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NASA NTRS1985

Microwave Dielectric and Propagation Properties of Vegetation Canopies

A vegetation canopy is a highly inhomogeneous medium at microwave frequencies, and because the scattering elements (leaves, stalks, fruits, and branches) have a nonuniform distribution in orientation, the canopy is likely to exhibit nonisotropic attenuation properties. In some canopies, the stalk may contain the overwhelming majority of the plant's biomass, which suggests that an incident radar wave would be differentially attenuated by the canopy depending on the direction of the incident electric field relative to the stalks' orientation. The propagation properties of a vegetation canopy play a central role in modeling both the backscattering behavior observed by an imaging radar and the emission observed by a radiometer. These propagation properties are in turn governed by the dielectric properties and the size, shape, and slope distributions of the scatteres. In spite of the critical need for canopy propagation models and experimental data, very few investigations had been conducted (prior to this study) to determine the extinction properties of vegetation canopies, either by constituent type (leaves, stalks, etc.) or as a whole.

Ulaby, F. T.↗

NASA NTRS1986

Potato leaf explants as a spaceflight plant test system

The use of explant tissues or organs may circumvent limitations facing whole-plant experimentation during spaceflight. In the case of potato, a crop currently being studied for application to bioregenerative life support systems, excised leaves and their subtended axillary buds can be used to test a variety of stem growth and development phases ranging from tubers through stolons (horizontal stems) to upright leafy shoots. The leaves can be fit well into small-volume test packages and sustained under relatively low irradiance levels using light-weight growing media. Tubers formed on potato leaf cuttings can yield up from 0.5 to 1.0 g fresh mass 10 days after excision and up to 2.0 g or more, 14 days from excision.

Wheeler, R. M.↗

NASA NTRS1985

Geometric basis for the far red shift

An alternative explanation is offered for the redshift (an abrupt change in the ratio of scattering to absorption in the radiance spectra of heading canopies of such crops as wheat and grain sorghum). The shift occurs abruptly at wavelengths near the red-infrared boundary towards the longer wavelengths. The new explanation, following that of Collins (1978) and Schutt et al. (1984), is based on one particular architectural change that occurs in any heading plant canopy. Specifically, the newly extended heads alter the interaction between light and the established foliage. The heads reduce the amount of sunlight striking the topmost leaves which are generally comparatively good specular reflectors. The heads also reduce the ability to observe the specularly reflecting leaves. The reduction in the amplitude of the radiance (due to decreased specularly reflected light) at heading appears to be a shift in the wavelength of the red edge. It is proposed that vertical (amplitude) shifts - due to changes in the amount of specularly reflected light as a function of heading - have been misinterpreted as horizontal (wavelength) shifts due in part to the characteristic shape of the radiance curve at the red edge.

Vanderbilt, V. C.↗

NASA NTRS1986

Identification of major backscattering sources in trees and shrubs at 10 GHz

A short-range very-fine-resolution FM-CW radar scatterometer has been used to identify the primary contributors to 10-GHz radar backscatter from pine, pin oak, American sycamore and sugar maple trees, and from creeping juniper shrubs. This system provided a range resolution of 11 cm and gave a 16-cm diameter illumination area at the target range of about 4 m. For a pine tree, the needles caused the strongest backscatter as well as the strongest attenuation in the radar signal. Cones, although insignificant contributors to the total backscatter, were more important for backscattering than for attenuation. For the rest of the trees, leaves were the strongest cause of backscattering and attenuation. However, in the absence of leaves, the petioles, small twigs, and branches gave relatively strong backscatter. For American sycamore and sugar maple trees, the fruits did not affect the total backscatter unless they were packed in clusters. For creeping juniper the backscattered energy and attenuation in the radar signal were mainly due to the top two layers of the evergreen scales. The contribution of the tree trunks was not determined.

