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Kinetic Scale Structure of Low-Frequency Waves and Fluctuations

The dissipation of solar wind turbulence at kinetic scales is believed to be important for the heating of the corona and for accelerating the wind. The linear Vlasov kinetic theory is a useful tool for identifying various wave modes, including kinetic Alfven, fast magnetosonic/whistler, and ion-acoustic (or kinetic slow), and their possible roles in the dissipation. However, the kinetic mode structure in the vicinity of ion-cyclotron modes is not clearly understood. The present paper aims to further elucidate the structure of these low-frequency waves by introducing discrete particle effects through hybrid simulations and Klimontovich formalism of spontaneous emission theory. The theory and simulation of spontaneously emitted low-frequency fluctuations are employed to identify and distinguish the detailed mode structures associated with ion-Bernstein modes versus quasi-modes. The spontaneous emission theory and simulation also confirm the findings of the Vlasov theory in that the kinetic Alfven waves can be defined over a wide range of frequencies, including the proton cyclotron frequency and its harmonics, especially for high-beta plasmas. This implies that these low-frequency modes may play predominant roles even in the fully kinetic description of kinetic scale turbulence and dissipation despite the fact that cyclotron harmonic and Bernstein modes may also play important roles in wave-particle interactions.

waves↗

Alfven Wave Generated Electron Time Dispersion

The results from a model of kinetic Alfven waves which includes varying magnetic field and density show that time-dispersed bursts of auroral electrons can be accelerated by Alfven, wave pulses propagating from the magnetosphere to the ionosphere. The modeled electron signatures have similar energy range and temporal structure to those observed on sounding rockets and satellites suggesting that electron time dispersion is generated by Alfven waves.

Kletzing, C. A.↗

Kinetic effects of Alfven wave nonlinearity. I - Ponderomotive density fluctuations

The Vlasov theory is used to study kinetic corrections to fluid descriptions of Alfven wave nonlinearity. The method is to obtain an expression for the second-order perturbed distribution function produced by a nonlinear Alfven wave. From this distribution function a kinetically correct expression is obtained for the plasma density perturbation associated with an envelope-modulated Alfven wave. This kinetic theory result differs substantially from the fluid expression when the plasma beta is greater than about 1, and the electron and ion temperatures are approximately equal. This result is of interest because density fluctuations are an observationally accessible indicator of wave nonlinearity in solar system Alfven waves. It also will assist in the determination of properties of Alfven waves in the interstellar medium. Finally, this analysis also yields a kinetically correct expression for u, the magnetic field-aligned component of the plasma fluid velocity.

Spangler, Steven R.↗

Heating of ionospheric O(+) ions by shear Alfven waves

Ionospheric ions, in particular O(+) ions, which have been transversely heated, are often observed flowing upward along auroral field lines. A new mechanism, heating by current-driven shear (or kinetic) Alfven waves (SAW), is proposed. An electron current drives oblique SAWs unstable near a wave frequency of about the oxygen cyclotron frequency, and these waves are in turn gyroresonantly absorbed by the ions. The mechanism is similar to ion heating by current-driven electrostatic ion cyclotron waves (EICW). However, the SAW differs from the EICW in that as the perpendicular temperature of the ions increases, growth of the SAW can still occur, whereas growth of the EICW becomes suppressed. As a consequence, the SAW is able to provide sustained perpendicular heating of ions with smaller currents being required for the heating than for heating via EICWs.

Winglee, R. M.↗

Linear and non-linear studies of Alfven waves in space. Stationary and dynamic processes in magnetospheric plasmas

The Final Technical Report on linear and non-linear studies of Alfven waves in space is presented. Areas of research included relaxation of magnetotail plasmas with field-aligned currents; the equilibrium dayside magnetosphere; macroscale particle simulation of kinetic Alfven wave physics; ballooning stability of plasmas with sheared equilibrium flows; theory of the drift-mirror instability; collisionless tearing instability in magnetotail plasmas; and nonadiabatic behavior of the magnetic moment of a charged particle in a dipole magnetic field and the development of stochastic webs.

