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NASA NTRS1976

Behavior of low-energy protons and alpha particles during a disturbed time period

The paper presents observations of 130- to 1200-keV protons and 40- to 420-keV/nucleon alpha particles made on the earth-orbiting spacecraft Imp 8 and Imp 7 during an active solar period in September 1974, concentrating, in particular, on an energetic storm particle (ESP) event observed in association with an interplanetary shock wave on September 21. It is found that the observed variations in the proton-to-alpha particle ratios and spectral indices can be explained either by 'pileup' or by acceleration models of ESP events. Several instances of local acceleration of particles in the near-earth environment are also discussed.

Ipavich, F. M.↗

NASA NTRS2010

Coronas Mass Ejections, Shocks, and Type II Radio Bursts

Coronal mass ejections (CMEs) are the most energetic phenomena in the interplanetary medium. Type II radio bursts are the earliest indicators of particle acceleration by CME-driven shocks. There is one-to-one correspondence between large solar energetic particle (SEP) events and long wavelength type II bursts because the same CME-driven shock is supposed to accelerate electrons and ions. However, there are some significant deviations: some CMEs lacking type II bursts (radio-quiet or RQ CMEs) are associated with small SEP events while some radioloud (RL) CMEs are not associated with SEP events, suggesting subtle differences in the acceleration of electrons and protons. Not all CME-driven shocks are radio loud: more than one third of the interplanetary shocks during solar cycle 23 were radio quiet. Some RQ shocks were associated with energetic storm particle (ESP) events, which are detected when the shocks arrive at the observing spacecraft. This paper attempts to explain these contradictory results in terms of the properties of CMEs, shocks, and the ambient medium.

Gopalswamy, Natchimuthuk↗

NASA NTRS1985

Observations of solar energetic particles at a synchronous orbit

The Space Environment Monitors (SEM) on board the Japanese geostationary meteorological satellites (GMS-1 and GMS-2) observed energetic protons, alpha particles and electrons continuously for February 1978 to September 1984. The satellites were at 6.6 Earth radii above 140 deg E equator.

Takenaka, T.↗

NASA NTRSDate not supplied

Dynamics of Solar Energetic Particles in Geospace

Solar energetic particles (SEPs) penetrate deep into the geospace and the Earth's atmosphere, initiating nuclear and chemical reactions. These reactions produce secondary hadrons, leptons, and photons, posing radiation hazards at commercial aviation altitudes, particularly during high-latitude flights. During solar particle events, protons with energies above 10 MeV can reach below 100 km altitude, causing ionization that disrupts HF communication and navigation in polar regions. Galactic Cosmic Rays (GCRs) and Solar Energetic Particles (SEPs) pose radiation risks to satellites, astronauts, and ground infrastructure. High-energy particles can lead to single-event effects in spacecraft electronics, such as upsets, latch-ups, and burnouts. These particles also interact with the Earth's atmosphere, generating ionization and secondary particles like hadrons, leptons, and photons, creating hazards for astronauts, especially during extravehicular activities. The work presented in the paper is focused on characterizing the SEP population in geospace in the altitude range starting from that of LEO through MEO and GEO, and up to the magnetopause accounting for the realistic geomagnetic field. The dynamics of SEPs are studied during quiet and geomagnetically active times using Monte Carlo simulations. The paper discusses the variability of the SEP population in geospace in response to geomagnetic activity. The former manifests in the temporal trapping of SEPs in geospace and the suppression of rigidity cutoff during geomagnetic storms.

Valeriy Tenishev↗

NASA NTRS2020

Modeling the Transport Processes of a Pair of Solar Energetic Particle Events Observed by Parker Solar Probe near Perihelion

We present model calculations of the transport processes of solar energetic particles in the corona and interplanetary medium for two events detected by Parker Solar Probe near its second perihelion on 2019 April 2 and April 4. In the 2019 April 2 event, the <100 keV proton differential intensity measured by the ISOIS EPI-Lo instrument increased by more than a factor of 10 above the pre-event intensity, whereas the ~1 MeV proton differential intensity detected by the EPI-Hi instrument did not show any intensity enhancement. In the 2019 April 4 event, the ~1 MeV proton intensity showed an increase of more than a factor of 100 above the pre-event intensity, but the <100 keV proton intensity enhancement was rather low and gradual. The observational fact that only the 2019 April 4 event displayed a high-energy intensity enhancement indicates that the associated acceleration process in the second event was more energetic than the first event. However, the gradual and low enhancement of the low-energy proton intensity in the second event is at odds with the scenario. In this paper, we investigate the injection and transport processes of protons in the corona and interplanetary magnetic fields with numerical model simulations. Our model calculations suggest that the gradual and low rise of the low-energy protons in the April 4 event was probably due to the different diffusion conditions in these two events and the fact that the spacecraft was moving away from the source region during these two events.

