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All sourcesNASA NTRSDOE OSTI
NASA NTRS2021

The First Widespread Solar Energetic Particle Event Observed By Solar Orbiter on 2020 November 29

Context. On 2020 November 29, the first widespread solar energetic particle (SEP) event of solar cycle 25 was observed at four widely separated locations in the inner (. 1AU) heliosphere. Relativistic electrons as well as protons with energies > 50MeV were observed by Solar Orbiter (SolO), Parker Solar Probe (PSP), the Solar Terrestrial Relations Observatory (STEREO)-A and multiple near-Earth spacecraft. The SEP event was associated with an M4.4 class X-ray flare and accompanied by a coronal mass ejection (CME) and an extreme ultraviolet (EUV) wave as well as a type II radio burst and multiple type III radio bursts. Aims. We present multi-spacecraft particle observations and place them in context with source observations from remote sensing instruments and discuss how such observations may further our understanding of particle acceleration and transport in this widespread event. Methods. Velocity dispersion analysis (VDA) and time shift analysis (TSA) were used to infer the particle release times at the Sun. Solar wind plasma and magnetic field measurements were examined to identify structures that influence the properties of the energetic particles such as their intensity. Pitch angle distributions and first-order anisotropies were analyzed in order to characterize the particle propagation in the interplanetary medium. Results. We find that during the 2020 November 29 SEP event, particles spread over more than 230° in longitude close to 1AU. The particle onset delays observed at the different spacecraft are larger as the flare–footpoint angle increases and are consistent with those from previous STEREO observations. Comparing the timing when the EUV wave intersects the estimated magnetic footpoints of each spacecraft with particle release times from TSA and VDA, we conclude that a simple scenario where the particle release is only determined by the EUV wave propagation is unlikely for this event. Observations of anisotropic particle distributions at SolO, Wind, and STEREO-A do not rule out that particles are injected over a wide longitudinal range close to the Sun. However, the low values of the first-order anisotropy observed by near-Earth spacecraft suggest that diffusive propagation processes are likely involved.

A Kollhoff↗
NASA NTRS1985

Solar photospheric and coronal abundances from solar energetic particle measurements

Observations of solar energetic particles (SEP) from 22 solar flares in the 1977 to 1982 time period are reported. SEP abundances were obtained for all elements with 3 approximately less than Z approximately less than 30 except Li, Be, B, F, Sc, v, Co and Cu for which upper limits were obtained. Statistically meaningful abundances of several rare elements (P, Cl, K, Ti, and Mn) were determined for the first time, and the average abundance of the more abundant elements were determined with improved precision.

Breneman, H.↗
NASA NTRSDate not supplied

The Effect of Stochastic Acceleration on the Dynamics of Solar Energetic Particles in the Heliosphere

Solar Energetic Particles (SEPs) are crucial in space weather phenomena, impacting space-based technologies and human activities in space. Understanding the dynamics of SEPs, including their acceleration and transport mechanisms, is essential for improving predictive models and mitigating adverse effects. This study investigates the impact of stochastic acceleration (SA) on the dynamics of SEPs within the heliosphere. By integrating stochastic acceleration into a SEP transport model, we assess its impact relative to diffusive shock acceleration (DSA). The investigation utilizes the Adaptive Mesh Particle Simulator (AMPS) within the Space Weather Modeling Framework (SWMF) to simulate SEP dynamics, incorporating solar wind parameters and turbulence from the Alfven Wave Solar Model (AWSoM). To do this, we solve the focused transport equation to model the propagation of SEPs along magnetic field lines, extending these lines to 5 AU to incorporate the potential effects of pitch angle scattering beyond 1 AU. This aspect could notably impact the decay phase of a SEP event. Modeling the transport of SEPs is coupled with the simulation of solar wind dynamics, the interplanetary magnetic field, and the characteristics of Alfven wave turbulence. This presentation covers the modeling approach used in this research, the characterization of the impact of the stochastic acceleration, and the role of pitch angle scattering at various heliocentric distances on the dynamics of the SEP events' decay phase.