Bhattacharjee, A.↗

The kinetic effects of Alfven wave pressure in the solar wind

The results of a kinetic model for the radial evolution of the proton component of the solar wind in the presence of Alfven waves are presented. The calculation is based on general quasi-linear equations developed to describe the temporal and spatial evolution of the ion distribution functions of a multispecies plasma in presence of waves, using a short wavelength expansion. These equations include new wave-particle interaction terms arising from temporal and spatial inhomogeneities in the plasma. Numerical solutions are obtained of these equations specialized to the case of Alfven waves in a spherically symmetric solar wind. The Alfven wave effects on the proton distribution function vary strongly in velocity space. Protons with small transverse velocities are primarily decelerated with respect to the wave rest frame. This deceleration becomes less important with increasing transverse velocity, as wave induced diffusion to larger transverse velocity becomes the dominant effect. The competition of these effects results in interesting distortions of evolving proton distribution functions which give rise the wave acceleration well known from fluid theory.

Goodrich, C. C.↗

Kinetic effects on Alfven wave nonlinearity. II - The modified nonlinear wave equation

A previously developed Vlasov theory is used here to study the role of resonant particle and other kinetic effects on Alfven wave nonlinearity. A hybrid fluid-Vlasov equation approach is used to obtain a modified version of the derivative nonlinear Schroedinger equation. The differences between a scalar model for the plasma pressure and a tensor model are discussed. The susceptibilty of the modified nonlinear wave equation to modulational instability is studied. The modulational instability normally associated with the derivative nonlinear Schroedinger equation will, under most circumstances, be restricted to left circularly polarized waves. The nonlocal term in the modified nonlinear wave equation engenders a new modulational instability that is independent of beta and the sense of circular polarization. This new instability may explain the occurrence of wave packet steepening for all values of the plasma beta in the vicinity of the earth's bow shock.

Spangler, Steven R.↗

The effect of microscopic turbulence on magnetosphere-ionosphere coupling

The effect of turbulence on the coupling of the magnetosphere and ionosphere has been investigated by including an effective collision frequency in the electron equation of motion. When this term is combined with the continuity equation, the ion equation of motion and Maxwell's equations, a dispersion relation for the kinetic Alfven wave including effective collisions is found. The wave-particle interaction leads to a strong damping of the wave. Inclusion of the effects of plasma sheet kinetics yields a scale size transverse to the magnetic field which corresponds to the size of visual auroral arcs.

Lysak, R. L.↗

Alpha particle heating at comet-solar wind interaction regions

The satellite observations at comet Halley have shown strong heating of solar wind alpha particles over an extended region dominated by high-intensity, low-frequency turbulence. These waves are excited by the water group pickup ions and can energize the solar wind plasma by different heating processes. The alpha particle heating by the Landau damping of kinetic Alfven waves and the transit time damping of low-frequency hydromagnetic waves in this region of high plasma beta are studied in this paper. The Alfven wave heating was shown to be the dominant mechanism for the observed proton heating, but it is found to be insufficient to account for the observed alpha particle heating. The transit time damping due to the interaction of the ions with the electric fields associated with the magnetic field compressions of magnetohydrodynamic waves is found to heat the alpha particles preferentially over the protons. Comparison of the calculated heating times for the transit time damping with the observations from comet Halley shows good agreement. These processes contribute to the thermalization of the solar wind by the conversion of its directed energy into the thermal energy in the transition region at comet-solar wind interaction.

Sharma, A. S.↗

Polar Spacecraft Observations of the Turbulent Outer Cusp/Magnetopause Boundary Layer of Earth

The orbit of the Polar spacecraft has been ideally suited for studying the turbulent region of the cusp that is located near or just outside the magnetopause current sheet at 7-9 R(sub E). The wave data obtained in this region show that electromagnetic turbulence is dominant in the frequency range 1-10 Hz. The waves responsible for this turbulence usually propagate perpendicular to the local magnetic field and have an index of refraction that generally falls between the estimated cold plasma theoretical values of the electromagnetic lower hybrid and whistler modes and may be composed of both modes in concert with kinetic Alfven waves and/or fast magnetosonic waves. Fourier spectra of the higher frequency wave data also show the electromagnetic turbulence at frequencies up to and near the electron cyclotron frequency. This higher frequency electromagnetic turbulence is most likely associated with whistler mode waves. The lower hybrid drift and current gradient instabilities are suggested as possible mechanisms for producing the turbulence. The plasma and field environment of this turbulent region is examined and found to be extremely complex. Some of the wave activity is associated with processes occurring locally, such as changes in the DC magnetic field, while others are associated with solar wind and interplanetary magnetic field changes.

