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All sourcesNASA NTRSDOE OSTI
DOE OSTI2024

Efficient recovery processes for the black mass from spent lithium-ion batteries

A method of recycling lithium-ion batteries is disclosed. The method includes isolating a composite electrode that comprises an electrode material adhered to a current collector with a polyvinylidene difluoride (PVDF) binder from a spent lithium-ion battery. The method also includes contacting the composite electrode in a polyol fluid capable of releasing the PVDF binder from the current collector without substantially altering either component. The composite electrode may be a cathode or an anode. The method also includes rapidly delaminating the electrode material from the current collector to give a free electrode material and a free current collector, and recovering each of the free electrode material and the free current collector from the mixture. The free electrode material may be reused to prepare another composite electrode, as well as a lithium-ion battery comprising the same, which are also disclosed.

Belharouak, Ilias↗
DOE OSTI2024

Repainting the colour–mass diagrams by unearthing the green mountain: dust-rich S0 galaxies in the colour–(galaxy stellar mass) diagram, and the colour–(black hole mass) relations for dust-poor versus dust-rich galaxies

ABSTRACT Lenticular galaxies are notoriously misclassified as elliptical galaxies and, as such, a (disc inclination)-dependent correction for dust is often not applied to the magnitudes of dusty lenticular galaxies. This results in overly red galaxy colours, impacting their distribution in the colour–magnitude diagram. It is revealed how this has led to an underpopulation of the ‘green valley’ by hiding a ‘green mountain’ of massive dust-rich lenticular galaxies – known to be built from gas-rich major mergers – within the ‘red sequence’ of colour–(stellar mass) diagrams. Correcting for dust, a ‘green mountain’ appears at M*,gal ∼ 1011 M⊙, along with signs of an extension to lower masses producing a ‘green range’ or ‘green ridge’ on the green side of the ‘red sequence’ and ‘blue cloud.’ The ‘red sequence’ is shown to be comprised of two components: a red plateau defined by elliptical galaxies with a near-constant colour and by lower-mass dust-poor lenticular galaxies, which are mostly a primordial population but may include faded/transformed spiral galaxies. The presence of the quasi-triangular-shaped galaxy evolution sequence, previously called the ‘Triangal’, is revealed in the galaxy colour–(stellar mass) diagram. It tracks the speciation of galaxies and their associated migration through the diagram. The connection of the ‘Triangal’ to previous galaxy morphology sequences (Fork, Trident, and Comb) is also shown herein. Finally, the colour–(black hole mass) diagram is revisited, revealing how the dust correction generates a blue–green sequence for the spiral and dust-rich lenticular galaxies that is offset from a green–red sequence defined by the dust-poor lenticular and elliptical galaxies.

Graham, Alister W. (ORCID:0000000264969414)↗
DOE OSTI2024

Predictions for a Low-mass Cutoff for the Primordial Black Hole Mass Spectrum

In this note, we outline how a modest violation in the conservation of mass during the merger of two PBHs affects the PBH mass spectrum that we previously obtained using a Boltzmann equation model for the evolution of the mass spectrum with no mass loss. We find that if the initial cosmological redshift is of the order of 10 12 , then the fraction of primordial holes with masses greater than 10 3 solar masses appears to be close to what is required to provide the seeds for galaxies. In addition, we note that as a result of rapid collisions and strong coupling to electromagnetic radiation for temperatures > GeV, there will be an effective low-mass cutoff in the mass spectrum for PBH masses less than a certain PBH mass less than 0.1M ⊙ . We also point out that this cutoff in the mass spectrum below ~ 0.1M ⊙ can be confirmed by combining future microlensing observations from the Roman Space Telescope and the Vera C. Rubin Observatory with astrometric observations.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Uncertainty quantification of the virial black hole mass with conformal prediction

Precise measurements of the black hole mass are essential to gain insight on the black hole and host galaxy co-evolution. A direct measure of the black hole mass is often restricted to nearest galaxies and instead, an indirect method using the single-epoch virial black hole mass estimation is used for objects at high redshifts. However, this method is subjected to biases and uncertainties as it is reliant on the scaling relation from a small sample of local active galactic nuclei. In this study, we propose the application of conformalized quantile regression (CQR) to quantify the uncertainties of the black hole predictions in a machine learning setting. We compare CQR with various prediction interval techniques and demonstrated that CQR can provide a more useful prediction interval indicator. In contrast to baseline approaches for prediction interval estimation, we show that the CQR method provides prediction intervals that adjust to the black hole mass and its related properties. That is it yields a tighter constraint on the prediction interval (hence more certain) for a larger black hole mass, and accordingly, bright and broad spectral line width source. Using a combination of neural network model and CQR framework, the recovered virial black hole mass predictions and uncertainties are comparable to those measured from the Sloan Digital Sky Survey. The code is publicly available.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