SEP↗
NASA NTRS2018

Flat Proton Spectra in Large Solar Energetic Particle Events

We present solar energetic particle events observed at 1 AU from the Sun for which the proton energy spectra at energies between ~50 keV to ~1 MeV flatten during a period of at least ~12 hours prior to the passage of the associated interplanetary shock. The flattening of the proton energy spectra occurs when the source of the particles (presumably the traveling interplanetary shock) is still downwind from the spacecraft and particle intensities are still continuously increasing. The arrival of the shock at the spacecraft is then characterized by a steepening of the spectra, where low-energy proton intensities show a more pronounced enhancement than the high-energy proton intensities. We discuss the mechanisms that may result in this flattening of the spectra in terms of current models presented in the literature.

Lario, D.↗
NASA NTRS2023

Recurrent 3he-Rich Solar Energetic Particle Injections Observed By Solar Orbiter at ∼0.5 Au

We report Solar Orbiter observations of six recurrent solar energetic particle injections in 2022 March 3−6 at ∼0.5 au. All but one were associated with jets emanating from a plage near a large sunspot in active region 12 957. We saw large jets in injections with high 3He and Fe enrichments and minor jets in injections with no or lower enrichments. Furthermore, the event with the highest enrichment showed a more compact configuration of the underlying photospheric magnetic field. The higher fluences as well as harder spectra were seen in the event with a simultaneous jet and wider eruption. However, in this case, the energy buildup time in the source might be required to produce such spectra. Extreme-ultraviolet images from Solar Orbiter revealed a number of intersecting loops at the base of jets not seen from 1 au that might be a precondition for the recurrent events.

Sun: particle emission↗
NASA NTRS2023

Revisiting Empirical Solar Energetic Particle Scaling Relations. I. Solar Flares

Aims. The possible influence of solar superflares on the near-Earth space radiation environment are assessed through the investigation of scaling laws between the peak proton flux and fluence of solar energetic particle (SEP) events with the solar flare soft X-ray peak photon flux. Methods. We compiled a catalog of 65 well-connected (W20-90) SEP events during the last three solar cycles covering a period of ∼34 yr (1984–2020) that were associated with flares of class ≥C6.0, and investigated the statistical relations between the recorded peak proton fluxes (I p ) and the fluences (F p ) at a set of integral energies from E > 10, > 30, and > 60 to > 100 MeV versus the associated solar flare peak soft X-ray flux in the 1–8 Å band (F SXR ). Based on the inferred relations, we calculated the integrated energy dependence of the peak proton flux (I p ) and fluence (F p ) of the SEP events, assuming that they follow an inverse power law with respect to energy. Finally, we made use of simple physical assumptions, combining our derived scaling laws, and estimated the upper limits for I p and F p focusing on the flare associated with the strongest ground level enhancement (GLE) directly observed to date (GLE 05 on 23 February 1956), and that inferred for the cosmogenic radionuclide-based SEP event of AD774/775. Results. A scaling law relating I p and F p to the solar soft X-ray peak intensity (F SXR ) as ∝ F 5/6 SXR for a flare with a F SXR = X600 (in the revised scale) is consistent with values of FP inferred for the cosmogenic nuclide event of AD774/775.

Athanasios Papaioannou↗
NASA NTRS2021

Comparative Analysis of the 2020 November 29 Solar Energetic Particle Event Observed by Parker Solar Probe

