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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 271 records · Page 15
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DOE OSTI2020

On the decaying-sterile-neutrino solution to the electron (anti)neutrino appearance anomalies

We explore the hypothesis that the unexplained data from LSND and MiniBooNE are evidence for a new, heavy neutrino mass-eigenstate that mixes with the muon-type neutrino and decays into an electron-type neutrino and a new, very light scalar particle. We consider two different decay scenarios, one with Majorana neutrinos, one with Dirac neutrinos; both fit the data equally well. We find a reasonable, albeit not excellent, fit to the data of MiniBooNE and LSND. The decaying-sterile-neutrino hypothesis, however, cleanly evades constraints from disappearance searches and precision measurements of leptonic meson decays, as long as $1~{\rm MeV}\gtrsim m_4\gtrsim 10$~keV. The SBN program at Fermilab should be able to definitively test the decaying-sterile-neutrino hypothesis.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Spectral fluctuations in the Sachdev-Ye-Kitaev model

We present a detailed quantitative analysis of spectral correlations in the Sachdev-Ye-Kitaev (SYK) model. We find that the deviations from universal Random Matrix Theory (RMT) behavior are due to a small number of long-wavelength fluctuations (of the order of the number of Majorana fermions N ) from one realization of the ensemble to the next one. These modes can be parameterized effectively in terms of Q-Hermite orthogonal polynomials, the main contribution being due to scale fluctuations for which we give a simple analytical estimate. Our numerical results for N = 32 show that only the lowest eight polynomials are needed to eliminate the nonuniversal part of the spectral fluctuations. The covariance matrix of the coefficients of this expansion can be obtained analytically from low-order double-trace moments. We evaluate the covariance matrix of the first six moments and find that it agrees with the numerics. We also analyze the spectral correlations in terms of a nonlinear σ-model, which is derived through a Fierz transformation, and evaluate the one and two-point spectral correlation functions to two-loop order. The wide correlator is given by the sum of the universal RMT result and corrections whose lowest-order term corresponds to scale fluctuations. However, the loop expansion of the σ-model results in an ill-behaved expansion of the resolvent, and it gives universal RMT fluctuations not only for q= 4 or higher even q-body interactions, but also for the q= 2 SYK model albeit with a much smaller Thouless energy while the correct result in this case should have been Poisson statistics. In our numerical studies we analyze the number variance and spectral form factor for N = 32 and q = 4. We show that the quadratic deviation of the number variance for large energies appears as a peak for small times in the spectral form factor. After eliminating the long-wavelength fluctuations, we find quantitative agreement with RMT up to an exponentially large number of level spacings for the number variance or exponentially short times in the case of the spectral form factor.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Complexity growth in integrable and chaotic models

We use the SYK family of models with N Majorana fermions to study the complexity of time evolution, formulated as the shortest geodesic length on the unitary group manifold between the identity and the time evolution operator, in free, integrable, and chaotic systems. Initially, the shortest geodesic follows the time evolution trajectory, and hence complexity grows linearly in time. We study how this linear growth is eventually truncated by the appearance and accumulation of conjugate points, which signal the presence of shorter geodesics intersecting the time evolution trajectory. By explicitly locating such “shortcuts” through analytical and numerical methods, we demonstrate that: (a) in the free theory, time evolution encounters conjugate points at a polynomial time; consequently complexity growth truncates at O($\sqrt{N}$), and we find an explicit operator which “fast-forwards” the free N-fermion time evolution with this complexity, (b) in a class of interacting integrable theories, the complexity is upper bounded by O(poly(N)), and (c) in chaotic theories, we argue that conjugate points do not occur until exponential times O(e N ), after which it becomes possible to find infinitesimally nearby geodesics which approximate the time evolution operator. Finally, we explore the notion of eigenstate complexity in free, integrable, and chaotic models.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Search for long-lived heavy neutral leptons with displaced vertices in proton-proton collisions at $\sqrt{\mathrm{s}}$ =13 TeV

A search for heavy neutral leptons (HNLs), the right-handed Dirac or Majorana neutrinos, is performed in final states with three charged leptons (electrons or muons) using proton-proton collision data collected by the CMS experiment at √s = 13 TeV at the CERN LHC. The data correspond to an integrated luminosity of 138 fb -1 . The HNLs could be produced through mixing with standard model neutrinos ν. For small values of the HNL mass (<20 GeV) and the square of the HNL-ν mixing parameter (10 -7 –10 -2 ), the decay length of these particles can be large enough so that the secondary vertex of the HNL decay can be resolved with the CMS silicon tracker. The selected final state consists of one lepton emerging from the primary proton-proton collision vertex, and two leptons forming a displaced, secondary vertex. No significant deviations from the standard model expectations are observed, and constraints are obtained on the HNL mass and coupling strength parameters, excluding previously unexplored regions of parameter space in the mass range 1–20 GeV and squared mixing parameter values as low as 10 -7 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

