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NASA NTRS1987

Parametric analysis of synthetic aperture radar data for characterization of deciduous forest stands

The SAR sensor parameters that affect the estimation of deciduous forest stand characteristics were examined using data sets for the Gulf Coastal Plain region, acquired by the NASA/JPL multipolarization airborne SAR. In the regression analysis, the mean digital-number values of the three polarization data are used as the independent variables to estimate the average tree height (HT), basal area (BA), and total-tree biomass (TBM). The following results were obtained: (1) in the case of simple regression and using 28 plots, vertical-vertical (VV) polarization yielded the largest correlation coefficients (r) in estimating HT, BA, and TBM; (2) in the case of multiple regression, the horizontal-horizontal (HH) and VV polarization combination yielded the largest r value in estimating HT, while the VH and HH polarization combination yielded the largest r values in estimating BA and TBM. With the addition of a third polarization, the increase in r values is insignificant.

Wu, Shih-Tseng↗

NASA NTRS1987

Correlation between aircraft MSS and lidar remotely sensed data on a forested wetland

Inland wetland in a portion of the Savannah River swamp forest were mapped with an overall accuracy of 88.5 percent on April 26,l985 using high resolution aircraft Daedalus AADS-1268 MSS data. In addition, data were acquired using a NASA sensor system flown along two flight lines over the Steel Creek Delta. The data were significantly correlated with in situ tree height measurements. The data were registered to the wetland classification map and correlated. Statistical analyses demonstrated that the laser derived canopy height information was significantly associated with the Steel Creek Delta wetland classes encountered along the transect (an F-value of 58.46 at the 0.0001 level of confidence). The relationship between vegetation height and vegetation type was then used to produce a three-dimensional model of the landscape which can be of value when computing biomass or canopy density in this forested wetland environment.

Jensen, John R.↗

NASA NTRS1988

Simulation of L-band and HH microwave backscattering from coniferous forest stands - A comparison with SIR-B data

SIR-B images of the Mt. Shasta region of northern California are used to evaluate a composite L-band HH backscattering model of coniferous forest stands. It is found that both SIR-B and simulated backscattering coefficients for eight stands studied have similar trends and relations to average tree height and average number of trees per pixel. Also, the dispersion and distribution of simulated backscattering coefficients from each stand broadly match SIR-B data from the same stand. Although the limited quality and quantity of experimental data makes it difficult to draw any strong conclusions, the comparisons indicate that a stand-based L-band HH composite model seems promising for explaining backscattering features.

Sun, Guo-Qing↗

NASA NTRS1988

A composite L-band HH radar backscattering model for coniferous forest stands

The radar backscattering model developed by Richards et al. (1987), has been improved and further tested in this research. The trunk term may now be calculated from the exact solution to the electromagnetic wave equations instead of the corner reflector equation. Rough surface models have been introduced into the radar model, so that the forward reflectance and the backscattering from the ground surface are now calculated from the same model and, thus, are consistent. The number of trees in an individual pixel is assumed to be Poisson distributed, with tree height in a stand log-normally distributed. The simulated results show that the match of backscattering coefficients for eight forest stands between SIR-B image data and the simulated results are satisfying, and that the trunk term now seems to be convincingly established as the dominant term in the L-band HH radar return from coniferous forest stands.

Sun, Guoquing↗

NASA NTRS1989

Improvement and extension of a radar forest backscattering model

Radar modeling of mangal forest stands, in the Sundarbans area of Southern Bangladesh, was developed. The modeling employs radar system parameters with forest data on tree height, spacing, biomass, species combinations, and water (including slightly conductive water), content both in leaves and trunks of the mangal. For Sundri and Gewa tropical mangal forests, six model components are proposed, which are required to explain the contributions of various forest species combinations in the attenuation and scattering of mangal vegetated nonflooded or flooded surfaces. Statistical data of simulated images were compared with those of SIR-B images both to refine the modeling procedures and to appropriately characterize the model output. The possibility of delineation of flooded or nonflooded boundaries is discussed.

Simonett, David S.↗

NASA NTRS1988

Parametric analysis of synthetic aperture radar data for the study of forest stand characteristics

A parametric analysis of a Gulf Coast forest stand was performed using multipolarization, multipath airborne SAR data, and forest plot properties. Allometric equations were used to compute the biomass and basal area for the test plots. A multiple regression analysis with stepwise selection of independent variables was performed. It is found that forest stand characteristics such as biomass, basal area, and average tree height are correlated with SAR data.