We analyze two specific features of the intense solar energetic particle (SEP) event observed by Parker Solar Probe (PSP) between 2020 November 29 and 2020 December 2. The interplanetary counterpart of the coronal mass ejection (CME) on 2020 November 29 that generated the SEP event (hereafter ICME-2) arrived at PSP (located at 0.8 au from the Sun) on 2020 December 1. ICME-225 was preceded by the passage of an interplanetary shock at 18:35 UT on 2020 November 30 (hereafter26S2), that in turn was preceded by another ICME (i.e., ICME-1) observed in situ on 2020 November 30. The two interesting features of this SEP event at PSP are: First, the presence of the intervening ICME-1 affected the evolution of the.8 MeV proton intensity time profiles resulting in the observation of inverted energy spectra throughout the passage of ICME-1. Second, the sheath region preceding ICME-2 was characterized by weak magnetic fields compared to those measured immediately after the passage of the shock S2 and during the passage of ICME-2. Comparison with prior SEP events measured at 1 au but with similar characteristics indicates that (1) low-energy particles accelerated by S2 were excluded from propagating throughout ICME-1, and (2) the low magnetic fields measured in the sheath of ICME-2 resulted from the properties of the upstream solar wind encountered by ICME-2 that was propagated into the sheath; whereas the high energetic particle energy density in the sheath did not play a dominant role in the formation of these low magnetic fields.

D Lario↗
NASA NTRS2020

Modeling the Transport Processes of a Pair of Solar Energetic Particle Events Observed by Parker Solar Probe near Perihelion

We present model calculations of the transport processes of solar energetic particles in the corona and interplanetary medium for two events detected by Parker Solar Probe near its second perihelion on 2019 April 2 and April 4. In the 2019 April 2 event, the <100 keV proton differential intensity measured by the ISOIS EPI-Lo instrument increased by more than a factor of 10 above the pre-event intensity, whereas the ~1 MeV proton differential intensity detected by the EPI-Hi instrument did not show any intensity enhancement. In the 2019 April 4 event, the ~1 MeV proton intensity showed an increase of more than a factor of 100 above the pre-event intensity, but the <100 keV proton intensity enhancement was rather low and gradual. The observational fact that only the 2019 April 4 event displayed a high-energy intensity enhancement indicates that the associated acceleration process in the second event was more energetic than the first event. However, the gradual and low enhancement of the low-energy proton intensity in the second event is at odds with the scenario. In this paper, we investigate the injection and transport processes of protons in the corona and interplanetary magnetic fields with numerical model simulations. Our model calculations suggest that the gradual and low rise of the low-energy protons in the April 4 event was probably due to the different diffusion conditions in these two events and the fact that the spacecraft was moving away from the source region during these two events.

Solar energetic particles↗
NASA NTRS2023

Heavy Ion Acceleration in 3he-Rich Solar Energetic Particle Events: New Insights From Solar Orbiter

We present Solar Orbiter energetic particle observations of two 3 He-rich events with features more clearly observed than in prior studies. The event of 2022 November 9 observed from 0.59 au contained hundreds of ultra-heavy ions (UH, mass >78 amu) whereas previous observations at 1 au have shown only an occasional count or two. The event of 2023 April 8 observed from 0.29 au fortuitously had very low ambient activity, making it possible to observe spectra from the 3 He acceleration mechanism without contamination, revealing extremely low H and 4 He intensities arriving simultaneously with other ions observed in typical 3 He-rich events. Taken together with previous studies we believe these data show that 3 He-rich events have a single acceleration mechanism that is responsible for the unique abundance features of 3 He, heavy ions, and UH ions. Considering the acceleration model of Roth and Temerin (1997) that heats the ions over a broad range of gyrofrequencies away from those damped by H and 4 He, we calculate reasonable fits to the observed abundances O-Fe. A key result is that high values of, e.g., Fe/O typical of such events is not due to preferential Fe heating, but on the contrary is due mainly to the depletion of O which at elevated temperatures has a charge-to-mass ratio in the region of the waves damped by 4He. The model also naturally incorporates features of high ionization states and neutron-rich isotope enhancements that have been long-standing puzzles in observations of this type of flare.