New limits from microlensing on Galactic black holes in the mass range 10 M ⊙ < M < 1000 M ⊙

We searched for long-duration microlensing events originating from intermediate-mass black holes (BH) in the halo of the Milky Way, using archival data from the EROS-2 and MACHO photometric surveys towards the Large Magellanic Cloud (LMC). We combined data from these two surveys to create a common database of light curves for 14.1 million objects in the LMC, covering a total duration of 10.6 years, with flux series measured in four wide passbands. We carried out a microlensing search on these light curves, complemented by the light curves of 22.7 million objects, observed only by EROS-2 or only by MACHO, over about 7 years, with flux series measured in only two passbands. A likelihood analysis, taking into account the LMC self-lensing and Milky Way disk contributions, allows us to conclude that compact objects with masses in the range 10 – 100 M ⊙ cannot make up more than ~15% of a standard halo total mass (at a 95% confidence level). Our analysis sensitivity weakens for heavier objects, although we still rule out the possibility of ~50% of the halo being made of ~1000 M ⊙ BHs. Combined with previous EROS results, an upper limit of ~15% of the total halo mass can be obtained for the contribution of compact halo objects in the mass range 10 –6 – 10 2 M ⊙ .

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

BASS. XXVI. DR2 Host Galaxy Stellar Velocity Dispersions

We present new central stellar velocity dispersions for 484 Sy 1.9 and Sy 2 from the second data release of the Swift/BAT AGN Spectroscopic Survey (BASS DR2). This constitutes the largest study of velocity dispersion measurements in X-ray-selected obscured active galactic nuclei (AGN) with 956 independent measurements of the Ca II H and K λ3969, 3934 and Mg I λ5175 region (3880–5550 Å) and the calcium triplet region (8350–8730 Å) from 642 spectra mainly from VLT/X-Shooter or Palomar/DoubleSpec. Our sample spans velocity dispersions of 40–360 km s 1 , corresponding to 4–5 orders of magnitude in black hole mass (M BH = 10 5.5-9.6 M ⊙ ), bolometric luminosity (L bol ~ 10 42–46 erg s -1 ), and Eddington ratio (L/L Edd ~ 10 -5 to 2). For 281 AGN, our data and analysis provide the first published central velocity dispersions, including six AGN with low-mass black holes (M BH = 10 5.5-6.5 M ⊙ ), discovered thanks to high spectral resolution observations (σ inst ~ 25 km s -1 ). The survey represents a significant advance with a nearly complete census of velocity dispersions of hard X-ray–selected obscured AGN with measurements for 99% of nearby AGN (z < 0.1) outside the Galactic plane (|b| > 10°). The BASS AGN have much higher velocity dispersions than the more numerous optically selected narrow-line AGN (i.e., ~150 versus ~100 km s -1 ) but are not biased toward the highest velocity dispersions of massive ellipticals (i.e., >250 km s -1 ). Despite sufficient spectral resolution to resolve the velocity dispersions associated with the bulges of small black holes (~10 4–5 M ⊙ ), we do not find a significant population of super-Eddington AGN. Using estimates of the black hole sphere of influence from velocity dispersion, direct stellar and gas black hole mass measurements could be obtained with existing facilities for more than ~100 BASS AGN.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Primordial black hole mass functions as a probe of cosmic origin

Here, we discuss a novel window to probe the origin of our universe via the mass functions of primordial black holes (PBHs). The mass functions of PBHs are simply estimated using the conventional Press-Schechter formalism for two paradigms of cosmic origin, including inflationary ΛCDM and bounce cosmology. The standard inflationary ΛCDM model cannot generate an appreciable number of massive PBHs; however, non-trivial inflation models with blue-tilted power spectra at small scales and matter bounce cosmology provide formation mechanisms for heavy PBHs, which in turn, may seed the observed supermassive black holes (SMBHs). By fitting the SMBH mass functions at high redshift (z ~ 6) derived from Sloan Digital Sky Survey (SDSS) and Canada-France High-z Quasar Survey (CFHQS) quasars, for two paradigms of cosmic origin, we derive constraints on the PBH density fraction $f$ PBH at z ~ 6 and the characteristic mass M $\ast$ , with the prior assumption that all SMBHs stem from PBHs. We demonstrate that this newly proposed procedure, relying on astronomical measurements that utilize deep-field surveys of SMBHs at high redshift, can be used to constrain models of cosmic origin. Additionally, although not the main focus of this paper, we evolve the mass function from z ~ 6 to z ~ 0 through an assumption of 3 × 10 8 -year Eddington’s accretion, and give a rough estimation of $f$ PBH at z ~ 0.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Direct Detection of Hawking Radiation from Asteroid-Mass Primordial Black Holes

