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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 307 records · Page 17
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DOE OSTI2022

Perturbatively exact $w_{1+∞}$ asymptotic symmetry of quantum self-dual gravity

The infinite tower of positive-helicity soft gravitons in any minimally coupled, tree-level, asymptotically flat four-dimensional (4D) gravity was recently shown to generate a w 1+∞ asymptotic symmetry algebra. It is natural to ask whether this classical algebra acquires quantum corrections at loop level. We explore this in quantum self-dual gravity, whose amplitudes acquire known one-loop exact all-plus helicity quantum corrections. We show using collinear splitting formulae that, remarkably, the w 1+∞ algebra persists in quantum self-dual gravity without corrections.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

The axion mass from 5D small instantons

We calculate a new contribution to the axion mass that arises from gluons propagating in a 5th dimension at high energies. By uplifting the 4D instanton solution to five dimensions, the positive frequency modes of the Kaluza-Klein states generate a power-law term in the effective action that inversely grows with the instanton size. This causes 5D small instantons to enhance the axion mass in a way that does not spoil the axion solution to the strong CP problem. Moreover this enhancement can be much larger than the usual QCD contribution from large instantons, although it requires the 5D gauge theory to be near the non-perturbative limit. Thus our result suggests that the mass range of axions (or axion-like particles), which is important for ongoing experimental searches, can depend sensitively on the UV modification of QCD.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Fibration structure in toric hypersurface Calabi-Yau threefolds

We find through a systematic analysis that all but 29,223 of the 473.8 million 4D reflexive polytopes found by Kreuzer and Skarke have a 2D reflexive subpolytope. Such a subpolytope is generally associated with the presence of an elliptic or genus one fibration in the corresponding birational equivalence class of Calabi-Yau threefolds. This extends the growing body of evidence that most Calabi-Yau threefolds have an elliptically fibered phase.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Generalizations of the double-copy: the KLT bootstrap

We formulate a new program to generalize the double-copy of tree amplitudes. The approach exploits the link between the identity element of the “KLT algebra” and the KLT kernel, and we demonstrate how this leads to a set of KLT bootstrap equations that the double-copy kernel has to satisfy in addition to locality constraints. We solve the KLT bootstrap equations perturbatively to find the most general higher-derivative corrections to the 4- and 5-point field theory KLT kernel. The new kernel generalizes the string KLT kernel and its associated monodromy relations. It admits new color-structures in the effective theories it double-copies. It provides distinct generalized KK and BCJ relations for the left and right single-color theories and is in that sense a ‘heterotic’-type double-copy. We illustrate the generalized double-copy in detail for 4d Yang-Mills theory with higher-derivative corrections that produce dilaton-axion-gravity with local operators up order ∇ 10 R 4 . Finally, we initiate a search for new double-copy kernels.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Mapping out the internal space in AdS/BCFT with Wilson loops

We study Wilson loops in string theory realizations of AdS/BCFT and wedge holography. The field theories are based on 3d N = 4 long quiver gauge theories engineered by D3, D5 and NS5 branes, and on BCFTs involving 4d N = 4 SYM coupled to such 3d theories. The holographic duals have geometry AdS 4 × S 2 × S 2 warped over a strip. We identify the holographic representation of antisymmetric Wilson loops associated with individual 3d gauge nodes in terms of probe D5-branes. The expectation values obtained holographically are matched to supersymmetric localization computations. Our results yield an identification of regions in the internal space with individual 3d gauge nodes. Connecting to bottom-up braneworld models, this gives a concrete notion of which parts of the 10d solutions correspond to the end-of-the-world brane and which to the remaining bulk. We also construct supersymmetric Janus on the brane embeddings in AdS 5 ×S 5 , which describe surface defects with boundaries and interfaces in N = 4 SYM.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Flattening of the EFT-hedron: supersymmetric positivity bounds and the search for string theory