FIMP dark matter from flavon portals

We investigate the phenomenology of a non-thermal dark matter (DM) candidate in the context of flavor models that explain the hierarchy in the masses and mixings of quarks and leptons via the Froggatt-Nielsen (FN) mechanism. A flavor-dependent U(1) FN symmetry explains the fermion mass and mixing hierarchy, and also provides a mechanism for suppressed interactions of the DM, assumed to be a Majorana fermion, with the Standard Model (SM) particles, resulting in its FIMP (feebly interacting massive particle) character. Such feeble interactions are mediated by a flavon field through higher dimensional operators governed by the U(1) FN charges. We point out a natural stabilizing mechanism for the DM within this framework with the choice of half-integer U(1) FN charge n for the DM fermion, along with integer charges for the SM fermions and the flavon field. In this flavon portal scenario, the DM is non-thermally produced from the decay of the flavon in the early universe which becomes a relic through the freeze-in mechanism. We explore the allowed parameter space for this DM candidate from relic abundance by solving the relevant Boltzmann equations. We find that reproducing the correct relic density requires the DM mass to be in the range (100 – 300) keV for n = 7.5 and (3 – 10) MeV for n = 8.5 where n is the U(1) FN charge of the DM fermion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Investigating two-dimensional adjoint QCD on the lattice

We present our investigations of SU(N) adjoint QCD in two dimensions with one Majorana fermion on the lattice. We determine the relevant parameter range for the simulations with Wilson fermions and present results for Polyakov loop, chiral condensate, and string tension. In the theory with massive fermions, all observables we checked show qualitative agreement between numerical lattice data and theory, while the massless limit is more subtle since chiral and non-invertible symmetry of the continuum theory are explicitly broken by lattice regularization. In thermal compactification, we observe N perturbative vacua for the holonomy potential at high-T with instanton events connecting them, and a unique vacuum at low-T. At finite-N, this is a cross-over and it turns to a phase transition at large-N thermodynamic limit. In circle compactification with periodic boundary conditions, we observe a unique center-symmetric minimum at any radius. In continuum, the instantons in the thermal case carry zero modes (for even N) and indeed, in the lattice simulations, we observe that chiral condensate is dominated by instanton centers, where zero modes are localized. We present lattice results on the issue of confinement vs. screening in the theory and comment on the roles of chiral symmetry and non-invertible symmetry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Search for heavy neutral leptons in decays of W bosons using leptonic and semi-leptonic displaced vertices in $\sqrt{s}$ = 13 TeV pp collisions with the ATLAS detector

A search is performed for long-lived heavy neutral leptons (HNLs), produced through the decay of a W boson along with a muon or electron. Two channels are explored: a leptonic channel, in which the HNL decays into two leptons and a neutrino, and a semi-leptonic channel, in which the HNL decays into a lepton and a charged pion. The search is performed with 140 fb −1 of $\sqrt{s}$ = 13 TeV proton-proton collision data collected by ATLAS during Run 2 of the Large Hadron Collider. No excess of events is observed; Dirac-like and Majorana-like HNLs with masses below 14.5 GeV and mixing coefficients as small as 10 −7 are excluded at the 95% confidence level. The results are interpreted under different assumptions on the flavour of the leptons from the HNL decays.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Lepto-axiogenesis with light right-handed neutrinos

We study lepto-axiogenesis in theories where the right-handed neutrino is light enough that its dynamics affect the determination of the baryon asymmetry. When compared with theories of high-scale lepto-axiogenesis where the Majorana neutrino mass may be treated as an effective dimension-five operator, we find that the predicted saxion mass is lower. Two distinct scenarios emerge. In the first, processes that generate the baryon asymmetry are in equilibrium down to the mass of the right-handed neutrino. In the second, the relevant processes never reach equilibrium; the baryon number freezes in. We comment on implications for supersymmetric spectra and discuss constraints on late decays of supersymmetric relics and from dark radiation. In contrast to high-scale lepto-axiogenesis, which predicts superpartners with masses of 10–100 TeV or more, we find this scenario is consistent with a wider range of superpartner masses, all the way down to current direct search bounds.

