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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 37 records · Page 2
All sourcesNASA NTRSDOE OSTI
DOE OSTI2023

The Gross-Neveu-Yukawa archipelago

We perform a bootstrap analysis of a mixed system of four-point functions of bosonic and fermionic operators in parity-preserving 3d CFTs with O(N) global symmetry. Our results provide rigorous bounds on the scaling dimensions of the O(N)-symmetric Gross-Neveu-Yukawa (GNY) fixed points, constraining these theories to live in isolated islands in the space of CFT data. We focus on the cases N = 1, 2, 4, 8, which have applications to phase transitions in condensed matter systems, and compare our bounds to previous analytical and numerical results.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Universal fine grained asymptotics of free and weakly coupled quantum field theory

We give a rigorous proof that in any free quantum field theory with a finite group global symmetry G, on a compact spatial manifold, at sufficiently high energy, the density of states ρ α (E) for each irreducible representation α of G obeys a universal formula as conjectured by Harlow and Ooguri. We further prove that this continues to hold in a weakly coupled quantum field theory, given an appropriate scaling of the coupling with temperature. This generalizes similar results that were previously obtained in (1 + 1)-D to higher spacetime dimension. We discuss the role of averaging in the density of states, and we compare and contrast with the case of continuous group G, where we prove a universal, albeit different, behavior.

Discrete Symmetries↗
DOE OSTI2021

Proof of the universal density of charged states in QFT

We prove a recent conjecture by Harlow and Ooguri concerning a universal formula for the charged density of states in QFT at high energies for global symmetries associated with finite groups. An equivalent statement, based on the entropic order parameter associated with charged operators in the thermofield double state, was proven in a previous article by Casini, Huerta, Pontello, and the present author. Here we describe how the statement about the entropic order parameter arises, and how it gets transformed into the universal density of states. The use of the certainty principle, relating the entropic order and disorder parameters, is crucial for the proof. We remark that although the immediate application of this result concerns charged states, the origin and physics of such density can be understood by looking at the vacuum sector only. We also describe how these arguments lie at the origin of the so-called entropy equipartition in these type of systems, and how they generalize to QFT’s on non-compact manifolds.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

(2+1)-dimensional compact Lifshitz theory, tensor gauge theory, and fractons

The (2+1)-dimensional continuum Lifshitz theory of a free compact scalar field plays a prominent role in a variety of quantum systems in condensed matter physics and high energy physics. It is known that in compact space, it has an infinite ground-state degeneracy. In order to understand this theory better, we consider two candidate lattice regularizations of it using the modified Villain formalism. We show that these two lattice theories have significantly different global symmetries (including a dipole global symmetry), anomalies, ground-state degeneracies, and dualities. In particular, one of them is self-dual. Given these theories and their global symmetries, we can couple them to corresponding gauge theories. Here, these are two different U(1) tensor gauge theories. The resulting models have excitations with restricted mobility, i.e., fractons. Finally, we give an exact lattice realization of the fracton and lineon-elasticity dualities for the Lifshitz theory, and scalar and vector charge gauge theories.

2-dimensional systems↗
DOE OSTI2024

Theory of quantum circuits with Abelian symmetries

Quantum circuits with gates (local unitaries) respecting a global symmetry have broad applications in quantum information science and related fields, such as condensed-matter theory and quantum thermodynamics. However, despite their widespread use, fundamental properties of such circuits are not well understood. Recently, it was found that generic unitaries respecting a global symmetry cannot be realized, even approximately, using gates that respect the same symmetry. This observation raises important open questions: What unitary transformations can be realized with k -local gates that respect a global symmetry? In other words, in the presence of a global symmetry, how does the locality of interactions constrain the possible time evolution of a composite system? In this work, we address these questions for the case of Abelian (commutative) symmetries and develop constructive methods for synthesizing circuits with such symmetries. Remarkably, as a corollary, we find that, while the locality of interactions still imposes additional constraints on realizable unitaries, certain restrictions observed in the case of non-Abelian symmetries do not apply to circuits with Abelian symmetries. For instance, in circuits with a general non-Abelian symmetry such as SU ( d ) , the unitary realized in a subspace with one irreducible representation (charge) of the symmetry dictates the realized unitaries in multiple other sectors with inequivalent representations of the symmetry. Furthermore, in certain sectors, rather than all unitaries respecting the symmetry, the realizable unitaries are the symplectic or orthogonal subgroups of this group. We prove that none of these restrictions appears in the case of Abelian symmetries. This result suggests that global non-Abelian symmetries may affect the thermalization of quantum systems in ways not possible under Abelian symmetries. Published by the American Physical Society 2024