Solar flares↗
NASA NTRS1994

Coronal element abundances derived from solar energetic particles

The large gradual solar-energetic-particle (SEP) events, where abundances are commonly measured, are produced when coronal mass ejections (CMEs) drive shock waves through the corona and the interplanetary medium. The shock accelerates particles from the highly-ionized, approximately 1.5 MK, plasma in a manner that depends only weakly upon the Q/A of the ion, except at very high energies. Averaging the approximately 1 MeV/amu abundances over many events compensates for the acceleration effects to produce abundances that appear to correspond directly to those in the coronal source for all observed elements, including H. The resulting abundances reflect the 4 x enhancement of ions with low values of first ionization potential (FIP) arising from ion-neutral fractionation that occurs as the atoms are transported up from the photosphere. A different pattern of fractionation is found for ions that are shock-accelerated from the high speed solar wind emerging from coronal holes.

Reames, Donald V.↗
NASA NTRS2001

Solar Energetic Particles and Space Weather

The solar energetic particles (SEPs) of consequence to space weather are accelerated at shock waves driven out from the Sun by fast coronal mass ejections (CMEs). In the large events, these great shocks fill half of the heliosphere. SEP intensity profiles change appearance with longitude. Events with significant intensities of greater than ten MeV protons occur at an average rate of approx. 13 per year near solar maximum and several events with high intensities of > 100 McV protons occur each decade. As particles stream out along magnetic field lines from a shock near the Sun, they generate waves that scatter subsequent particles. At high intensities, wave growth throttles the flow below the 'streaming limit.' However, if the shock maintains its strength, particle intensities can rise above this limit to a peak when the shock itself passes over the observer creating a 'delayed' radiation hazard, even for protons with energies up to approx. one GeV. The streaming limit makes us blind to the intensities at the oncoming shock, however, heavier elements such as He, O, and Fe probe the shape of the wave spectrum, and variation in abundances of these elements allow us to evade the limit and probe conditions at the shock, with the aid of detailed modeling. At high energies, spectra steepen to form a spectral 'knee'. The location of the proton spectral knee can vary from approx. ten MeV to approx. one GeV, depending on shock conditions, greatly affecting the radiation hazard. Hard spectra are a serious threat to astronauts, placing challenging requirements for shielding, especially on long-duration missions to the moon or Mars.

Reames, Donald V.↗
NASA NTRS2012

The Longitudinal Properties of a Solar Energetic Particle Event Investigated Using Modern Solar Imaging

We use combined high-cadence, high-resolution, and multi-point imaging by the Solar-Terrestrial Relations Observatory (STEREO) and the Solar and Heliospheric Observatory to investigate the hour-long eruption of a fast and wide coronal mass ejection (CME) on 2011 March 21 when the twin STEREO spacecraft were located beyond the solar limbs. We analyze the relation between the eruption of the CME, the evolution of an Extreme Ultraviolet (EUV) wave, and the onset of a solar energetic particle (SEP) event measured in situ by the STEREO and near-Earth orbiting spacecraft. Combined ultraviolet and white-light images of the lower corona reveal that in an initial CME lateral "expansion phase," the EUV disturbance tracks the laterally expanding flanks of the CME, both moving parallel to the solar surface with speeds of approx 450 km/s. When the lateral expansion of the ejecta ceases, the EUV disturbance carries on propagating parallel to the solar surface but devolves rapidly into a less coherent structure. Multi-point tracking of the CME leading edge and the effects of the launched compression waves (e.g., pushed streamers) give anti-sunward speeds that initially exceed 900 km/s at all measured position angles. We combine our analysis of ultraviolet and white-light images with a comprehensive study of the velocity dispersion of energetic particles measured in situ by particle detectors located at STEREO-A (STA) and first Lagrange point (L1), to demonstrate that the delayed solar particle release times at STA and L1 are consistent with the time required (30-40 minutes) for the CME to perturb the corona over a wide range of longitudes. This study finds an association between the longitudinal extent of the perturbed corona (in EUV and white light) and the longitudinal extent of the SEP event in the heliosphere.

acceleration of particles↗
NASA NTRS2023

Development of Solar Energetic Particle Prediction Portal (SEP3)