Zoughi, R.↗

NASA NTRS1986

Aerial detection of leaf senescence for a geobotanical study

A geobotanical investigation based on the detection of premature leaf senescence was conducted in an area of predominantly chalcocite mineralization of the Keweenaw Peninsula in Michigan's Upper Peninsula. Spectrophotometric measurements indicated that the region from 600 to 700 nm captures the rise in red reflectance characteristic of senescent leaves. Observations at other wavelengths do not distinguish between senescent and green leaves as clearly and unequivocably as observations at these wavelengths. Small format black and white aerial photographs filtered for the red band (600 to 700 nm) and Thematic Mapper Simulator imagery were collected during the period of fall senescence in the study area. Soil samples were collected from two areas identified by leaf senescence and from two additional sites where the leaf canopy was still green. Geochemical analysis revealed that the sites characterized by premature leaf senescence had a significantly higher median soil copper concentration than the other two areas.

Schwaller, M.↗

NASA NTRS1985

Modelisation of the optical scattering behaviour of the vegetation canopies

The three dimensional model of Kimes (1984) which can treat three dimensional variability in heterogeneous scenes, was used to test and expand physical scattering mechanisms involved in reflectance distribution dynamics by analyzing modeling and field data. The major physical phenomena causing the directional scattering behavior of vegetation canopies are presented. These include the strong anisotropic properties of the soil, and the anisotropic scattering properties of the vegetation as described by the phase function of the leaves and the geometric effects caused by vertical layers of leaves. This knowledge serves as a basis for defining optimum directional view angles for remote sensing strategies. An example on using knowledge of the scattering behavior of vegetation to develop techniques for extracting vegetation parameters (spectral albedo) from directional reflectance data is presented.

Kimes, D. S.↗

NASA NTRS1986

Microwave backscattering from an anisotropic soybean canopy

Electromagnetic backscattering from a soybean canopy is modeled in the L band region of the spectrum. Mature soybean plants are taken as an ensemble of leaves and stems which are represented by lossy dielectric disks and rods respectively. Field data indicated that leaves and stems are not distributed uniformly in the azimuth coordinate. The plant has a tendency to grow out into the area between the rows. The effects on backscattered radar waves was computed by the distorted Born approximation. Results for look directions along the rows and perpendicular to the rows show that only a modest difference occurs in the L band frequency range. The use of another nonuniform distribution, different from those observed experimentally, results in a significant effect due to vegetation asymmetry.

Lang, R. H.↗

NASA NTRS1987

Microwave dielectric behavior of vegetation material

The microwave dielectric behavior of vegetation was examined through the development of theoretical models involving dielectric dispersion by both bound and free water and supported by extensive dielectric measurements conducted over a wide range of conditions. The experimental data were acquired using an open-ended coaxial probe that was developed for sensing the dielectric constant of thin layers of materials, such as leaves, from measurements of the complex reflection coefficient using a network analyzer. The probe system was successfully used to record the spectral variation of the dielectric constant over a wide frequency range extending from 0.5 to 20.4 GHz at numerous temperatures between -40 to +40 C. The vegetation samples were measured over a wide range of moisture conditions. To model the dielectric spectrum of the bound water component of the water included in vegetation, dielectric measurements were made for several sucrose-water solutions as analogs for the situation in vegetation. The results were used in conjunction with the experimental data for leaves to determine some of the constant coefficients in the theoretical models. Two models, both of which provide good fit to the data, are proposed.

Elrayes, Mohamed A.↗

NASA NTRS1986

The Voyager encounter with Uranus and Neptune

Voyager 2 approaches Uranus at a relative low phase angle and high southerly latitude. Only when the spacecraft is very close to Uranus does the geometry change appreciably. Most of the important observations occur within six hours of closest approach. Voyager flies through an Earth and solar occulation zone and leaves Uranus at a relatively high phase angle of about 145 degrees. There isn't much of an opportunity to look at the equatorial region of the planet. At Neptune, on the other hand, the approach is more nearly equatorial (about 35 deg S lat). Voyager 2 will come much closer to Nepture than to any of the other gas giants as it skims within about 2000 km of Neptune's cloudtops. It will pass through earth and solar occultation zones at both Neptune and its satellite, Triton. Again, Voyager 2 will leave Neptune at about 35 deg S latitude. Voyager operational instrument, interplanetary trajectories and planetary encounters are briefly discussed.

