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Quantifying Vegetation Change in Semiarid Environments: Precision and Accuracy of Spectral Mixture Analysis and the Normalized Difference Vegetation Index

Because in situ techniques for determining vegetation abundance in semiarid regions are labor intensive, they usually are not feasible for regional analyses. Remotely sensed data provide the large spatial scale necessary, but their precision and accuracy in determining vegetation abundance and its change through time have not been quantitatively determined. In this paper, the precision and accuracy of two techniques, Spectral Mixture Analysis (SMA) and Normalized Difference Vegetation Index (NDVI) applied to Landsat TM data, are assessed quantitatively using high-precision in situ data. In Owens Valley, California we have 6 years of continuous field data (1991-1996) for 33 sites acquired concurrently with six cloudless Landsat TM images. The multitemporal remotely sensed data were coregistered to within 1 pixel, radiometrically intercalibrated using temporally invariante surface features and geolocated to within 30 m. These procedures facilitated the accurate location of field-monitoring sites within the remotely sensed data. Formal uncertainties in the registration, radiometric alignment, and modeling were determined. Results show that SMA absolute percent live cover (%LC) estimates are accurate to within ?4.0%LC and estimates of change in live cover have a precision of +/-3.8%LC. Furthermore, even when applied to areas of low vegetation cover, the SMA approach correctly determined the sense of clump, (i.e., positive or negative) in 87% of the samples. SMA results are superior to NDVI, which, although correlated with live cover, is not a quantitative measure and showed the correct sense of change in only 67%, of the samples.

Elmore, Andrew J.↗

Relationship between atmospheric CO2 variations and a satellite-derived vegetation index

Weekly data on the normalized difference vegetation index (NDVI), obtained from the advanced very-high-resolution radiometer sensors flown on the NOAA's polar-orbiting meteorological satellites, were correlated with monthly changes in atmospheric CO2 concentration measured at the surface stations in Alaska, Hawaii, and the South Pole in the 1982-1984 period. While the South Pole data showed no relationship between CO2 concentration and the NDVI, the CO2 data taken at Alaska and Hawaii showed inverse correlation with the NDVI, demonstrating a measurable link between the CO2 drawdowns and the dynamics of NDVI, which in turn reflect the dynamics of photosynthesis. The data suggest that satellite data can be used for estimations of terrestrial photosynthetic activity.

Tucker, C. J.↗

Relationships between evaprorative fraction and remotely sensed vegetation index and microwave brightness temperature for semiarid rangelands

Measurements of the microwave brightness temperature (TB) with the Pushbroom Microwave Radiometer (PBMR) over the Walnut Gulch Experiment Watershed were made on selected days during the MONSOON 90 field campaign. The PBMR is an L-band instrument (21-cm wavelength) that can provide estimates of near-surface soil moisture over a variety of surfaces. Aircraft observations in the visible and near-infrared wavelengths collected on selected days also were used to compute a vegetation index. Continuous micrometeorological measurements and daily soil moisture samples were obtained at eight locations during experimental period. Two sites were instrumented with time domain reflectometry probes to monitor the soil moisture profile. The fraction of available energy used for evapotranspiration was computed by taking the ratio of latent heat flux (LE) to the sum of net radiation (Rn) and soil heat flux (G). This ratio is commonly called the evaporative fraction (EF) and normally varies between 0 and 1 under daytime convective conditions with minimal advection. A wide range of environmental conditions existed during the field campaign, resulting in average EF values for the study area varying from 0.4 to 0.8 and values of TB ranging from 220 to 280 K. Comparison between measured TB and EF for the eight locations showed an inverse relationship. Other days were included in the analysis by estimating TB with the soil moisture data. Because transpiration from the vegetation is more strongly coupled to root zone soil moisture, significant scatter in this relationship existed at high values of TB or dry near-surface soil moisture conditions. The variation in EF under dry near-surface soil moisture conditions was correlated to the amount of vegetation cover estimated with a remotely sensed vegetation index. These findings indicate that information obtained from optical and microwave data can be used for quantifying the energy balance of semiarid areas. The microwave data can indicate when soil evaporation is significantly contributing to EF, while the optical data is helpful for quantifying the spatial variation in EF due to the distribution of vegetation cover.

