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NASA NTRS1998

A Conceptual Approach to Assimilating Remote Sensing Data to Improve Soil Moisture Profile Estimates in a Surface Flux/Hydrology Model: Overview - Part 1

Knowledge of the amount of water in the soil is of great importance to many earth science disciplines. Soil moisture is a key variable in controlling the exchange of water and energy between the land surface and the atmosphere. Thus, soil moisture information is valuable in a wide range of applications including weather and climate, runoff potential and flood control, early warning of droughts, irrigation, crop yield forecasting, soil erosion, reservoir management, geotechnical engineering, and water quality. Despite the importance of soil moisture information, widespread and continuous measurements of soil moisture are not possible today. Although many earth surface conditions can be measured from satellites, we still cannot adequately measure soil moisture from space. Research in soil moisture remote sensing began in the mid 1970s shortly after the surge in satellite development. Recent advances in remote sensing have shown that soil moisture can be measured, at least qualitatively, by several methods. Quantitative measurements of moisture in the soil surface layer have been most successful using both passive and active microwave remote sensing, although complications arise from surface roughness and vegetation type and density. Early attempts to measure soil moisture from space-borne microwave instruments were hindered by what is now considered sub-optimal wavelengths (shorter than 5 cm) and the coarse spatial resolution of the measurements. L-band frequencies between 1 and 3 GHz (10-30 cm) have been deemed optimal for detection of soil moisture in the upper few centimeters of soil. The Electronically Steered Thinned Array Radiometer (ESTAR), an aircraft-based instrument operating a 1,4 GHz, has shown great promise for soil moisture determination. Initiatives are underway to develop a similar instrument for space. Existing space-borne synthetic aperture radars (SARS) operating at C- and L-band have also shown some potential to detect surface wetness. The advantage of radar is its much higher resolution than passive microwave systems, but it is currently hampered by surface roughness effects and the lack of a good algorithm based on a single frequency and single polarization. In addition, its repeat frequency is generally low (about 40 days). In the meantime, two new radiometers offer some hope for remote sensing of soil moisture from space. The Tropical Rainfall Measuring Mission (TRMM) Microwave Imager (TMI), launched in November 1997, possesses a 10.65 GHz channel and the Advanced Microwave Scanning Radiometer (AMSR) on both the ADEOS-11 and Earth Observing System AM-1 platforms to be launched in 1999 possesses a 6.9 GHz channel. Aside from issues about interference from vegetation, the coarse resolution of these data will provide considerable challenges pertaining to their application. The resolution of TMI is about 45 km and that of AMSR is about 70 km. These resolutions are grossly inconsistent with the scale of soil moisture processes and the spatial variability of factors that control soil moisture. Scale disparities such as these are forcing us to rethink how we assimilate data of various scales in hydrologic models. Of particular interest is how to assimilate soil moisture data by reconciling the scale disparity between what we can expect from present and future remote sensing measurements of soil moisture and modeling soil moisture processes. It is because of this disparity between the resolution of space-based sensors and the scale of data needed for capturing the spatial variability of soil moisture and related properties that remote sensing of soil moisture has not met with more widespread success. Within a single footprint of current sensors at the wavelengths optimal for this application, in most cases there is enormous heterogeneity in soil moisture created by differences in landcover, soils and topography, as well as variability in antecedent precipitation. It is difficult to interpret the meaning of 'mean' soil moisture under such conditions and even more difficult to apply such a value. Because of the non-linear relationships between near-surface soil moisture and other variables of interest, such as surface energy fluxes and runoff, mean soil moisture has little applicability at such large scales. It is for these reasons that the use of remote sensing in conjunction with a hydrologic model appears to be of benefit in capturing the complete spatial and temporal structure of soil moisture. This paper is Part I of a four-part series describing a method for intermittently assimilating remotely-sensed soil moisture information to improve performance of a distributed land surface hydrology model. The method, summarized in section II, involves the following components, each of which is detailed in the indicated section of the paper or subsequent papers in this series: Forward radiative transfer model methods (section II and Part IV); Use of a Kalman filter to assimilate remotely-sensed soil moisture estimates with the model profile (section II and Part IV); Application of a soil hydrology model to capture the continuous evolution of the soil moisture profile within and below the root zone (section III); Statistical aggregation techniques (section IV and Part II); Disaggregation techniques using a neural network approach (section IV and Part III); and Maximum likelihood and Bayesian algorithms for inversely solving for the soil moisture profile in the upper few cm (Part IV).