We discuss light, asteroid-mass primordial black holes, with lifetimes in the range between hundreds to several millions times the age of the Universe, are well-motivated candidates for the cosmological dark matter. Using archival COMPTEL data, we improve over current constraints on the allowed parameter space of primordial black holes as dark matter by studying their evaporation to soft gamma rays in nearby astrophysical structures. We point out that a new generation of proposed MeV gamma-ray telescopes will offer the unique opportunity to directly detect Hawking evaporation from observations of nearby dark matter dense regions and to constrain, or discover, the primordial black hole dark matter.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Sustainable bioleaching of lithium-ion batteries for critical materials recovery

The demand for lithium-ion batteries (LIBs) has increased substantially over the last few decades due to their longer lifetime, greater resistance to self-discharge, and higher output voltage compared to other battery types. With the global trend of electrifying vehicle fleets, the number of LIBs reaching their end-of-life (EOL) is expected to grow substantially in the next decade. These EOL LIBs represent a significant secondary source of materials (e.g., Li, Co, Ni, Mn) that can be recovered and reused in LIBs or other products. In this study, we developed a bioleaching process that could recover critical materials from EOL LIBs in an economical and environmentally sustainable manner under industrially relevant conditions. Black mass, i.e., cathode-containing powder, prepared from EOL LIBs was leached using a biolixiviant produced from corn stover by Gluconobacter oxydans bacteria. Iron(II) was used as a reducing agent to promote metal dissolution. Techno-economic analysis (TEA) estimated a potential average profit margin of 21% for processing 10,000 t of black mass per year, which represents approximately 30% of the available black mass in the US in 2020. Life cycle assessment (LCA) demonstrated that bioleaching of spent LIBs could be more environmentally sustainable than alternative hydrometallurgical recovery methods such as hydrochloric acid leaching (16-19 kg vs. 43-91 kg CO 2 equivalent global warming potential per kg of recovered cobalt). The TEA results are highly dependent on the cost of black mass production, which varies by EOL LIB collection and transportation costs. Finally, emerging technologies for deactivating used LIBs for fire safety at collection centers will allow the transport of EOL LIBs as non-hazardous materials, lower the cost of preparing black mass and thereby increase economic prospects for EOL LIBs recycling using this approach.

25 ENERGY STORAGE↗
DOE OSTI2021

Solar mass primordial black holes in moduli dominated universe

In this report we explore the prospect of producing primordial black holes around the solar mass region during an early matter domination epoch. The early matter-dominated epoch can arise when a moduli field comes to dominate the energy density of the Universe prior to big bang nucleosynthesis. The absence of radiation pressure during a matter-dominated epoch enhances primordial black hole formation from the gravitational collapse of primordial density fluctuations. In particular, we find that primordial black holes are produced in the 0.1 - 10M ⊙ mass range with a favorable choice of parameters in the theory. However, they cannot explain all of the merger events detected by the LIGO/Virgo gravitational wave search. In such a case, primordial black holes form about 4% of the total dark matter abundance, of which 95% belongs to the LIGO/Virgo consistent mass range. The rest of the dark matter could be in the form of particles that are produced from the decay of the moduli field during reheating.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2026

OzDES Reverberation Mapping of Active Galactic Nuclei: Final Data Release, Black-Hole Mass Results, & Scaling Relations

