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DOE OSTI2022

Neural-network learning of SPOD latent dynamics

Here, we aim to reconstruct the latent space dynamics of high dimensional, quasi-stationary systems using model order reduction via the spectral proper orthogonal decomposition (SPOD). The proposed method is based on three fundamental steps: in the first, once that the mean flow field has been subtracted from the realizations (also referred to as snapshots), we compress the data from a high-dimensional representation to a lower dimensional one by constructing the SPOD latent space; in the second, we build the time-dependent coefficients by projecting the snapshots containing the fluctuations onto the SPOD basis and we learn their evolution in time with the aid of recurrent neural networks; in the third, we reconstruct the high-dimensional data from the learnt lower -dimensional representation. The proposed method is demonstrated on two different test cases, namely, a compressible jet flow, and a geophysical problem known as the Madden-Julian Oscillation. An extensive comparison between SPOD and the equivalent POD-based counterpart is provided and differences between the two approaches are highlighted. The numerical results suggest that the proposed model is able to provide low rank predictions of complex statistically stationary data and to provide insights into the evolution of phenomena characterized by specific range of frequencies. The comparison between POD and SPOD surrogate strategies highlights the need for further work on the characterization of the interplay of error between data reduction techniques and neural network forecasts.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2022

Transition of Large-Scale Environmental Conditions and Characteristics of Four Rainfall Types Observed by S-PolKa During the MJO-1 Active Phase of DYNAMO/CINDY/AMIE

Analyses of National Center for Atmospheric Research (NCAR) S-PolKa dual-polarization radar data and ERA5 reanalysis fields indicate gradual changes in convection characteristics and large-scale environmental conditions during a central Indian Ocean Madden-Julian Oscillation (MJO) event observed by the DYNAMO/CINDY/AMIE field campaigns in late October 2011 (MJO-1). Examination of four rainfall types (isolated convective cores, convective, mixed, and stratiform) reveals a transition of convection characteristics (i.e., areal coverage and depth) between distinct 5-day environmental periods at the beginning and end of this ~2-week MJO active phase. A shift toward less frequent rainfall covering less of the radar domain for all four rainfall types occurs when large-scale lower-tropospheric dry air advects into the region with the westerly wind burst (WWB). Drier and warmer lower-free-tropospheric conditions associated with the WWB contribute to increased large-scale surface-based convective inhibition (CIN), surface-based convective available potential energy (CAPE), and cloud base heights. A thermodynamic budget analysis indicates reduced surface heat fluxes contribute to the increased surface-based CAPE. Greater CAPE at the end of MJO-1 coincides with deeper 50-dBZ convective echoes, while decreased 10-dBZ depth for all rainfall types corresponds in time with WWB-related dry-air advection. Increased (decreased) reflectivity values in the lower-level vertical reflectivity distribution of convective (stratiform) precipitation indicate increased (decreased) convective (stratiform) intensities when the WWB is present. The opposite depth changes for convective echoes and opposite shifts in convective and stratiform precipitation intensities underscore how the WWB can have differing impacts at different reflectivity thresholds and stages of the deep convection lifecycle.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2022

Record-Breaking Precipitation in Indonesia's Capital of Jakarta in Early January 2020 Linked to the Northerly Surge, Equatorial Waves, and MJO

A rare record-breaking extreme rainfall event, the highest amount recorded since 1866, hit Indonesia’s capital, Jakarta, in early January 2020. The torrential rainfall was mainly caused by an active cross-equatorial northerly surge (CENS) that occurred concurrently with equatorial waves and Madden-Julian oscillation (MJO). A strong and persistent low-level northerly wind and moisture transport induced by CENS created favorable atmospheric conditions for the formation of deep convection and heavy rainfall over Jakarta. The concurrent occurrences of convectively active phases of equatorial waves (mainly Kelvin, TD-type, and eastward propagating inertia-gravity waves) and MJO during the event further supported the development of heavy rainfall by increasing low-level moisture flux convergence, whereas equatorial Rossby waves contributed indirectly to the increased moisture transport by amplifying cross-equatorial meridional flows toward Jakarta. Together, these large-scale dynamical forcing factors provided a conducive convective environment for the development of mesoscale convective systems and, hence, extreme rainfall over the region.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2022