Marvian, Iman↗
DOE OSTI2024

Neutrino Masses from Generalized Symmetry Breaking

We explore generalized global symmetries in theories of physics beyond the standard model. Theories of Z ′ bosons generically contain “noninvertible” chiral symmetries, whose presence indicates a natural paradigm to break this symmetry by an exponentially small amount in an ultraviolet completion. For example, in models of gauged lepton family difference such as the phenomenologically well motivated U ( 1 ) L μ − L τ , there is a noninvertible lepton number symmetry which protects neutrino masses. We embed these theories in gauged non-Abelian horizontal lepton symmetries, e.g., U ( 1 ) L μ − L τ ⊂ SU ( 3 ) H , where the generalized symmetries are broken nonperturbatively by the existence of lepton family magnetic monopoles. In such theories, either Majorana or Dirac neutrino masses may be generated through quantum gauge theory effects from the charged lepton Yukawas, e.g., y ν ∼ y τ exp ( − S inst ) . These theories require no bevy of new fields nor additional global symmetries but are instead simple, natural, and predictive: The discovery of a lepton family Z ′ at low energies will reveal the scale at which L μ − L τ emerges from a larger gauge symmetry. Published by the American Physical Society 2024

Córdova, Clay (ORCID:0000000205793295)↗
DOE OSTI2024

Generalized symmetries, gravity, and the swampland

Generalized global symmetries are a common feature of many quantum field theories decoupled from gravity. By contrast, in quantum gravity/the Swampland program, it is widely expected that all global symmetries are either gauged or broken, and this breaking is in turn related to the expected completeness of the spectrum of charged states in quantum gravity. We investigate the fate of such symmetries in the context of 7D and 5D vacua realized by compact Calabi-Yau spaces with localized singularities in M theory. We explicitly show how gravitational backgrounds support additional dynamical degrees of freedom which trivialize (i.e., “break”) the higher symmetries of the local geometric models. Local compatibility conditions across these different sectors lead to gluing conditions for gauging higher-form and (in the 5D case) higher-group symmetries. This also leads to a preferred global structure of the gauge group and higher-form gauge symmetries. In cases based on a genus-one fibered Calabi-Yau space, we also get an F-theory model in one higher dimension with corresponding constraints on the global form of the gauge group. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2022

Generalized symmetry breaking scales and weak gravity conjectures

We explore the notion of approximate global symmetries in quantum field theory and quantum gravity. We show that a variety of conjectures about quantum gravity, including the weak gravity conjecture, the distance conjecture, and the magnetic and axion versions of the weak gravity conjecture can be motivated by the assumption that generalized global symmetries should be strongly broken within the context of low-energy effective field theory, i.e. at a characteristic scale less than the Planck scale where quantum gravity effects become important. For example, the assumption that the electric one-form symmetry of Maxwell theory should be strongly broken below the Planck scale implies the weak gravity conjecture. Similarly, the violation of generalized non-invertible symmetries is closely tied to analogs of this conjecture for non-abelian gauge theory. This reasoning enables us to unify these conjectures with the absence of global symmetries in quantum gravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Additivity, Haag duality, and non-invertible symmetries

The algebraic approach to quantum field theory focuses on the properties of local algebras, whereas the study of (possibly non-invertible) global symmetries emphasizes global aspects of the theory and spacetime. We study connections between these two perspectives by examining how either of two core algebraic properties — “additivity” or “Haag duality” — is violated in a 1+1D CFT or lattice model restricted to the symmetric sector of a general global symmetry. For the Verlinde symmetry of a bosonic diagonal RCFT, we find that additivity is violated whenever the symmetry algebra contains an invertible element, while Haag duality is violated whenever it contains a non-invertible element. We find similar phenomena for the Kramers-Wannier and Rep(D 8 ) non-invertible symmetries on spin chains.