Over the last decade, the Australian Dark Energy (OzDES) collaboration has used Reverberation Mapping to measure the masses of high redshift supermassive black holes. Here we present the final review and analysis of this OzDES reverberation mapping campaign. These observations use 6-7 years of photometric and spectroscopic observations of 735 Active Galactic Nuclei (AGN) in the redshift range 0.13-3.85 and bolometric luminosity range 44.3 - 47.5 erg/s. Both photometry and spectra are observed in visible wavelengths, allowing for the physical scale of the AGN broad line region to be estimated from reverberations of the H{̱e̱ṯa̱}̱, MgII and CIV emission lines. We successfully use reverberation mapping to constrain the masses of 62 super-massive black holes, and combine with existing data to fit a power law to the lag-luminosity relation for the H{̱e̱ṯa̱}̱ and MgII lines with a scatter of ~0.25 dex, the tightest yet identified, fit specifically for consistency with high redshift AGN. We fit a similarly constrained relation for CIV, resolving a tension with the low luminosity literature AGN by accounting for selection effects arising from finite survey length. We also examine the impact of emission line width and luminosity (related to accretion rate) in reducing the scatter of these scaling relationships and find no significant improvement over the lag-only approach for any of the three lines. Using these relations, we further estimate the masses and accretion rates of 246 AGN with single epoch methods. We also use these relations to estimate the relative sizes of the H{̱e̱ṯa̱}̱, MgII and CIV emitting regions. In short, we provide a comprehensive benchmark of high redshift AGN reverberation mapping at the close of this most recent generation of surveys, including light curves, time-delays, and a set of significantly improved radius-luminosity relations for use with high-redshift populations.

McDougall, Hugh [Queensland U.]↗
DOE OSTI2021

Filling the black hole mass gap: Avoiding pair instability in massive stars through addition of nonnuclear energy

In standard stellar evolution, stars with masses ranging from approximately 150 to 240M ⊙ are expected to evolve to a pair instability supernova with no black hole (BH) remnant. This evolutionary behavior leads to a predicted gap in the black hole mass function from approximately 50 to 140M ⊙ . Yet the LIGO and Virgo Collaborations recently discovered black holes of masses 66M ⊙ and 85M ⊙ in the gravitational wave event GW190521. Here, we propose a new method to populate the BH mass gap. If an energy source is added throughout the star in addition to nuclear fusion, it is possible for the altered evolution to avoid the complete destruction of a pair instability supernova, and instead a BH remnant is left behind. An example of an extra energy source is dark matter annihilation within the star, but our results hold more generally. We show this phenomenon by exploring the effect of adding an energy source independent of temperature and density to a 180M ⊙ star, using the MESA one-dimensional stellar evolution software. If ~50% of the star’s energy is due to this new source, the star is capable of avoiding the pair instability entirely and evolving towards a core-collapse supernova and ultimately a BH remnant with mass ~ 120M ⊙ .

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

BASS. XXV. DR2 Broad-line-based Black Hole Mass Estimates and Biases from Obscuration

We present measurements of broad emission lines and virial estimates of supermassive black hole masses (M BH ) for a large sample of ultrahard X-ray-selected active galactic nuclei (AGNs) as part of the second data release of the BAT AGN Spectroscopic Survey (BASS/DR2). Our catalog includes M BH estimates for a total of 689 AGNs, determined from the Hα, Hβ, Mg II λ2798, and/or C IV λ1549 broad emission lines. The core sample includes a total of 512 AGNs drawn from the 70 month Swift/BAT all-sky catalog. We also provide measurements for 177 additional AGNs that are drawn from deeper Swift/BAT survey data. We study the links between M BH estimates and line-of-sight obscuration measured from X-ray spectral analysis. We find that broad Hα emission lines in obscured AGNs ($\mathrm{log}({N}_{{\rm{H}}}/{\mathrm{cm}}^{-2})\gt 22.0$) are on average a factor of ${8.0}_{-2.4}^{+4.1}$ weaker relative to ultrahard X-ray emission and about ${35}_{-12}^{\,+7}$% narrower than those in unobscured sources (i.e., $\mathrm{log}({N}_{{\rm{H}}}/{\mathrm{cm}}^{-2})\lt 21.5$). This indicates that the innermost part of the broad-line region is preferentially absorbed. Consequently, current single-epoch M BH prescriptions result in severely underestimated (>1 dex) masses for Type 1.9 sources (AGNs with broad Hα but no broad Hβ) and/or sources with $\mathrm{log}({N}_{{\rm{H}}}/{\mathrm{cm}}^{-2})\gtrsim 22.0$. We provide simple multiplicative corrections for the observed luminosity and width of the broad Hα component (L[bHα] and FWHM[bHα]) in such sources to account for this effect and to (partially) remedy M BH estimates for Type 1.9 objects. As a key ingredient of BASS/DR2, our work provides the community with the data needed to further study powerful AGNs in the low-redshift universe.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

