Diffuse Neutron Scattering Study of the Dipole-Octupole Quantum Spin-Ice Candidate Ce 2⁢ Zr 2 ⁢O 7 : No Apparent Octupolar Correlations Above 𝑇 = 0.05 K

The insulating magnetic pyrochlore Ce 2 ⁢Zr 2 ⁢O 7 has gained attention as a quantum spin-ice candidate with dipole-octupole character that arises from the crystal-electric-field ground-state doublet for the Ce 3+ Kramers ion. This dipole-octupole character permits both spin-ice phases based on magnetic dipoles and those based on more-exotic octupoles. This work reports low-temperature neutron diffraction measurements on single-crystal Ce 2 ⁢Zr 2⁢ O 7 with 𝑄 coverage both at low 𝑄, where the magnetic form factor for dipoles is near maximal, and at high 𝑄, covering the region where the magnetic form factor for Ce 3+ octupoles is near maximal. This study was motivated by recent powder neutron diffraction studies of other Ce-based dipole-octupole pyrochlores, Ce 2 ⁢Sn 2 ⁢O 7 and Ce 2 ⁢Hf 2 ⁢O 7 , which each showed temperature-dependent diffuse diffraction at high 𝑄, interpreted as arising from octupolar correlations. Our measurements use an optimized single-crystal diffuse scattering instrument that allows us to screen against strong Bragg scattering from Ce 2 ⁢Zr 2 ⁢O 7 . The temperature-difference neutron diffraction reveals a low-𝑄 peak consistent with dipolar spin-ice correlations reported in previous work, and an alternation between positive and negative net intensity at higher 𝑄. These features are consistent with our numerical-linked-cluster calculations using pseudospin interaction parameters previously reported for Ce 2 ⁢Zr 2⁢ O 7 , Ce 2 ⁢Sn 2 ⁢O 7 , and Ce 2 ⁢Hf 2 ⁢O 7 . Importantly, neither the measured data nor any of the NLC calculations show evidence for increased scattering at high 𝑄 resulting from octupolar correlations. We conclude that at the lowest attainable temperature for our measurements (𝑇 = 0.05 K), scattering from octupolar correlations in Ce 2 ⁢Zr 2 ⁢O 7 is not present in the neutron diffraction signal on the level of our observation threshold of around 0.1% of the low-𝑄 dipole scattering. We compare these results to those obtained earlier on powder Ce 2 ⁢Sn 2 ⁢O 7 and Ce 2⁢ Hf 2⁢ O 7 , and to low-energy inelastic neutron scattering from single-crystal Ce 2 ⁢Zr 2 ⁢O 7 .

36 MATERIALS SCIENCE↗

DOE OSTI2021

Revealing the structure of light pseudoscalar mesons at the electron–ion collider

The questions of how the bulk of the Universe's visible mass emerges and how it is manifest in the existence and properties of hadrons are profound, and probe the heart of strongly interacting matter. Paradoxically, the lightest pseudoscalar mesons appear to be key to a further understanding of the emergent mass and structure mechanisms. These mesons, namely, the pion and kaon, are the Nambu-Goldstone boson modes of quantum chromodynamics (QCD). Unravelling their partonic structure and the interplay between emergent and Higgs-boson mass mechanisms is a common goal of three interdependent approaches - continuum QCD phenomenology, lattice-regularised QCD, and the global analysis of parton distributions - linked to experimental measurements of hadron structure. Experimentally, the anticipated electron-ion collider will enable a revolution in our ability to study pion and kaon structures, accessed by scattering from the 'meson cloud' of the proton through the Sullivan process. With the goal of enabling a suite of measurements that can address these questions, we examine key reactions that identify the critical detector-system requirements needed to map tagged pion and kaon cross-sections over a wide range of kinematics. The excellent prospects for extracting pion structural, functional, and form-factor data are outlined, and similar prospects for kaon structures are discussed in the context of a worldwide programme. Finally, the successful completion of the programme outlined herein will deliver deep, far-reaching insights into the emergence of pions and kaons, their properties, and their role as QCD's Goldstone boson modes.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2023

New determination of the branching ratio of the structure dependent radiative K + → e + ν e γ