Crosson, William L.↗
NASA NTRS2019

Influence of Land Cover and Soil Moisture based Brown Ocean Effect on an Extreme Rainfall Event from a Louisiana Gulf Coast Tropical System

Extreme flooding over southern Louisiana in mid-August of 2016 resulted from an unusual tropical low that formed and intensified over land. We used numerical experiments to highlight the role of ‘Brown Ocean’ effect (where saturated soils function similar to a warm ocean surface) on intensification and it’s modulation by land cover change. A numerical modeling experiment that successfully captured the flood event (control) was modified to alter moisture availability by converting wetlands to open water, wet croplands, and dry croplands. Storm evolution in the control experiment with wet antecedent soils most resembles tropical lows that form and intensify over oceans. Irrespective of soil moisture conditions, conversion of wetlands to croplands reduced storm intensity, and also, non-saturated soils reduced rain by 20% and caused shorter durations of high intensity wind conditions. Developing agricultural croplands and more so restoring wetlands and not converting them into open water can impede intensification of tropical systems that affect the area.

Udaysankar S Nair↗
NASA NTRS2024

Vermont Wildland Fires: Investigating the Role of Antecedent Conditions and Recent Environmental Trends in Exacerbating Fire Risk and Potential in Vermont

Under a changing climate, increases in dry conditions and extreme heat events are projected to exacerbate wildfire risk in the northeastern U.S. In recent years, Vermont has observed higher annual temperatures, more frequent heatwaves, increased annual precipitation, extreme flood events, and decreased snowfall. The mechanisms through which environmental factors contribute to increased fire risk in humid environments, such as Vermont, are poorly understood. The team partnered with the National Weather Service, the Vermont Division of Forests, and the University of Vermont to investigate phenological trends and antecedent conditions influencing wildland fire risk. For the phenological analysis, from 2001 to 2023, vegetation data, phenological dates, and snow water equivalent (SWE) values were accessed from Landsat 5Thematic Mapper (TM), Landsat 7Enhanced Thematic Mapper Plus (ETM+), Landsat 8Operational Land Imager (OLI), Landsat 9OLI-2, the Moderate Resolution Imaging Spectroradiometer (MODIS), and the Snow Data Assimilation System (SNODAS), respectively. For the antecedent condition analysis, from 2008 to 2023, soil moisture, Environmental Stress Index, wind speed, minimum relative humidity, and daily precipitation data were obtained from the Global Land Data Assimilation System (GLDAS), SERVIR, gridMET Wind, gridMET Humidity, and NClimGrid, respectively. The study found that green-up dates over the study period remain relatively stable, while snowmelt dates appear increasingly variable. Minimum relative humidity was the most significant environmental variable correlated with wildfire risk in Vermont. Results from this study will inform the National Weather Service's preparation of fire forecasts before prescribed burns and support community outreach by the Vermont Agency of Natural Resources.

Wildland Fire↗
NASA NTRS1981

The DMSP imager (SSMI): Unfinished plans

The basic theory relating microwave emissivity to soil and snow moisture is presented along with data from field and aircraft measurements to support the theory. Data from the ESMR on Nimbus-5 and the S-194 L Band radiometer on Skylab were compared with Antecedent Precipitation indices (APT) to show the sensitivity of spaceborne observations to soil moisture. Similarly, data from the ESMR and SMMR on the Nimbus spacecraft were compared with surface measurements of snow depth with good results.

Savage, R. C.↗
NASA NTRS1987

Soil moisture estimation using GOES-VISSR infrared data - A case study with a simple statistical method

Five days of clear sky observations of Kansas and Nebraska are used to examine the statistical relationship between soil moisture and infrared surface temperature observations taken from a geosynchronous satellite. Linear regression is used to relate soil moisture to surface temperature and other variables that represent wind speed, vegetation cover, and low-level temperature advection. Results show good agreement between estimated and observed soil moisture features on each of the 5 days. The average coefficient of determination for five pseudoindependent tests in which the test day is held out of the regression is 0.71. It is shown that a depletion coefficient of 0.92, when used to compute antecedent precipitation index (API), produces the best correlation between API and soil moisture as inferred from GOES thermal infrared data. By averaging daily predicted values over the 5-day rain-free case study period, 92 percent of the variance of the morning surface temperature change is explained by a simple multiple linear regression with all independent variables, or, alternatively, 85 percent of the observed variance in API is explained. It is concluded that this approach can distinguish at least four classes of soil wetness, but the necessity for measurement of surface advection may limit its usefulness in remote areas.

