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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2023

Colloquium : Gravitational form factors of the proton

The physics of the gravitational form factors of the proton, as well as their understanding within quantum chromodynamics, has advanced significantly in the past two decades through both theory and experiment. Here, this Colloquium provides an overview of this progress, highlights the physical insights unveiled by studies of gravitational form factors, and reviews their interpretation in terms of the mechanical properties of the proton.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2023

Applications of Deep Learning to physics workflows

Modern large-scale physics experiments create datasets with sizes and streaming rates that can exceed those from industry leaders such as Google Cloud and Netflix. Fully processing these datasets requires both sufficient compute power and efficient workflows. Recent advances in Machine Learning (ML) and Artificial Intelligence (AI) can either improve or replace existing domain-specific algorithms to increase workflow efficiency. Not only can these algorithms improve the physics performance of current algorithms, but they can often be executed more quickly, especially when run on coprocessors such as GPUs or FPGAs. In the winter of 2023, MIT hosted the Accelerating Physics with ML at MIT workshop, which brought together researchers from gravitational-wave physics, multi-messenger astrophysics, and particle physics to discuss and share current efforts to integrate ML tools into their workflows. The following white paper highlights examples of algorithms and computing frameworks discussed during this workshop and summarizes the expected computing needs for the immediate future of the involved fields.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Population of Merging Compact Binaries Inferred Using Gravitational Waves through GWTC-3

We report on the population properties of compact binary mergers inferred from gravitational-wave observations of these systems during the first three LIGO-Virgo observing runs. The Gravitational-Wave Transient Catalog 3 (GWTC-3) contains signals consistent with three classes of binary mergers: binary black hole, binary neutron star, and neutron star–black hole mergers. We infer the binary neutron star merger rate to be between 10 and 1700 Gpc − 3 yr − 1 and the neutron star–black hole merger rate to be between 7.8 and 140 Gpc − 3 yr − 1 , assuming a constant rate density in the comoving frame and taking the union of 90% credible intervals for methods used in this work. We infer the binary black hole merger rate, allowing for evolution with redshift, to be between 17.9 and 44 Gpc − 3 yr − 1 at a fiducial redshift ( z = 0.2 ). The rate of binary black hole mergers is observed to increase with redshift at a rate proportional to ( 1 + z ) κ with κ = 2. 9 − 1.8 + 1.7 for z ≲ 1 . Using both binary neutron star and neutron star–black hole binaries, we obtain a broad, relatively flat neutron star mass distribution extending from 1.2 − 0.2 + 0.1 to 2.0 − 0.3 + 0.3 M ⊙ . We confidently determine that the merger rate as a function of mass sharply declines after the expected maximum neutron star mass, but cannot yet confirm or rule out the existence of a lower mass gap between neutron stars and black holes. We also find the binary black hole mass distribution has localized over- and underdensities relative to a power-law distribution, with peaks emerging at chirp masses of 8.3 − 0.5 + 0.3 and 27.9 − 1.8 + 1.9 M ⊙ . While we continue to find that the mass distribution of a binary’s more massive component strongly decreases as a function of primary mass, we observe no evidence of a strongly suppressed merger rate above approximately 60 M ⊙ , which would indicate the presence of a upper mass gap. Observed black hole spins are small, with half of spin magnitudes below χ i ≈ 0.25 . While the majority of spins are preferentially aligned with the orbital angular momentum, we infer evidence of antialigned spins among the binary population. We observe an increase in spin magnitude for systems with more unequal-mass ratio. We also observe evidence of misalignment of spins relative to the orbital angular momentum. Published by the American Physical Society 2023

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Impact of cross-section uncertainties on supernova neutrino spectral parameter fitting in the Deep Underground Neutrino Experiment

A primary goal of the upcoming Deep Underground Neutrino Experiment (DUNE) is to measure the 𝒪⁡(10) MeV neutrinos produced by a Galactic core-collapse supernova if one should occur during the lifetime of the experiment. The liquid-argon-based detectors planned for DUNE are expected to be uniquely sensitive to the 𝜈 𝑒 component of the supernova flux, enabling a wide variety of physics and astrophysics measurements. A key requirement for a correct interpretation of these measurements is a good understanding of the energy-dependent total cross section 𝜎⁡(𝐸 𝜈 ) for charged-current 𝜈 𝑒 absorption on argon. In the context of a simulated extraction of supernova 𝜈 𝑒 spectral parameters from a toy analysis, we investigate the impact of 𝜎⁡(𝐸 𝜈 ) modeling uncertainties on DUNE’s supernova neutrino physics sensitivity for the first time. We find that the currently large theoretical uncertainties on 𝜎⁡(𝐸 𝜈 ) must be substantially reduced before the 𝜈𝑒 flux parameters can be extracted reliably; in the absence of external constraints, a measurement of the integrated neutrino luminosity with less than 10% bias with DUNE requires 𝜎⁡(𝐸 𝜈 ) to be known to about 5%. The neutrino spectral shape parameters can be known to better than 10% for a 20% uncertainty on the cross-section scale, although they will be sensitive to uncertainties on the shape of 𝜎⁡(𝐸 𝜈 ). A direct measurement of low-energy 𝜈𝑒-argon scattering would be invaluable for improving the theoretical precision to the needed level.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