The branching ratio of the structure dependent (SD) radiative K + → e + ν e γ decay relative to that of the K + → e + ν e (γ) decay including the internal bremsstrahlung (IB) process (K e2 (γ) ) has been measured in the J-PARC E36 experiment using plastic scintillator/lead sandwich detectors, in contrast to the previous E36 measurement, which used a CsI(Tl) calorimeter. In the analysis, the effect of IB was also taken into account in the SD radiative decay as $K$$^{SD}_{e2γ(γ)}$. By combining the new data with the previous E36 result after revision for the IB correction for $K$$^{SD}_{e2γ(γ)}$, a new value Br($K$$^{SD}_{e2γ(γ)}$)/Br(Ke 2(γ) ) = 1.20 ± 0.07 has e2γ(γ) e2γ(γ) been determined. This is consistent with a recent lattice QCD calculation, but larger than the expectation of Chiral Perturbation Theory (ChPT) at order O(p 4 ) and the previous KLOE value. Using the method to relate form factor and branching ratio described in the KLOE paper, the present result is also consistent with the form factor prediction based on a gauged nonlocal chiral quark model, but larger than that from ChPT at order O(p 6 ).

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2020

High-Statistics Measurement of Neutrino Quasielasticlike Scattering at 6 GeV on a Hydrocarbon Target

We measure neutrino charged-current quasielasticlike scattering on hydrocarbon at high statistics using the wideband Neutrinos at the Main Injector beam with neutrino energy peaked at 6 GeV. The double-differential cross section is reported in terms of muon longitudinal ( p ∥ ) and transverse ( p ⊥ ) momentum. Cross section contours versus lepton momentum components are approximately described by a conventional generator-based simulation, however, discrepancies are observed for transverse momenta above 0.5 GeV / c for longitudinal momentum ranges 3–5 and 9 – 20 GeV / c . The single differential cross section versus momentum transfer squared ( d σ / d Q QE 2 ) is measured over a four-decade range of Q 2 that extends to 10 GeV 2 . The cross section turnover and falloff in the Q 2 range 0.3 – 10 GeV 2 is not fully reproduced by generator predictions that rely on dipole form factors. Our measurement probes the axial-vector content of the hadronic current and complements the electromagnetic form factor data obtained using electron-nucleon elastic scattering. These results help oscillation experiments because they probe the importance of various correlations and final-state interaction effects within the nucleus, which have different effects on the visible energy in detectors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Exclusive $|V_{ub}|$ determinations using Padé Approximants

We determine the CKM parameter |V ub | from the exclusive semileptonic decays B→πℓν ℓ and B s →Kℓν ℓ , employing Lattice QCD theoretical information on the form factors in combination with experimental measurements of the differential branching ratio distributions. Using Pad\'{e} approximants to the participating form factors we obtain |V ub |=3.86(11)x10 -3 and |V ub |=3.58(9)x10 -3 from the analyses of the individual decay channels, respectively, and |V ub |=3.68(5)x10 -3 from a simultaneous analysis of both decays. Our results highlight the importance of the decay B s →Kμν μ in complementing the traditional B→πℓν ℓ one in the exclusive determination of |V ub | , and strengthens the case for precise measurements of the differential B s →Kℓν ℓ decay rate with a finer resolution of the q 2 bins, as it would definitely allow achieving more conclusive results for |V ub | .

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2024

Development of One and Two Current Transition Amplitudes with Two Body Final States

One of the biggest challenges facing modern day nuclear physics is understanding the structure of states within the hadronic spectrum of Quantum Chromodynamics (QCD). We have shown this spectrum to be quite rich with hundreds of allowed states; however, if we wish to better grasp the dynamics of QCD, then it is necessary that we start investigating the internal structure of these states. This may be done by probing these states with external currents, but this requires a description of the intersection of QCD with the electroweak sector. This work acts as a stepping stone in this direction. Working to all orders in the strong interaction and to leading order in electroweak effects we present novel formalisms for transition amplitudes with one and two currents with two hadrons in the final state, namely the 2 + J ? 2 and 1 + J ? 2 + J amplitudes. Our results are valid for spinless hadrons with any number of open channels between two- and three-particle threshold, place no restrictions on the Lorentz structure or quantum numbers of the current, and are independent of any underlying model. We also show how this formalism may be used to rigorously access elastic form factors of resonances which has proven challenging to do experimentally. Finally, we present a toy calculation of elastic resonance form factors using the 2 + J ? 2 formalism in which we stress the importance of treating resonances rigorously as poles in the complex plane.

