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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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NASA NTRS1993

The solar flare myth

Many years of research have demonstrated that large, nonrecurrent geomagnetic storms, shock wave disturbances in the solar wind, and energetic particle events in interplanetary space often occur in close association with large solar flares. This result has led to a pradigm of cause and effect - that large solar flares are the fundamental cause of these events in the near-Earth space environmemt. This paradigm, which I call 'the solar flare myth,' dominates the popular perception of the relationship between solar activity and interplanetary and geomagnetic events and has provided much of the pragmatic rationale for the study of the solar flare phenomenon. Yet there is good evidence that this paradigm is wrong and that flares do not generally play a central role in producing major transient disturbances in the near-Earth space environment. In this paper I outline a different paradigm of cause and effect that removes solar flares from their central position in the chain of events leading from the Sun to near-Earth space. Instead, this central role is given to events known as coronal mass ejections.

Gosling, J. T.↗
NASA NTRS2023

Analyses of ∼0.05-2 Mev Ions Associated With the 2022 February 16 Esp Event Observed by Parker Solar Probe

We present analyses of 0.05–2 MeV ions from the 2022 February 16 energetic storm particle event observed by Parker Solar Probe's (PSP) IS⊙IS/EPI-Lo instrument at 0.35 au from the Sun. This event was characterized by an enhancement in ion fluxes from a quiet background, increasing gradually with time with a nearly flat spectrum, rising sharply near the arrival of the coronal mass ejection (CME) driven shock, becoming nearly a power-law spectrum, then decaying exponentially afterwards, with a rate that was independent of energy. From the observed fluxes, we determine diffusion coefficients, finding that far upstream of the shock the diffusion coefficients are nearly independent of energy with a value of 10 20 cm 2 /s. Near the shock, the diffusion coefficients are more than one order of magnitude smaller and increase nearly linearly with energy. We also determine the source of energetic particles, by comparing ratios of the intensities at the shock to estimates of the quiet time intensity to predictions from diffusive shock acceleration theory. We conclude that the source of energetic ions is mostly the solar wind for this event. We also present potential interpretations of the near-exponential decay of the intensity behind the shock. One is that we suggest the shock was over-expanding when it crossed PSP and the energetic particle intensity decreased behind the shock to fill the expanding volume. Over-expanding CMEs could well be more common closer to the Sun, and this is an example of such a case.

Joe Giacalone↗
NASA NTRS1990

Acceleration of energetic particles by shock waves from large solar flares

Time-intensity profiles for solar proton events are analyzed with respect to the acceleration of energetic particles from the ambient solar wind by an interplanetary shock. The time-intensity profiles are derived from the Helio 1 particle data base for 1974 to 1984. It is found that many of the large proton events display a prolonged plateau. The Fe/O abundances in the large proton events are studied. It is observed that initially the Fe/O ratio is high (about 1.0), but after proton intensities increase to about 100 protons/sq cm sr sec MeV the Fe/O ratio decreases to a value near 0.1.

Reames, Donald V.↗
NASA NTRS2019

Space Radiation and Plasma Effects on Satellites and Aviation: Quantities and Metrics for Tracking Performance of Space Weather Environment Models

The Community Coordinated Modeling Center has been leading communitywide space science and space weather model validation projects for many years. These efforts have been broadened and extended via the newly launched International Forum for Space Weather Modeling Capabilities Assessment (https://ccmc.gsfc.nasa.gov/assessment/). Its objective is to track space weather models' progress and performance over time, a capability that is critically needed in space weather operations and different user communities in general. The Space Radiation and Plasma Effects Working Team of the afore mentioned International Forum works on one of the many focused evaluation topics and deals with five different subtopics (https://ccmc.gsfc.nasa.gov/assessment/topics/radiationall.php) and varieties of particle populations: Surface Charging from tens of eV to 50keV electrons and internal charging due to energetic electrons from hundreds keV to several MeVs. Single event effects from solar energetic particles and galactic cosmic rays (several MeV to TeV), total dose due to accumulation of doses from electrons (>100 keV) and protons (>1 MeV) in a broad energy range, and radiation effects from solar energetic particles and galactic cosmic rays at aviation altitudes. A unique aspect of the Space Radiation and Plasma Effects focus area is that it bridges the space environments, engineering, and user communities. The intent of the paper is to provide an overview of the current status and to suggest a guide for how to best validate space environment models for operational/engineering use, which includes selection of essential space environment and effect quantities and appropriate metrics.