Robust prediction of Solar Energetic Particle (SEP) events is among the key priorities of the space weather community. In the framework of NASA’s Early Stage Innovation Program, we develop the Solar Energetic Particle Prediction Portal (SEP3: https://sun.njit.edu/SEP3), which hosts web applications that allow the users to retrieve the database records. In particular, SEP3 lists the API examples to query each data source potentially important for the SEP prediction. The Portal has a search page for browsing the events from the most widely used catalogs (https://sun.njit.edu/SEP3/search.php) and a dedicated space to share the most recent achievements of the team. In addition, we have added a CDAW SEP catalog and a LASCO/SOHO CME catalog and introduced the possibility of displaying the properties of the connected events (parental solar flares and CMEs for SEPs) on the search page. The interactive widget has the capability to display GOES soft X-ray and proton flux time series from different satellites with the GOES flare records on top of them. The data portal has been used to evaluate the forecasts of the solar proton events based on the statistical properties of the GOES soft X-ray and proton fluxes and investigate machine-learning approaches to the SEP prediction.

SMD↗
NASA NTRS1995

Results from the Heavy Ions In Space (HIIS) experiment on the ionic charge state of solar energetic particles

It has long been known that low-energy solar energetic particles (SEP's) are partially-ionized. For example, in large, so-called 'gradual' solar energetic particle events, at approximately 1 MeV/nucleon the measured mean ionic charge state, Q, of Fe ions is 14.1 +/- 0.2, corresponding to a plasma temperature of approximately 2 MK in the coronal or solar-wind source material. Recent studies, which have greatly clarified the origin of solar energetic particles and their relation to solar flares, suggest that ions in these SEP events are accelerated not at a flare site, but by shocks propagating through relatively low-density regions in the interplanetary medium. As a result, the partially-ionized states observed at low energies are expected to continue to higher energies. However, up to now there have been no high-energy measurements of ionic charge states to confirm this notion. We report here HIIS observations of Fe-group ions at 50-600 MeV/nucleon, at energies and fluences which cannot be explained by fully-ionized galactic cosmic rays, even in the presence of severe geomagnetic cutoff suppression. Above approximately 200 MeV/nucleon, all features of our data -- fluence, energy spectrum, elemental composition, and arrival directions -- can be explained by the large SEP events of October 1989, provided that the mean ionic charge state at these high energies is comparable to the measured value at approximately 1 MeV/nucleon. By comparing the HIIS observations with measurements in interplanetary space in October 1989, we determine the mean ionic charge state of SEP Fe ions at approximately 200-600 MeV/nucleon to be Q = 13.4 plus or minus 1.0, in good agreement with the observed value at approximately 1 MeV/nucleon. The source of the ions below approximately 200 MeV/nucleon is not yet clear. Partially-ionized ions are less effectively deflected by the Earth's magnetic field than fully-ionized cosmic rays and therefore have greatly enhanced access to low-Earth orbit. Moreover, at the high energies observed in HIIS, these ions can penetrate typical amounts of shielding. We discuss the significance of the HIIS results for estimates of the radiation hazard posed by large SEP events to satellites in low-Earth orbit, including the proposed Space Station orbit. Finally, we comment on previous reports of low-energy below-cutoff Fe-group ions, which some authors have interpreted as evidence for partially-ionized galactic cosmic rays. The LDEF flux levels are much smaller than the corresponding fluxes in these previous reports, implying that the source of these ions has an unusual solar-cycle variation and/or strongly increases with decreasing altitude.

Tylka, Allan J.↗
NASA NTRS2023

A Data-driven, Physics-based Transport Model of Solar Energetic Particles Accelerated by Coronal Mass Ejection Shocks Propagating through the Solar Coronal and Heliospheric Magnetic Fields