Sherman, Keegan↗

DOE OSTI2024

Study of the f 0 ( 980 ) and f 0 ( 500 ) Scalar Mesons through the Decay D s + → π + π − e + ν e

Using e + e − collision data corresponding to an integrated luminosity of 7.33 fb − 1 recorded by the BESIII detector at center-of-mass energies between 4.128 and 4.226 GeV, we present an analysis of the decay D s + → π + π − e + ν e , where the D s + is produced via the process e + e − → D s * ± D s ∓ . We observe the f 0 ( 980 ) in the π + π − system and the branching fraction of the decay D s + → f 0 ( 980 ) e + ν e with f 0 ( 980 ) → π + π − measured to be ( 1.72 ± 0.1 3 stat ± 0.1 0 syst ) × 10 − 3 , where the uncertainties are statistical and systematic, respectively. The dynamics of the D s + → f 0 ( 980 ) e + ν e decay are studied with the simple pole parametrization of the hadronic form factor and the Flatté formula describing the f 0 ( 980 ) in the differential decay rate, and the product of the form factor f + f 0 ( 0 ) and the c → s Cabibbo-Kobayashi-Maskawa matrix element | V c s | is determined for the first time to be f + f 0 ( 0 ) | V c s | = 0.504 ± 0.01 7 stat ± 0.03 5 syst . Furthermore, the decay D s + → f 0 ( 500 ) e + ν e is searched for the first time but no signal is found. The upper limit on the branching fraction of D s + → f 0 ( 500 ) e + ν e , f 0 ( 500 ) → π + π − decay is set to be 3.3 × 10 − 4 at 90% confidence level. Published by the American Physical Society 2024

Ablikim, M.↗

DOE OSTI2023

Threshold resummation for computing large-x parton distribution through large-momentum effective theory

Parton distribution functions (PDFs) at large x are poorly constrained by high-energy experimental data, but extremely important for probing physics beyond standard model at colliders. We study the calculation of PDFs at large-x through large-momentum P z expansion of the lattice quasi PDFs. Similar to deep-inelastic scattering, there are two distinct perturbative scales in the threshold limit where the matching coefficient can be factorized into a space-like jet function at scale P z |1 – y| and a pair of heavy-light Sudakov form factors at scale P z . The matching formula allows us to derive a full renormalization group resummation of large threshold logarithms, and the result is consistent with the known calculation to the next-to-next to leading order (NNLO). This paves the way for direct large-x PDFs calculations in lattice QCD. As by-products, we find that the space-like jet function is related to a time-like version calculated previously through analytic continuation, and the heavy-light Sudakov form factor, calculated here to NNLO, is a universal object appearing as well in the large momentum expansion of quasi transverse-momentum-dependent PDFs and quasi wave-function amplitudes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Study of the light scalar a 0 ( 980 ) through the decay D 0 → a 0 ( 980 ) − e + ν e with a 0 ( 980 ) − → η π −

Using 7.93 fb − 1 of e + e − collision data collected at a center-of-mass energy of 3.773 GeV with the BESIII detector, we present an analysis of the decay D 0 → η π − e + ν e . The branching fraction of the decay D 0 → a 0 ( 980 ) − e + ν e with a 0 ( 980 ) − → η π − is measured to be ( 0.86 ± 0.1 7 stat ± 0.0 5 syst ) × 10 − 4 . The decay dynamics of this process is studied with a single-pole parametrization of the hadronic form factor and the Flatté formula describing the a 0 ( 980 ) line shape in the differential decay rate. The product of the form factor f + a 0 ( 0 ) and the Cabibbo-Kobayashi-Maskawa matrix element | V c d | is determined for the first time with the result f + a 0 ( 0 ) | V c d | = 0.126 ± 0.01 3 stat ± 0.00 3 syst . Published by the American Physical Society 2025

Ablikim, M.↗

DOE OSTI2025

Off-shell vertices in heavy particle effective theories and B → Dπℓν

We study the modifications to decay amplitudes in heavy to heavy semileptonic decays with multiple hadrons in the final state due to intermediate heavy hadrons being off-shell or having a finite width. Combining Heavy Hadron Chiral Perturbation Theory (HHχPT) with a BCFW on-shell factorization formula, we show that these effects induce O (1/M) corrections to the standard results computed in the narrow-width approximation and therefore are important in extracting form factors from data. A combination of perturbative unitarity, analyticity, and reparameterization invariance fully determine these corrections in terms of known Isgur-Wise functions without the need to introduce new form factors. In doing so, we develop a novel technique to compute the boundary term at complex infinity in the BCFW formula for theories with derivatively coupled scalars. While we have used the $\overline{B}$ → Dπℓν decay as an example, these techniques can generally be applied to effective field theories with (multiple) distinct reference vectors. Article PDF

