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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 37 records · Page 2
All sourcesNASA NTRSDOE OSTI
DOE OSTI2023

Effective Field Theory islands from perturbative and nonperturbative four-graviton amplitudes

Theoretical data obtained from physically sensible field and string theory models suggest that gravitational Effective Field Theories (EFTs) live on islands that are tiny compared to current general bounds determined from unitarity, causality, crossing symmetry, and a good high-energy behavior. In this work, we present explicit perturbative and nonperturbative 2 → 2 graviton scattering amplitudes and their associated low-energy expansion in spacetime dimensions D ≥ 4 to support this notion. Our new results include a first example of gravity weakly coupled to a nonperturbative effective action. We show that, at energies below the mass of its nonperturbative matter, the D = 4, $\mathcal{N}$ = 1 supersymmetric field theory in the confined phase lies on the same islands identified using four-dimensional perturbative models based on string theory and minimally-coupled matter circulating a loop. Furthermore, we generalize the previous four-dimensional perturbative models based on string theory and minimally-coupled massive spin-0 and spin-1 states circulating in the loop to D dimensions. Remarkably, we again find that the low-energy EFT coefficients lie on small islands. These results offer a useful guide towards constraining possible extensions of Einstein gravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Nonsingular black holes as dark matter

It is commonly assumed that low-mass primordial black holes cannot constitute a significant fraction of the dark matter in our universe due to their predicted short lifetimes from the conventional Hawking radiation and evaporation process. Assuming physical black holes are nonsingular—likely due to quantum gravity or other high-energy physics—we demonstrate that a large class of nonsingular black holes have finite evaporation temperatures. This can lead to slowly evaporating low-mass black holes or to remnant mass states that circumvent traditional evaporation constraints. As a proof of concept, we explore the limiting curvature hypothesis and the evaporation process of a nonsingular black hole solution in two-dimensional dilaton gravity. We identify generic features of the radiation profile and compare them with known regular black holes, such as the Bardeen solution in four dimensions. Remnant masses are proportional to the fundamental length scale, and we argue that slowly evaporating low-mass nonsingular black holes, or remnants, are viable dark matter candidates. Published by the American Physical Society 2025

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Explicit entropic proofs of irreversibility theorems for holographic RG flows

We revisit the existence of monotonic quantities along renormalization group flows using only the Null Energy Condition and the Ryu-Takayanagi formula for the entanglement entropy of field theories with anti-de Sitter gravity duals. In particular, we consider flows within the same dimension and holographically reprove the c-, F -, and a-theorems in dimensions two, three, and four. We focus on the family of maximally spherical entangling surfaces, define a quasi-constant of motion corresponding to the breaking of conformal invariance, and use a properly defined distance between minimal surfaces to construct a holographic c-function that is monotonic along the flow. We then apply our method to the case of flows across dimensions: there, we reprove the monotonicity of flows from AdS D+1 to AdS 3 and prove the novel case of flows from AdS 5 to AdS 4 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Constraints on long-range forces in de Sitter space

The representation theory of de Sitter space admits partially massless (PM) particles, but whether such particles can participate in consistent interacting theories remains unclear. We investigate the consistency of theories containing PM fields, particularly when these fields are coupled to gravity. Our strategy exploits the fact that PM fields correspond to partially conserved currents on the spacetime boundary, which generate symmetries. These symmetries place stringent constraints on correlation functions of charged operators, allowing us to test the consistency of a proposed bulk spectrum. When the assumed operator content violates these constraints, the corresponding bulk theory is ruled out. Applying this framework, we show that, in four-dimensional de Sitter space, PM fields of spin 2 or 3 (at depth 0) cannot couple consistently to gravity: such couplings necessitate additional massive fields, which are inevitably non-unitary. In higher dimensions, however, the constraints can be satisfied without violating unitarity if further PM fields are included. The resulting structure leads to additional charge conservation laws, which suggests that consistency may ultimately require an infinite tower of higher-spin PM fields, akin to the situation for ordinary higher-spin symmetries. The methods developed here provide powerful constraints on possible long-range interactions in de Sitter space and delineate the landscape of consistent quantum field theories in cosmological spacetimes.