Wu, Shih-Tseng↗

NASA NTRS1989

Improvement and extension of a radar forest backscattering model

Radar modeling of mangal forest stands, in the Sundarbans area of Southern Bangladesh, was developed. The modeling employs radar system parameters such as wavelength, polarization, and incidence angle, with forest data on tree height, spacing, biomass, species combinations, and water content (including slightly conductive water) both in leaves and trunks of the mangal. For Sundri and Gewa tropical mangal forests, five model components are proposed, which are required to explain the contributions of various forest species combinations in the attenuation and scattering of mangal vegetated nonflooded or flooded surfaces. Statistical data of simulated images (HH components only) were compared with those of SIR-B images both to refine the modeling procedures and to appropriately characterize the model output. The possibility of delineation of flooded or non-flooded boundaries is discussed.

Simonett, David S.↗

NASA NTRS1989

The use of aircraft laser ranging data for forest mensuration

Laser studies dealing with various aspects of forest canopy measurement are reviewed. Aircraft LIDAR data have been used to estimate canopy density, tree heights, forest volume and biomass, to discriminate terrain units, and to add a height component to multispectral forest cover classifications. Linear comparisons between photogrammetrically-estimated canopy density and laser metrics indicate that the laser explains 45-65 percent of the variation noted in the photo estimates.

Nelson, Ross F.↗

NASA NTRS1989

Radar modeling of tropical mangal forest stands

Radar modeling of mangal forest stands in the Sundarbans area of southern Bangladesh is discussed. The modeling uses radar system parameters with forest data on tree height, spacing, biomass, species combinations, and water content (including slightly conductive water) in leaves and trunks of the mangal. For Sundri and Gewa tropical mangal forests, six model components are proposed; the models are required to explain the contributions of various combinations of forest species in the attenuation and scattering of mangal-vegetated nonflooded or flooded surfaces. Statistical data of simulated images have been compared with those of SIR-B images both to refine the modeling procedures and to characterize the model output appropriately. The possibility of delineation of flooded or nonflooded boundaries is discussed.

Wang, Yong↗

NASA NTRS1989

Relationships between multipolarized radar backscatter and slash pine stand parameters

Multipolarized L-band (24.5 cm) aircraft radar data was obtained for a primarily forested area in northern Florida. Based on the results of previous studies by Hoffer and Hussin (1989), a swath of medium incidence angle (35-25 deg) data was defined. Three groups of slash pine stands were located in the data: 4- to 17-year-old plantations, 18- to 48-year-old plantations, and 16- to 53-year-old natural stands. Stand data obtained from the forest-products companies operating in the area include age, tree height, diameter-at-breast height, basal area, volume (cords/acre), and density (trees/acre). Each of these stand parameters were compared to each of the four polarizations (HH, VV, VH, and HV) of the radar data for each group of stands. Statistically significant relationships were found between the radar backscatter and the forest stand parameters only for the 4- to 17-year-old slash pine plantation stands. In general, the cross-polarized radar backscatter was more highly correlated with the various stand parameters than the like-polarized backscatter, and the VV-polarized data were more highly correlated than the HH-polarized data.

Hussin, Yousif Ali↗

NASA NTRS1991

Estimating slash pine biomass using radar backscatter

L-band HV multiple-incidence-angle aircraft synthetic aperture radar (SAR) data were analyzed in relation to average stand biomass, basal area, and tree height for 55 slash pine plantations located in northern Florida. This information was used to develop a system of equations to predict average stand biomass as a function of L-band (24.5-cm) radar backscatter. The system of equations developed in this study using three-stage least-squares and combinatorial screening accounted for 97 percent of the variability observed in average stand biomass per hectare. When applied to an independent data set, the biomass equations had an average bias of less than 1 percent with a standard error of approximately 3 percent. These results indicate that future Shuttle Imaging Radar Systems (e.g., SIR-C, which will have cross-polarized radar sensors) should be able to obtain better estimates of forest biomass than were obtained with previous satellite radar missions, which utilized only HH-polarized SAR data.

Hussin, Yousif Ali↗

NASA NTRS1992

Relating multifrequency radar backscattering to forest biomass: Modeling and AIRSAR measurement

During the last several years, significant efforts in microwave remote sensing were devoted to relating forest parameters to radar backscattering coefficients. These and other studies showed that in most cases, the longer wavelength (i.e. P band) and cross-polarization (HV) backscattering had higher sensitivity and better correlation to forest biomass. This research examines this relationship in a northern forest area through both backscatter modeling and synthetic aperture radar (SAR) data analysis. The field measurements were used to estimate stand biomass from forest weight tables. The backscatter model described by Sun et al. was modified to simulate the backscattering coefficients with respect to stand biomass. The average number of trees per square meter or radar resolution cell, and the average tree height or diameter breast height (dbh) in the forest stand are the driving parameters of the model. The rest of the soil surface, orientation, and size distributions of leaves and branches, remain unchanged in the simulations.