Solar energetic particles↗

NASA NTRS1962

Evaluations of Space Shielding

A general method of evaluating the efficiency of space vehicle shielding is developed and used to compare various active and passive systems for protection against ionizing radiation. Available permanent magnets are found useless for active shielding, and combined active-passive systems in general are determined to be inefficient. On the other hand, evaluations show that active electrostatic shielding may have possibilities for weight savings if electrical conditions (presently unknown) are favorable therefor in space. Further, a positive potential improvement is calculated for an active shielding system which utilizes superconducting Nb3Sn to provide a confined magnetic flux to deflect incident charged particles; this potential points toward substantial reductions in shield weight for the protection of large vehicles from highly energetic particles. Recommendations are made for further research, particularly for flight experiments to measure directionality of solar flare protons.

SHIELDING↗

NASA NTRS1974

Stably trapped proton fluxes in the Jovian magnetosphere

A model of the energetic proton fluxes in the Jovian magnetosphere is constructed based on the inward radial diffusion of protons from the solar wind and the plasma turbulent precipitation loss of protons from the radiation belts. Outside 12 Jovian radii the proton fluxes follow a loss-free radial diffusion profile. Inside 12 Jovian radii the proton fluxes should be near the stably trapped limit flux set by convective marginal stability to the electromagnetic ion cyclotron wave and the quasi-electrostatic ion loss-cone wave.

Coroniti, F. V.↗

NASA NTRS2003

Solar Terrestrial Relations Observatory (STEREO)

The solar magnetic field is constantly generated beneath the surface of the Sun by the solar dynamo. To balance this flux generation, there is constant dissipation of magnetic flux at and above the solar surface. The largest phenomenon associated with this dissipation is the Coronal Mass Ejection (CME). The Solar and Heliospheric Observatory (SOHO) has provided remarkable views of the corona and CMEs, and served to highlight how these large interplanetary disturbances can have terrestrial consequences. STEREO is the next logical step to study the physics of CME origin, propagation, and terrestrial effects. Two spacecraft with identical instrument complements will be launched on a single launch vehicle in November 2007. One spacecraft will drift ahead and the second behind the Earth at a separation rate of 22 degrees per year. Observation from these two vantage points will for the first time allow the observation of the three-dimensional structure of CMEs and the coronal structures where they originate. Each STEREO spacecraft carries a complement of 10 instruments, which include (for the first time) an extensive set of both remote sensing and in-situ instruments. The remote sensing suite is capable of imaging CMEs from the solar surface out to beyond Earth's orbit (1 AU), and in-situ instruments are able to measure distribution functions for electrons, protons, and ions over a broad energy range, from the normal thermal solar wind plasma to the most energetic solar particles. It is anticipated that these studies will ultimately lead to an increased understanding of the CME process and provide unique observations of the flow of energy from the corona to the near-Earth environment. An international research program, the International Heliophysical Year (IHY) will provide a framework for interpreting STEREO data in the context of global processes in the Sun-Earth system.

Davila, Joseph M.↗

NASA NTRS1983

High-energy tail distributions and resonant wave particle interaction

High-energy tail distributions (k distributions) are used as an alternative to a bi-Lorentzian distribution to study the influence of energetic protons on the right- and left-hand cyclotron modes in a hot two-temperature plasma. Although the parameters are chosen to be in a range appropriate to solar wind or magnetospheric configurations, the results apply not only to specific space plasmas. The presence of energetic particles significantly alters the behavior of the electromagnetic ion cyclotron modes, leading to a wide range of unstable frequencies and increased growth rates. From the strongly enhanced growth rates it can be concluded that high-energy tail distributions should not show major temperature anisotropies, which is consistent with observations.