AdS-CFT Correspondence↗
DOE OSTI2020

Entanglement islands in higher dimensions

It has been suggested in recent work that the Page curve of Hawking radiation can be recovered using computations in semi-classical gravity provided one allows for ``islands" in the gravity region of quantum systems coupled to gravity. The explicit computations so far have been restricted to black holes in two-dimensional Jackiw-Teitelboim gravity. In this note, we numerically construct a five-dimensional asymptotically AdS geometry whose boundary realizes a four-dimensional Hartle-Hawking state on an eternal AdS black hole in equilibrium with a bath. We also numerically find two types of extremal surfaces: ones that correspond to having or not having an island. The version of the information paradox involving the eternal black hole exists in this setup, and it is avoided by the presence of islands. Thus, recent computations exhibiting islands in two-dimensional gravity generalize to higher dimensions as well.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

c -functions in higher-derivative flows across dimensions

In the context of gravitational theories describing renormalization group flows across dimensions via AdS/CFT, we study the role of higher-derivative corrections to Einstein gravity. We use the Null Energy Condition to derive monotonicity properties of candidate holographic central charges formed by combinations of metric functions. We also implement an entropic approach to the characterization of the four-derivative flows using the Jacobson-Myers functional and demonstrate, under reasonable conditions, monotonicity of certain terms in the entanglement entropy via the appropriate generalization of the Ryu-Takayanagi prescription. In particular, we show that any flow from a higher dimensional theory to a holographic CFT 2 satisfies a type of monotonicity. We also uncover direct relations between NEC-motivated and entropic central charges.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Coupling constant corrections in a holographic model of heavy ion collisions with nonzero baryon number density

Sufficiently energetic collisions of heavy ions result in the formation of a droplet of a strongly coupled liquid state of QCD matter known as quark-gluon plasma. By using gauge-gravity duality (holography), a model of a rapidly hydrodynamizing and thermal- izing process like this can be constructed by colliding sheets of energy density moving at the speed of light and tracking the subsequent evolution. In this work, we consider the dual gravitational description of such collisions in the most general bulk theory with a four-derivative gravitational action containing a dynamical metric and a gauge field in five dimensions. Introducing the bulk gauge field enables the analysis of collisions of sheets which carry nonzero “baryon” number density in addition to energy density. Introducing the four-derivative terms enables consideration of such collisions in a gauge theory with finite gauge coupling, working perturbatively in the inverse coupling. While the dynamics of energy and momentum in the presence of perturbative inverse-coupling corrections has been analyzed previously, here we are able to determine the effect of such finite coupling corrections on the dynamics of the density of a conserved global charge, which we take as a model for the dynamics of nonzero baryon number density. In accordance with expectations, as the coupling is reduced we observe that after the collisions less baryon density ends up stopped at mid-rapidity and more of it ends up moving near the lightcone.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Holography: Quantum Mechanical Aspects of Black Holes (Final Report)

Current theories of fundamental physics are based on quantum field theory, unifying quantum mechanics and special relativity. A similar unification of quantum field theory with gravity has been elusive. String theory is a consistent model of quantum gravity and it is important to identify general lessons that can be applied to the real world. The main technique that emerged from such studies has been the gravitational path integral. During the period of this grant, the PI has explored the implication of the gravitational path integral in novel setups to uncover new features of rotating black holes in four dimensions, as well as increasing our understanding of some specific black holes in string theory.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Color-kinematics dual representations of one-loop matrix elements in the open-superstring effective action

Abstract Theα ′ -expansion of string theory provides a rich set of higher-dimension operators, indexed byζvalues, which can be used to study color-kinematics duality and the double copy. These two powerful properties, actually first noticed in tree-level string amplitudes, simplify the construction of both gauge and gravity amplitudes. However, their applicability and limitations are not fully understood. We attempt to construct a set of color-kinematics dual numerators at one loop and four points for insertions of operator combinations corresponding to the lowest fourζ 2 -free operator insertions from the open superstring:ζ 3 ,ζ 5 ,$$ {\zeta}_3^2 $$ ζ 3 2 , andζ 7 . We succeed in finding a representation for the first three in terms of box, triangle, and bubble numerators. In the case ofζ 7 we find an obstruction to a fully color-dual representation related to the bubble-on-external-leg type diagrams. We discuss two paths around this obstruction, both of which signal an incompatability between color-kinematics duality and manifesting certain desired properties. Using the constructed color-dual numerators, we find two different Bern-Carrasco-Johansson double copies that produce candidate closed-string-insertion numerators. Both approaches to the double copy match the kinematics of the cuts, with relative normalization set by either summing over both double copies including degeneracy or by including an explicit prefactor on the double-copy numerator definitions.