Wetzel, Peter J.↗
NASA NTRS2023

Probabilistic Hydrological Estimation of LandSlides (PHELS): Global Ensemble Landslide Hazard Modelling

In this study we present a model for the global Probabilistic Hydrological Estimation of LandSlides (PHELS). PHELS estimates the daily hazard of hydrologically triggered landslides at a coarse spatial resolution of 36 km, by combining landslide susceptibility (LSS) and (percentiles of) hydrological variable(s). The latter include daily rainfall, a 7-day antecedent rainfall index (ARI7) or root-zone soil moisture content (rzmc) as hydrological predictor variables, or the combination of rainfall and rzmc. The hazard estimates with any of these predictor variables have areas under the receiver operating characteristic curve (AUC) above 0.68. The best performance was found with combined rainfall and rzmc predictors (AUC = 0.79), which resulted in the lowest number of missed alarms (especially during spring) and false alarms. Furthermore, PHELS provides hazard uncertainty estimates by generating ensemble simulations based on repeated sampling of LSS and the hydrological predictor variables. The estimated hazard uncertainty follows the behaviour of the input variable uncertainties, is about 13.6 % of the estimated hazard value on average across the globe and in time and is smallest for very low and very high hazard values.

Anne Felsberg↗
NASA NTRS1981

A simulation study of the recession coefficient for antecedent precipitation index

The antecedent precipitation index (API) is a useful indicator of soil moisture conditions for watershed runoff calculations and recent attempts to correlate this index with spaceborne microwave observations have been fairly successful. It is shown that the prognostic equation for soil moisture used in some of the atmospheric general circulation models together with Thornthwaite-Mather parameterization of actual evapotranspiration leads to API equations. The recession coefficient for API is found to depend on climatic factors through potential evapotranspiration and on soil texture through the field capacity and the permanent wilting point. Climatologial data for Wisconsin together with a recently developed model for global isolation are used to simulate the annual trend of the recession coefficient. Good quantitative agreement is shown with the observed trend at Fennimore and Colby watersheds in Wisconsin. It is suggested that API could be a unifying vocabulary for watershed and atmospheric general circulation modelars.

Choudhury, B. J.↗
NASA NTRS1975

Satellite microwave observations of soil moisture variations

The electrically scanning microwave radiometer (ESMR) on the Nimbus 5 satellite was used to observe microwave emissions from vegetated and soil surfaces over an Illinois-Indiana study area, the Mississippi Valley, and the Great Salt Lake Desert in Utah. Analysis of microwave brightness temperatures (T sub B) and antecedent rainfall over these areas provided a way to monitor variations of near-surface soil moisture. Because vegetation absorbs microwave emission from the soil at the 1.55 cm wavelength of ESMR, relative soil moisture measurements can only be obtained over bare or sparsely vegetated soil. In general T sub B increased during rainfree periods as evaporation of water and drying of the surface soil occurs, and drops in T sub B are experienced after significant rainfall events wet the soil. Microwave observations from space are limited to coarse resolutions (10-25 km), but it may be possible in regions with sparse vegetation cover to estimate soil moisture conditions on a watershed or agricultural district basis, particularly since daily observations can be obtained.

Schmugge, T. J.↗
NASA NTRS1986

Preliminary assessment of soil moisture over vegetation

Modeling of surface energy fluxes was combined with in-situ measurement of surface parameters, specifically the surface sensible heat flux and the substrate soil moisture. A vegetation component was incorporated in the atmospheric/substrate model and subsequently showed that fluxes over vegetation can be very much different than those over bare soil for a given surface-air temperature difference. The temperature signatures measured by a satellite or airborne radiometer should be interpreted in conjunction with surface measurements of modeled parameters. Paradoxically, analyses of the large-scale distribution of soil moisture availability shows that there is a very high correlation between antecedent precipitation and inferred surface moisture availability, even when no specific vegetation parameterization is used in the boundary layer model. Preparatory work was begun in streamlining the present boundary layer model, developing better algorithms for relating surface temperatures to substrate moisture, preparing for participation in the French HAPEX experiment, and analyzing aircraft microwave and radiometric surface temperature data for the 1983 French Beauce experiments.

Carlson, T. N.↗
NASA NTRS1981

Dryland pasture and crop conditions as seen by HCMM

The antecedent precipitation index (API) was related to surface temperatures as measured from the NASA C-130 and HCMM thermal data. Significant results from the aircraft flight in May 1978, include: (1) canopy temperature were measured accurately remotely; (2) pasture surface temperatures were related to pasture and wheat soil moisture conditions; (3) no relationship was developed with that data set between wheat yield and thermal infrared data due to a lack of moisture stress during the measurement period; and (4) lake surface temperatures were useful in normalizing the thermal IR data. Results from HCMM also suggested a relationship between thermal IR data and antecedent precipitation index. While HCMM was adequate in detecting relative soil moisture differences, the overpass timing was infrequent and prevented detailed analysis of the API/thermal relationship.