In an effort to develop computational tools for predicting radiation hazards from solar energetic particles (SEPs), we have created a data-driven physics-based particle transport model to calculate the injection, acceleration, and propagation of SEPs from coronal mass ejection (CME) shocks traversing through the solar corona and interplanetary magnetic fields. The model runs on an input of corona and heliospheric plasma and magnetic field configuration from a magnetohydrodynamic model driven by solar photospheric magnetic field measurements superposed with observed CME shocks determined from coronagraph images. SEP source particles are injected at the shock using the result of diffusive shock acceleration formulation from a characteristic obliquity-dependent injection from a heated solar wind thermal tail population. With several advanced computation techniques involving stochastic simulation and integration, the model obtains the particle intensity at any location in interplanetary space through the rigorous solution to the time-dependent 5D focus transport equation in the phase space that includes perpendicular diffusion. We apply the model to the 2011 November 3 CME event. The calculation results reproduce multispacecraft SEP observations at Earth and STEREO-B reasonably well without normalization of particle flux. The observations at STEREO-A can be reproduced by rescaling particle energy or modified energy dependence of particle diffusion coefficients. This circumsolar SEP event seen by spacecraft at Earth, STEREO-A, and STEREO-B at widely separated longitudes can be explained by diffusive shock acceleration by a single CME shock with a moderate speed.

Solar energetic particles↗
NASA NTRS1986

The composition of solar energetic particles

The present measurements of elemental abundances in 15 large solar energetic particle events confirm the existence of two major effects: systematic differences between solar energetic particle abundances and photospheric abundances that are approximately correlated with first ionization potential (implying that the solar corona is the likely source population for these particles), and an enhancement of heavy ion abundances relative to a baseline of solar energetic particle abundances whose magnitude increases with rising atomic number. These data suggest the possibility that the degree of heavy ion enhancement has some correlation with spectral slope, and confirm that the aforementioned effects are not due to time or energy variations within individual events. The maximum column density above the solar acceleration region is less than 0.1 g/sq cm, on the basis of these data.

Mcguire, R. E.↗
NASA NTRSDate not supplied

Modeling and Impact of Solar Energetic Particles in the Heliosphere and Geospace

Understanding the radiation environment due to solar energetic particles in the heliosphere and the Earth’s magnetosphere is a challenging and practically important task. Exposure to energetic particles often leads to malfunctions and unexpected failures of electronics onboard spacecraft. The most vulnerable are exploratory missions when outside of the Earth’s magnetosphere. Geomagnetic field deflects Solar Energetic Particles (SEPs) moving through geospace though some of these particles propagate to LEO and have a high penetrating capability, thus producing significant radiation hazards for human spaceflight. Solar energetic particles also have an essential effect on the composition and dynamics of the Earth’s atmosphere. Precipitating SEPs enhance the atmospheric concentration of NOx and HOx, which play a crucial role in the ozone balance in the middle atmosphere by destroying odd oxygen through catalytic reactions. Numerical modeling of the radiation environment due to SEPs in the inner heliosphere and geospace is a multifold problem. That includes simulating 1) solar wind dynamics and the interplanetary magnetic field, 2) global modeling of the Earth’s magnetosphere, and 3) modeling transport and acceleration of SEPs in the inner heliosphere and geospace. The lecture will outline the key physical processes that control the behavior of SEPs in the heliosphere and geospace, along with the contemporary numerical methods used for their modeling. It will primarily focus on describing the SEP population in geospace across different altitudes, ranging from Low Earth Orbit (LEO) through Medium Earth Orbit (MEO) and Geostationary Orbit (GEO), up to the magnetopause, while considering the realistic geomagnetic field. Additionally, the lecture will cover how the SEP population in geospace varies in response to geomagnetic activity. This includes the temporal trapping of SEPs in geospace and the reduction of the rigidity cutoff during geomagnetic storms.

solar energetic particles↗
NASA NTRS1996

Solar energetic particle events: Statistical modelling and prediction

Solar energetic particle events (SEPEs) can have a significant effect on the design and operation of earth orbiting and interplanetary spacecraft. In relation to this, the calculation of proton fluences and fluxes are considered, describing the current state of the art in statistical modeling. A statistical model that can be used for the estimation of integrated proton fluences for different mission durations of greater than one year is reviewed. The gaps in the modeling capabilities of the SEPE environment, such as a proton flux model, alpha particle and heavy ion models and solar cycle variations are described together with the prospects for the prediction of events using neural networks.

Gabriel, S. B.↗