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Results for “Effective Field Theory”

Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 325 records · Page 18
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DOE OSTI2022

Field Theories for type-II fractons

We derive an effective field theory for a type-II fracton starting from the Haah code on the lattice. The effective topological theory is not given exclusively in terms of an action; it must be supplemented with a condition that selects physical states. Without the constraint, the action only describes a type-I fracton. The constraint emerges from a condition that cube operators multiply to the identity, and it cannot be consistently implemented in the continuum theory at the operator level, but only in a weaker form, in terms of matrix elements of physical states. Informed by these studies and starting from the opposite end, i.e., the continuum, we discuss a Chern-Simons-like theory that does not need a constraint or projector, and yet has no mobile excitations. Whether this continuum theory admits a lattice counterpart remains unanswered.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

The importance of flavor in SMEFT Electroweak Precision Fits

Effective field theory tools are essential for exploring non-Standard Model physics at the LHC in the absence of the discovery of new light particles. Predictions for observables are typically made at the lowest order in the QCD and electroweak expansions in the Standard Model effective field theory (SMEFT) and often ignore the effects of flavor. Here, we present results for electroweak precision observables (EWPOs) at the next-to-leading order QCD and electroweak expansions (NLO) of the SMEFT with an arbitrary flavor structure for the fermion operators. Numerical NLO SMEFT fits to EWPOs have a strong dependence on the assumed flavor structures and we demonstrate this using various popular assumptions for flavor symmetries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Hilbert series, the Higgs mechanism, and HEFT

We expand Hilbert series technologies in effective field theory for the inclusion of massive particles, enabling, among other things, the enumeration of operator bases for non-linearly realized gauge theories. We find that the Higgs mechanism is manifest at the level of the Hilbert series, as expected for the partition function of an S-matrix that is subject to the Goldstone equivalence theorem. In addition to massive vectors, we detail how other massive, spinning particles can be studied with Hilbert series; in particular, we spell out the ingredients for massive gravity in general spacetime dimensions. Further methodology is introduced to enable Hilbert series to capture the effect of spurion fields acquiring vevs. We apply the techniques to the Higgs Effective Field Theory (HEFT), providing a systematic enumeration of its operator basis. This is achieved both from a direct and a custodial symmetry spurion-based approach; we compare and contrast the two approaches, and our results to those appearing in previous literature.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Towards a theory of hadron resonances

In this review, we present the current state of the art of our understanding of the spectrum of excited strongly interacting particles and discuss methods that allow for a systematic and model-independent calculation of the hadron spectrum. These are lattice QCD and effective field theories. Synergies between both approaches can be exploited allowing for a deeper understanding of the hadron spectrum. Results based on effective field theories and hadron–hadron scattering in lattice QCD or combinations thereof are presented and discussed. We also show that the often used Breit–Wigner parametrization is at odds with chiral symmetry and should not be used in case of strongly coupled channels.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

A precision test of averaging in AdS/CFT

We reconsider the role of wormholes in the AdS/CFT correspondence. We focus on Euclidean wormholes that connect two asymptotically AdS or hyperbolic regions with $\mathbb{S}$ 1 × $\mathbb{S}$ d-1 boundary. There is no solution to Einstein’s equations of this sort, as the wormholes possess a modulus that runs to infinity. To find on-shell wormholes we must stabilize this modulus, which we can do by fixing the total energy on the two boundaries. Such a wormhole gives the saddle point approximation to a non-standard problem in quantum gravity, where we fix two asymptotic boundaries and constrain the common energy. Crucially the dual quantity does not factorize even when the bulk is dual to a single CFT, on account of the fixed energy constraint. From this quantity we extract a smeared version of the microcanonical spectral form factor. For a chaotic theory this quantity is self-averaging, i.e. well-approximated by averaging over energy windows, or over coupling constants. We go on to give a precision test involving the microcanonical spectral form factor where the two replicas have slightly different coupling constants. In chaotic theories this form factor is known to smoothly decay at a rate universally predicted in terms of one replica physics, provided that there is an average either over a window or over couplings. We compute the expected decay rate for holographic theories, and the form factor from a wormhole, and the two exactly agree for a wide range of two-derivative effective field theories in AdS. This gives a precision test of averaging in AdS/CFT. Our results interpret a number of confusing facts about wormholes and factorization in AdS and suggest that we should regard gravitational effective field theory as a mesoscopic description, analogous to semiclassical mesoscopic descriptions of quantum chaotic systems.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Open quantum systems for quarkonia

