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A global coupled ensemble data assimilation system using the Community Earth System Model and the Data Assimilation Research Testbed

In this paper, we present a description of the CESM/DART ensemble coupled data assimilation (DA) system based on the Community Earth System Model (CESM) and the Data Assimilation Research Testbed (DART) assimilation software. The CESM/DART should be viewed as a flexible system to support the DA needs of the CESM research community and not as a static reanalysis product. In this implementation of the CESM/DART, conventional insitu observations of the ocean and atmosphere are assimilated into the respective component models of the CESM using a 30-member ensemble adjustment Kalman filter (EAKF). CESM/DART is run in a “weakly coupled” configuration wherein observations native to each climate system component only directly impact the state vector for that component. Information is passed between components indirectly through the short-term coupled model forecasts that provide the EAKF background ensemble. This system leverages previous ensemble DA development for the Community Atmosphere Model and Parallel Ocean Program models using the DART EAKF. The CESM/DART project is a step towards providing increasingly useful DA capabilities for the CESM research community. Results are presented for our prototype 12-year reanalysis, run from 1970 to mid 1982. Multiple lines of evidence demonstrate that the system is capable of constraining the CESM coupled model to simulate the historical variability of the climate system in the well-observed Northern Hemisphere. A collection of monthly average variables, climate mode indices, observation diagnostics and snapshots of synoptic weather in the ocean and atmosphere are compared to established datasets, showing especially good agreement in the Northern Hemisphere. A discussion of the CESM/DART as a modular, community facility and the benefits and challenges associated with this vision is also included.

54 ENVIRONMENTAL SCIENCES↗

Improving the Representation of Polar Snow and Firn in the Community Earth System Model

Abstract In Earth system models, terrestrial snow is usually modeled by the land surface component. In most cases, these snow models have been developed with an emphasis on seasonal snow. Questions about future sea level rise, however, prompt the need for a realistic representation of perennial snow, as snow processes play a key role in the mass balance of glaciers and ice sheets. Here we enhance realism of modeled polar snow in the Community Land Model (CLM), the land component of the Community Earth System Model (CESM), by implementing (1) new parametrizations for fresh snow density, destructive metamorphism, and compaction by overburden pressure, (2) by allowing for deeper snow packs, and (3) by introducing drifting snow compaction, with a focus on the ice sheet interior. Comparison with Greenlandic and Antarctic snow density observations show that the new physics improve model skill in predicting firn and near‐surface density in the absence of melt. Moreover, compensating biases are removed and spurious subsurface melt rates at ice sheets are eliminated. The deeper snow pack enhances refreezing and allows for deeper percolation, raising ice temperatures up to 15°C above the skin temperature.

van Kampenhout, Leonardus↗

Community Earth System Model (CESM) Tutorial 2016 Final Report

For the 2016 tutorial, NCAR/CGD requested a total budget of $70,000 split equally between DOE and NSF. The funds were used to support student participation (travel, lodging, per diem, etc.). Lectures and practical session support was primarily provided by local participants at no additional cost (see list below). The seventh annual Community Earth System Model (CESM) tutorial (2016) for students and early career scientists was held 8 – 12 August 2016. As has been the case over the last few years, this event was extremely successful and there was greater demand than could be met. There was continued interest in support of the NSF’s EaSM Infrastructure awards, to train these awardees in the application of the CESM. Based on suggestions from previous tutorial participants, the 2016 tutorial experience again provided direct connection to Yellowstone for each individual participant (rather than pairs), and used the NCAR Mesa Library. The 2016 tutorial included lectures on simulating the climate system and practical sessions on running CESM, modifying components, and analyzing data. These were targeted to the graduate student level. In addition, specific talks (“Application” talks) were introduced this year to provide participants with some in-depth knowledge of some specific aspects of CESM.