Subseasonal Tropical Cyclone Prediction and Modulations by MJO and ENSO in CESM2

Subseasonal tropical cyclone (TC) reforecasts from the Community Earth System Model version 2 (CAM6) subseasonal prediction system are examined in this study. Here, we evaluate the modeled TC climatology and the probabilistic forecast skill of basin-wide TC genesis at weekly temporal resolution. Prediction skill is calculated using the Brier skill score relative to a constant annual mean climatology and to a monthly varying seasonal climatology during TC season. The model captures the observed basin-wide climatological TC seasonality and spatial distributions at weeks 1–6, but TC genesis is largely underestimated from Week 2 onward. For some basins and lead times, the predicted TC genesis is primarily controlled by the number of TC “seeds” and the mean-state climate condition. The model has good prediction skill relative to the constant climatology across all the basins and lead times, but is only skillful in the eastern Pacific, North Indian Ocean, and Southern Hemisphere at Week 1 when compared to the seasonal climatology, indicating limited skill in predicting deviations from the seasonal cycle. We find strong modulations of the predicted TC genesis at up to 3 weeks of forecast lead time by the Madden-Julian Oscillation. The interannual variability of predicted TC genesis and accumulated cyclone energy are skillfully predicted in the North Atlantic and the Northwestern Pacific, with a strong modulation by the El Nino-Southern Oscillation.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2023

Optimization and Evaluation of Stochastic Unified Convection Using Single-Column Model Simulations at Multiple Observation Sites

We extend the previously developed stochastic unified convection scheme (UNICON) for shallow convection to deep convection by parameterizing the impact of mesoscale organized flow on updraft properties. The extended stochastic UNICON parameterizes thermodynamic properties of updrafts at the near-surface as a multivariate Gaussian distribution, where the variances of the distribution are the summation of variances from non-organized turbulence and mesoscale organized flow. The distribution of updraft radius is parameterized as a power-law distribution with a scale break which is parameterized as a linear function of the strength of mesoscale organized flow. The proposed parameterization is validated using a series of large-eddy simulations of deep convection. The free parameters introduced in the formulation of stochastic UNICON are optimized using 10 cases of single-column model simulations over the ocean. Stochastic UNICON with the optimized parameters significantly reduces the biases of thermodynamic profiles and surface precipitation rates simulated in the original UNICON for tropical convection cases. The simulation of the variation in anomalies of temperature and moisture associated with the Madden-Julian oscillation is also improved. The overall improvements in simulated thermodynamic profiles are found to be due to the increased heating and drying tendencies by convective processes in stochastic UNICON. An additional simulation of an idealized deep convection case shows that stochastic UNICON produces enhanced cloud variabilities with dependency on updraft radius, indicating its ability to represent the coexistence of shallow and deep convection.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2023

Mesoscale Convective Systems Modulated by Convectively Coupled Equatorial Waves

Mesoscale convective systems (MCSs) produce over 50% of tropical precipitation and account for the majority of extreme rainfall and flooding events. MCSs are considered the building blocks of larger-scale convectively coupled equatorial waves (CCEWs). While CCEWs can provide favorable environments for convection, how CCEWs can systematically impact organized convection and thereby MCS characteristics is less clear. We examine this question by analyzing a global MCS tracking data set. During the active phase of CCEWs, MCS frequency increases and MCSs rain harder, produce more lifetime total rain, and grow larger in size. The probability of extreme MCSs also elevates. These changes are most pronounced when MCSs are associated with Kelvin waves and tropical depression-type waves while less so with the Madden-Julian Oscillation. Furthermore, these results can be benchmarks to improve model representation of MCS interactions with large-scale circulations and can be leveraged for operational forecasts of high-impact MCSs at extended lead times.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2023

The Observed Effects of Cold Pools on Convection Triggering and Organization during DYNAMO/AMIE