A gravity-based mounting approach for large-scale cryogenic calorimeter arrays

Cryogenic calorimeters are among the leading technologies for searching for rare events. The CUPID experiment is exploiting this technology to deploy a tonne-scale detector to search for neutrinoless double-beta decay of 100 Mo. The CUPID collaboration proposed an innovative approach to assembling cryogenic calorimeters in a stacked configuration, held in position solely by gravity. This gravity-based assembly method is unprecedented in the field of cryogenic calorimeters and offers several advantages, including relaxed mechanical tolerances and simplified construction. To assess and optimize its performance, we constructed a medium-scale prototype hosting 28 Li 2 MoO 4 crystals and 30 Ge light detectors, both operated as cryogenic calorimeters at the Laboratori Nazionali del Gran Sasso (Italy). Despite an unexpected excess of noise in the light detectors, the results of this test proved (i) a thermal stability better than ±0.5 mK at 10 mK, (ii) a good energy resolution of Li 2 MoO 4 cryogenic calorimeters, (6.6 ± 2.2) keV FWHM at 2615 keV, and (iii) a Li 2 MoO 4 light yield measured by the closest light detector of 0.36 keV/MeV, sufficient to guarantee the particle identification requested by CUPID.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Off-shell Partition Functions in 3d Gravity

We explore three-dimensional gravity with negative cosmological constant via canonical quantization. We focus on chiral gravity which is related to a single copy of PSL(2,R) Chern-Simons theory and is simpler to treat in canonical quantization. Its phase space for an initial value surface Σ is given by the appropriate moduli space of Riemann surfaces. We use geometric quantization to compute partition functions of chiral gravity on three-manifolds of the form Σ×S 1 , where Σ can have asymptotic boundaries. Most of these topologies do not admit a classical solution and are thus not amenable to a direct semiclassical path integral computation. We use an index theorem that expresses the partition function as an integral of characteristic classes over phase space. In the presence of n asymptotic boundaries, we use techniques from equivariant cohomology to localize the integral to a finite-dimensional integral over $\overline{M}$ g,n , which we evaluate in low genus cases. Higher genus partition functions quickly become complicated since they depend in an oscillatory way on Newton's constant. There is a precise sense in which one can isolate the non-oscillatory part which we call the fake partition function. We establish that there is a topological recursion that computes the fake partition functions for arbitrary Riemann surfaces Σ. As a result, there is a scaling limit in which the model reduces to JT gravity and our methods give a novel way to compute JT partition functions via equivariant localization.

Classical and Quantum Gravity↗
DOE OSTI2024

A convergent genus expansion for the plateau

We conjecture a formula for the spectral form factor of a double-scaled matrix integral in the limit of large time, large density of states, and fixed temperature. The formula has a genus expansion with a nonzero radius of convergence. To understand the origin of this series, we compare to the semiclassical theory of “encounters” in periodic orbits. In Jackiw-Teitelboim (JT) gravity, encounters correspond to portions of the moduli space integral that mutually cancel (in the orientable case) but individually grow at low energies. At genus one we show how the full moduli space integral resolves the low energy region and gives a finite nonzero answer.

2D Gravity↗
DOE OSTI2024

Convolutional double copy in (anti) de Sitter space

The double copy is a remarkable relationship between gauge theory and gravity that has been explored in a number of contexts, most notably scattering amplitudes and classical solutions. The convolutional double copy provides a straightforward method to bridge the two theories via a precise map for the fields and symmetries at the linearised level. This method has been thoroughly investigated in flat space, offering a comprehensive dictionary both with and without fixing the gauge degrees of freedom. In this paper, we extend this to curved space with an (anti) de Sitter background metric. We work in the temporal gauge, and employ a modified convolution that involves the Mellin transformation in the time direction. As an example, we show that the point-like charge in gauge theory double copies to the (dS-) Schwarzschild black hole solution.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Distinguishing prompt-collapse binary neutron star mergers from binary black Holes: Tidal effects and remnant properties