Discrete Symmetries↗
DOE OSTI2026

Anomalies of coset non-invertible symmetries

Anomalies of global symmetries provide important information on the quantum dynamics. We show the dynamical constraints can be organized into three classes: genuine anomalies, fractional topological responses, and integer responses that can be realized in symmetry-protected topological (SPT) phases. Coset symmetry can be present in many physical systems including quantum spin liquids, and the coset symmetry can be a non-invertible symmetry. We introduce twists in coset symmetries, which modify the fusion rules and the generalized Frobenius-Schur indicators. We call such coset symmetries twisted coset symmetries, and they are labeled by the quadruple (G, K, ω D+1 , α D ) in D spacetime dimensions where G is a group and K ⊂ G is a discrete subgroup, ω D+1 is a (D + 1)-cocycle for group G, and α D is a D-cochain for group K. We present several examples with twisted coset symmetries using lattice models and field theory, including both gapped and gapless systems (such as gapless symmetry-protected topological phases). We investigate the anomalies of general twisted coset symmetry, which presents obstructions to realizing the coset symmetry in (gapped) symmetry-protected topological phases. We show that finite coset symmetry G/K becomes anomalous when G cannot be expressed as the bicrossed product G = H ⋈ K , and such anomalous coset symmetry leads to symmetry-enforced gaplessness in generic spacetime dimensions. We illustrate examples of anomalous coset symmetries with A 5 / \Z 2 symmetry, with realizations in lattice models.

Hsin, Po-Shen [King’s College London (United Kingd↗
DOE OSTI2025

Symmetry transmutation and anomaly matching

We explore a situation where a global symmetry of the ultraviolet (UV) theory does not act faithfully on the local infrared (IR) degrees of freedom, but instead acts effectively as a higher-form symmetry. We refer to this phenomenon as symmetry transmutation, where the UV symmetry is “transmuted” into a higher-form symmetry in the IR. Notably, unlike emergent (accidental) symmetries, which are approximate, these symmetries are exact. We illustrate the ubiquity of this phenomenon in various continuum and lattice systems and provide examples where the ’t Hooft anomalies of the UV symmetry are matched by those of the new higher-form symmetry in the IR. We also show that in certain phases and for certain energies, the UV baryon-number symmetry of one-flavor QCD is transmuted into a discrete one-form global symmetry. Finally, we compare our symmetry transmutation to the well-known phenomenon of symmetry fractionalization.

Anomalies in Field and String Theories↗
DOE OSTI2021

fcc lattice, checkerboards, fractons, and quantum field theory

In this work, we consider XY-spin degrees of freedom on an FCC lattice, such that the system respects some subsystem global symmetry. We then gauge this global symmetry and study the corresponding $U(1)$ gauge theory on the FCC lattice. Surprisingly, this $U(1)$ gauge theory is dual to the original spin system. We also analyze a similar $\mathbb{Z}_N$ gauge theory on that lattice. All these systems are fractonic. The $U(1)$ theories are gapless and the $\mathbb{Z}_N$ theories are gapped. We analyze the continuum limits of all these systems and present free continuum Lagrangians for their low-energy physics. Our $\mathbb{Z}_2$ FCC gauge theory is the continuum limit of the well known checkerboard model of fractons. Our continuum analysis leads to a straightforward proof of the known fact that this theory is dual to two copies of the $\mathbb{Z}_2$ X-cube model. We find new models and new relations between known models. The $\mathbb{Z}_N$ FCC gauge theory can be realized by coupling three copies of an anisotropic model of lineons and planons to a certain exotic $\mathbb{Z}_2$ gauge theory. Also, although for $N=2$ this model is dual to two copies of the $\mathbb{Z}_2$ X-cube model, a similar statement is not true for higher $N$.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2024

Non-invertible duality interfaces in field theories with exotic symmetries

In recent years, the concept of global symmetry has generalized considerably. Two dramatic examples of this generalization are the exotic symmetries that govern theories with fractons and non-invertible symmetries, which do not fuse according to a group law. Only recently has the interplay between these two been examined. In this paper, we provide further examples of the interplay in the XY plaquette model, XY cube model, 1+1 d theory with global dipole symmetry, and the 2+1 d Lifshitz theory. They are analogs of the duality symmetries in 2d CTFs and are constructed by first gauging a finite subgroup of the momentum symmetry on half of spacetime and then performing a duality transformation. We analyze the fusion rules of the symmetries and find that they are condensation defects from an analog of higher gauging exotic symmetries. We also address their dependence on the UV cutoff when relevant.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Symmetry-enriched quantum spin liquids in (3 + 1)d