Leubner, M. P.↗

NASA NTRSDate not supplied

Decreasing Proton Single Event Effects in CubeSats with Shielding

Shields-1, NORAD ID 43850,has been operating in polar low earth orbit since December 2018. The shielding has resulted in a lower total ionizing dose over time than typical aluminum thin-walled CubeSat structures. The reduced ionizing dosage caused by Shields-1 increases the reliability of commercial parts and reduces internal charging. Furthermore, the Shields-1 shielding reduces the ionizing particle fluence inside the spacecraft that contributes to the ionizing dose. NOVICE Sigma shielding software, using the (Aerospace Proton) AP8 –(Aerospace Electron) AE8 solar minimum trapped belt environment for a 1-year mission, estimates a 21.3 g/cm2 aluminum effective shielding for the Shields-1 electronics enclosure. This high areal density reduces not only the total number of energetic protons, but also reduces the number of ionizing particles over all modeled energies from the estimated shielded fluence for a 1-year mission. NOVICE Adjoint CAD modeling of the Shields-1 structure, with the detector located within the electronics enclosure, estimates that the total number of particles is reduced from 2.20x 10exp9 protons/cm2 to 1.52x 10exp8 protons/cm2, which represents 6.90% of the remaining particles(figure 1). By slowing down approximations of the integral proton fluence, a minimum proton threshold is estimated at 151 MeV. In comparison, a 0.204-cm aluminum thin-walled 3-unit (U) structure, with a 0.907 g/cm2 effective shielding, has 25.0% remaining particles and a minimum proton threshold of 36.2 MeV(figure 1). Proton energies that contribute to single event effects in radiation tolerant or higher semiconductor hardness are typically 100 MeV and higher. The Shields-1 electronics enclosure is estimated to attenuate energies: 100 MeV by 76.5%, 200 MeV by 61.7%, and 500 MeV by 63.0%(figure 2), when comparing the space environment proton differential fluence with the shielded differential fluence. The aluminum thin-walled structure is estimated to attenuate proton energies: 100 MeV by 13.7%, 200 MeV by 12.4%, and 500 MeV by 12.6%(figure 2), which are lower than for the Shields-1 electronics enclosure. The significant differences in attenuation between the Shields-1 electronics enclosure and aluminum thin-walled 3U structure show the additional utility of increasing shielding effectiveness for reducing the numbers of energetic protons that contribute to single event effects.

Larry Thomsen↗

NASA NTRS1990

Workshop on Impulsive Solar Flares, 2nd, University of New Hampshire, Durham, Sept. 26-28, 1988, Proceedings

Papers on impulsive solar flares are presented, covering topics such as the optical properties of impulsive flares, soft X-ray spectroscopy of solar flares, the energy release process in impulsive bursts, high-velocity evaporation and a high-speed shock wave during the impulsive phase of the April 24, 1984 flare, nonpotential magnetic fields at sites of gamma-ray flares, and meter-decimeter and microwave radio observations of solar flares. Other topics include rise times in solar radio bursts, removal of the gradual component in analyses of solar impulsive bursts, ion and relativistic electron transport in solar flares, neutrons and gamma-ray emission on June 3, 1982, emission characteristics of three intense solar flares in cycle 21, and solar flare gamma-ray observations with the Hinotori satellite. Additional topics include spectra of relativistic solar proton ground-level events recorded in Antarctica, a 153-d periodicity in the occurrence of solar flares producing energetic interplanetary electrons, a search for solar neutron response in neutron monitor data, neutral beams in two-ribbon flares and in the geomagnetic tail, beam heating in solar flares, and solar flare gamma-ray line shapes.

Source record↗

NASA NTRS2002

Science Prospects from the STEREO Mission

The solar magnetic field is constantly generated beneath the surface of the Sun by the solar dynamo. To balance this flux generation, there is constant dissipation of magnetic flux at and above the solar surface. The largest phenomenon associated with this dissipation is the Coronal Mass Ejection (CME). The Solar and Heliospheric Observatory (SOHO) has provided remarkable views of the corona and CMEs, and served to highlight how these large interplanetary disturbances can have terrestrial consequences. STEREO is the next logical step to study the physics of CME origin, propagation, and terrestrial effects. Two spacecraft with identical instrument complements will be launched on a single launch vehicle in November 2007. One spacecraft will drift ahead and the second behind the Earth at a separation rate of 22 degrees per year. Observation from these two vantage points will for the first time allow the observation of the three-dimensional structure of CMEs and the coronal structures where they originate. Each STEREO spacecraft carries a complement of 10 instruments, which include (for the first time) an extensive set of BOTH remote sensing and in-situ instruments. The remote sensing suite is capable of imaging CMEs from the solar surface out to beyond Earth's orbit (1 AU), and in-situ instruments are able to measure distribution functions for electrons, protons, and ions over a broad energy range, from the normal thermal solar in wind plasma to the most energetic solar particles. It is anticipated that these studies will ultimately lead to an increased understanding, of the CME process and eventually to the ability to predict CME occurrence and thereby 'forecast' the condition of the near-Earth environment.