58 GEOSCIENCES↗

Validation of a Statistical Methodology for Extracting Vegetation Feedbacks: Focus on North African Ecosystems in the Community Earth System Model

Generalized equilibrium feedback assessment (GEFA) is a potentially valuable multivariate statistical tool for extracting vegetation feedbacks to the atmosphere in either observations or coupled Earth system models. The reliability of GEFA at capturing the terrestrial impacts on regional climate is demonstrated here using the National Center for Atmospheric Research Community Earth System Model (CESM), with focus on North Africa. The feedback is assessed statistically by applying GEFA to output from a fully coupled control run. To reduce the sampling error caused by short data records, the traditional or full GEFA is refined through stepwise GEFA by dropping unimportant forcings. Two ensembles of dynamical experiments are developed for the Sahel or West African monsoon region against which GEFA-based vegetation feedbacks are evaluated. In these dynamical experiments, regional leaf area index (LAI) is modified either alone or in conjunction with soil moisture, with the latter runs motivated by strong regional soil moisture–LAI coupling. Stepwise GEFA boasts higher consistency between statistically and dynamically assessed atmospheric responses to land surface anomalies than full GEFA, especially with short data records. GEFA-based atmospheric responses are more consistent with the coupled soil moisture–LAI experiments, indicating that GEFA is assessing the combined impacts of coupled vegetation and soil moisture. Both the statistical and dynamical assessments reveal a negative vegetation–rainfall feedback in the Sahel associated with an atmospheric stability mechanism in CESM versus a weaker positive feedback in the West African monsoon region associated with a moisture recycling mechanism in CESM.

54 ENVIRONMENTAL SCIENCES↗

Predicting Near-Term Changes in the Earth System: A Large Ensemble of Initialized Decadal Prediction Simulations Using the Community Earth System Model

The objective of near-term climate prediction is to improve our fore-knowledge, from years to a decade or more in advance, of impactful climate changes that can in general be attributed to a combination of internal and externally forced variability. Predictions initialized using observations of past climate states are tested by comparing their ability to reproduce past climate evolution with that of uninitialized simulations in which the same radiative forcings are applied. A new set of decadal prediction (DP) simulations has recently been completed using the Community Earth System Model (CESM) and is now available to the community. This new large-ensemble (LE) set (CESM-DPLE) is composed of historical simulations that are integrated forward for 10 years following initialization on 1 November of each year between 1954 and 2015. CESM-DPLE represents the “initialized” counterpart to the widely studied CESM Large Ensemble (CESM-LE); both simulation sets have 40-member ensembles, and they use identical model code and radiative forcings. Comparing CESM-DPLE to CESM-LE highlights the impacts of initialization on prediction skill and indicates that robust assessment and interpretation of DP skill may require much larger ensembles than current protocols recommend. CESM-DPLE exhibits significant and potentially useful prediction skill for a wide range of fields, regions, and time scales, and it shows widespread improvement over simpler benchmark forecasts as well as over a previous initialized system that was submitted to phase 5 of the Coupled Model Intercomparison Project (CMIP5). Finally, the new DP system offers new capabilities that will be of interest to a broad community pursuing Earth system prediction research.

54 ENVIRONMENTAL SCIENCES↗

Forced Patterns of Sea Level Rise in the Community Earth System Model Large Ensemble From 1920 to 2100

To provide context for observed sea level rise, the forced response (FR) in dynamic sea level (DSL) during the 20th and 21st centuries is examined in the Community Earth System Model Large Ensemble (LE). After accounting for simulation drift, which in the LE is sizable, the DSL FR is found to be complex, both in space and time. Its evolving character is suggested to arise from both the diversity and transient evolution of climate forcing agents and the slow adjustment timescales of the intermediate and deep oceans. Nonetheless, various intervals of spatially coherent change simulated for the recent past and near future are identified, and their characteristics and associated driving mechanisms are identified and discussed. The mid- to late-20th century DSL FR is characterized by an hemispherically asymmetric pattern of change, with depressed rates of rise in the northern oceans. There is also a dipole of change in the Southern Ocean caused by changes in near-surface zonal winds. Through the late 20th and early 21st centuries, a different pattern of rise emerges with elevated rates in the tropics and depressed rates at high latitudes. Zonal and interbasin variations characterize both intervals and involve the pattern and depth of anomalous ocean heat content storage and spatial contrasts in the expansion coefficient tied mainly to base state temperature, with greater rates of rise in warm regions per unit warming. Finally, the relative roles of surface flux and ocean convergence anomalies are examined.