We use the intrinsic one-form and two-form global symmetries of (3+1)d bosonic field theories to classify quantum phases enriched by ordinary (0-form) global symmetry. Different symmetry-enriched phases correspond to different ways of coupling the theory to the background gauge field of the ordinary symmetry. The input of the classification is the higher-form symmetries and a permutation action of the 0-form symmetry on the lines and surfaces of the theory. From these data we classify the couplings to the background gauge field by the 0-form symmetry defects constructed from the higher-form symmetry defects. For trivial two-form symmetry the classification coincides with the classification for symmetry fractionalizations in (2 + 1)d. We also provide a systematic method to obtain the symmetry protected topological phases that can be absorbed by the coupling, and we give the relative ’t Hooft anomaly for different couplings. We discuss several examples including the gapless pure U(1) gauge theory and the gapped Abelian finite group gauge theory. As an application, we discover a tension with a conjectured duality in (3 + 1)d for SU(2) gauge theory with two adjoint Weyl fermions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Higher-rank tensor field theory of non-abelian fracton and embeddon

We formulate a new class of tensor gauge field theories in any dimension that is a hybrid class between symmetric higher-rank tensor gauge theory (i.e., higher-spin gauge theory) and anti-symmetric tensor topological field theory. Our theory describes a mixed unitary phase interplaying between gapless and gapped topological order phases (which can live with or without Euclidean, Poincaré, or anisotropic symmetry, at least in ultraviolet high or intermediate energy field theory, but not yet to a lattice cutoff scale). The “gauge structure” can be compact, continuous, abelian or non-abelian. Our theory sits outside the paradigm of Maxwell electromagnetic theory in 1865 and Yang–Mills isospin/color theory in 1954. We discuss its local gauge transformation in terms of the ungauged vector-like or tensor-like higher-moment global symmetry. The non-abelian gauge structure is caused by gauging the non-commutative symmetries: a higher-moment symmetry and a charge conjugation (particle–hole) symmetry. Vector global symmetries along time direction may exhibit time crystals. We explore the relation of these long-range entangled matters to a non-abelian generalization of Fracton order in condensed matter, a field theory formulation of foliation, the spacetime embedding and Embeddon that we newly introduce, and possible fundamental physics applications to dark matter or dark energy.

36 MATERIALS SCIENCE↗
DOE OSTI2021

Discrete theta angles, symmetries and anomalies

Gauge theories in various dimensions often admit discrete theta angles, that arise from gauging a global symmetry with an additional symmetry protected topological (SPT) phase. We discuss how the global symmetry and ’t Hooft anomaly depends on the discrete theta angles by coupling the gauge theory to a topological quantum field theory (TQFT). We observe that gauging an Abelian subgroup symmetry, that participates in symmetry extension, with an additional SPT phase leads to a new theory with an emergent Abelian symmetry that also participates in a symmetry extension. The symmetry extension of the gauge theory is controlled by the discrete theta angle which comes from the SPT phase. We find that discrete theta angles can lead to two-group symmetry in 4d 4 d QCD with SU(N),SU(N)/\mathbb{Z}_k S U ( N ) , S U ( N ) / ℤ k or SO(N) S O ( N ) gauge groups as well as various 3d 3 d and 2d 2 d gauge theories.

Hsin, Po-Shen↗
DOE OSTI2022

Axions, higher-groups, and emergent symmetry

Axions, periodic scalar fields coupled to gauge fields through the instanton density, have a rich variety of higher-form global symmetries. These include a two-form global symmetry, which measures the charge of axion strings. As we review, these symmetries typically combine into a higher-group, a kind of non-abelian structure where symmetries that act on operators of different dimensions, such as points, lines, and strings, are mixed. We use this structure to derive model independent constraints on renormalization group flows that realize theories of axions at long distances. These give universal inequalities on the energy scales where various infrared symmetries emerge. For example, we show that in any UV completion of axion-Yang-Mills, the energy scale at which axion strings can decay is always larger than the mass scale of charged particles.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Electrobaryonic axion: hair of neutron stars

Axion-like particles are predicted in many physics scenarios beyond the Standard Model (SM). Their interactions with SM particles may arise from the triangle anomaly of the associated global symmetry, along with other SM global and gauge symmetries, including anomalies with the global baryon number and electromagnetic gauge symmetries. We initiate the phenomenological study of the corresponding “electrobaryonic axion”—a particle that couples with both the baryon chemical potential and the electromagnetic field. Neutron stars, particularly magnetars, possessing high baryon density and strong magnetic fields, can naturally develop a thin axion hair around their surface. In this study, we calculate this phenomenon, considering the effects of neutron star rotation and general relativity. For axion particles lighter than the neutron star rotation frequency, the anomalous interaction can also induce the emission of axion particles from the neutron star. In the light axion regime, this emission can significantly contribute to the neutron star cooling rate.

79 ASTRONOMY AND ASTROPHYSICS↗