Miner, Ellis D.↗

NASA NTRS1986

Laser and sunlight-induced fluorescence from chlorophyll pigments

Fluorescence properties of chlorophyll pigment bearing plant foliage utilizing a 337 nm nitrogen laser and integrating sphere were studied. Measured yields, in terms of number of photons emitted per 100 photons absorbed, range from 1.5 to 0.1 for the 685 nm peak, and from 4.2 to 0.2 for the 730 nm peak. Decreasing order of magnitude puts herbaceous leaves ahead of all others followed by broad leaves of hardwoods and coniferous needles. Meaningful quantization for the fluorescence peaks at 430 and 530 nm could not be attained. Passive monitoring of these fluorescence peaks is successful only for the 685 nm from the ocean surface. Field data show the reflectance changes at 685 nm due to the algae presence amounts to 1% at most.

Kim, H. H.↗

NASA NTRS1986

On the behaviour of a stressed cotton canopy in a direct air stream

Reflectance variations of a stressed cotton canopy were conducted in the presence of a fan-generated air stream to investigate the effects of air movement and the resulting temperature changes on remotely-sensed data. The initial drop in reflectance after application of the air stream was found to be greatest in the morning because leaf turgor was at a maximum, enabling leaves on the windward side of the canopy to assume surprisingly stable vertical positions. By afternoon, a reduction in leaf turgor was responsible for less stem displacement and consequently a reduction in light-trapping capability. However, reflectance oscillations were greater because the leaves had become sufficiently limp to flutter at the edges and about the petioles exposing both adaxial and abaxial surfaces to the incident light.

Schutt, J. B.↗

NASA NTRS1986

Utility of AVHRR channels 3 and 4 in land-cover mapping

Imagery collected on July 11, 1981 from the Advanced Very High Resolution Radiometer aboard the NOAA-7 spacecraft was used in a four-channel (channels 1 to 4) classification study for forest, agriculture/grass, and urban categories. The class signatures composing these categories were compared using the transformed divergence algorithm. Separability in all instances was found to be dominated by emitted radiation more so by channel 3 (3.55 to 3.93 microns) than by channel 4 (10.5 to 11.3 microns). Laboratory spectra obtained for the 3.55 to 3.93-micron region showed that for leaves the transmission was virtually zero, and the reflectances on the leaves and soil investigated were about three percent. Thus, emitted radiation dominated reflected radiation as the mechanism responsible for class separability in this spectral region. The enhancement in the separability contributed by channel 3 over that of channel 4 resulted primarily from the temperature dependence of the Planck function, and to a lesser extent by the increased transmission within channel 3 relative to channel 4.

Kerber, A. G.↗

NASA NTRS1987

Variations in the polarized leaf reflectance of Sorghum bicolor

The polarized reflectance factor, Rq, of sorghum (Sorghum bicolor, L.) leaves from field-grown plants was measured in situ in the summers of 1983 and 1984. In 1983, three leaves of two randomly selected plants were measured at 2-week intervals. The value of Rq varied, depending on leaf and day of measurement. Measured values of Rq for the adaxial leaf surface ranged from 16 to 53; for the abaxial leaf surface the values ranged from 28 to 69. In 1984, measurements consisted of repeated observations made on the same leaf at biweekly intervals. The values of Rq from the adaxial leaf surface ranged from 26 to 38. Values of Rq from the abaxial leaf surface increased throughout the season, from 16 to 45. Differences in Rq were attributed to changes in surface details of the leaf.