We examine universal positivity constraints on 2 → 2 scattering in 4d planar N = 4 supersymmetric Yang-Mills theory with higher-derivative corrections. We present numerical evidence that the convex region of allowed Wilson coefficients (the “EFT-hedron”) flattens completely along about one-third of its dimensions when an increasing number of constraints on the spectral density from crossing-symmetry are included. Our analysis relies on the formulation of the positivity constraints as a linear optimization problem, which we implement using two numerical solvers, SDPB and CPLEX. Motivated by the flattening, we propose a novel partially resummed low-energy expansion of the 2 → 2 amplitude. As part of the analysis, we provide additional evidence in favor of the conjecture [1] that the Veneziano amplitude is the only amplitude compatible with both S-matrix bootstrap constraints and string monodromy.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Love symmetry in higher-dimensional rotating black hole spacetimes

We develop a method for constructing a 1-parameter family of globally-defined Love symmetry generators in rotating black hole spacetimes of general dimension. The key ingredient is to focus on the vicinity of the (physical) outer horizon, matching only the radial derivative and the outer horizon pole pieces of the Klein-Gordon operator in the black hole spacetime to the SL(2, ℝ) Casimir operator. After revisiting the 4D Kerr and 5D Myers-Perry cases, the procedure is illustrated on generalized Lense-Thirring spacetimes which describe a wide variety of slowly rotating black hole metrics in any number of dimensions. Such spacetimes are known to admit an extended tower of Killing tensor and Killing vector symmetries and, as demonstrated in this paper, allow for separability of the massive scalar wave equation in Myers-Perry-like coordinates. Interestingly, separability also occurs in the horizon-penetrating Painlevé–Gullstrand coordinates associated with the freely infalling observer who registers flat space around her all the way to singularity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Statistics of base polytopes in F-theory

We propose a new statistical ensemble of toric bases for elliptic Calabi-Yaus used in F-theory models, by focusing on only the convex hull of the base, i.e., the base polytope. This physically motivated coarse-graining greatly simplifies the combinatorial complexity of the part of the 4d F-theory landscape with toric bases. We develop a Monte Carlo approach that randomly samples the base polytopes within fixed boxes, with proper statistical weights. We first apply the algorithm to the set of 2d base polytopes, generating an enlarged set of toric 2d bases that include certain types of codimension-two (4,6) points, and we validate our approach against exact numbers. We then explore the set of 3d base polytopes which fit in a set of “maximal” 3d boxes, and estimate the total number of inequivalent 3d base polytopes to be 10 85 –10 90 . We provide statistical data such as the distribution of non-Higgsable gauge groups on these bases. Amusingly, a similar method can also be applied to generate reflexive polytopes in various dimensions. In both the reflexive and base polytope cases, the number of relevant polytopes obeys a Gaussian distribution as a function of the number of vertices, which can be understood in terms of other results on random polytopes in the math literature.

Differential and algebraic geometry↗
DOE OSTI2020

General F-theory models with tuned (SU(3) × SU(2) × U(1))/ Z 6 symmetry

We construct a general form for an F-theory Weierstrass model over a general base giving a 6D or 4D supergravity theory with gauge group (SU(3) × SU(2) × U(1))/Z 6 and generic associated matter, which includes the matter content of the standard model. The Weierstrass model is identified by unHiggsing a model with U(1) gauge symmetry and charges q ≤ 4 previously found by the first author. This model includes two distinct branches that were identified in earlier work, and includes as a special case the class of models recently studied by Cvetič, Halverson, Lin, Liu, and Tian, for which we demonstrate explicitly the possibility of unification through an SU(5) unHiggsing. We develop a systematic methodology for checking that a parameterized class of F-theory Weierstrass models with a given gauge group G and fixed matter content is generic (contains all allowed moduli) and confirm that this holds for the models constructed here.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Entanglement and topology in RG flows across dimensions: caps, bridges and corners