Kustas, W. P.↗

Monitoring Thermal Status of Ecosystems with MODIS Land-Surface Temperature and Vegetation Index Products

The global land-surface temperature (LST) and normalized difference vegetation index (NDVI) products retrieved from Moderate Resolution Imaging Spectroradiometer (MODIS) data in 2001 were used in this study. The yearly peak values of NDVI data at 5km grids were used to define six NDVI peak zones from -0.2 to 1 in steps of 0.2, and the monthly NDVI values at each grid were sorted in decreasing order, resulting in 12 layers of NDVI images for each of the NDVI peak zones. The mean and standard deviation of daytime LSTs and day-night LST differences at the grids corresponding to the first layer of NDVI images characterize the thermal status of terrestrial ecosystems in the NDVI peak zones. For the ecosystems in the 0.8-1 NDVI peak zone, daytime LSTs distribute from 0-35 C and day-night LST differences distribute from -2 to 22 C. The daytime LSTs and day-night LST differences corresponding to the remaining layers of NDVI images show that the growth of vegetation is limited at low and high LSTs. LSTs and NDVI may be used to monitor photosynthetic activity and drought, as shown in their applications to a flood-irrigated grassland in California and an unirrigated grassland in Nevada.

Wan, Zhengming↗

Vegetation canopy PAR absorptance and the normalized difference vegetation index - An assessment using the SAIL model

Relationships are studied between the normalized-difference vegetation index (NDVI) and absorbed photosynthetically active radiation (APAR) in a vegetation canopy. The SAIL model of bidirectional canopy radiative transfer is employed to compare NDVI measurements that are instantaneous with diurnally integrated canopy APAR capacity. The NDVI measurements - taken at solar-zenith angles of more than 60 deg and sensor views of less than 40 deg from nadir - give stable near-linear estimates of diurnal APAR capacity. Discrepancies in the relations between APAR and NDVI are associated with variations in the optical properties of the canopy and with background spectral reflectance. The results are significant for the practical use of these remote sensing techniques but suggest that instantaneous observations can be used to characterize the diurnally integrated APAR in vegetation canopies.

Goward, Samuel N.↗

Vegetation Monitoring Optimization with Normalized Difference Vegetation Index and Evapotranspiration Using Remote Sensing Measurements and Land Surface Models Over East Africa

The majority of people in East Africa rely on the agro-pastoral system for their livelihood, which is highly vulnerable to droughts and flooding. Agro-pastoral droughts are endemic to the region and are considered the main natural hazard that contributes to food insecurity. Drought begins with rainfall deficit, gradually leading to soil moisture deficit, higher land surface temperature, and finally impacts to vegetation growth. Therefore, monitoring vegetation conditions is essential in understanding the progression of drought, potential effects on food security, and providing early warning information needed for drought mitigation decisions. Because vegetation processes couple the land and atmosphere, monitoring of vegetation conditions requires consideration of both water provision and demand. While there is consensus in using either the Normalized Difference Vegetation Index (NDVI) or evapotranspiration(ET) for vegetation monitoring, a comprehensive assessment optimizing the use of both has not yet been done. Moreover, the evaluation methods for understanding the relationships between NDVI and ET for vegetation monitoring are also limited. Taking these gaps into account we have developed a framework to optimize vegetation monitoring using both NDVI and ET by identifying where they perform the best by using triple collocation and cross-correlation methods. We estimated the random error structure in Moderate Resolution Imaging Spectroradiometer (MODIS) NDVI; ET from the Operational Simplified Surface Energy Balance (SSEBop) model; and ET from land surface models (LSMs). LSM ET and SSEBop ET have been found to be better indicators for vegetation monitoring during extreme drought events, while NDVI could provide better information on vegetation condition during wetter than normal conditions. The random error structures of these variables suggest that LSM ET is most likely to provide important information for vegetation monitoring over low and high ends of the vegetation fraction areas. Over moderate vegetative areas, any of these variables could provide important vegetation information for drought characterization and food security assessments. While this study provides a framework for optimizing vegetation monitoring for drought and food security assessments over East Africa, the framework can be adopted to optimize vegetation monitoring over any other drought and food insecure region of the world.