Zheng, Yihua↗
NASA NTRS2007

The Roles of Flares and Shocks in determining SEP Abundances

We examine solar energetic particle (SEP) event-averaged abundances of Fe relative to O and intensity versus time profiles at energies above 25 MeV/nucleon using the SIS instrument on ACE. These data are compared with solar wind conditions during each event and with estimates of the strength of the associated shock based on average travel times to 1 AU. We find that the majority of events with an Fe to 0 abundance ratio greater than two times the average 5-12 MeV/nuc value for large SEP events (0.134) occur in the western hemisphere. Furthermore, in most of these Fe-rich events the profiles peak within 12 hours of the associated flare, suggesting that some of the observed interplanetary particles are accelerated in these flares. The vast majority of events with Fe/O below 0.134 are influenced by interplanetary shock acceleration. We suggest that variations in elemental composition in SEP events mainly arise from the combination of flare particles and shock acceleration of these particles and/or the ambient medium.

Cane, H. V.↗
NASA NTRS1987

Solar particle acceleration and propagation

The research performed in the period 1983-1986 on solar-particle acceleration and propagation is discussed. Special attention is given to satellite-based observations of large solar energetic particles and (He-3)-rich events; measurements of solar gamma rays, neutrons, and low-energy (1-100-keV) electrons; and observations related to the interplanetary propagation of fast particles. Consideration is also given to theoretical acceleration models based on satellite measurements of accelerated ions.

Lin, R. P.↗
NASA NTRS1973

Atmophilic elements in lunar soils

Ten volatile elements are more abundant in soil 14163 than in 14259 by factors of 1.4 or greater, too high to be explained by the 15% higher KREEP content of 14163. The enrichments suggest that these elements are easily volatilized by energetic events generated by solar particles or micrometeorites and as a result move from site to site through the lunar atmosphere. The elements Zn, C, and Cd are correlated with excess Ar-40 in Apollo 15 soils. Since concentrations also increase in the direction of the Apennine Front, the correlation chiefly indicates that the Front regolith is enriched in these elements relative to the Apollo 15 regolith away from the Front. The absence of known lunar rock types showing Zn and Cd concentrations as high as those in the Apollo 15 Front regolith or the Apollo 14 or 16 highlands regoliths and the relatively uniform concentrations of both elements in these soils despite differences in major element composition suggest that large amounts of these elements were released as volatiles during early lunar magmatic activity.

Chou, C.-L.↗
NASA NTRS1983

The interplanetary shock event of November 11/12 1978, a comprehensive test of acceleration theory

A comprehensive study of the November 11/12, 1978 shock event based on energetic particle, solar wind, magnetic field and wave data from the ISEE-3, -1 and -2 spacecraft has been undertaken both from the energetic and the collisionless shock point of view. The energy density of 10-50 keV protons accelerated by the shock is found to be equivalent to the upstream magnetic field energy density. The observations are in quantitative agreement with Lee's (1983) self consistent theory for the excitation of hydromagnetic waves and the acceleration of ions upstream of interplanetary shocks.

Wenzel, K. P.↗
NASA NTRS1983

The interplanetary shock event of November 11/12 1978 - A comprehensive test of acceleration theory

A comprehensive study of the November 11, 12, 1978 shock event based on energetic particle, solar wind, magnetic field and wave data from the ISEE-3, -1 and -2 spacecraft has been undertaken both from the energetic and the collisionless shock point of view. The energy density of 10-50 keV protons accelerated by the shock is found to be equivalent to the upstream magnetic field energy density. The observations are in quantitative agreement with Lee's (1983) self consistent theory for the excitation of hydromagnetic waves and the acceleration of ions upstream of interplanetary shocks.

Wenzel, K.-P.↗
NASA NTRS1988

Upstream energetic ions under radial IMF - A critical test of the Fermi model

Eight years of interplanetary magnetic field (IMF) and energetic particle observations obtained by the IMP-8 spacecraft upstream from the bow shock have been surveyed, and 63 cases when the upstream IMF remained radial for extended periods of time (greater than 1 hour) have been accumulated. Of these, two cases have been selected during which measurable fluxes of ambient solar or corotating energetic particle events were absent. These conditions provide an excellent test to the theories of the origin of upstream energetic ions. It is shown that there are extended periods with radial IMF when no upstream energetic ions were detected. It is further shown that energetic ions in the range E of between 50 keV and 1 MeV, inclusive, are not continuously present but appear in bursts of intensities varying by more than an order of magnitude under persistently radial IMF. These measurements contradict a fundamental prediction of the Fermi mechanism for the origin of the upstream energetic ions, namely that such ions should always be present on radial IMF lines. The observations are consistent with the hypothesis that energetic (greater than about 50 keV) ions leak out from, and appear in the upstream medium sporadically, following the onset of magnetic activity within the magnetosphere.