We study the properties of remnants formed in prompt-collapse binary neutron star mergers. We consider nonspinning neutron star binaries over a range of total masses and mass ratios across a set of 22 equations of state, totaling 107 numerical relativity simulations. We report the final mass and spin of the systems (including the accretion disk and ejecta) to be constrained in a narrow range—0.98 ≲ 𝑀 𝑓 /𝑀 ≲ 0.99 for the mass and 0.85 ≲ 𝑎 𝑓 ≲ 0.95 for the dimensionless spin—regardless of the binary configuration and matter effects. This sets them apart from binary black hole merger remnants. We assess the detectability of the postmerger signal in a future 40 km Cosmic Explorer observatory and find that the signal-to-noise ratio in the postmerger of an optimally located and oriented binary at a distance of 100 Mpc can range from <1 to 8, depending on the binary configuration and equation of state, with a majority of them greater than 4 in the set of simulations that we consider. We also consider the distinguishability between prompt-collapse binary neutron star and binary black hole mergers with the same masses and spins. We find that Cosmic Explorer will be able to distinguish such systems primarily via the measurement of tidal effects in the late inspiral. Neutron star binaries with reduced tidal deformability $\tilde{Λ}$ as small as ∼ 3.5 can be identified up to a distance of 100 Mpc, while neutron star binaries with $\tilde{Λ}$ ∼ 22 can be identified to distances greater than 250 Mpc. This is larger than the distance up to which the postmerger will be visible. Finally, we discuss the possible implications of our findings for the equation of state of neutron stars from the gravitational wave event GW230529.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Soft gravitons in the BFSS matrix model

BFSS proposed that asymptotically flat M-theory is dual to a large N limit of the matrix quantum mechanics describing N nonrelativistic D0-branes. Recent insights on the soft symmetries of any quantum theory of gravity in asymptotically flat space are applied to the BFSS matrix model. It is shown that soft gravitons are realized by submatrices whose rank is held fixed in the large N M-theory limit, rather than the usual linear scaling with N for hard gravitons. The soft expansion is identified with the large N expansion and the soft theorem becomes a universal formula for the quantum mechanical scattering of such submatrix excitations. This formula is shown to be the Ward identity of large type IIA U(1) RR asymptotic gauge symmetry in the matrix model, whose asymptotic boundaries are at future and past timelike infinity.

1/N Expansion↗
DOE OSTI2023

Goldstone bosons on celestial sphere and conformal soft theorems

In this paper, we study celestial amplitudes of Goldstone bosons and conformal soft theorems. Motivated by the success of soft bootstrap in momentum space and the important role of the soft limit behavior of tree-level amplitudes, our goal is to extend some of the methods to the celestial sphere. The crucial ingredient of the calculation is the Mellin transformation, which transforms four-dimensional scattering amplitudes to correlation functions of primary operators in the celestial CFT. The soft behavior of the amplitude is then translated to the singularities of the correlator. Only for amplitudes in “UV completed theories” (with sufficiently good high energy behavior) the Mellin integration can be properly performed. In all other cases, the celestial amplitude is only defined in a distributional sense with delta functions. We provide many examples of celestial amplitudes in UV-completed models, including linear sigma models and Z-theory, which is a certain completion of the SU(N) non-linear sigma model. We also comment on the BCFW-like and soft recursion relations for celestial amplitudes and the extension of soft bootstrap ideas.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Neutralizing topological obstructions to bubbles of nothing

Theories with compact extra dimensions can exhibit a vacuum instability known as a bubble of nothing. These decay modes can be obstructed if the internal manifold is stabilized by fluxes, or if it carries Wilson lines for background gauge fields, or if the instanton is incompatible with the spin structure. In each of these cases the decay can proceed by adding dynamical charged membranes or gauge fields. We give a general, bottom-up procedure for constructing approximate bubble of nothing solutions in models with internal spheres stabilized by flux and study the influence of the brane tension on the tunneling exponent, finding two branches of solutions that merge at a minimal superextremal value of the tension. In the case of Wilson operators and incompatible fermions, the relevant bubble is shown to be the Euclidean Reissner-Nordstrom black hole, and the ordinary decay exponent is modified by 1/g 2 effects. We examine the Dirac operator on this background and comment on the relevance for models of supergravity with gauged R-symmetry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Gravitational Contact Interactions and the Physical Equivalence of Weyl Transformations in Effective Field Theory