triple collocation↗

The use of a satellite derived vegetation index for assessment of the urban heat island effect

Satellite derived normalized difference (ND) vegetation index data, based on urban and rural region composed of a variety of land surface environments, are evaluated. These data are linearly related to the difference in observed urban and rural minimum temperatures. It is concluded that the difference in the ND index between urban and rural regions reflects the difference in the surface properties (evaporation and heat storage capacity) of these two environments and urban and rural minimum temperatures (the urban heat island effect).

Gallo, Kevin P.↗

Upscale integration of normalized difference vegetation index - The problem of spatial heterogeneity

An analysis is conducted of the correspondence between the normalized difference vegetation index (NDVI) calculated from average reflectances, or M(NDVI), and the I(NDVI) that is integrated from individual NDVIs, by simulating AVHRR data from high spatial resolution SPOT 1 radiometer and Landsat TM data. The West African and French sites analyzed at 300-1000 m scale show a strong correlation between the two types of index; the relationship is almost perfectly linear, with a slope that is somewhat dependent on vegetation cover. Effecting the scale change using M(NDVI) instead of I(NDVI) does not introduce significant errors.

Aman, Angora↗

The 2010 Russian Drought Impact on Satellite Measurements of Solar-Induced Chlorophyll Fluorescence: Insights from Modeling and Comparisons with the Normalized Differential Vegetation Index (NDVI)

We examine satellite-based measurements of chlorophyll solar-induced fluorescence (SIF) over the region impacted by the Russian drought and heat wave of 2010. Like the popular Normalized Difference Vegetation Index (NDVI) that has been used for decades to measure photosynthetic capacity, SIF measurements are sensitive to the fraction of absorbed photosynthetically-active radiation (fPAR). However, in addition, SIF is sensitive to the fluorescence yield that is related to the photosynthetic yield. Both SIF and NDVI from satellite data show drought-related declines early in the growing season in 2010 as compared to other years between 2007 and 2013 for areas dominated by crops and grasslands. This suggests an early manifestation of the dry conditions on fPAR. We also simulated SIF using a global land surface model driven by observation-based meteorological fields. The model provides a reasonable simulation of the drought and heat impacts on SIF in terms of the timing and spatial extents of anomalies, but there are some differences between modeled and observed SIF. The model may potentially be improved through data assimilation or parameter estimation using satellite observations of SIF (as well as NDVI). The model simulations also offer the opportunity to examine separately the different components of the SIF signal and relationships with Gross Primary Productivity (GPP).

vegetation↗

On the relationship between thermal emissivity and the Normalized Difference Vegetation Index for natural surfaces

The spatial variation of both the thermal emissivity (8-14 microns) and Normalized Difference Vegetation Index (NDVI) was measured for a series of natural surfaces within a savanna environment in Botswana. The measurements were performed with an emissivity-box and with a combined red and near-IR radiometer, with spectral bands corresponding to NOAA/AVHRR. It was found that thermal emissivity was highly correlated with NDVI after logarithmic transformation, with a correlation coefficient of R = 0.94. This empirical relationship is of potential use for energy balance studies using thermal IR remote sensing. The relationship was used in combination with AVHRR (GAC), AVHRR (LAC), and Landsat (TM) data to demonstrate and compare the spatial variability of various spatial scales.

Van De Griend, A. A.↗

Atmospherically Resistant Vegetation Index (ARVI) for EOS-MODIS

ARVI, which is here proposed as a tool for the remote sensing of vegetation by the EOS MODIS sensor, takes advantage of the presence of the blue channel in MODIS, together with the red and near-IR channels composing the normalized-difference vegetation index (NDVI). Unlike the NDVI, ARVI resists atmospheric effects via a self-correction process for the effects of the atmosphere on the red channel. ARVI is presently shown to have a dynamic range similar to NDVI's, but is on average less sensitive to atmospheric effects by a factor of 4. A single combination of the blue and red channels in the ARVI may be used in all or most remote-sensing applications.