Chiral Lagrangian↗

DOE OSTI2025

Beehive haloscope for high-mass axion dark matter

We propose a new haloscope geometry that can arbitrarily increase the resonator volume for a given target axion mass. This geometry consists of closely packed, overlapping coaxial cavities operating as a single resonator. While the resonant frequency is still determined by the dimensions of the individual “cells,” the strong interactions between the cells encourage the entire “beehive” to oscillate in phase, a phenomenon expected of tightly coupled harmonic oscillators. This synchronization behavior allows the construction of a singly connected large volume resonator at high frequency by simply increasing the number of the cells. Using direct numerical simulations, we verify the existence of a global eigenmode that has a high (40%) form factor in a 169-element beehive resonator. The resonant frequency of the eigenmode is tunable by moving the center rods laterally in unison. The form factor is very tolerant to dimensional deviations and misalignment as a result of mode hybridization due to strong coupling. The beehive haloscope inherits many appealing properties from the conventional coaxial cavity: a high quality factor, compatibility with a solenoid magnet, and ease of fabrication, tuning, and coupling. We argue that this geometry is an excellent candidate for high-mass axion searches covering the post-inflationary parameter space (>5 GHz).

47 OTHER INSTRUMENTATION↗

DOE OSTI2024

Measurement of Angular Coefficients of B ¯ → D * ℓ ν ¯ ℓ : Implications for | V c b | and Tests of Lepton Flavor Universality

We measure the complete set of angular coefficients J i for exclusive B ¯ → D * ℓ ν ¯ ℓ decays ( ℓ = e , μ ). Our analysis uses the full 711 fb − 1 Belle dataset with hadronic tag-side reconstruction. The results allow us to extract the form factors describing the B ¯ → D * transition and the Cabibbo-Kobayashi-Maskawa matrix element | V cb | . Using recent lattice QCD calculations for the hadronic form factors, we find | V cb | = ( 40.7 ± 0.7 ) × 10 − 3 using the Boyd-Grinstein-Lebed parametrization, compatible with determinations from inclusive semileptonic decays. We search for lepton flavor universality violation as a function of the hadronic recoil parameter w and investigate the differences of the electron and muon angular distributions. We find no deviation from standard model expectations. Published by the American Physical Society 2024

Physics↗

DOE OSTI2022

Low-Cost, Easy-To-Integrate and Reliable Grid Energy Storage System with 2 nd Life Lithium Batteries

Batteries retired from electric vehicles have the potential to extend their service as low-cost stationary energy storage systems. However, disperse battery state of health (SOH) and nonuniform battery characters often lead to compromised battery performance and reliability, which greatly hinder their adoption. A Heterogenous Unifying Battery (HUB) system is proposed to stage 2 nd life battery bricks for a period, and enable them to attain improved SOH uniformity, performance, and reliability before being sold for 2 nd life applications, while simultaneously providing grid services. It may offer a technically and economically advantageous solution for the broad utilization of 2 nd use batteries. The goal of this project was to develop the hardware and software that enables the key functions of the HUB system. The first achievement of the project was the development of a 1kW scale proof-of-concept (POC) system, which comprises (i) a modular plug-n-play DC-DC power converter matrix with isolated series output connections to achieve fully independent control of energy flow to each of the connected battery units at low voltage; (ii) enhanced model based control that drives each batteries’ SOH towards uniformity while collectively providing grid energy storage services; and (iii) comprehensive procedures to perform battery diagnostics and prognostics. The second achievement was the development of a 100kW scale HUB system and demonstrated its performance of re-establishing battery SOH uniformity through a period of battery cycling operation. The final HUB system incorporates six DC-DC power converter matrices paired with six battery bricks. Hot swapping of a single battery brick while maintaining consistent system power was demonstrated and system operation was validated to be capable of implementing the approved grid duty cycle and of balancing and conditioning the battery bricks. Through the course of the project, the team optimized the building-block design, form-factors, and adjusted life balancing control. An up-sized 250kW Scale was developed and deployed in October 2022 with pack-level battery form factors, see photo in Figure 1 The third achievement of the project was to perform a techno-economic analysis in order to better understand the cost and revenue potentials in this new “recondition-then-resell" value proposition. The final TEA quantified the economics of new Li-ion batteries as well as second-life batteries processed via reconditioning and traditional binning. Results showed the reconditioned second-life batteries in this project to be economically favorable and viable in grid energy storage markets. The TEA results were published in the Applied Energy journal. The fourth achievement of the project was to deliver a tech-to-market plan for the HUB system that includes funding, IP, and manufacturing strategies. The final T2M plan outlines a business strategy in which the HUB provides a B2B service to EV companies as an alternative to battery recycling that can prepare batteries for 2nd life applications. A company named Smartville Inc. was founded to carry on the commercialization, funding, and technical IP licensing activities of the OPEN project.

25 ENERGY STORAGE↗