Cold pools that form from existing convection can generate new clouds nearby, a process that has been suggested to contribute to cloud organization. However, some disagreement exists on the role of cold pools in cloud organization over tropical oceans, and much remains to be understood on how this role depends on the state of large-scale disturbances such as the Madden-Julian Oscillation (MJO). Here, this study addresses this question by examining the intraseasonal variability in the properties of cold pools and their effects on convection triggering using observations. The unique set of surface meteorology data and ground-based radars deployed during the DYNAMO/AMIE field campaign are used to identify cold pools and the associated spatiotemporal evolution of rainfall. The results suggest that cold pools enhance rainfall at their expected speed of 3–8 m s –1 , which includes the Doppler-shifting effect by the background wind. The cold pools also enhance rainfall mainly within a 20 km radius, especially in the direction of boundary-layer vertical wind shear. However, gravity waves appear to contribute predominantly to the propagation of convection over a wider range of distances due to their faster propagation speeds. The interface of convection triggering and propagation at different speeds of cold pools and gravity waves seems to contribute to cloud organization. The effectiveness of cold pools and gravity waves on cloud organization also depends highly on the MJO due to the combined effects of changes in environmental humidity and boundary to lower-tropospheric wind.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2026

Long-term observations reveal non-negligible temperature contributions to moist static energy during the MJO transition from suppressed to active phases

The evolution of moist static energy (MSE) is widely used to understand the organization and propagation of the Madden-Julian oscillation (MJO). Past studies, largely based on reanalysis or short-term observations, have highlighted humidity as the dominant driver of MJO evolution. Using 14 years of bias-corrected radiosonde observations from the Department of Energy – Atmospheric Radiation Measurement (DOE-ARM) Facility site at Manus in the western Pacific, we show that temperature has a significant influence on the vertically-integrated MSE during MJO’s transition from suppressed to active phase. Specifically, during the transition phase in boreal winter (spring), ~48% (~31%) of the vertically-integrated MSE anomalies are attributed to temperature anomalies. This temperature contribution is confined to the mid- and upper troposphere, where temperature and MSE anomalies exhibit a strong correlation. These findings have important implications for MJO theory and provide new constraints for evaluating MJO transition processes in models.

Alex, Nirmal↗
DOE OSTI2025

Multiscale drivers of extreme southern California flooding: ENSO, MJO, North Pacific jet, and atmospheric rivers

Extreme rainfall and flooding, driven by a powerful atmospheric river (AR) and a persistent Madden-Julian Oscillation (MJO), hit Southern California in February 2024 during the 2023–2024 El Niño, affecting over 10 million people. ARs are key contributors to extreme rainfall and flooding along the U.S. West Coast. Although the AR-MJO link has been documented, its spatio-temporal variability remains a major forecasting and risk-management challenge. Combining precipitation, stream gauge and demographic data, we quantify the physical drivers and population exposure to this extreme event. Leveraging a Lagrangian MJO precipitation tracking algorithm, we unravel the multiscale interactions responsible for the AR’s development. El Niño favored a large, long-lived MJO that interacted with the North Pacific Jet (NPJ) over more than three weeks. The MJO convective outflow modulated the NPJ by inducing negative potential vorticity advection along the tropopause. The ensuing NPJ extension and acceleration induced explosive cyclogenesis, whose AR-driven moisture transport resulted in extreme rainfall.

Atmospheric dynamics↗
DOE OSTI2025

MJO CP Tensor Decompositions

SAND2025-14273O MJO CP Tensor Decompositions is a Python tool for computing canonical polyadic (CP) decompositions of MERRA2 observational data to understand the onset and evolution of the Madden-Julian Oscillation (MJO). Sandia National Laboratories is a multimission laboratory managed and operated by National Technology & Engineering Solutions of Sandia, LLC, a wholly owned subsidiary of Honeywell International Inc., for the U.S. Department of Energy’s National Nuclear Security Administration under contract DE-NA0003525.