I review recent applications of the open quantum system framework in the understanding of quarkonium suppression in heavy-ion collisions, which has been used as a probe of the quark–gluon plasma for decades. The derivation of the Lindblad equations for quarkonium in both the quantum Brownian motion and the quantum optical limits and their semiclassical counterparts is explained. The hierarchy of time scales assumed in the derivation is justified from the separation of energy scales in nonrelativistic effective field theories of QCD. Physical implications of the open quantum system approach are also discussed. Finally, I list some open questions for future studies.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

Modified gravity constraints from the full shape modeling of clustering measurements from DESI 2024

We present cosmological constraints on deviations from general relativity (GR) from the first-year of clustering observations from the Dark Energy Spectroscopic Instrument (DESI) in combination with other available datasets including the CMB data from Planck with CMB-lensing from Planck and ACT, BBN constraints on the physical baryon density, the galaxy weak lensing and clustering from DESY3 and supernova data from DESY5. We first consider the μ(a,k)–Σ(a,k) modified gravity (MG) parameterization (as well as η(a,k)) in a ΛCDM and a w 0 w a CDM cosmological backgrounds. Using a functional form for time-only evolution gives μ 0 = 0.11 +0.44 -0.54 from DESI(FS+BAO)+BBN and a wide prior on n s . Using DESI(FS+BAO)+CMB+DESY3+DESY5-SN, we obtain μ 0 = 0.05 ± 0.22 and Σ 0 = 0.008 ± 0.045 and similarly μ 0 = 0.02 +0.19 -0.24 and η 0 = 0.09 +0.36 -0.60 , in an ΛCDM background. In w 0 w a CDM we obtain μ 0 = -0.24 +0.32 -0.28 and Σ 0 = 0.006 ± 0.043, consistent with GR, and we still find a preference of the data for a dynamical dark energy with w 0 > -1 and w a < 0. Using functional dependencies in both time and scale gives μ 0 and Σ 0 with a same level of precision as above but other scale MG parameters remain hard to constrain. We then move to binned parameterizations in a ΛCDM background starting with two bins in redshift and obtain, μ 1 = 1.02 ± 0.13, μ 2 = 1.04 ± 0.11, Σ 1 = 1.021 ± 0.029 and Σ 2 = 1.022 +0.027 -0.023 , all consistent with the unity value of GR in the binning formalism. We then extend the analysis to combine two bins in redshift and two in scale giving 8 MG parameters that we find all consistent with GR. We note that we find here that the tension reported in previous studies about Σ 0 being inconsistent with GR when using Planck PR3 data goes away when we use the recent LoLLiPoP+HiLLiPoP likelihoods. As noted in previous studies, this seems to indicate that the tension is indeed related to the CMB lensing anomaly in PR3 which is also resolved when using the recent likelihoods. We then constrain the class of Horndeski theory in the effective field theory of dark energy approach. We consider both EFT-basis and α-basis in the analysis. Assuming a power law parameterization for the EFT function Ω, which controls non-minimal coupling, we obtain Ω 0 = 0.012 +0.001 -0.012 and s 0 = 0.996 +0.54 -0.20 from the combination of DESI(FS+BAO)+DESY5SN+CMB in a ΛCDM background, which are consistent with GR. Similar results are obtained when using the α-basis and assuming no-braiding (α B = 0) giving c M < 1.14 at 95% CL in a ΛCDM background, also in agreement with GR. However, we see a mild yet consistent indication for c B > 0 when α B is allowed to vary which will require further study to determine whether this is due to systematics or new physics.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Sterile neutrinos with non-standard interactions in β- and 0νββ-decay experiments

Charged currents are probed in low-energy precision β -decay experiments and at high-energy colliders, both of which aim to measure or constrain signals of beyond-the-Standard-Model physics. In light of future β -decay and LHC measurements that will further explore these non-standard interactions, we investigate what neutrinoless double- β decay (0 νββ ) experiments can tell us if a nonzero signal were to be found. Using a recently developed effective-field-theory framework, we consider the effects that interactions with right-handed neutrinos have on 0 νββ and discuss the range of neutrino masses that current and future 0 νββ measurements can probe, assuming neutrinos are Majorana particles. For non-standard interactions at the level suggested by recently observed hints in β decays, we show that next-generation 0 νββ experiments can determine the Dirac or Majorana nature of neutrinos, for sterile neutrino masses larger than $\mathcal{O}(10)$ eV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Accidental symmetries, Hilbert series, and friends