54 ENVIRONMENTAL SCIENCES↗

Thermodynamic versus Dynamic Controls on Extreme Precipitation in a Warming Climate from the Community Earth System Model Large Ensemble

The moisture budget is evaluated as a function of the probability distribution of precipitation for the end of the twentieth century and projected end of the twenty-first century in the Community Earth System Model Large Ensemble. For a given precipitation percentile, a conditional moisture budget equation relates precipitation minus evaporation ( P − E) to vertical moisture transport, horizontal moisture advection, and moisture storage. At high percentiles, moisture advection and moisture storage cancel and evaporation is negligible, so that precipitation is approximately equal to vertical moisture transport, and likewise for projected changes. Therefore, projected changes to extreme precipitation are approximately equal to the sum of thermodynamic and dynamic tendencies, representing changes to the vertical profiles of moisture content and mass convergence, respectively. The thermodynamic tendency is uniform across percentiles and regions as an intensification of the hydrological cycle, but the dynamic tendency is more complex. For extreme events, per degree of warming, in the mid-to-high latitudes the dynamic tendency is small, so that precipitation approximately scales by the Clausius–Clapeyron 7% K −1 increase. In the subtropics, a drying tendency originating from dynamics offsets the thermodynamic wetting tendency, with the net effect on precipitation varying among regions. The effect of this dynamic drying decreases with increasing percentile. In the deep tropics, a positive dynamic tendency occurs with magnitude similar to or greater than the positive thermodynamic tendency, resulting in generally a 10%–15% K −1 precipitation increase, and with a >25% K −1 increase over the tropical east Pacific. This reinforcing dynamical tendency increases rapidly for high percentiles.

54 ENVIRONMENTAL SCIENCES↗

The Connected Isotopic Water Cycle in the Community Earth System Model Version 1

Because of the pervasive role of water in the Earth system, the relative abundances of stable isotopologues of water are valuable for understanding atmospheric, oceanic, and biospheric processes, and for interpreting paleoclimate proxy reconstructions. Isotopologues are transported by both largescale and turbulent flows, and the ratio of heavy to light isotopologues changes due to fractionation that can accompany condensation and evaporation processes. Correctly predicting the isotopic distributions requires resolving the relationships between largescale ocean and atmospheric circulation and smallerscale hydrological processes, which can be accomplished within a coupled climate modeling framework. Here we present the water isotopeenabled version of the Community Earth System Model version 1 (iCESM1), which simulates global variations in water isotopic ratios in the atmosphere, land, ocean, and sea ice. In a transient Last Millennium simulation covering the 850-2005 period, iCESM1 correctly captures the latetwentiethcentury structure of δ(exp 18)O and δD over the global oceans, with more limited accuracy over land. The relationship between salinity and seawater δ(exp 18)O is also well represented over the observational period, including interbasin variations. We illustrate the utility of coupled, isotopeenabled simulations using both Last Millennium simulations and freshwater hosing experiments with iCESM1. Closing the isotopic mass balance between all components of the coupled model provides new confidence in the underlying depiction of the water cycle in CESM, while also highlighting areas where the underlying hydrologic balance can be improved. The iCESM1 is poised to be a vital community resource for ongoing model development with both modern and paleoclimate applications.

Brady, E.↗

The Connected Isotopic Water Cycle in the Community Earth System Model Version 1

Abstract Because of the pervasive role of water in the Earth system, the relative abundances of stable isotopologues of water are valuable for understanding atmospheric, oceanic, and biospheric processes, and for interpreting paleoclimate proxy reconstructions. Isotopologues are transported by both large‐scale and turbulent flows, and the ratio of heavy to light isotopologues changes due to fractionation that can accompany condensation and evaporation processes. Correctly predicting the isotopic distributions requires resolving the relationships between large‐scale ocean and atmospheric circulation and smaller‐scale hydrological processes, which can be accomplished within a coupled climate modeling framework. Here we present the water isotope‐enabled version of the Community Earth System Model version 1 (iCESM1), which simulates global variations in water isotopic ratios in the atmosphere, land, ocean, and sea ice. In a transient Last Millennium simulation covering the 850–2005 period, iCESM1 correctly captures the late‐twentieth‐century structure of δ 18 O and δD over the global oceans, with more limited accuracy over land. The relationship between salinity and seawater δ 18 O is also well represented over the observational period, including interbasin variations. We illustrate the utility of coupled, isotope‐enabled simulations using both Last Millennium simulations and freshwater hosing experiments with iCESM1. Closing the isotopic mass balance between all components of the coupled model provides new confidence in the underlying depiction of the water cycle in CESM, while also highlighting areas where the underlying hydrologic balance can be improved. The iCESM1 is poised to be a vital community resource for ongoing model development with both modern and paleoclimate applications.