Bull, Diana [Sandia National Lab. (SNL-CA), Liverm↗
DOE OSTI2023

Collaborative Research: Understanding air‐sea feedbacks to the MJO through process evaluation of observations and E3SM experiments (Final Technical Report)

This project explored the role of tropical oceans in regulating cloud populations within the Madden-Julian oscillation (MJO)–a large-scale tropical weather disturbance that influences extreme weather events across the globe by affecting the position of the jet stream and patterns of moisture transport. Our project sought to 1) document ocean feedback strength to the MJO in climate models, 2) understand how air-sea interactions affect the intensity, organization, and propagation of MJO convection, 3) utilize existing observations to identify sources of model bias for tropical air-sea interactions, and 4) better understand the effects of slow and fast ocean variability on MJO cloudiness. We found that transfers of heat and moisture across the air-sea interface (i.e., surface fluxes) in most climate models are over-supportive in maintaining MJO convection and under-supportive in propagating MJO convection. This can lead to misrepresentations in the frequency of extreme weather events across the globe through erroneous MJO feedbacks to jet stream position and moisture transport. Furthermore, using observations collected by ocean moorings across the tropical oceans, we showed that most models greatly overestimate surface evaporation in the subtropics, and that this bias is likely one contributor to a pervasive bias among climate models in their ability to simulate the mean state of rainfall over the tropical oceans (i.e., the “double ITCZ bias”). Replacing the default surface flux algorithm in two climate models with a state-of-the-art surface flux algorithm modestly reduced the double ITCZ bias in those models. Our work produced two model diagnostics packages that are now publicly available through DOE and NOAA model diagnostics archives. The first, the Analysis of Scales of Precipitation (ASoP) diagnoses scales of precipitation variability across space and time, with temporal resolution as fine as the model integration timestep. The second, the air-sea flux diagnostic diagnoses model surface fluxes and allows direct comparison of model fluxes to observations without having to recompute fluxes using model output and a state-of-the-art flux algorithm. These diagnostics, which were developed using climate models, can be readily applied to regional and global forecast model output to improve forecasts for the benefit of society.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2022

Convective Momentum Transport and Its Impact on the Madden‐Julian Oscillation in E3SM‐MMF

Abstract Convective momentum transport (CMT) is the process of vertical redistribution of horizontal momentum by small‐scale turbulent flows from moist convection. Traditional general circulation models (GCMs) and their multiscale modeling framework (MMF) versions poorly represent CMT due to insufficient information of subgrid‐scale flows at each GCM grid. Here the explicit scalar momentum transport (ESMT) scheme for representing CMT is implemented in the Energy Exascale Earth System Model‐Multiscale Modeling Framework (E3SM‐MMF) with embedded 2‐D cloud‐resolving models (CRMs), and verified against E3SM‐MMF simulations with 3‐D CRMs and observations. The results show that representing CMT by ESMT helps reduce climatological mean precipitation model bias over the western Pacific and the ITCZ regions, which is attributed to the weakened mean easterlies over the Pacific. Also, CMT from simulations with 2‐D and 3‐D CRMs impose a similar impact on Kelvin waves by reducing their variability and slowing down their phase speed, but opposite impacts on the Madden‐Julian Oscillation (MJO) variability. The ESMT scheme readily captures the climatological mean spatial patterns of the zonal and meridional components of CMT and their variability across multiple time scales, but shows some differences in estimating its magnitude. CMT mainly affects the MJO by decelerating its winds in the free troposphere, but accelerates its near‐surface winds. This study serves as a prototype for implementing CMT scheme in the MMF simulations, highlighting its crucial role in reducing model bias in mean state and spatiotemporal variability.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2023

Cross‐Equatorial Surges Boost MJO's Southward Detour Over the Maritime Continent

Abstract The influence of the cross‐equatorial northerly surge (CES) on the eastward propagation of Madden‐Julian oscillation (MJO) during boreal winter is evaluated through the analysis of the column integrated moisture budget. Results show that the CES reinforces MJO's southward detour by increasing horizontal moisture convergence over the southern Maritime Continent (MC) region. Further analysis reveals that the zonal convergence by intraseasonal zonal wind anomalies acting upon background moisture is intensified in the presence of CES events, causing a stronger convective activity in the southern MC (SMC). The stronger moisture convergence in the SMC is associated with the CES‐induced intensification of low‐level northwesterly and westerly winds, which, in turn, strengthen zonal wind convergences and positive wind‐evaporation feedbacks onto the MJO convection. An improved process understanding of the link between the CES and MJO detours can help engender improvements in extreme weather forecasts and aid investigation biases in simulating MJO in climate models.