Theories of scalars and gravity, with non-minimal interactions, $\sim (M_P^2 +F(\phi) )R +L(\phi)$, have graviton exchange induced contact terms. These terms arise in single particle reducible diagrams with vertices $\propto q^2$ that cancel the Feynman propagator denominator $1/q^2$ and are familiar in various other physical contexts. In gravity these lead to additional terms in the action such as $\sim F(\phi) T_\mu^\mu(\phi)/M_P^2$ and $F(\phi)\partial^2 F(\phi)/M_P^2$. The contact terms are equivalent to induced operators obtained by a Weyl transformation that removes the non-minimal interactions, leaving a minimal Einstein-Hilbert gravitational action. This demonstrates explicitly the equivalence of different representations of the action under Weyl transformations, both classically and quantum mechanically. To avoid such "hidden contact terms" one is compelled to go to the minimal Einstein-Hilbert representation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Error quantification and comparison of binary neutron star gravitational waveforms from numerical relativity codes

Future gravitational wave detections of merging binary neutron star systems have the possibility to tightly constrain the equation of state of dense nuclear matter. In order to extract such constraints, gravitational waveform models need to be calibrated to accurate numerical relativity simulations of the late inspiral and merger. In this work, we take an essential step toward classifying the error and potential systematics in current generation numerical relativity simulations of merging binary neutron stars. To this end, we perform a direct comparison of two codes (fil, spec), which differ in many aspects, including the numerical methods and discretizations used and equations solved. We find that despite these different approaches, the codes are—within current numerical resolution bounds—fully consistent, and broadly comparable in cost for a given accuracy level. Our results indicate that the error in the waveforms is primarily dominated by the hydrodynamic evolution, consistent with earlier findings in the literature. Finally, we also discuss current limitations and cost estimates for numerical relativity simulations to reach the accuracies required in the era of next-generation gravitational detectors.

gravitational waves↗
DOE OSTI2020

The noise of gravitons

We show that when the gravitational field is treated quantum-mechanically, it induces fluctuations — noise — in the lengths of the arms of gravitational wave detectors. Here, the characteristics of the noise depend on the quantum state of the gravitational field and can be calculated exactly in several interesting cases. For coherent states, the noise is very small, but it can be greatly enhanced in thermal and (especially) squeezed states. Detection of this fundamental noise would constitute direct evidence for the quantization of gravity and the existence of gravitons.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Islands in non-minimal dilaton gravity: exploring effective theories for black hole evaporation

We start from (3 + 1)-dimensional Einstein gravity with minimally coupled massless scalar matter, through spherical dimensional reduction, the matter theory is non-minimally coupled with the dilaton in (1 + 1)-dimensions. Despite its simplicity, constructing a self-consistent one-loop effective theory for this model remains a challenge, partially due to a Weyl-invariant ambiguity in the effective action. With a universal splitting property for the one-loop action, the ambiguity can be identified with the state-dependent part of the covariant quantum stress tensor. By introducing on-shell equivalent auxiliary fields to construct minimal candidates of Weyl-invariant terms, we derive a one-parameter family of one-loop actions with unique, regular, and physical stress tensors corresponding to the Boulware, Hartle-Hawking and Unruh states. We further study the back-reacted geometry and the corresponding quantum extremal islands that were inaccessible without a consistent one-loop theory. Along the way, we elaborate on the implications of our construction for the non-minimal dilaton gravity model.

2D Gravity↗
DOE OSTI2025

Flow annealed importance sampling bootstrap meets differentiable particle physics

High-energy physics requires the generation of large numbers of simulated data samples from complex but analytically tractable distributions called matrix elements. Surrogate models, such as normalizing flows, are gaining popularity for this task due to their computational efficiency. We adopt an approach based on flow annealed importance sampling bootstrap (FAB) that evaluates the differentiable target density during training and helps avoid the costly generation of training data in advance. We show that FAB reaches higher sampling efficiency with fewer target evaluations in high dimensions in comparison to other methods.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Constraints on the Maximum Densities of Neutron Stars from Postmerger Gravitational Waves with Third-Generation Observations

Using data from 289 numerical relativity simulations of binary neutron star mergers, we identify, for the first time, a robust quasiuniversal relation connecting the postmerger peak gravitational-wave frequency and the value of the density at the center of the maximum mass nonrotating neutron star. This relation offers a new possibility for precision equation-of-state constraints with next-generation ground-based gravitational-wave interferometers. Mock Einstein Telescope observations of fiducial events indicate that Bayesian inferences can constrain the maximum density to ~15% (90% credibility level) for a single signal at the minimum sensitivity threshold for a detection. If the postmerger signal is included in a full-spectrum (inspiral-merger-postmerger) analysis of such a signal, the pressure-density function can be tightly constrained up to the maximum density, and the maximum neutron star mass can be measured with an accuracy better than 12% (90% credibility level).

79 ASTRONOMY AND ASTROPHYSICS↗