54 ENVIRONMENTAL SCIENCES↗

Important ice processes are missed by the Community Earth System Model (CESM) in Southern Ocean mixed–phase clouds: Bridging SOCRATES observations to model developments

Global climate models (GCMs) are challenged by difficulties in simulating cloud phase and cloud radiative effect over the Southern Ocean (SO). Some of the new generation GCMs predict too much liquid and too little ice in mixed-phase clouds. This misrepresentation of cloud phase in GCMs results in weaker negative cloud feedback over the SO and a higher climate sensitivity. Based on a model comparison with observational data obtained during the Southern Ocean Cloud Radiation and Aerosol Transport Experimental Study (SOCRATES), this study addresses a key uncertainty in the Community Earth System Model version 2 (CESM2) related to cloud phase, namely ice formation in pristine remote SO clouds. It is found that sea spray organic aerosols (SSOA) are the most important type of ice nucleating particles (INPs) over the SO with concentrations one order of magnitude higher than those of dust INPs based on measurements and CESM2 simulations. Secondary ice production (SIP) which includes riming splintering, rain droplet shattering, and ice-ice collisional fragmentation as implemented in CESM2 is the dominant ice production process in moderately cold clouds with cloud temperatures greater than –20°C. SIP enhances the in-cloud ice number concentrations (Ni) by 1-3 orders of magnitude and predicts more mixed-phase (with percentage occurrence increased from 15% to 21%), in better agreement with the observations. Finally, this study highlights the importance of accurately representing cloud phase over the pristine remote SO by considering the ice nucleation of SSOA and SIP processes, which are currently missing in most GCM cloud microphysics parameterizations.

54 ENVIRONMENTAL SCIENCES↗

Attributing the Carbon Cycle Impacts of CMIP5 Historical and Future Land Use and Land Cover Change in the Community Earth System Model (CESM1)

Historical global land use and land cover change (LULCC) emissions of 160 PgC represent a third of all human CO 2 emissions from 1850 to 2010. Future land management decisions will have large impacts on the global carbon cycle, with scenarios ranging from continued deforestation and wood harvest to mitigation scenarios that reduce total emissions through afforestation and conversion to bioenergy. Here we present a systematic assessment of Community Earth System Model (CESM1) Coupled Model Intercomparison Project phase 5 (CMIP5) historic and projection simulations, with and without LULCC. For the historical period, CESM produced a Net LULCC flux of 123 PgC to the atmosphere, removing 130 PgC from ecosystems while increasing wood product pools by 7 PgC. Historical LULCC fluxes were equally divided between conversion and wood harvest fluxes. For the Representative Concentration Pathway (RCP) 4.5 afforestation scenario CESM produced a Net LULCC flux of 53 PgC to the atmosphere, removing 58 PgC out of the ecosystem and increasing wood product pools of 5 PgC. The afforestation offsets the Direct LULCC flux of 153 PgC with a negative Indirect LULCC flux of 94 PgC. For the RCP 8.5 high LULCC scenario, CESM produced a Net LULCC flux of 211 PgC, removing 227 PgC from ecosystems and increasing wood product pools of 15 PgC. The LULCC of the future RCP scenarios was dominated by wood harvest fluxes, which is a process that was not included in many of the CMIP5 models. The analysis framework also allowed the attribution of Indirect and Prior LULCC fluxes that offset the Direct LULCC fluxes in many cases.