Davila, Joseph M.↗

NASA NTRS2004

The Influence of the Several Very Large Solar Proton Events in Years 2000-2003 on the Neutral Middle Atmosphere

Solar proton events (SPEs) are known to have caused changes in constituents in the Earth's neutral middle atmosphere. The highly energetic protons produce ionizations, excitations, dissociations, and dissociative ionizations of the background constituents, which lead to the production of HOx (H, OH, HO2) and NOy (N, NO, NO2, NO3, N2O5, HNO3, HO2NO2, ClONO2, BrONO2). The HOx increases lead to short-lived ozone decreases in the mesosphere and upper stratosphere due to the short lifetimes of the HOx constituents. The NOy increases lead to long-lived stratospheric ozone changes because of the long lifetime of the NOy family in this region. The past four years, 2000-2003, have been replete with SPEs and huge fluxes of high energy protons occurred in July and November 2000, September and November 2001, April 2002, and October 2003. Smaller, but still substantial, proton fluxes impacted the Earth during other months from year 2000 to 2003. The Goddard Space Flight Center (GSFC) Two-dimensional (2D) Model was used in computing the influence of the SPEs. The impact of these extremely large SPEs was calculated to be especially large in the upper stratosphere and mesosphere. The results of the GSFC 2D Model will be shown along with comparisons to the Upper Atmosphere Research Satellite (UARS) Halogen Occultation Experiment (HALOE) and Solar Backscatter Ultraviolet 2 (SBUV/2) instruments.

Jackman, Charles H.↗

NASA NTRS2023

Global Ozone Loss Following Extreme Solar Proton Storms Based on the July 2012 Coronal Mass Ejection

Large solar coronal mass ejections pose a threat in the near-Earth space. As a cause of extreme periods of space weather, they can damage satellite-based communications and create geomagnetically induced currents in power and energy grids. Further, the solar wind energetic particles can reduce the protecting layer of atmospheric ozone and pose a threat to life on Earth. The large coronal mass ejection (CME) of July 2012, although directed away from the Earth, is often highlighted as a prime example of a potentially devastating super storm. Here we show, based on proton fluxes recorded by the instruments aboard the STEREO-A satellite, that the atmospheric response to the July 2012 event would have been comparable to those of the largest solar proton events of the satellite era. Significant impact on total ozone outside polar regions would require a much larger event, similar to those recorded in historical proxy data sets. Such an extreme event would cause long-term ozone reduction all the way to the equator and increase the size, duration, and depth of the Antarctic ozone hole. The impact would be comparable to predicted drastic and sudden ozone reduction from major volcanic eruptions, regional nuclear conflicts, or long-term stratospheric geoengineering.

ozone depletion↗

NASA NTRS1999

Proton Effects and Test Issues for Satellite Designers

Microelectronic and photonic systems in the natural space environment are bombarded by a variety of charged particles including electrons, trapped protons, cosmic rays, and solar particles (protons and other heavy ions). These incident particles cause both ionizing and non-ionizing effects when traversing a device, and the effects can be either transient or permanent. The vast majority of the kinetic energy of an incident proton is lost to ionization, creating the single event effects (SEES) and total ionizing dose (TID) effects. However, the small portion of energy lost in non-ionizing processes causes atoms to be removed from their lattice sites and form permanent electrically active defects in semiconductor materials. These defects, i.e., "displacement damage," can significantly degrade device performance. In general, most of the displacement damage effects in the natural space environment can be attributed to protons since they are plentiful and extremely energetic (and therefore not readily shielded against). For this reason, we consider only proton induced displacement damage in this course. (Nevertheless, we identify solar cells as an important example of a case where both electron and proton damage can be important since only very light shielding is feasible.) The interested reader is encouraged to explore the three previous NSREC and RADECS short courses which also treat displacement damage issues for satellite applications. Part A of this segment of the short course introduces the space environment, proton shielding issues, and requirements specifications for proton-rich environments. In order to exercise the displacement damage analysis tools for on-orbit performance predictions, the requirements document must provide the relevant proton spectra in addition to the usual total ionizing dose-depth curves. Ion-solid interactions and the nature of the displacement damage they generate have been studied extensively for over half a century, yet they still remain a subject of investigation. In this section, a description of the mechanisms by which displacement damage is produced will be followed by a summary of the major consequences for device performance in a space environment. Often the degradation of a device parameter can be characterized by a damage factor (measured in a laboratory using monoenergetic protons) that is simply the change in a particular electrical or optical parameter per unit proton fluence. In addition, we will describe the concept of a non-ionizing energy loss rate (NIEL) which quantifies that portion of the energy lost by an incident ion that goes into displacements. It has been calculated as a function of proton energy, and is analogous to (and has the same units as) the linear energy transfer (LET) for ionizing energy. We will discover that, to first order, the calculated NIEL describes the energy dependence of the measured device damage factors. This observation provides the basis for predicting proton induced device degradation in a space environment based on both the calculated NIEL and relatively few laboratory test measurements. The methodology of such on-orbit device performance predictions will be described, as well as the limitations. Several classes of devices for which displacement damage is a significant (if not the dominant) mode of radiation induced degradation will be presented.