Sun, Guo-Qing↗

NASA NTRS1995

Estimation of penetration of forest canopies by Interferometric SAR measurements

In contrast to traditional Synthetic Aperture Radar (SAR), an Interferometric SAR (INSAR) yields two additional measurements: the phase difference and the correlation between the two interferometric channels. The phase difference has been used to estimate topographic height. For homogeneous surfaces, the correlation depends on the system signal-to-noise (SNR) ratio, the interferometer parameters, and the local slope. In the presence of volume scattering, such as that encountered in vegetation canopies, the correlation between the two channels is also dependent on the degree of penetration of the radiation into the scattering medium. In this paper, we propose a method for removing system and slope effects in order to obtain the decorrelation due to penetration alone. The sensitivities and accuracy of the proposed method are determined by Monte Carlo experiments, and we show that the proposed technique has sufficient sensitivity to provide penetration measurements for airborne SAR systems. Next, we provide a theoretical model to estimate the degree of penetration in a way which is independent of the details of the scattering medium. We also present a model for the correlation from non-homogeneous layers. We assess the sensitivity of the proposed inversion technique to these inhomogeneous situations. Finally, we present a comparison of the interferometric results against in situ data obtained by an airborne laser profilometer which provides a direct measurement of tree height and an estimate of the vegetation density profile in the forested areas around Mt. Adams, WA.

Rodriguez, Ernesto↗

NASA NTRS1995

Shuttle Laser Altimeter (SLA): A pathfinder for space-based laser altimetry and lidar

The Shuttle Laser Altimeter (SLA) is a Hitchhiker experiment now being integrated for first flight on STS-72 in November 1995. Four Shuttle flights of the SLA are planned at a rate of about a flight every 18 months. They are aimed at the transition of the Goddard Space Flight Center airborne laser altimeter and lidar technology to low Earth orbit as a pathfinder for operational space-based laser remote sensing devices. Future alser altimeter sensors such as the Geoscience Laser Altimeter System (GLAS), an Earth Observing System facility instrument, and the Multi-Beam Laser Altimeter (MBLA), the land and vegetation laser altimeter for the NASA TOPSAT (Topography Satellite) Mission, will utilize systems and approaches being tested with SLA. The SLA Instrument measures the distance from the Space Shuttle to the Earth's surface by timing the two-way propagation of short (approximately 10 na noseconds) laser pulses. laser pulses at 1064 nm wavelength are generated in a laser transmitter and are detected by a telescope equipped with a silicon avalanche photodiode detector. The SLA data system makes the pulse time interval measurement to a precision of about 10 nsec and also records the temporal shape of the laser echo from the Earth's surface for interpretation of surface height distribution within the 100 m diam. sensor footprint. For example, tree height can be determined by measuring the characteristic double-pulse signature that results from a separation in time of laser backscatter from tree canopies and the underlying ground. This is accomplished with a pulse waveform digitizer that samples the detector output with an adjustable resolution of 2 nanoseconds or wider intervals in a 100 sample window centered on the return pulse echo. The digitizer makes the SLA into a high resolution surface lidar sensor. It can also be used for cloud and atmospheric aerosol lidar measurements by lengthening the sampling window and degrading the waveform resolution. Detailed test objectives for the STS-72 mission center on the acquisition of sample data sets for land topography and vegetation height, waveform digitizer performance, and verification of data acquisition algorithms. The operational concept of SLA is illustrated in Fig. 1 where a series of 100 m footprints stretch in a profile of Earth surface topography along the nadir track of the Space Shuttle. The location of SLA as a dual canister payload on the Hitchhiker Bridge Assembly in Bay 12 of the Space Shuttle Endeavor can also be noted in this figure. Full interpretation of the SLA range measurement data set requires a 1 m knowledge of the Orbiter trajectory and better than 0.1 deg knowledge of Orbiter pointing angle. These ancillary data sets will be acquired during the STS-72 mission with an on-board Global Positioning System (GPS) receiver, K-band range and range-rate tracking of the Orbiter through TDRSS, and use of on-board inertial measurement units and star trackers. Integration and interpretation of all these different data sets as a pathfinder investigation for accurate determination of Earth surface elevation is the overall science of the SLA investigation.

Bufton, Jack↗

NASA NTRS1996

Radar Interferometric and Penetration Investigations using SIR-C Data

Progress, significant results, publications and future plans are discussed in relation to the following objectives: (1) To model, experimentally characterize, and verify penetration phenomena in hyperarid and vegetated regions using the SIR-C/X-SAR multiparameter radar system and groundbased receivers; (2) To invert measured radar backscatter as a function of frequency and polarization in terms of geophysical parameters of the surface, subsurface and vegetation canopy such as surface roughness, subsurface geomorphology, or tree height and density; and (3) To display subsurface and within-canopy features in an image format, thus easing the interpretability of the results.