58 GEOSCIENCES↗

Clusters of Regional Precipitation Seasonality Change in the Community Earth System Model, Version 2

Abstract The likely changes to precipitation seasonality with warming are both impactful and not well understood. This work aims to describe areas that experience similar changes to seasonal precipitation irrespective of the original underlying precipitation seasonality. We train a self-organizing map on the difference between the seasonal cycle of precipitation in the past and in a high-warming future climate as represented by the Community Earth System Model, version 2, to create regions with similar changes in precipitation seasonality. This method is applied separately over land and ocean surfaces because of the differing processes leading to precipitation over each. This method indicates that future changes in seasonal precipitation are most varied in the tropics because of a southward shift in the intertropical convergence zone. The seasonal shifts found over midlatitude oceans indicate a poleward shift in atmospheric river activity. We find a correspondence between certain land-based precipitation changes and Köppen climate classification. The seasonality of large-scale and convective precipitation is examined for each region. The relationship between the seasonal changes to precipitation and associated atmospheric processes is discussed. These processes include atmospheric rivers, the intertropical convergence zone, tropical cyclones, and monsoons.

54 ENVIRONMENTAL SCIENCES↗

Investigating Future Arctic Sea Ice Loss and Near–Surface Wind Speed Changes Related to Surface Roughness Using the Community Earth System Model

The Arctic is undergoing a pronounced and rapid transformation in response to changing greenhouse gasses, including reduction in sea ice extent and thickness. There are also projected increases in near-surface Arctic wind. This study addresses how the winds trends may be driven by changing surface roughness and/or stability in different Arctic regions and seasons, something that has not yet been thoroughly investigated. We analyze 50 experiments from the Community Earth System Model Version 2 (CESM2) Large Ensemble and five experiments using CESM2 with an artificially decreased sea ice roughness to match that of the open ocean. We find that with a smoother surface there are higher mean wind speeds and slower mean ice speeds in the autumn, winter, and spring. The artificially reduced surface roughness also strongly impacts the wind speed trends in autumn and winter, and we find that atmospheric stability changes are also important contributors to driving wind trends in both experiments. In contrast to the clear impacts on winds, the sea ice mean state and trends are statistically indistinguishable, suggesting that near-surface winds are not major drivers of Arctic sea ice loss. Two major results of this work are: (a) the near-surface wind trends are driven by changes in both surface roughness and near-surface atmospheric stability that are themselves changing from sea ice loss, and (b) the sea ice mean state and trends are driven by the overall warming trend due to increasing greenhouse gas emissions and not significantly impacted by coupled feedbacks with the surface winds.

54 ENVIRONMENTAL SCIENCES↗

Evaluating simplified chemical mechanisms within present-day simulations of the Community Earth System Model version 1.2 with CAM4 (CESM1.2 CAM-chem): MOZART-4 vs. Reduced Hydrocarbon vs. Super-Fast chemistry

Abstract. While state-of-the-art complex chemical mechanisms expand our understanding of atmospheric chemistry, their sheer size and computational requirements often limit simulations to short lengths or ensembles to only a few members. Here we present and compare three 25-year present-day offline simulations with chemical mechanisms of different levels of complexity using the Community Earth System Model (CESM) Version 1.2 CAM-chem (CAM4): the Model for Ozone and Related Chemical Tracers, version 4 (MOZART-4) mechanism, the Reduced Hydrocarbon mechanism, and the Super-Fast mechanism. We show that, for most regions and time periods, differences in simulated ozone chemistry between these three mechanisms are smaller than the model–observation differences themselves. The MOZART-4 mechanism and the Reduced Hydrocarbon are in close agreement in their representation of ozone throughout the troposphere during all time periods (annual, seasonal, and diurnal). While the Super-Fast mechanism tends to have higher simulated ozone variability and differs from the MOZART-4 mechanism over regions of high biogenic emissions, it is surprisingly capable of simulating ozone adequately given its simplicity. We explore the trade-offs between chemical mechanism complexity and computational cost by identifying regions where the simpler mechanisms are comparable to the MOZART-4 mechanism and regions where they are not. The Super-Fast mechanism is 3 times as fast as the MOZART-4 mechanism, which allows for longer simulations or ensembles with more members that may not be feasible with the MOZART-4 mechanism given limited computational resources.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

Assessing the Atmospheric Response to Subgrid Surface Heterogeneity in the Single-Column Community Earth System Model, Version 2 (CESM2)