Harlan, J. C.↗
NASA NTRS1994

Linking boundary-layer circulations and surface processes during FIFE89. Part 1: Observational analysis

Surface, aircraft, and satellite observations are analyzed for the 21-day 1989 intensive field campaign of the First ISLSCP Field Experiment (FIFE) to determine the effect of precipitation, vegetation, and soil moisture distributions on the thermal properties of the surface including the heat and moisture fluxes, and the corresponding response in the boundary-layer circulation. Mean and variance properties of the surface variables are first documented at various time and space scales. These calculations are designed to set the stage for Part 2, a modeling study that will focus on how time-space dependent rainfall distribution influences the intensity of the feedback between a vegetated surface and the atmospheric boundary layer. Further analysis shows strongly demarked vegetation and soil moisture gradients extending across the FIFE experimental site that were developed and maintained by the antecedent and ongoing spatial distribution of rainfall over the region. These gradients are shown to have a pronounced influence on the thermodynamic properties of the surface. Furthermore, perturbation surface wind analysis suggests for both short-term steady-state conditions and long-term averaged conditions that the gradient pattern maintained a diurnally oscillating local direct circulation with perturbation vertical velocities of the same order as developing cumulus clouds. Dynamical and scaling considerations suggest that the embedded perturbation circulation is driven by surface heating/cooling gradients and terrain ef fects rather than the manifestation of an inertial oscillation. The implication is that at even relatively small scales (less than 30 km), the differential evolution in vegetation density and soil moisture distribution over a relatively homogenous ecotone can give rise to preferential boundary-layer circulations capable of modifying local-scale horizontal and vertical motions.

Smith, Eric A.↗
NASA NTRS1986

Correlations between Nimbus-7 Scanning Multichannel Microwave Radiometer data and an antecedent precipitation index

Passive microwave brightness temperatures from the Nimbus-7 Scanning Multichannel Microwave Radiometer (SMMR) can be used to infer the soil moisture content over agricultural areas such as the southern Great Plains of the United States. A linear regression analysis between three transforms of the five dual polarized SMMR wavelengths of 0.81, 1.36, 1.66, 2.80 and 4.54 cm and an antecedent precipitation index representing the precipitation history showed correlation coefficients greater than 0.90 for pixel aggregates of 25-50 km. The use of surface air temperatures to approximate the temperature of the emitting layer was not required to obtain high correlation coefficients between the transforms and the antecedent precipitation index.

Wilke, G. D.↗
NASA NTRS1985

A method for estimating soil moisture availability

A method for estimating values of soil moisture based on measurements of infrared surface temperature is discussed. A central element in the method is a boundary layer model. Although it has been shown that soil moistures determined by this method using satellite measurements do correspond in a coarse fashion to the antecedent precipitation, the accuracy and exact physical interpretation (with respect to ground water amounts) are not well known. This area of ignorance, which currently impedes the practical application of the method to problems in hydrology, meteorology and agriculture, is largely due to the absence of corresponding surface measurements. Preliminary field measurements made over France have led to the development of a promising vegetation formulation (Taconet et al., 1985), which has been incorporated in the model. It is necessary, however, to test the vegetation component, and the entire method, over a wide variety of surface conditions and crop canopies.

Carlson, T. N.↗
NASA NTRS1992

Modulation of SSM/I microwave soil radiances by rainfall

The feasibility of using SSM/I satellite data for estimating the soil moisture content was investigated by correlating the rainfall and soil moisture data with values of the SSM/I microwave brightness temperature obtained for the lower Great Plains in the United States during 1987. It was found that the areas of lowest brightness temperatures coincided with regions of bare soil which had received significant rainfall. The time-history plots of the brightness temperature and the antecedent precipitation index during an extremely large rain event indicated a slow recovery period (about 15 days) back to the dry soil state. However, regions covered with vegetation showed smaller temperature drops and much weaker correlation with rain events, questioning the feasibility of using SSM/I measurements for estimations of soil moisture in regions containing vegetation-covered soil.

