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NASA NTRS1983

Relating the radar backscattering coefficient to leaf-area index

The relationship between the radar backscattering coefficient of a vegetation canopy, sigma(0) sub can, and the canopy's leaf area index (LAI) is examined. The relationship is established through the development of a model for corn and sorghum and another for wheat. Both models are extensions of the cloud model of Attema and Ulaby (1978). Analysis of experimental data measured at 8.6, 13.0, 17.0, and 35.6 GHz indicates that most of the temporal variations of sigma(0) sub can can be accounted for through variations in green LAI alone, if the latter is greater than 0.5.

Ulaby, F. T.↗

NASA NTRS1986

Satellite-derived leaf-area-index and vegetation maps as input to global carbon cycle models - A hierarchical approach

A hierarchical procedure for developing a leaf area index (LAI) map of deciduous boreal forests is studied. The collection of spectral reflectance data from the Boundary Waters Canoe area in Minnesota using helicopter-, high-altitude aircraft-, and Landsat-mounted spectral sensors is described. The relationship between LAI and biomass and the reflectance ratio is analyzed. The sensitivity of canopy reflectance in the visible and infrared to the LAI of the canopy for various boreal forest species is evaluated. The data reveal that Landsat data are useful for producing LAI maps of deciduous forest areas and the maps provide data which clarifies the function of vegetation in the global carbon cycle models.

Badhwar, G. D.↗

NASA NTRS2011

Measuring Effective Leaf Area Index, Foliage Profile, and Stand Height in New England Forest Stands Using a Full-Waveform Ground-Based Lidar

Effective leaf area index (LAI) retrievals from a scanning, ground-based, near-infrared (1064 nm) lidar that digitizes the full return waveform, the Echidna Validation Instrument (EVI), are in good agreement with those obtained from both hemispherical photography and the Li-Cor LAI-2000 Plant Canopy Analyzer. We conducted trials at 28 plots within six stands of hardwoods and conifers of varying height and stocking densities at Harvard Forest, Massachusetts, Bartlett Experimental Forest, New Hampshire, and Howland Experimental Forest, Maine, in July 2007. Effective LAI values retrieved by four methods, which ranged from 3.42 to 5.25 depending on the site and method, were not significantly different ( b0.1 among four methods). The LAI values also matched published values well. Foliage profiles (leaf area with height) retrieved from the lidar scans, although not independently validated, were consistent with stand structure as observed and as measured by conventional methods. Canopy mean top height, as determined from the foliage profiles, deviated from mean RH100 values obtained from the Lidar Vegetation Imaging Sensor (LVIS) airborne large-footprint lidar system at 27 plots by .0.91 m with RMSE=2.04 m, documenting the ability of the EVI to retrieve stand height. The Echidna Validation Instrument is the first realization of the Echidna lidar concept, devised by Australia's Commonwealth Scientific and Industrial Research Organization (CSIRO), for measuring forest structure using full-waveform, ground-based, scanning lidar.

Zhao, Feng↗

NASA NTRS2008

Generating Vegetation Leaf Area Index Earth System Data Record from Multiple Sensors: Implementation, Analysis and Validation - Part 2

The evaluation of a new global monthly leaf area index (LAI) data set for the period July 1981 to December 2006 derived from AVHRR Normalized Difference Vegetation Index (NDVI) data is described. The physically based algorithm is detailed in the first of the two part series. Here, the implementation, production and evaluation of the data set are described. The data set is evaluated both by direct comparisons to ground data and indirectly through inter-comparisons with similar data sets. This indirect validation showed satisfactory agreement with existing LAI products, importantly MODIS, at a range of spatial scales, and significant correlations with key climate variables in areas where temperature and precipitation limit plant growth. The data set successfully reproduced well-documented spatio-temporal trends and inter-annual variations in vegetation activity in the northern latitudes and semi-arid tropics. Comparison with plot scale field measurements over homogeneous vegetation patches indicated a 7% underestimation when all major vegetation types are taken into account. The error in mean values obtained from distributions of AVHRR LAI and high-resolution field LAI maps for different biomes is within 0.5 LAI for six out of the ten selected sites. These validation exercises though limited by the amount of field data, and thus less than comprehensive, indicated satisfactory agreement between the LAI product and field measurements. Overall, the intercomparison with short-term LAI data sets, evaluation of long term trends with known variations in climate variables, and validation with field measurements together build confidence in the utility of this new 26 year LAI record for long term vegetation monitoring and modeling studies.