Land-atmosphere interactions are central to the evolution of the atmospheric boundary layer and the subsequent formation of clouds and precipitation. Existing global climate models represent these connections with bulk approximations on coarse spatial scales, but observations suggest that small-scale variations in surface characteristics and co-located turbulent and momentum fluxes can significantly impact the atmosphere. Recent model development efforts have attempted to capture this phenomenon by coupling existing representations of subgrid-scale (SGS) heterogeneity between land and atmosphere models. Such approaches are in their infancy and it is not yet clear if they can produce a realistic atmospheric response to surface heterogeneity. Here, we implement a parameterization to capture the effects of SGS heterogeneity in the Community Earth System Model (CESM2), and compare single-column simulations against high-resolution Weather Research and Forecasting (WRF) large-eddy simulations (LESs), which we use as a proxy for observations. The CESM2 experiments increase the temperature and humidity variances in the lowest atmospheric levels, but the response is weaker than in WRF-LES. In part, this is attributed to an underestimate of surface heterogeneity in the land model due to a lack of SGS meteorology, a separation between deep and shallow convection schemes in the atmosphere, and a lack of explicitly represented mesoscale secondary circulations. These results highlight the complex processes involved in capturing the effects of SGS heterogeneity and suggest the need for parameterizations that communicate their influence not only at the surface but also vertically.

54 ENVIRONMENTAL SCIENCES↗

The Seasonal-to-Multiyear Large Ensemble (SMYLE) prediction system using the Community Earth System Model version 2

Abstract. The potential for multiyear prediction of impactful Earth system change remains relatively underexplored compared to shorter (subseasonal to seasonal) and longer (decadal) timescales. In this study, we introduce a new initialized prediction system using the Community Earth System Model version 2 (CESM2) that is specifically designed to probe potential and actual prediction skill at lead times ranging from 1 month out to 2 years. The Seasonal-to-Multiyear Large Ensemble (SMYLE) consists of a collection of 2-year-long hindcast simulations, with four initializations per year from 1970 to 2019 and an ensemble size of 20. A full suite of output is available for exploring near-term predictability of all Earth system components represented in CESM2. We show that SMYLE skill for El Niño–Southern Oscillation is competitive with other prominent seasonal prediction systems, with correlations exceeding 0.5 beyond a lead time of 12 months. A broad overview of prediction skill reveals varying degrees of potential for useful multiyear predictions of seasonal anomalies in the atmosphere, ocean, land, and sea ice. The SMYLE dataset, experimental design, model, initial conditions, and associated analysis tools are all publicly available, providing a foundation for research on multiyear prediction of environmental change by the wider community.

54 ENVIRONMENTAL SCIENCES↗

Meteorological Influences on Anthropogenic PM 2.5 in Future Climates: Species Level Analysis in the Community Earth System Model v2

Abstract Biomass and fossil fuel burning impact air quality by injecting fine particulate matter (PM 2.5 ) and its precursors into the atmosphere, which poses serious threats to human health. However, the surface concentration of PM 2.5 depends not only on the magnitude of emissions, but also secondary production, transport, and removal. For example, in response to greenhouse gas driven warming, meteorological conditions that govern aerosol removal, primarily through rainfall and wet deposition, could shift in pattern, frequency, and intensity. This climate change driven process can impact air quality even without changes in aerosol emissions. In this experiment, we conduct new simulations by fixing aerosol emissions at present‐day levels in the Community Earth System Model Version 2, but increasing greenhouse gases through the 21st century. In our results, the changes in patterns and intensity of PM 2.5 are found to be associated with precipitation (via aerosol removal), temperature (via secondary organic aerosol (SOA) formation), and moisture and clouds (via sulfate production). A decrease in wet day frequency (∼1.2% global mean) contributes to increases in the surface concentrations of black carbon, primary organic matter, and sulfate in many regions. This is offset in some regions by an upward vertical shift in the level where SOA forms, which contributes to higher column burden but lower surface concentration. These results highlight a need, using a variety of modeling tools, to continually reassess aerosol emissions regulations in response to anticipated climate changes.

54 ENVIRONMENTAL SCIENCES↗