Accidental symmetries in effective field theories can be established by computing and comparing Hilbert series. This invites us to study them with the tools of invariant theory. Applying this technology, we spotlight three classes of accidental symmetries that hold to all orders for non-derivative interactions. They are broken by derivative interactions and become ordinary finite-order accidental symmetries. To systematically understand the origin and the patterns of accidental symmetries, we introduce a novel mathematical construct — a (non-transitive) binary relation between subgroups that we call friendship. Equipped with this, we derive new criteria for all-order accidental symmetries in terms of friends, and criteria for finite-order accidental symmetries in terms of friends ma non troppo. They allow us to verify and identify accidental symmetries more efficiently without computing the Hilbert series. We demonstrate the success of our new criteria by applying them to a variety of sample accidental symmetries, including the custodial symmetry in the Higgs sector of the Standard Model effective field theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

A Brief Account of Steven Weinberg’s Legacy in ab initio Many-Body Theory

In this contribution to the special issue “Celebrating 30 years of Steven Weinberg’s papers on Nuclear Forces from Chiral Lagrangians,” we emphasize the important role chiral effective field theory has played in leading nuclear physics into a precision era. To this end, we share our perspective on a few of the recent advances made in ab initio calculations of nuclear structure and nuclear matter observables, as well as Bayesian uncertainty quantification of effective field theory truncation errors.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2025

Renormalizing two-fermion operators in the SMEFT via supergeometry

We extend the geometric framework of field-space covariance for loop computations, thereby unifying the treatment of scalars, fermions, and gauge bosons in effective field theories. This allows us to derive a manifestly covariant formula for one-loop UV divergences that includes contributions from mixed boson-fermion graphs. The result is expressed in terms of geometric invariants of the field-space supermanifold. As a demonstration of this formula, we compute the renormalization group equations for two-fermion operators at the dimension-eight level in the Standard Model Effective Field Theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Wavefunction matching for solving quantum many-body problems

Ab initio calculations have an essential role in our fundamental understanding of quantum many-body systems across many subfields, from strongly correlated fermions to quantum chemistry and from atomic and molecular systems to nuclear physics. One of the primary challenges is to perform accurate calculations for systems where the interactions may be complicated and difficult for the chosen computational method to handle. Here we address the problem by introducing an approach called wavefunction matching. Wavefunction matching transforms the interaction between particles so that the wavefunctions up to some finite range match that of an easily computable interaction. This allows for calculations of systems that would otherwise be impossible owing to problems such as Monte Carlo sign cancellations. We apply the method to lattice Monte Carlo simulations of light nuclei, medium-mass nuclei, neutron matter and nuclear matter. We use high-fidelity chiral effective field theory interactions and find good agreement with empirical data. These results are accompanied by insights on the nuclear interactions that may help to resolve long-standing challenges in accurately reproducing nuclear binding energies, charge radii and nuclear-matter saturation in ab initio calculations.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Revisiting the refined Distance Conjecture

The Distance Conjecture of Ooguri and Vafa holds that any infinite-distance limit in the moduli space of a quantum gravity theory must be accompanied by a tower of exponentially light particles, which places tight constraints on the low-energy effective field theories in these limits. One attempt to extend these constraints to the interior of moduli space is the refined Distance Conjecture, which holds that the towers of light particles predicted by the Distance Conjecture must appear any time a modulus makes a super-Planckian excursion in moduli space. In this note, however, we point out that a tower which satisfies the Distance Conjecture in an infinite-distance limit of moduli space may be parametrically heavier than the Planck scale for an arbitrarily long geodesic distance. This means that the refined Distance Conjecture, in its most naive form, does not place meaningful constraints on low-energy effective field theory. This motivates alternative refinements of the Distance Conjecture, which place an absolute upper bound on the tower mass scale in the interior of moduli space. We explore two possibilities, providing evidence for them and briefly discussing their implications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