Zebker, Howard A.↗

NASA NTRS2000

Fusion of AIRSAR and TM Data for Parameter Classification and Estimation in Dense and Hilly Forests

The expanded remotely sensed data space consisting of coincident radar backscatter and optical reflectance data provides for a more complete description of the Earth surface. This is especially useful where many parameters are needed to describe a certain scene, such as in the presence of dense and complex-structured vegetation or where there is considerable underlying topography. The goal of this paper is to use a combination of radar and optical data to develop a methodology for parameter classification for dense and hilly forests, and further, class-specific parameter estimation. The area to be used in this study is the H. J. Andrews Forest in Oregon, one of the Long-Term Ecological Research (LTER) sites in the US. This area consists of various dense old-growth conifer stands, and contains significant topographic relief. The Andrews forest has been the subject of many ecological studies over several decades, resulting in an abundance of ground measurements. Recently, biomass and leaf-area index (LAI) values for approximately 30 reference stands have also become available which span a large range of those parameters. The remote sensing data types to be used are the C-, L-, and P-band polarimetric radar data from the JPL airborne SAR (AIRSAR), the C-band single-polarization data from the JPL topographic SAR (TOPSAR), and the Thematic Mapper (TM) data from Landsat, all acquired in late April 1998. The total number of useful independent data channels from the AIRSAR is 15 (three frequencies, each with three unique polarizations and amplitude and phase of the like-polarized correlation), from the TOPSAR is 2 (amplitude and phase of the interferometric correlation), and from the TM is 6 (the thermal band is not used). The range pixel spacing of the AIRSAR is 3.3m for C- and L-bands and 6.6m for P-band. The TOPSAR pixel spacing is 10m, and the TM pixel size is 30m. To achieve parameter classification, first a number of parameters are defined which are of interest to ecologists for forest process modeling. These parameters include total biomass, leaf biomass, LAI, and tree height. The remote sensing data from radar and TM are used to formulate a multivariate analysis problem given the ground measurements of the parameters. Each class of each parameter is defined by a probability density function (pdf), the spread of which defines the range of that class. High classification accuracy results from situations in which little overlap occurs between pdfs. Classification results provide the basis for the future work of class-specific parameter estimation using radar and optical data. This work was performed in part by the Jet Propulsion Laboratory, California Institute of Technology, Pasadena, CA, and in part by the NASA Ames Research Center, Moffett Field, CA, both under contract from the National Aeronautics and Space Administration.

Moghaddam, Mahta↗

NASA NTRS2000

BOREAS TE-23 Map Plot Data

The Boreal Ecosystem-Atmospheric Study (BOREAS) TE-23 (Terrestrial Ecology) team collected map plot data in support of its efforts to characterize and interpret information on canopy architecture and understory cover at the BOREAS tower flux sites and selected auxiliary sites from May to August 1994. Mapped plots (typical dimensions 50 m x 60 m) were set up and characterized at all BOREAS forested tower flux and selected auxiliary sites. Detailed measurement of the mapped plots included: (1) stand characteristics (location, density, basal area); (2) map locations diameter at breast height (DBH) of all trees; (3) detailed geometric measures of a subset of trees (height, crown dimensions); and (4) understory cover maps. The data are stored in tabular ASCII files. The data files are available on a CD-ROM (see document number 20010000884), or from the Oak Ridge National Laboratory (ORNL) Distributed Active Archive Center (DAAC).

Rich, Paul M.↗

NASA NTRS2001

Laser Altimetry for Earth and Planetary Science

Laser altimeters are presently operating on spacecraft at Mars (MOLA), at the asteroid 433 Eros (NLR), and an earlier system operated at the Moon (Clementine) several years ago. These systems have all advanced our understanding of the evolution of the primary body and several more laser altimeter systems will be launched in the next several years around Earth and other planets to address a wide range of scientific problems. Laser technology for precision altimetry and atmospheric lidar is still in its infancy but the promise of the technology and its demonstrated results already show that laser altimetry/lidar will play an important role in future space observations. To date, lasers have mapped the Moon, Mars, and an asteroid but in a short while they will help measure the planetary librations of Mercury, the tidal distortions of Europa, and tree heights, upper atmosphere winds and the icecaps of planet Earth. Major areas of interest for the immediate future are the development of long-life lasers that can withstand the rigors of long planetary missions in extreme thermal and radiation environments and continue to operate successfully for many years.

Smith, David E.↗