Heymsfield, Gerald M.↗
NASA NTRS1992

Antecedent precipitation index determined from CST estimates of rainfall

This paper deals with an experimental calculation of a satellite-based antecedent precipitation index (API). The index is also derived from daily rain images produced from infrared images using an improved version of GSFC's Convective/Stratiform Technique (CST). API is a measure of soil moisture, and is based on the notion that the amount of moisture in the soil at a given time is related to precipitation at earlier times. Four different CST programs as well as the Geostationary Operational Enviroment Satellite (GOES) Precipitation Index developed by Arkin in 1979 are compared to experimental results, for the Mississippi Valley during the month of July. Rain images are shown for the best CST code and the ARK program. Comparisons are made as to the accuracy and detail of the results for the two codes. This project demonstrates the feasibility of running the CST on a synoptic scale. The Mississippi Valley case is well suited for testing the feasibility of monitoring soil moisture by means of CST. Preliminary comparisons of CST and ARK indicate significant differences in estimates of rain amount and distribution.

Martin, David W.↗
NASA NTRS1983

Use of thermal inertia determined by HCMM to predict nocturnal cold prone areas in Florida

Pairs of HCMM day-night thermal infrared (IR) data were selected during the 1978-79 winter to examine patterns of surface temperature and thermal inertia (TI) of peninsular Florida. The GOES and NOAA-6 thermal IR, as well as National Climatic Center temperatures and rainfall, were also used. The HCMM apparent thermal inertia (ATI) images closely corresponded to the general soil map of Florida, based on soil drainage classes. Areas with low ATI overlay well-drained soils, such as deep sands and drained organic soils, whereas with high ATI overlay areas with wetlands and bodies of water. The HCMM ATI images also corresponded well with GOES-detected winter nocturnal cold-prone areas. Use of HCMM data with Carlson's energy balance model showed both high moisture availability (MA) and high thermal inertia (TI) of wetland-type surfaces and low MA and low TI of upland, well-drained soils. Since soil areas with low TI develop higher temperatures during the day, then antecedent patterns of highest maximum daytime surface temperature can also be used to predict nocturnal cold-prone areas in Florida.

Allen, L. H., Jr.↗
NASA NTRS1983

Identifying environmental features for land management decisions

Pairs of HCMM day-night thermal infrared (IR) data were selected to examine patterns of surface temperature and thermal inertia (TI) of peninsular Florida. GOES and NOAA-6 thermal IR, as well as National Climatic Center temperatures and rainfall, were also used. The HCMM apparent thermal inertia (ATI) images closely correspond to the General Soil Map of Florida, based on soil drainage classes. Areas with low ATI overlay well-drained soils, such as deep sands and drained organic soils. Areas with high ATI overlay areas with wetlands and bodies of water. The HCMM ATI images also correspond well with GOES-detected winter nocturnal cold-prone areas. Use of HCMM data with Carlson's energy balance model shows both high moisture availability (MA) and high thermal inertia (TI) of wetland-type surfaces and low MA and low TI of upland, well-drained soils. Since soil areas with low TI develop higher temperatures during the day, then antecedent patterns of highest maximum daytime surface temperature can also be used to predict nocturnal cold-prone areas in Florida.

Source record↗
NASA NTRS2011

Analysis of Summertime Convective Initiation in Central Alabama Using the Land Information System

During the summer months in the southeastern United States, convective initiation presents a frequent challenge to operational forecasters. Thunderstorm development has traditionally been referred to as random due to their disorganized, sporadic appearance and lack of atmospheric forcing. Horizontal variations in land surface characteristics such as soil moisture, soil type, land and vegetation cover could possibly be a focus mechanism for afternoon convection during the summer months. The NASA Land Information System (LIS) provides a stand-alone land surface modeling framework that incorporates these varying soil and vegetation properties, antecedent precipitation, and atmospheric forcing to represent the soil state at high resolution. The use of LIS as a diagnostic tool may help forecasters to identify boundaries in land surface characteristics that could correlate to favored regions of convection initiation. The NASA Shortterm Prediction Research and Transition (SPoRT) team has been collaborating with the National Weather Service Office in Birmingham, AL to help incorporate LIS products into their operational forecasting methods. This paper highlights selected convective case dates from summer 2009 when synoptic forcing was weak, and identifies any boundaries in land surface characteristics that may have contributed to convective initiation. The LIS output depicts the effects of increased sensible heat flux from urban areas on the development of convection, as well as convection along gradients in land surface characteristics and surface sensible and latent heat fluxes. These features may promote mesoscale circulations and/or feedback processes that can either enhance or inhibit convection. With this output previously unavailable to operational forecasters, LIS provides a new tool to forecasters in order to help eliminate the randomness of summertime convective initiation.

James, Robert S.↗