We quantitatively address the following question: for a QFT which is partially compactified, so as to realize an RG flow from a D-dimensional CFT in the UV to a d-dimensional CFT in the IR, how does the entanglement entropy of a small spherical region probing the UV physics evolve as the size of the region grows to increasingly probe IR physics? This entails a generalization of spherical regions to setups without full Lorentz symmetry, and we study the associated entanglement entropies holographically. We find a tight interplay between the topology and geometry of the compact space and the evolution of the entanglement entropy, with universal transitions from ‘cap’ through ‘bridge’ and ‘corner’ phases, whose features reflect the details of the compact space. As concrete examples we discuss twisted compactifications of 4d $\mathcal{N}$ = 4 SYM on T 2 , S 2 and hyperbolic Riemann surfaces.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

AdS/CFT unitarity at higher loops: high-energy string scattering

What is the space of weakly-coupled, gravitational theories which contain massive, higher-spin particles? This class of theories is highly constrained and it is conjectured their ultraviolet completion must be string theory. We provide more evidence for this conjecture by studying the Regge limit in large N, 4d CFTs with single-trace operators of unbounded spin. We show that in the Regge limit, these theories have bulk scattering amplitudes which are consistent with the string theory prediction to all orders in 1/N for large, but finite, coupling. In the language of Regge theory, we show Pomeron exchange naturally exponentiates in the 1/N expansion. To do this, we solve the bootstrap equations at tree-level and then use the Lorentzian inversion formula to find the one-loop correlator in the Regge limit. This is a unitarity method for AdS/CFT which can be repeated iteratively to make all orders statements. We also explain under what conditions the tree-level result exponentiates in the 1/N expansion at arbitrary coupling. Finally, we comment on further inelastic effects and show they give subleading contributions at large coupling. As a consistency check, we recover results from bulk Einstein gravity in the limit where all higher-spin particles decouple.

1/N Expansion↗
DOE OSTI2021

Inozemtsev system as Seiberg-Witten integrable system

In this work we establish that the Inozemtsev system is the Seiberg-Witten integrable system encoding the Coulomb branch physics of 4d \( \mathcal{N} \) = 2 USp(2 N ) gauge theory with four fundamental and (for N ≥ 2) one antisymmetric tensor hypermultiplets. We describe the transformation from the spectral curves and canonical one-forms of the Inozemtsev system in the N = 1 and N = 2 cases to the Seiberg-Witten curves and differentials explicitly, along with the explicit matching of the modulus of the elliptic curve of spectral parameters to the gauge coupling of the field theory, and of the couplings of the Inozemtsev system to the field theory mass parameters. This result is a particular instance of a more general correspondence between crystallographic elliptic Calogero-Moser systems with Seiberg-Witten integrable systems, which will be explored in future work.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Binary AdS black holes coupled to a bath in Type IIB

We construct Type IIB string theory setups which, via double holography, realize two gravitational systems in separate AdS spaces which interact with each other and with a non-gravitational bath. We employ top-down string theory solutions with concrete field theory duals in the form of 4d $\mathcal{N}$ = 4 SYM BCFTs and a first-principles notion of double holography. The setups are used to realize pairs of ‘near’ and ‘far’ black holes from the perspective of the bath, which exchange Hawking radiation with each other and radiate into the bath. We identify three phases for the entropy in the bath characterized as no island, partial island and full island, and discuss the entropy curves. The setups differ from the black hole binaries observed in gravitational wave experiments but may capture certain aspects.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Continuum-mediated self-interacting dark matter

Dark matter may self-interact through a continuum of low-mass states. This happens if dark matter couples to a strongly-coupled nearly-conformal hidden sector. This type of theory is holographically described by brane-localized dark matter interacting with bulk fields in a slice of 5D anti-de Sitter space. The long-range potential in this scenario depends on a non-integer power of the spatial separation, in contrast to the Yukawa potential generated by the exchange of a single 4D mediator. The resulting self-interaction cross section scales like a non-integer power of velocity. We identify the Born, classical and resonant regimes and investigate them using state-of-the-art numerical methods. We demonstrate the viability of our continuum-mediated framework to address the astrophysical small-scale structure anomalies. Investigating the continuum-mediated Sommerfeld enhancement, we demonstrate that a pattern of resonances can occur depending on the non-integer power. We conclude that continuum mediators introduce novel power-law scalings which open new possibilities for dark matter self-interaction phenomenology.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