Axions and ALPs↗
DOE OSTI2024

Bounding irrelevant operators in the 3d Gross-Neveu-Yukawa CFTs

We perform a numerical bootstrap study of scalar operators in the critical 3d Gross-Neveu-Yukawa models, a family of conformal field theories containing N Majorana fermions in the fundamental representation of an O(N) global symmetry. We compute rigorous bounds on the scaling dimensions of the next-to-lowest parity-even and parity-odd singlet scalars at N = 2, 4, and 8. All of these dimensions have lower bounds greater than 3, implying that there are only two relevant singlet scalars and placing constraints on the RG flow structure of these theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Probing bottom-associated production of a TeV scale scalar decaying to a top quark and dark matter at the LHC

Abstract A minimal non-thermal dark matter model that can explain both the existence of dark matter and the baryon asymmetry in the universe is studied. It requires two color-triplet, iso-singlet scalars with$$ \mathcal{O}\left(\textrm{TeV}\right) $$ O TeV masses and a singlet Majorana fermion with a mass of$$ \mathcal{O}\left(\textrm{GeV}\right) $$ O GeV . The fermion becomes stable and can play the role of the dark matter candidate. We consider the fermion to interact with a top quark via the exchange of QCD-charged scalar fields coupled dominantly to third generation fermions. The signature of a single top quark production associated with a bottom quark and large missing transverse momentum opens up the possibility to search for this type of model at the LHC in a way complementary to existing monotop searches.

Physics↗
DOE OSTI2020

Large neutrino magnetic moments in the light of recent experiments

The excess in electron recoil events reported recently by the XENON1T experiment may be interpreted as evidence for a sizable transition magnetic moment μ v e v μ of Majorana neutrinos. We show the consistency of this scenario when a single component transition magnetic moment takes values μ v e v μ ∈(1.65-3.42) x 10 -11 μ B . Such a large value typically leads to unacceptably large neutrino masses. In this paper we show that new leptonic symmetries can solve this problem and demonstrate this with several examples. We first revive and then propose a simplified model based on SU(2) H horizontal symmetry. Owing to the difference in their Lorentz structures, in the SU(2) H symmetric limit, mν vanishes while μ v e v μ is nonzero. Our simplified model is based on an approximate SU(2) H , which we also generalize to a three family SU(3)H-symmetry. Collider and low energy tests of these models are analyzed. We have also analyzed implications of the XENON1T data for the Zee model and its extensions which naturally generate a large μ v e v μ with suppressed m ν via a spin symmetry mechanism, but found that the induced μ v e v μ is not large enough to explain recent data. Finally, we suggest a mechanism to evade stringent astrophysical limits on neutrino magnetic moments arising from stellar evolution by inducing a medium-dependent mass for the neutrino.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

The fermionic universal one-loop effective action

Recent development of path integral matching techniques based on the covariant derivative expansion has made manifest a universal structure of one-loop effective Lagrangians. The universal terms can be computed once and for all to serve as a reference for one-loop matching calculations and to ease their automation. Here we present the fermionic universal one-loop effective action (UOLEA), resulting from integrating out heavy fermions (Dirac or Majorana) with scalar, pseudo-scalar, vector and axial-vector couplings. We also clarify the relation of the new terms computed here to terms previously computed in the literature and those that remain to complete the UOLEA. Our results can be readily used to efficiently obtain analytical expressions for effective operators arising from heavy fermion loops.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Chaos on the hypercube

We analyze the spectral properties of a d-dimensional HyperCubic (HC) lattice model originally introduced by Parisi. The U(1) gauge links of this model give rise to a magnetic flux of constant magnitude φ but random orientation through the faces of the hypercube. The HC model, which also can be written as a model of 2d interacting Majorana fermions, has a spectral flow that is reminiscent of Maldacena-Qi (MQ) model, and its spectrum at φ = 0, actually coincides with the coupling term of the MQ model. As was already shown by Parisi, at leading order in 1/d, the spectral density of this model is given by the density function of the Q-Hermite polynomials, which is also the spectral density of the double-scaled Sachdev-Ye-Kitaev model. Parisi demonstrated this by mapping the moments of the HC model to Q-weighted sums on chord diagrams. We point out that the subleading moments of the HC model can also be mapped to weighted sums on chord diagrams, in a manner that descends from the leading moments. The HC model has a magnetic inversion symmetry that depends on both the magnitude and the orientation of the magnetic flux through the faces of the hypercube. The spectrum for fixed quantum number of this symmetry exhibits a transition from regular spectra at φ = 0 to chaotic spectra with spectral statistics given by the Gaussian Unitary Ensembles (GUE) for larger values of φ. For small magnetic flux, the ground state is gapped and is close to a Thermofield Double (TFD) state.