Kaufman, Yoram J.↗

Simulating Visible/Infrared Imager Radiometer Suite Normalized Difference Vegetation Index Data Using Hyperion and MODIS

The success of MODIS (the Moderate Resolution Imaging Spectrometer) in creating unprecedented, timely, high-quality data for vegetation and other studies has created great anticipation for data from VIIRS (the Visible/Infrared Imager Radiometer Suite). VIIRS will be carried onboard the joint NASA/Department of Defense/National Oceanic and Atmospheric Administration NPP (NPOESS (National Polar-orbiting Operational Environmental Satellite System) Preparatory Project). Because the VIIRS instruments will have lower spatial resolution than the current MODIS instruments 400 m versus 250 m at nadir for the channels used to generate Normalized Difference Vegetation Index data, scientists need the answer to this question: how will the change in resolution affect vegetation studies? By using simulated VIIRS measurements, this question may be answered before the VIIRS instruments are deployed in space. Using simulated VIIRS products, the U.S. Department of Agriculture and other operational agencies can then modify their decision support systems appropriately in preparation for receipt of actual VIIRS data. VIIRS simulations and validations will be based on the ART (Application Research Toolbox), an integrated set of algorithms and models developed in MATLAB(Registerd TradeMark) that enables users to perform a suite of simulations and statistical trade studies on remote sensing systems. Specifically, the ART provides the capability to generate simulated multispectral image products, at various scales, from high spatial hyperspectral and/or multispectral image products. The ART uses acquired ( real ) or synthetic datasets, along with sensor specifications, to create simulated datasets. For existing multispectral sensor systems, the simulated data products are used for comparison, verification, and validation of the simulated system s actual products. VIIRS simulations will be performed using Hyperion and MODIS datasets. The hyperspectral and hyperspatial properties of Hyperion data will be used to produce simulated MODIS and VIIRS products. Hyperion-derived MODIS data will be compared with near-coincident MODIS collects to validate both spectral and spatial synthesis, which will ascertain the accuracy of converting from MODIS to VIIRS. MODIS-derived VIIRS data is needed for global coverage and for the generation of time series for regional and global investigations. These types of simulations will have errors associated with aliasing for some scene types. This study will help quantify these errors and will identify cases where high-quality, MODIS-derived VIIRS data will be available.

Ross, Kenton W.↗

The use of remotely sensed surface temperature and a spectral vegetation index for evaluating heat fluxes over the Konza Prairie

The relationship between surface temperature T(s) and the normalized difference vegetation index (NDVI) is examined to determine whether it can be used to characterize latent heat fluxes (LEs). The regression of T(s) on NDVI is studied in the context of surface heat fluxes over the prairie with a limited data set for four flux-measurement sites. The 17 flux-measurement stations at the sites provided data that are consistently significant at the 99-percent confidence level for the regression of T(s) on NDVI. Variations in the regression slopes are found to correlate with variations in the ground heat flux but not with LE. Important components of the regression of T(s) on NDVI include fractional vegetation cover and surface-soil moisture conditions. The relationship is important for determining the relative contributions of the soil and vegetation components of an area's total evaporative flux.

Hope, A. S.↗

UAS remote sensing (3DR SOLO platform): multispectral reflectance and normalized difference vegetation index, Seward Peninsula, Alaska, 2022