Grant, Lois↗

NASA NTRS1988

Sources of scattering in vegetarian and other surfaces and objects

The sources of scattering in vegetation and other surfaces and objects were studied. A special radar, SOURCESCAT, that could resolve a cylindrical volume 18 cm in diameter and 11 cm long was built. This system provided the first really fine-resolution measurements of radar backscatter from vegetation. The measurements showed that many of the assumptions used previously in modeling vegetation backscatter were false. Vegetation studied included various field crops, prairie grass, and various trees. Major differences were found in the roles of leaves, branches, stems, and trunks for different species. An artificial tree was studied in the laboratory using the systems. The most significant findings were that the average radar volume scattering coefficient is independent of azimuth, and that slanting of the polarization vector can give useful information not available with ordinary vertical and horizontal polarization. A model for scattering from a single leaf was developed. This model, for the first time, took into account the presence of veins in leaves. The pattern of scatter from a leaf was shown quite different from that for which the veins are ignored. A list of publications and presentations resulting from this project are attached.

Moore, R. K.↗

NASA NTRS1987

Estimation of biophysical properties of forest canopies using C-band microwave data

A scatterometer ranging experiment is described in which C-band data and boresight photography were collected using a helicopter so as to provide a capability to study scattering processes in forest canopies in the Superior National Forest in Minnesota. An inversion scheme is used to determine C-band volume extinction and scattering coefficients for high density aspen sites. Analysis of data through the season indicates that VV, HH, and VH volume extinction coefficients change during the year and are presumably affected by the emergence and senescence of leaves. A linear relationship was observed between sigma(0) (VV) and leaf area index for low and medium density aspen sites, but a large decrease occurred in sigma(0) for both high density sites. Calculations using the Fung disk model, which accounts only for the leaves, shows an underestimate of sigma(0) by a factor of two or three indicating that scattering by branches and soil background may be important at C-band.

Pitts, David E.↗

NASA NTRS1988

Remote sensing of forest canopy and leaf biochemical contents

Recent research on the remote sensing of forest leaf and canopy biochemical contents suggests that the shortwave IR region contains this information; laboratory analyses of dry ground leaves have yielded reliable predictive relationships between both leaf nitrogen and lignin with near-IR spectra. Attention is given to the application of these laboratory techniques to a limited set of spectra from fresh, whole leaves of conifer species. The analysis of Airborne Imaging Spectrometer data reveals that total water content variations in deciduous forest canopies appear as overall shifts in the brightness of raw spectra.

Peterson, David L.↗

NASA NTRS1989

Making Multicore, Multishell Microspheres

Multiple streams of fluids combined to produce various structures. Spherical or nearly spherical micro-shells containing two or more discrete inclusions produced by proposed technique. Pairs of coaxial nozzles combined in arrays of two or more. Each pair of nozzles generate inner jet surrounded by sheath of fluid. Multiple jets combined to form droplets composed of shells and cores. Spheres designed so cores combine to mix or react only after leaving shell generator. Similarly, two or more shell-wall materials mix or react after leaving generator.

Morrison, Andrew D.↗

NASA NTRS1988

Technique for measuring the dielectric constant of thin materials

A practical technique for measuring the dielectric constant of vegetation leaves and similarly thin materials is presented. A rectangular section of the leaf is placed in the tranverse plane in a rectangular waveguide and the magnitude and phase of the reflection coefficient are measured over the desired frequency band using a vector network analyzer. By treating the leaf as an infinitesimally thin resistive sheet, an explicit expression for its dielectric constant is obtained in terms of the reflection coefficient. Because of the thin-sheet approximation, however, this approach is valid only at frequencies below 1.5 GHz. To extend the technique to higher frequencies, higher order approximations are derived and their accuracies are compared to the exact dielectric-slab solution. For a material whose thickness is 0.5 mm or less, the proposed technique was found to provide accurate values of its dielectric constant up to frequencies of 12 GHz or higher. The technique was used to measure the 8 to 12 GHz dielectric spectrum for vegetation leaves, teflon and rock samples.

Sarabandi, K.↗