CLASS: Coronal Line Activity Spectroscopic Survey

We conduct the first systematic survey of a comprehensive set of the twenty optical coronal lines in the spectra of nearly 1 million galaxies observed by the Sloan Digital Sky Survey (SDSS) Data Release 8 catalog. This includes often overlooked high ionization potential lines such as [Ar x] λ5533, [S XII ] λ7609, [Fe XI ] λ7892, and [Fe XIV ] λ5303. We find that, given the limited sensitivity of SDSS, strong coronal line emission is extremely rare, with only ~0.03% of the sample showing at least one coronal line, significantly lower than the fraction of galaxies showing optical narrow line ratios (~17%) or mid-infrared colors (~2%) indicative of nuclear activity. The coronal line luminosities exhibit a large dynamic range, with values ranging from ~10 34 to 10 42 erg s –1 . We find that a vast majority (~80%) of coronal line emitters in dwarf galaxies (M $\star$ < 9.6 × 10 9 M ⊙ ) do not display optical narrow line ratios indicative of nuclear activity, in contrast to higher mass galaxies (~17%). Moreover, we find that the highest ionization potential lines are preferentially found in lower mass galaxies. These findings are consistent with the theory that lower mass black holes found in lower mass galaxies produce a hotter accretion disk, which in turn enhances the higher ionization coronal line spectrum. Future coronal line searches with 30 m class telescopes or JWST may provide a pathway into uncovering the intermediate mass black hole population.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Statistical analysis of Al III and C III ] emission lines as virial black hole mass estimators in quasars

We test the usefulness of the intermediate ionisation lines Al IIIλ1860 and C III]λ1909 as reliable virial mass estimators for quasars. We identified a sample of 309 quasars from the Sloan Digital Sky Survey Data Release 16 (SDSS DR16) in the redshift range 1.2 ≤ z ≤ 1.4 that have [O II]λ3728 recorded on the same spectrum as Al IIIλ1860, Si III]λ1892, and C III]λ1909. We set the systemic quasar redshift using careful measurements of [O II]λ3728. We then classified the sources as Population A (Pop. A), extreme Population A (Pop. xA), and Population B (Pop. B), and analysed the 1900 Å blend using multi-component models to look for systematic line shifts of Al IIIλ1860 and C III]λ1909 along the quasar main sequence. We do not find significant shifts of the Al IIIλ1860 line peak in Pop. B or in the vast majority of Pop. A. For Pop. xA, a small median blueshift of -250 km s -1 was observed, motivating a decomposition of the Al III line profile into a virialised component centred at rest frame and a blueshifted component for an outflow emission. For Pop. B objects, we proved the empirical necessity to fit a redshifted very broad component, clearly seen in C III], and analysed the physical implications on a Pop. B composite spectrum using CLOUDY simulations. We find consistent black hole mass estimations using Al III and C III] as virial estimators for the bulk of Pop. A. Al III (and even C III]) is a reliable virial black hole mass estimator for Pop. A and Pop. B objects. The Pop. xA sources deserve special attention due to the significant blueshifted excess observed in the line profile of Al III, although it is not as large as the excess observed in C IVλ1549.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Updated constraints on asteroid-mass primordial black holes as dark matter

Microlensing of stars places significant constraints on subplanetary-mass compact objects, including primordial black holes, as dark matter candidates. As the lens’ Einstein radius in the source plane becomes comparable to the size of the light source, however, source amplification is strongly suppressed, making it challenging to constrain lenses with a mass at or below 10 –10 solar masses, i.e., asteroid-mass objects. Current constraints, using Subaru Hyper Suprime Cam (HSC) observations of M31, assume a fixed source size of one solar radius. However, the actual stars in M31 bright enough to be used for microlensing are typically much larger. We correct the HSC constraints by constructing a source size distribution based on the M31 PHAT survey and on a synthetic stellar catalog and by correspondingly weighting the finite-size source effects. In this work, we find that the actual HSC constraints are weaker by up to almost 3 orders of magnitude in some cases, broadening the range of masses for which primordial black holes can be the totality of the cosmological dark matter by almost 1 order of magnitude.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2022

The Effect of Supernova Convection On Neutron Star and Black Hole Masses

Abstract Our understanding of the convective-engine paradigm driving core-collapse supernovae has been used for two decades to predict the remnant mass distribution from stellar collapse. These predictions improve as our understanding of this engine increases. In this paper, we review our current understanding of convection (in particular, the growth rate of convection) in stellar collapse and study its effect on the remnant mass distribution. We show how the depth of the mass gap between neutron stars and black holes can help probe this convective growth. We include a study of the effects of stochasticity in both the stellar structure and the convective seeds caused by stellar burning. We study the role of rotation and its effect on the pair-instability mass gap. Under the paradigm limiting stellar rotation to those stars in tight binaries, we determine the effect of rotation on the remnant mass distribution.

Fryer, Chris L. (ORCID:0000000326240056)↗