Physics↗
DOE OSTI2024

Electromagnetic entrapment in gravity

Abstract We derive specific properties of electromagnetism when gravitational effects are not negligible and analyze their impact on new physics at the horizons of black holes. We show that a neutral configuration of charges in a region of high redshift, characterized by a largeg tt , produces a highly localized electromagnetic field that vanishes just beyond that region. This phenomenon implies the existence of extensive families of spacetime structures generated by electromagnetic degrees of freedom that are as compact as black holes. We construct neutral bound states of extremal black holes in four dimensions and in five dimensions, where one direction is compact. These geometries are indistinguishable from a neutral black hole, referred to asdistorted Schwarzschild, except in an infinitesimal region near its horizon where the entrapped electromagnetic structures start to manifest. The five-dimensional solutions satisfy various criteria for describing black hole microstructure: they increase in size with the Newton constant, are as compact as the Schwarzschild black hole, and have an entropy that scales likeM 2 .

Physics↗
DOE OSTI2025

Smooth splitting and zeros from on-shell recursion

We describe a new approach to understanding the origins of recently discovered “hidden zeros” and “smooth splitting” of tree-level amplitudes in Tr ϕ 3 , Non-Linear Sigma Model (NLSM), Yang-Mill-Scalar (YMS) and the special Galileon. Introducing a new type of linear shift in kinematic space we demonstrate that the mysterious splitting formulae follow from a simple contour integration argument in the style of on-shell recursion. The argument makes use of only standard notions of tree-level factorization on propagators, but assumes improved UV behavior in the form of the absence of a residue at infinity. In the case of Tr ϕ 3 and NLSM this is proven by identifying our shift as a special case of a more general construction called a g-vector shift; in the case of YMS it remains an unproven conjecture. This recursive perspective leads to numerous new results: we derive generalizations of the splitting formulae on more relaxed near-zero kinematics, including interesting new kinematic limits in which the amplitude splits into a triple-product; we also demonstrate that the uncolored special Galileon model has improved UV scaling and hence also splits. We also investigate the possible realization of hidden zeros in four dimensions. The conditions under which the dimensionality constraints are compatible with zero kinematics is investigated in detail for Tr ϕ 3 and YMS; for the latter we find they can be realized only with certain restrictions on external helicity states. The realizable 4d zeros are proven by a similar recursive argument based on BCFW and is found to generalize to a new class of intrinsically 4d “helicity zeros” present in all sectors of YM and also gravity.

effective field theories↗
DOE OSTI2022

Approximate symmetries in d = 4 CFTs with an Einstein gravity dual

By applying the stress-tensor-scalar operator product expansion (OPE) twice, we search for algebraic structures in d = 4 conformal field theories (CFTs) with a pure Einstein gravity dual. We find that a rescaled mode operator defined by an integral of the stress tensor T ++ on a d = 2 plane satisfies a Virasoro-like algebra when the dimension of the scalar is large. The structure is enhanced to include a Kac-Moody-type algebra if we incorporate the T -- component. In our scheme, the central terms are finite. It remains challenging to directly compute the stress-tensor sector of d = 4 scalar four-point functions at large central charge, which, based on holography and bootstrap methods, were recently shown to have a Virasoro/ $\mathcal{W}$-algebra vacuum block-like structure.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Mode stability for massless scalars in five-dimensional black hole backgrounds

The mode stability of the Kerr black hole in four dimensions was demonstrated by Whiting in 1989, by separating the Teukolsky equation that describes gravitational perturbations and then transforming the radial and angular equations in such a way that the problem can be reformulated as a wave equation in an auxiliary spacetime in which the proof of stability is greatly simplified, owing to the absence of an ergoregion. As a preliminary step towards extending these ideas to higher-dimensional black holes, we study the mode stability of the massless scalar wave equation in the five-dimensional black hole solutions of Einstein gravity and supergravity. We show how the wave equation can again be mapped into one in an auxiliary spacetime in which there is no ergoregion, allowing us to give a proof of the mode stability of the solutions of the scalar wave equation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

General bounds on holographic complexity

We prove a positive volume theorem for asymptotically AdS spacetimes: the maximal volume slice has nonnegative vacuum-subtracted volume, and the vacuum-subtracted volume vanishes if and only if the spacetime is identically pure AdS. Under the Complexity=Volume proposal, this constitutes a positive holographic complexity theorem. The result features a number of parallels with the positive energy theorem, including the assumption of an energy condition that excludes false vacuum decay (the AdS weak energy condition). Our proof is rigorously established in broad generality in four bulk dimensions, and we provide strong evidence in favor of a generalization to arbitrary dimensions. Our techniques also yield a holographic proof of Lloyd’s bound for a class of bulk spacetimes. We further establish a partial rigidity result for wormholes: wormholes with a given throat size are more complex than AdS-Schwarzschild with the same throat size.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