Pickett, J. S.↗

Polar Spacecraft Observations of the Turbulent Outer Cusp/Magnetopause Boundary Layer of Earth

The orbit of the Polar spacecraft has been ideally suited for studying the turbulent region of the cusp that is located near or just outside the magnetopause current sheet at 7-9 R(sub E). The wave data obtained in this region show that electromagnetic turbulence is dominant in the frequency range 1-10 Hz. The waves responsible for this turbulence usually propagate perpendicular to the local magnetic field and have an index of refraction that generally falls between the estimated cold plasma theoretical values of the electromagnetic lower hybrid and whistler modes and may be composed of both modes in concert with kinetic Alfven waves and/or fast magnetosonic waves. Fourier spectra of the higher frequency wave data also show the electromagnetic turbulence at frequencies up to and near the electron cyclotron frequency. This higher frequency electromagnetic turbulence is most likely associated with whistler mode waves. The lower hybrid drift and current gradient instabilities are suggested as possible mechanisms for producing the turbulence. The plasma and field environment of this turbulent region is examined and found to be extremely complex. Some of the wave activity is associated with processes occurring locally, such as changes in the DC magnetic field, while others are associated with solar wind and interplanetary magnetic field changes.

Pickett, J. S.↗

Cascade and Dissipation of Solar Wind Turbulence at Electron Scales: Whistlers or Kinetic Alfv\'en Waves?

Over the past few decades, large-scales solar wind (SW) turbulence has been studied extensively, both theoretically and observationally. Observed power spectra of the low frequency turbulence, which can be described in the magnetohydrodynamic (MHD) limit, are shown to obey the Kolmogorov scaling, $k"{ -5/3 }$, down the local proton gyrofrequency ($C{ci} \sim O.l$-Hz). Turbulence at frequencies above $C{ci}$ has not been thoroughly investigated and remains far less well understood. Above $C{ ci}$ the spectrum steepens to $\sim f"{ -2.5}$ and a debate exists as to whether the turbulence has become dominated by dispersive kinetic Alfven waves (KA W) or by whistler waves, before it is dissipated at small scales, In a case study Sahraoui et al., PRL (2009) have reported the first direct determination of the dissipation range of solar wind turbulence near the electron gyroscale using the high resolution Cluster magnetic and electric field data (up to $10"2$-Hz in the spacecraft reference frame). Above the Doppler-shifted proton scale $C{\rho i}$ a new inertial range with a scaling $\sim f"{ -2.3}$ has been evidenced and shown to remarkably agree with theoretical predictions of a quasi-two-dimensional cascade into KA W turbulence. Here, we use a wider sample of data sets of small scale SW turbulence under different plasma conditions, and investigate under which physical criteria the KA W (or the whistler) turbulence may be observed to carry out the cascade at small scales, These new observations/criteria are compared to the predictions on the cascade and the (kinetic) dissipation from the Vlasov theory. Implications of the results on the heating problem of the solar wind will be discussed.

Sahraoui, Fouad↗

A theory for narrow-banded radio bursts at Uranus - MHD surface waves as an energy driver

A possible scenario for the generation of the narrow-banded radio bursts detected at Uranus by the Voyager 2 planetary radio astronomy experiment is described. In order to account for the emission burstiness which occurs on time scales of hundreds of milliseconds, it is proposed that ULF magnetic surface turbulence generated at the frontside magnetopause propagates down the open/closed field line boundary and mode-converts to kinetic Alfven waves (KAW) deep within the polar cusp. The oscillating KAW potentials then drive a transient electron stream that creates the bursty radio emission. To substantiate these ideas, Voyager 2 magnetometer measurements of enhanced ULF magnetic activity at the frontside magnetopause are shown. It is demonstrated analytically that such magnetic turbulence should mode-convert deep in the cusp at a radial distance of 3 RU.