40 Ca transverse response function from coupled-cluster theory

Here, we present calculations of the 40 Ca transverse response function obtained from coupled-cluster theory used in conjunction with the Lorentz integral transform method. We employ nuclear forces derived at next-to-next-to leading order in chiral effective field theory with and without Δ degrees of freedom. We first benchmark this approach on the 4 He nucleus and compare both the transverse sum rule and the response function to earlier calculations based on different methods. As expected from the power counting of the chiral expansion of electromagnetic currents and from previous studies, our results retaining only one-body term underestimate the experimental data for 4 He by about 20%. However, when the method is applied to 40 Ca at the same order of the expansion, response functions do not lack strength and agree well with the world electron scattering data. We discuss various sources of theoretical uncertainties and comment on the comparison of our results with the available experiments.

39 ≤ A ≤ 58↗
DOE OSTI2025

A package for renormalization group running in the SMEFT with sterile neutrinos

Abstract Sterile neutrinos are well-motivated beyond the Standard Model (BSM) particles. The Standard Model Effective Field Theory (SMEFT) augmented with these new fields is known as the $$\nu $$ ν SMEFT. We present the first code for solving the renormalization group equations (RGEs) of the $$\nu $$ ν SMEFT in an automated way. For this purpose, we have implemented the $$\nu $$ ν SMEFT as a new effective field theory (EFT) in the Wilson coefficient exchange format . Furthermore, we included anomalous dimensions depending on the gauge couplings and Yukawas in the python package . This novel version of allows a consistent inclusion of $$\nu $$ ν SMEFT renormalization group (RG) running effects above the electroweak (EW) scale in phenomenological studies involving sterile neutrinos. Moreover, this new release allows us to study EW, strong, and Yukawa running effects separately within the SMEFT.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Vector boson scattering and anomalous quartic couplings in final states with ℓνqq or ℓℓqq plus jets using proton-proton collisions at $\sqrt{s}=13$ TeV

A measurement is presented of the electroweak vector boson scattering production of ZV (V = W, Z) boson pairs associated with two jets in proton-proton collisions at a center-of-mass energy of 13 TeV. The data, corresponding to an integrated luminosity of 138 fb −1 , were collected at the CERN LHC with the CMS detector during the 2016–2018 data-taking period. The analysis targets final states with a pair of isolated electrons or muons from Z boson decays and three or four jets, depending on the momentum of the vector boson that decays into quarks. Signal strength is measured for events characterized by a large invariant mass of two forward jets with a wide pseudorapidity gap between them. The electroweak production of ZV in association with two jets is measured with an observed (expected) significance of 1.3 (1.8) standard deviations. A combination of the analyses of ZV channel and the previously published WV channel in the lepton plus jets final state places constraints on effective field theory parameters that describe anomalous electroweak production of WW, WZ, and ZZ boson pairs in association with two jets. Several world best limits are set on anomalous quartic gauge couplings in terms of dimension-8 standard model effective field theory operators.

Hadron-Hadron Scattering↗
DOE OSTI2021

Quadratic-in-spin Hamiltonian at $ \mathcal{O} $(G 2 ) from scattering amplitudes

We obtain the quadratic-in-spin terms of the conservative Hamiltonian describing the interactions of a binary of spinning bodies in General Relativity through O ( G 2 ) and to all orders in velocity. Our calculation extends a recently-introduced framework based on scattering amplitudes and effective field theory to consider non-minimal coupling of the spinning objects to gravity. At the order that we consider, we establish the validity of the formula proposed in [1] that relates the impulse and spin kick in a scattering event to the eikonal phase.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Exact representations of many-body interactions with restricted-Boltzmann-machine neural networks

Restricted Boltzmann machines (RBMs) are simple statistical models defined on a bipartite graph which have been successfully used in studying more complicated many-body systems, both classical and quantum. In this work, we exploit the representation power of RBMs to provide an exact decomposition of many-body contact interactions into one-body operators coupled to discrete auxiliary fields. This construction generalizes the well known Hirsch's transform used for the Hubbard model to more complicated theories such as pionless effective field theory in nuclear physics, which we analyze in detail. Finally, we also discuss possible applications of our mapping for quantum annealing applications and conclude with some implications for RBM parameter optimization through machine learning.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