58 GEOSCIENCES↗
DOE OSTI2022

Seasonal Locking of the MJO’s Southward Detour of the Maritime Continent: The Role of the Australian Monsoon

Abstract This study investigates why the major convective envelope of the Madden–Julian oscillation (MJO) detours to the south of the Maritime Continent (MC) only during boreal winter [December–March (DJFM)]. To examine processes affecting this MJO detour, the MJO-related variance of precipitation and column-integrated moisture anomalies in DJFM are compared with those in the seasons before [October–November (ON)] and after [April–May (AM)]. While MJO precipitation variance is much higher in the southern MC (SMC) during DJFM than in other seasons, the MJO moisture variance is comparable among the seasons, implying that the seasonal locking of the MJO’s southward detour cannot be explained by the magnitude of moisture anomalies alone. The higher precipitation variance in the SMC region is partly explained by the much higher moisture sensitivity of precipitation in DJFM than in other seasons, resulting in a more efficient conversion of anomalous moisture to anomalous precipitation. DJFM is also distinguishable from the other seasons by stronger positive wind–evaporation feedback onto MJO precipitation anomalies due to the background westerly wind in the lower troposphere. It is found that the seasonal cycle of moisture–precipitation coupling and wind–evaporation feedback in the SMC region closely follows that of the Australian monsoon, which is active exclusively in DJFM. Our results suggest that the MJO’s southward detour in the MC is seasonally locked because it occurs preferentially when the Australian monsoon system produces a background state that is favorable for MJO development in the SMC.

Intraseasonal variability↗
DOE OSTI2024

Effects of Surface Turbulence Flux Parameterizations on the MJO: The Role of Ocean Surface Waves

This study investigates the sensitivity of the Madden–Julian oscillation (MJO) to changes to the bulk flux parameterization and the role of ocean surface waves in air–sea coupling using a fully coupled ocean–atmosphere–wave model. The atmospheric and ocean model components of the Energy Exascale Earth System Model (E3SM) are coupled to a spectral wave model, WAVEWATCH III (WW3). Two experiments with wind speed–dependent bulk algorithms (NCAR and COARE3.0a) and one experiment with wave-state-dependent flux (COR3.0a-WAV) were conducted. We modify COARE3.0a to include surface roughness calculated within WW3 and also account for the buffering effect of waves on the relative difference between air-side and ocean-side momentum flux. Differences in surface fluxes, primarily caused by discrepancies in drag coefficients, result in significant differences in MJO’s properties. While COARE3.0a has better convection–circulation coupling than NCAR, it exhibits anomalous MJO convection east of the date line. The wave-state-dependent flux (COR3.0-WAV) improves the MJO representation over the default COARE3.0 algorithm. Strong easterlies over the Pacific Ocean in COARE3.0a enhance the latent heat flux (LHFLX). This is responsible for the anomalous MJO propagation after the date line. In COR3.0a-WAV, waves reduce the anomalous easterlies, leading to a decrease in LHFLX and MJO dissipation after the date line. These findings highlight the role of surface fluxes in MJO simulation fidelity. Most importantly, we show that the proper treatment of wave-induced effects in bulk flux parameterization improves the simulation of coupled climate variability.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2023

An Extratropical Pathway for the Madden–Julian Oscillation’s Influence on North Atlantic Tropical Cyclones