Marshall, Cheryl J.↗

NASA NTRS1999

Proton Effects and Test Issues for Satellite Designers: Displacement Effects - Section 4

Marshall, Cheryl J.↗

NASA NTRS1975

Conference on Interactions of the Interplanetary Plasma with the Modern and Ancient Moon, George Williams College, Lake Geneva, Wis., September 30-October 4, 1974, Proceedings

The papers deal with solar-wind and magnetospheric interactions with the moon, ancient and present-day lunar surface magnetic and electric fields, the dynamics and evolution of the lunar atmosphere, the lunar record of solar radiation, and nonmeteoric transport of lunar surface materials. Topics discussed include bow-shock protons in the lunar environment, energetic ion events during the lunar night, mapping of the lunar surface magnetic field from orbital observations of mirrored electrons, geomagnetic disturbances induced by the moon, the relationship between lunar topography and limb compressions, measurements of lunar sky brightness, atmospheric supply and loss mechanisms on the moon, the nature and composition of the lunar atmosphere, molecular gas species in that atmosphere, and vacuum-UV spectroscopic measurements of the surface properties of lunar materials. Individual items are announced in this issue.

Source record↗

NASA NTRS2023

The 17 April 2021 Widespread Solar Energetic Particle Event

A complex and long-lasting solar eruption on 17 April 2021 produced a widespread solar energetic particle (SEP) event that was observed by five longitudinally well-separated observers in the inner heliosphere that covered distances to the Sun from 0.42 to 1 au: BepiColombo, Parker Solar Probe, Solar Orbiter, STEREO A, and near-Earth spacecraft. The event was the second widespread SEP event detected in solar cycle 25, and it produced relativistic electrons and protons. It was associated with a long-lasting solar hard X-ray flare that showed multiple hard X-ray peaks over a duration of one hour. The event was further accompanied by a medium-fast coronal mass ejection (CME) with a speed of 880 km s -1 that drove a shock, an extreme ultraviolet wave, and long-lasting and complex radio burst activity that showed four distinct type III burst groups over a period of 40 min. We aim to understand the reason for the wide spread of elevated SEP intensities in the inner heliosphere as well as identify the underlying source regions of the observed energetic electrons and protons. We applied a comprehensive multi-spacecraft analysis of remote-sensing observations and in situ measurements of the energetic particles and interplanetary context to attribute the SEP observations at the different locations to the various potential source regions at the Sun. We used an ENLIL simulation to characterize the complex interplanetary state and its role in the energetic particle transport. The magnetic connection between each spacecraft and the Sun was determined using ballistic backmapping in combination with potential field source surface extrapolations in the lower corona. Using also a reconstruction of the coronal shock front, we then determined the times when the shock establishes magnetic connections with the different observers. Radio observations were used to characterize the directivity of the four main injection episodes, which were then employed in a 2D SEP transport simulation to test the importance of these different injection episodes. A comprehensive timing analysis of the inferred solar injection times of the SEPs observed at each spacecraft suggests different source processes being important for the electron and proton events. Comparison among the characteristics and timing of the potential particle sources, such as the CME-driven shock or the flare, suggests a stronger shock contribution for the proton event and a more likely flare-related source for the electron event. In contrast to earlier studies on widespread SEP events, we find that in this event an important ingredient for the wide SEP spread was the wide longitudinal range of about 110 o covered by distinct SEP injections, which is also supported by our SEP transport modeling.

sun↗