Farrell, W. M.↗

New Insight into Short-Wavelength Solar Wind Fluctuations from Vlasov Theory

The nature of solar wind (SW) turbulence below the proton gyroscale is a topic that is being investigated extensively nowadays, both theoretically and observationally. Although recent observations gave evidence of the dominance of kinetic Alfven waves (KAWs) at sub-ion scales with omega < omega(sub ci), other studies suggest that the KAW mode cannot carry the turbulence cascade down to electron scales and that the whistler mode (i.e., omega > omega (sub ci)) is more relevant. Here, we study key properties of the short-wavelength plasma modes under limited, but realistic, SW conditions, Typically Beta(sub i) approx. > Beta (sub e) ∼ 1 and for high oblique angles of propagation 80 deg <= Theta (sub kB) < 90 deg as observed from the Cluster spacecraft data. The linear properties of the plasma modes under these conditions are poorly known, which contrasts with the well-documented cold plasma limit and/or moderate oblique angles of propagation (Theta (sub kB) < 80 deg). Based on linear solutions of the Vlasov kinetic theory, we discuss the relevance of each plasma mode (fast, Bernstein, KAW, whistler) in carrying the energy cascade down to electron scales. We show, in particular, that the shear Alfven mode (known in the magnetohydrodynamic limit) extends at scales kappa rho (sub i) approx. > 1 to frequencies either larger or smaller than omega (sub ci), depending on the anisotropy kappa (parallel )/ kappa(perpendicular). This extension into small scales is more readily called whistler (omega > omega (sub ci)) or KAW (omega < omega (sub ci)) although the mode is essentially the same. This contrasts with the well-accepted idea that the whistler branch always develops as a continuation at high frequencies of the fast magnetosonic mode. We show, furthermore, that the whistler branch is more damped than the KAW one, which makes the latter the more relevant candidate to carry the energy cascade down to electron scales. We discuss how these new findings may facilitate resolution of the controversy concerning the nature of the small-scale turbulence, and we discuss the implications for present and future spacecraft wave measurements in the SW.

waves↗

Parametric dependencies of resonant layer responses across linear, two-fluid, drift-MHD regimes

Non-axisymmetric magnetic fields arising in a tokamak either by external or internal perturbations can induce complex non-ideal MHD responses in their resonant surfaces while remaining ideally evolved elsewhere. This layer response can be characterized in a linear regime by a single parameter called the inner-layer Delta, which enables outer-layer matching and the prediction of torque balance to non-linear island regimes. Here, we follow strictly one of the most comprehensive analytic treatments including two-fluid and drift MHD effects and keep the fidelity of the formulation by incorporating the numerical method based on the Riccati transformation when quantifying the inner-layer Delta. The proposed scheme reproduces not only the predicted responses in essentially all asymptotic regimes but also with continuous transitions as well as improved accuracies. In particular, the Delta variations across the inertial regimes with viscous or semi-collisional effects have been further resolved, in comparison with additional analytic solutions. The results imply greater shielding of the electromagnetic torque at the layer than what would be expected by earlier work when the viscous or semi-collisional effects can compete against the inertial effects, and also due to the intermediate regulation by kinetic Alfven wave resonances as rotation slows down. These are important features that can alter the nonaxisymmetric plasma responses including the field penetration by external fields or island seeding process in rotating tokamak plasmas.

MHD instability↗

Dynamics of magnetosphere-ionosphere coupling including turbulent transport

A two dimensional two-fluid MHD model including anomalous resistivity was used to investigate the dynamics of magnetosphere-ionosphere coupling. When a field-aligned current is generated on auroral field lines, the disturbance propagates towards the ionosphere in the form of a kinetic Alfven wave. When the current exceeds a critical value, microscopic turbulence is produced, which modifies the propagation of the Alfven wave. This process is modeled by a nonlinear collision frequency, which increases with the excess of the drift velocity over the critical value. Turbulence leads to absorption and reflection of the Alfven wave, partially decoupling the generator from the ionosphere. The approach to a steady-state is strongly dependent on the presence or absence of the turbulence. The current is self-limiting, since a current in excess of critical causes a diffusion of the magnetic field perturbation and a reduction of current.

Lysak, R. L.↗

Dynamics of magnetosphere-ionosphere coupling including turbulent transport

The dynamics of magnetosphere-ionosphere coupling has been investigated by means of a two-dimensional two-fluid MHD model including anomalous resistivity. When field-aligned current is generated on auroral field lines, the disturbance propagates toward the ionosphere in the form of a kinetic Alfven wave. When the current exceeds a critical value, microscopic turbulence is produced, which modifies the propagation of the Alfven wave. This process is modeled by a nonlinear collision frequency, which increases with the excess of the drift velocity over the critical value. The system evolves toward an electrostatic structure, with the perpendicular electric field having a shorter scale than the field-aligned current. The approach to a steady state is strongly dependent on the presence or absence of the turbulence and on the boundary conditions imposed in the generator. As current is increased or scale size is decreased, the turbulent region reflects and absorbs most of the Alfven wave energy, decoupling the generator from the ionosphere.

Lysak, R. L.↗