Abstract This study investigates the combined impacts of the Madden–Julian oscillation (MJO) and extratropical anticyclonic Rossby wave breaking (AWB) on subseasonal Atlantic tropical cyclone (TC) activity and their physical connections. Our results show that during MJO phases 2–3 (enhanced Indian Ocean convection) and 6–7 (enhanced tropical Pacific convection), there are significant changes in basinwide TC activity. The MJO and AWB collaborate to suppress basinwide TC activity during phases 6–7 but not during phases 2–3. During phases 6–7, when AWB occurs, various TC metrics including hurricanes, accumulated cyclone energy, and rapid intensification probability decrease by ∼50%–80%. Simultaneously, large-scale environmental variables, like vertical wind shear, precipitable water, and sea surface temperatures become extremely unfavorable for TC formation and intensification, compared to periods characterized by suppressed AWB activity during the same MJO phases. Further investigation reveals that AWB events during phases 6–7 occur in concert with the development of a stronger anticyclone in the lower troposphere, which transports more dry, stable extratropical air equatorward, and drives enhanced tropical SST cooling. As a result, individual AWB events in phases 6–7 can disturb the development of surrounding TCs to a greater extent than their phases 2–3 counterparts. The influence of the MJO on AWB over the western subtropical Atlantic can be attributed to the modulation of the convectively forced Rossby wave source over the tropical eastern Pacific. A significant number of Rossby waves initiating from this region during phases 5–6 propagate into the subtropical North Atlantic, preceding the occurrence of AWB events in phases 6–7.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2022

The Roles of Westward-Propagating Waves and the QBO in Limiting MJO Propagation

Abstract A recent study categorized the Madden–Julian oscillation (MJO) during boreal winter season into four types called stand, jump, slow, and fast MJO. This study focuses on the stand and jump MJO. Based on whether their convection penetrates the Maritime Continent (MC), stand and jump MJOs are seen as non-penetrating (NP) MJOs, while the other two are seen as eastward-penetrating (EP) MJOs. Results reveal the relative roles of the westward-propagating wave (WPW), as well as the QBO and ENSO, in limiting MJO propagation. Lack of the premoistening over the southern sea surface of the MC stops NP MJO from penetrating the MC. The active convection of the WPWs hinders the descending branch of the NP MJO circulation and therefore leads to the insufficient meridional advective moistening over the southern sea surface of the MC. The independent convection over the Pacific for jump MJOs is influenced by a combined effect of the QBO and ENSO. The tropopause instability induced by the MJO is found to significantly decouple from its convection over the Pacific in westerly QBO (QBOW) winters more than in easterly QBO (QBOE) winters. For jump MJOs, the independent convection over the central Pacific comes from local WPWs whose amplification and further development into deep convection are correlated to jump the MJOs’ decoupled tropopause instability. For stand MJOs, however, the seasonal-mean La Niña–like cool SST anomalies weaken the WPW activity over the central Pacific and confine WPWs within the western Pacific. Therefore, the decoupled tropopause instability of stand MJOs is out phase of WPWs and fails to induce an independent convection over the central Pacific.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2025

Are North Atlantic Tropical Cyclones Modulated by the Madden–Julian Oscillation in HighResMIP AGCMs?

This study assesses the representation of the observed relationship between Atlantic tropical cyclones (TCs) and the Madden–Julian oscillation (MJO) across nine models participating in CMIP6 High Resolution Model Intercomparison Project (HighResMIP). Most models struggle to faithfully reproduce the observed impacts of the MJO on Atlantic TCs, with the primary issue being the underestimated TC activity over the Atlantic main development region (MDR). The negative biases in genesis frequency within the MDR can be further attributed to weaker-than-observed African easterly wave (AEW) activity south of ∼12°N. Errors in the diabatic heating profile within the Atlantic intertropical convergence zone lead to insufficient potential vorticity production in the lower troposphere and constrain the amplification of AEWs. In addition to the biased TC climatology, the eastward-propagating power of the MJO is consistently underestimated across all models. Nevertheless, in models with a higher eastward–westward power ratio, the simulated MJO demonstrates a stronger capacity to modulate subseasonal TC activity. Models with relatively realistic eastward propagation of the MJO also exhibit greater variance in tropical intraseasonal convection. Stronger contrasts in convective heating over the North Atlantic between phases 2–3 and phases 6–7 drive larger fluctuations in MDR shear and AEW activity over the Gulf of Mexico and West Africa, resulting in a more pronounced TC response to the MJO. Overall, our findings suggest that improved MDR TC climatology and MJO propagation are essential for models to accurately capture the observed modulations of Atlantic TCs by the MJO.

54 ENVIRONMENTAL SCIENCES↗