The Yang-Mills duals of small AdS black holes

Abstract We study the largeNmatrix model for the index of 4d$$ \mathcal{N} $$ N = 4 Yang-Mills theory and its truncations to understand the dual AdS 5 black holes. Numerical studies of the truncated models provide insights on the black hole physics, some of which we investigate analytically with the full Yang-Mills matrix model. In particular, we find many branches of saddle points which describe the known black hole solutions. We analytically construct the saddle points dual to the small black holes whose sizes are much smaller than the AdS radius. They include the asymptotically flat BMPV black holes embedded in large AdS with novel thermodynamic instabilities.

Physics↗
DOE OSTI2024

Remarks on geometric engineering, symmetry TFTs and anomalies

Abstract Geometric engineering is a collection of tools developed to establish dictionaries between local singularities in string theory and (supersymmetric) quantum fields. Extended operators and defects, as well as their higher quantum numbers captured by topological symmetries, can be encoded within geometric engineering dictionaries. In this paper we revisit and clarify aspects of these techniques, with special emphasis on ’t Hooft anomalies, interpreted from the SymTFT perspective as obstructions to the existence of Neumann boundary conditions. These obstructions to gauging higher symmetries are captured via higher link correlators for the SymTFT on spheres. In this work, we give the geometric engineering counterpart of this construction in terms of higher links of topological membranes. We provide a consistency check in the context of 5D SCFTs with anomalous 1-form symmetries, where we give two independent derivations of the anomaly in terms of higher links, one purely field theoretical and the other purely geometrical. Along the way, we also recover the construction of non-invertible duality defects in 4D$$ \mathcal{N} $$ N = 4 SYM from a geometric engineering perspective.

Physics↗
DOE OSTI2025

BPS and near-BPS black holes in AdS 5 and their spectrum in $\mathcal{N}$ = 4 SYM

We study quantum corrections in the gravitational path integral around nearly 1/16-BPS black holes in asymptotically AdS 5 × S 5 space, dual to heavy states in 4D N = 4 super Yang-Mills. The analysis provides a gravitational explanation of why 1/16-BPS black holes exhibit an exact degeneracy at large N and why all such states have the same charges, confirming the belief that the superconformal index precisely counts the entropy of extremal black holes. We show the presence of a gap of order N −2 between the 1/16-BPS black holes and the lightest near-BPS black holes within the same charge sector. This is the first example of such a gap for black hole states within the context of AdS 5 holography. We also derive the spectrum of near-BPS states that lie above this gap. Our computation relies on finding the correct version of the N = 2 super-Schwarzian theory which captures the breaking of the SU(1, 1|1) symmetry when the black hole has finite temperature and non-zero chemical potential. Finally, we comment on possible stringy and non-perturbative corrections that can affect the black hole spectrum.

AdS-CFT Correspondence↗
DOE OSTI2020

Loops and trees in generic EFTs

We consider aspects of tree and one-loop behavior in a generic 4d EFT of massless scalars, fermions, and vectors, with a particular eye to the high-energy limit of the Standard Model EFT at operator dimensions 6 and 8. First, we classify the possible Lorentz structures of operators and the subset of these that can arise at tree-level in a weakly coupled UV completion, extending the tree/loop classification through dimension 8 using functional methods. Second, we investigate how operators contribute to tree and one-loop helicity amplitudes, exploring the impact of non-renormalization theorems through dimension 8. We further observe that many dimension 6 contributions to helicity amplitudes, including rational parts, vanish exactly at one-loop level. This suggests the impact of helicity selection rules extends beyond one loop in non-supersymmetric EFTs.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