1/N expansion↗
DOE OSTI2020

Spontaneous breaking of U(1) symmetry in coupled complex SYK models

As shown in [1], two copies of the large N Majorana SYK model can produce spontaneous breaking of a Z 2 symmetry when they are coupled by appropriate quartic terms. In this paper we similarly study two copies of the complex SYK model coupled by a quartic term preserving the U(1) x U(1) symmetry. We also present a tensor counterpart of this coupled model. When the coefficient α of the quartic term lies in a certain range, the coupled large N theory is nearly conformal. We calculate the scaling dimensions of fermion bilinear operators as functions of α. We show that the operator c$^†_{1i}$c 2i , which is charged under the axial U(1) symmetry, acquires a complex dimension outside of the line of fixed points. We derive the large N Dyson-Schwinger equations and show that, outside the fixed line, this U(1) symmetry is spontaneously broken at low temperatures because this operator acquires an expectation value. We support these findings by exact diagonalizations extrapolated to large N.

1/N expansion↗
DOE OSTI2024

Small circle expansion for adjoint QCD 2 with periodic boundary conditions

We study 1 + 1-dimensional SU(N) gauge theory coupled to one adjoint multiplet of Majorana fermions on a small spatial circle of circumference L. Using periodic boundary conditions, we derive the effective action for the quantum mechanics of the holonomy and the fermion zero modes in perturbation theory up to order (gL) 3 . When the adjoint fermion mass-squared is tuned to g 2 N/(2π), the effective action is found to be an example of supersymmetric quantum mechanics with a nontrivial superpotential. We separate the states into the ℤN center symmetry sectors (universes) labeled by p = 0, . . . , N – 1 and show that in one of the sectors the supersymmetry is unbroken, while in the others it is broken spontaneously. These results give us new insights into the (1, 1) supersymmetry of adjoint QCD 2 , which has previously been established using light-cone quantization. When the adjoint mass is set to zero, our effective Hamiltonian does not depend on the fermions at all, so that there are 2 N−1 degenerate sectors of the Hilbert space. This construction appears to provide an explicit realization of the extended symmetry of the massless model, where there are 2 2N−2 operators that commute with the Hamiltonian. We also generalize our results to other gauge groups G, for which supersymmetry is found at the adjoint mass-squared g 2 h ∨ /(2π), where h ∨ is the dual Coxeter number of G.

effective field theories↗
DOE OSTI2025

LSM and CPT

We study a number of 1+1d lattice models with anti-unitary symmetries that simultaneously reflect space and reverse time. Some of these symmetries are anomalous, leading to Lieb-Schultz-Mattis-type constraints, thus excluding a trivially gapped phase. Examples include a mod 8 anomaly in the Majorana chain and various mod 2 anomalies in the spin chain. In some cases, there is an exact, non-anomalous lattice symmetry that flows in the continuum to CPT. In some other cases, the CPT symmetry of the continuum theory is emergent or absent. Depending on the model, the anomaly of the lattice model is matched in the continuum in different ways. In particular, it can be mapped to an emergent anomaly of an emanant symmetry.

Anomalies in Field and String Theories↗
DOE OSTI2023

A common origin for the QCD axion and sterile neutrinos from SU(5) strong dynamics

We identify the QCD axion and right-handed (sterile) neutrinos as bound states of an SU(5) chiral gauge theory with Peccei-Quinn (PQ) symmetry arising as a global symmetry of the strong dynamics. The strong dynamics is assumed to spontaneously break the PQ symmetry, producing a high-quality axion and naturally generating Majorana masses for the right-handed neutrinos at the PQ scale. The composite sterile neutrinos can directly couple to the left-handed (active) neutrinos, realizing a standard see-saw mechanism. Alternatively, the sterile neutrinos can couple to the active neutrinos via a naturally small mass mixing with additional elementary states, leading to light sterile neutrino eigenstates. The SU(5) strong dynamics therefore provides a common origin for a high-quality QCD axion and sterile neutrinos.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

CUPID: The Next-Generation Neutrinoless Double Beta Decay Experiment

We report CUPID is a next-generation tonne-scale bolometric neutrinoless double beta decay experiment that will probe the Majorana nature of neutrinos and discover lepton number violation in case of observation of this singular process. CUPID will be built on experience, expertise and lessons learned in CUORE and will be installed in the current CUORE infra-structure in the Gran Sasso underground laboratory. The CUPID detector technology, successfully tested in the CUPID-Mo experiment, is based on scintillating bolometers of Li 2 MoO 4 enriched in the isotope of interest 100 Mo. In order to achieve its ambitious science goals, the CUPID collaboration aims to reduce the backgrounds in the region of interest by a factor 100 with respect to CUORE. This performance will be achieved by introducing the high efficient α/β discrimination demonstrated by the CUPID-0 and CUPID-Mo experiments, and using a high transition energy double beta decay nucleus such as 100 Mo to minimize the impact of the gamma background. CUPID will consist of about 1500 hybrid heat-light detectors for a total isotope mass of 250 kg. The CUPID scientific reach is supported by a detailed and safe background model based on CUORE, CUPID-Mo and CUPID-0 results. The required performances have already been demonstrated and will be presented.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