Sarris, E. T.↗
NASA NTRS2003

Solar Energetic Particle Variations

In the largest solar energetic-particle (SEP) events, acceleration occurs at shock waves driven out from the Sun by coronal mass ejections (CMEs). In fact, the highest proton intensities directly measured near Earth at energies up to approximately 1 GeV occur at the time of passage of shocks, which arrive about a day after the CMEs leave the Sun. CME-driven shocks expanding across magnetic fields can fill over half of the heliosphere with SEPs. Proton-generated Alfven waves trap particles near the shock for efficient acceleration but also throttle the intensities at Earth to the streaming limit early in the events. At high energies, particles begin to leak from the shock and the spectrum rolls downward to form an energy-spectral 'knee' that can vary in energy from approximately 1 MeV to approximately 1 GeV in different events. All of these factors affect the radiation dose as a function of depth and latitude in the Earth's atmosphere and the risk to astronauts and equipment in space. SEP ionization of the polar atmosphere produces nitrates that precipitate to become trapped in the polar ice. Observations of nitrate deposits in ice cores reveal individual large SEP events and extend back approximately 400 years. Unlike sunspots, SEP events follow the approximately 80-100-year Gleissberg cycle rather faithfully and are now at a minimum in that cycle. The largest SEP event in the last 400 years appears to be related to the flare observed by Carrington in 1859, but the probability of SEP events with such large fluences falls off sharply because of the streaming limit.

Reames, D. V.↗
NASA NTRS2000

A Radiation Shielding Code for Spacecraft and Its Validation

The HZETRN code, which uses a deterministic approach pioneered at NASA Langley Research Center, has been developed over the past decade to evaluate the local radiation fields within sensitive materials (electronic devices and human tissue) on spacecraft in the space environment. The code describes the interactions of shield materials with the incident galactic cosmic rays, trapped protons, or energetic protons from solar particle events in free space and low Earth orbit. The content of incident radiations is modified by atomic and nuclear reactions with the spacecraft and radiation shield materials. High-energy heavy ions are fragmented into less massive reaction products, and reaction products are produced by direct knockout of shield constituents or from de-excitation products. An overview of the computational procedures and database which describe these interactions is given. Validation of the code with recent Monte Carlo benchmarks, and laboratory and flight measurement is also included.

Shinn, J. L.↗
NASA NTRS1986

Manned Mars mission solar physics: Solar energetic particle prediction and warning

There are specific risks to the crew of the manned Mars mission from energetic particles generated by solar activity. Therefore, mission planning must provide for solar monitoring and solar activity forecasts. The main need is to be able to anticipate the energetic particle events associated with some solar flares and, occasionally, with erupting filaments. A second need may be for forecasts of solar interference with radio communication between the manned Mars mission (during any of its three phases) and Earth. These two tasks are compatible with a small solar observatory that would be used during the transit and orbital phases of the mission. Images of the Sun would be made several times per hour and, together with a solar X-ray detector, used to monitor for the occurrence of solar activity. The data would also provide a basis for research studies of the interplanetary medium utilizing observations covering more of the surface of the Sun than just the portion facing Earth.

Suess, S. T.↗
NASA NTRS1986

Interplanetary shocks preceded by solar filament eruptions

The solar and interplanetary characteristics of six interplanetary shock and energetic particle events associated with the eruptions of solar filaments lying outside active regions are discussed. The events are characterized by the familiar double-ribbon H-alpha brightenings observed with large flares, but only very weak soft X-ray and microwave bursts. Both impulsive phases and metric type II bursts are absent in all six events. The energetic particles observed near the earth appear to be accelerated predominantly in the interplanetary shocks. The interplanetary shock speeds are lower and the longitudinal extents considerably less than those of flare-associated shocks. Three of the events were associated with unusual enhancements of singly-ionized helium in the solar wind following the shocks. These enhancements appear to be direct detections of the cool filament material expelled from the corona. It is suggested that these events are part of a spectrum of solar eruptive events which include both weaker events and the large flares. Despite their unimpressive and unreported solar signatures, the quiescent filament eruptions can result in substantial space and geophysical disturbances.

Cane, H. V.↗
NASA NTRS1975

Solar particle events with anomalously large relative abundance of He-3

Energetic particle data are presented from a series of solar flares with a relative abundance of He-3 much higher than that of any previous events. The abundance of protons relative to He nuclei was significantly low in these events; not more than four H-2 and three H-3 were detected during the entire period under study, compared with 1110 He-3 nuclei. Results from these experiments are compared with data available from other investigations, and the limitations the former observations place on theoretical models to explain He-3-rich flares are discussed.

Serlemitsos, A. T.↗