De Sitter decays to infinity

Bubbles of nothing are a class of vacuum decay processes present in some theories with compactified extra dimensions. We investigate the existence and properties of bubbles of nothing in models where the scalar pseudomoduli controlling the size of the extra dimensions are stabilized at positive vacuum energy, which is a necessary feature of any realistic model. We map the construction of bubbles of nothing to a four-dimensional Coleman-De Luccia problem and establish necessary conditions on the asymptotic behavior of the scalar potential for the existence of suitable solutions. We perform detailed analyses in the context of five-dimensional theories with metastable dS 4 x S 1 vacua, using analytic approximations and numerical methods to calculate the decay rate. We find that bubbles of nothing sometimes exist in potentials with no ordinary Coleman-De Luccia decay process, and that in the examples we study, when both processes exist, the bubble of nothing decay rate is typically faster. Our methods can be generalized to other stabilizing potentials and internal manifolds.

classical theories of gravity↗
DOE OSTI2020

Effective entropy of quantum fields coupled with gravity

Entanglement entropy, or von Neumann entropy, quantifies the amount of uncertainty of a quantum state. For quantum fields in curved space, entanglement entropy of the quantum field theory degrees of freedom is well-defined for a fixed background geometry. In this paper, we propose a generalization of the quantum field theory entanglement entropy by including dynamical gravity. The generalized quantity named effective entropy, and its Renyi entropy generalizations, are defined by analytic continuation of a replica calculation. The replicated theory is defined as a gravitational path integral with multiple copies of the original boundary conditions, with a co-dimension-2 brane at the boundary of region we are studying. We discuss different approaches to define the region in a gauge invariant way, and show that the effective entropy satisfies the quantum extremal surface formula. When the quantum fields carry a significant amount of entanglement, the quantum extremal surface can have a topology transition, after which an entanglement island region appears. Our result generalizes the Hubeny-Rangamani-Takayanagi formula of holographic entropy (with quantum corrections) to general geometries without asymptotic AdS boundary, and provides a more solid framework for addressing problems such as the Page curve of evaporating black holes in asymptotic flat spacetime. We apply the formula to two example systems, a closed two-dimensional universe and a four-dimensional maximally extended Schwarzchild black hole. We discuss the analog of the effective entropy in random tensor network models, which provides more concrete understanding of quantum information properties in general dynamical geometries. We show that, in absence of a large boundary like in AdS space case, it is essential to introduce ancilla that couples to the original system, in order for correctly characterizing quantum states and correlation functions in the random tensor network. Using the superdensity operator formalism, we study the system with ancilla and show how quantum information in the entanglement island can be reconstructed in a state-dependent and observer-dependent map. We study the closed universe (without spatial boundary) case and discuss how it is related to open universe.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Higher-group symmetries and weak gravity conjecture mixing

In four-dimensional axion electrodynamics, a Chern-Simons coupling of the form $θF$ Λ $F$ leads to a higher-group global symmetry between background gauge fields. At the same time, such a Chern-Simons coupling leads to a mixing between the Weak Gravity Conjectures for the axion and the gauge field, so that the charged excitations of a Weak Gravity Conjecture-satisfying axion string will also satisfy the Weak Gravity Conjecture for the gauge field. In this paper, we argue that these higher-group symmetries and this phenomenon of Weak Gravity Conjecture mixing are related to one another. We show that this relationship extends to supergravities in 5, 6, 7, 8, 9, and 10 dimensions, so higher-dimensional supergravity is endowed with precisely the structure needed to ensure consistency with emergent higher-group symmetries and with the Weak Gravity Conjecture. We further argue that a similar mixing of Weak Gravity Conjectures can occur in two-term Chern-Simons theories or in theories with kinetic mixing, though the connection with higher-group symmetries here is more tenuous, and accordingly the constraints on effective field theory are not as sharp.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Generalized symmetries of the graviton

We find the set of generalized symmetries associated with the free graviton theory in four dimensions. These are generated by gauge invariant topological operators that violate Haag duality in ring-like regions. As expected from general QFT grounds, we find a set of “electric” and a dual set of “magnetic” topological operators and compute their algebra. To do so, we describe the theory using phase space gauge-invariant electric and magnetic dual variables constructed out of the curvature tensor. Electric and magnetic fields satisfy a set of constraints equivalent to the ones of a stress tensor of a 3d CFT. The constraints give place to a group $\mathbb{R}^{20}$ of topological operators that are charged under space-time symmetries. Finally, we discuss similarities and differences between linearized gravity and tensor gauge theories that have been introduced recently in the context of fractonic systems in condensed matter physics.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