Airborne remote sensing data collected using a Parrot Sequoia+ multispectral sensor installed on a 3DR SOLO unoccupied aerial system (UAS) – operated by the Terrestrial Ecosystem Science & Technology group https://www.bnl.gov/envsci/testgroup/ at Brookhaven National Laboratory. This package includes data from 19 flights flown over the NGEE-Arctic, Kougarok Mile Marker (MM) 80, Kougarok Fire Complex (KFC) and Teller MM 27 sites in July 2022. Derived image products include point cloud, ortho-mosaiced multispectral image, a digital surface model (DSM) using the structure from motion (SfM) technique, and a normalized difference vegetation index (NDVI) map. Unprocessed and processed data products are included in this package (processing levels 0-2). Data and metadata are provided as text (*.txt, *.json, *hdr,), tabular (*.dat, *.csv), point cloud (*.laz), Cloud Optimized GeoTIFF (COG, *.tif), and image (*.jpg, *.tif, *png) formats.The Next-Generation Ecosystem Experiments: Arctic (NGEE Arctic), was a research effort to reduce uncertainty in Earth System Models by developing a predictive understanding of carbon-rich Arctic ecosystems and feedbacks to climate. NGEE Arctic was supported by the Department of Energy's Office of Biological and Environmental Research. The NGEE Arctic project had two field research sites: 1) located within the Arctic polygonal tundra coastal region on the Barrow Environmental Observatory (BEO) and the North Slope near Utqiagvik (Barrow), Alaska and 2) multiple areas on the discontinuous permafrost region of the Seward Peninsula north of Nome, Alaska. Through observations, experiments, and synthesis with existing datasets, NGEE Arctic provided an enhanced knowledge base for multi-scale modeling and contributed to improved process representation at global pan-Arctic scales within the Department of Energy's Earth system Model (the Energy Exascale Earth System Model, or E3SM), and specifically within the E3SM Land Model component (ELM).

54 ENVIRONMENTAL SCIENCES↗

Analysis of the dynamics of African vegetation using the normalized difference vegetation index

Images at a resolution of 8 km are currently being generated for the whole of Africa, displaying the normalized difference vegetation index (NDVI). These images have undergone a process of temporal compositing to reduce the effects of cloud cover and atmospheric variation. When the NDVI is plotted against time, different cover types are shown to have characteristic profiles corresponding closely with their phenology. The resultant pattern of NDVI values displayed on the images is analyzed in terms of the cover types present and local variations in rainfall. Comparison between images for 1983 and 1984 overall showed considerable similarities, but significant differences were observed in the northward extent of the greening wave in the Sahel, the greening up of the Kalahari Desert and East African communities. It is concluded that vegetation monitoring using NDVI images needs to be associated with scene stratification according to cover type.

Townshend, J. R. G.↗

UAS remote sensing (3DR SOLO platform): multispectral reflectance, canopy height model, normalized difference vegetation index, Seward Peninsula, Alaska, 2021

Airborne remote sensing data collected using a Parrot Sequoia+ multispectral sensor installed on a 3DR SOLO unoccupied aerial system (UAS) - operated by the Terrestrial Ecosystem Science Technology group at Brookhaven National Laboratory. This package includes data from 10 flights flown over the NGEE-Arctic Council Mile Marker (MM) 71, Kougarok MM64, and Teller MM27 sites on the Seward Peninsula, Alaska, in August 2021. Derived image products include point cloud, ortho-mosaiced multispectral image, ortho-mosaiced RGB image, a digital surface model (DSM) using the structure from motion (SfM) technique, a canopy height model (CHM), and a normalized difference vegetation index (NDVI) map. Unprocessed and processed data products are included in this package (processing levels 0-2). Data and metadata are provided as text (*.txt, *.json, *hdr,), tabular (*.dat, *.csv), point cloud (*.laz), Cloud Optimized GeoTIFF (COG, *.tif), and image (*.jpg, *.tif, *png) formats. The Next-Generation Ecosystem Experiments: Arctic (NGEE Arctic), was a research effort to reduce uncertainty in Earth System Models by developing a predictive understanding of carbon-rich Arctic ecosystems and feedbacks to climate. NGEE Arctic was supported by the Department of Energy's Office of Biological and Environmental Research. The NGEE Arctic project had two field research sites: 1) located within the Arctic polygonal tundra coastal region on the Barrow Environmental Observatory (BEO) and the North Slope near Utqiagvik (Barrow), Alaska and 2) multiple areas on the discontinuous permafrost region of the Seward Peninsula north of Nome, Alaska. Through observations, experiments, and synthesis with existing datasets, NGEE Arctic provided an enhanced knowledge base for multi-scale modeling and contributed to improved process representation at global pan-Arctic scales within the Department of Energy's Earth system Model (the Energy Exascale Earth System Model, or E3SM), and specifically within the E3SM Land Model component (ELM).

54 ENVIRONMENTAL SCIENCES↗