Ganguly, Sangram↗

NASA NTRS1984

Relating the microwave backscattering coefficient to leaf area index

This paper examines the relationship between the microwave backscattering coefficient of a vegetation canopy, sigma (can, 0) and the canopy's leaf area index (LAI). The relationship is established through the development of one model for corn and sorghum and another for wheat. Both models are extensions of the cloud model of Attema and Ulaby (1978). Analysis of experimental data measured at 8.6, 13.0, 17.0, and 35.6 GHz indicates that most of the temporal variations of sigma (can, 0) can be accounted for through variations in green LAI alone, if the latter is greater than 0.5.

Ulaby, F. T.↗

NASA NTRS2012

Generating Global Leaf Area Index from Landsat: Algorithm Formulation and Demonstration

This paper summarizes the implementation of a physically based algorithm for the retrieval of vegetation green Leaf Area Index (LAI) from Landsat surface reflectance data. The algorithm is based on the canopy spectral invariants theory and provides a computationally efficient way of parameterizing the Bidirectional Reflectance Factor (BRF) as a function of spatial resolution and wavelength. LAI retrievals from the application of this algorithm to aggregated Landsat surface reflectances are consistent with those of MODIS for homogeneous sites represented by different herbaceous and forest cover types. Example results illustrating the physics and performance of the algorithm suggest three key factors that influence the LAI retrieval process: 1) the atmospheric correction procedures to estimate surface reflectances; 2) the proximity of Landsatobserved surface reflectance and corresponding reflectances as characterized by the model simulation; and 3) the quality of the input land cover type in accurately delineating pure vegetated components as opposed to mixed pixels. Accounting for these factors, a pilot implementation of the LAI retrieval algorithm was demonstrated for the state of California utilizing the Global Land Survey (GLS) 2005 Landsat data archive. In a separate exercise, the performance of the LAI algorithm over California was evaluated by using the short-wave infrared band in addition to the red and near-infrared bands. Results show that the algorithm, while ingesting the short-wave infrared band, has the ability to delineate open canopies with understory effects and may provide useful information compared to a more traditional two-band retrieval. Future research will involve implementation of this algorithm at continental scales and a validation exercise will be performed in evaluating the accuracy of the 30-m LAI products at several field sites. ©

Landsat↗

NASA NTRS2016

Assessing the Transferability of Statistical Predictive Models for Leaf Area Index Between Two Airborne Discrete Return LiDAR Sensor Designs Within Multiple Intensely Managed Loblolly Pine Forest Locations in the South-Eastern USA

Leaf area is an important forest structural variable which serves as the primary means of mass and energy exchange within vegetated ecosystems. The objective of the current study was to determine if leaf area index (LAI) could be estimated accurately and consistently in five intensively managed pine plantation forests using two multiple-return airborne LiDAR datasets. Field measurements of LAI were made using the LiCOR LAI2000 and LAI2200 instruments within 116 plots were established of varying size and within a variety of stand conditions (i.e. stand age, nutrient regime and stem density) in North Carolina and Virginia in 2008 and 2013. A number of common LiDAR return height and intensity distribution metrics were calculated (e.g. average return height), in addition to ten indices, with two additional variants, utilized in the surrounding literature which have been used to estimate LAI and fractional cover, were calculated from return heights and intensity, for each plot extent. Each of the indices was assessed for correlation with each other, and was used as independent variables in linear regression analysis with field LAI as the dependent variable. All LiDAR derived metrics were also entered into a forward stepwise linear regression. The results from each of the indices varied from an R2 of 0.33 (S.E. 0.87) to 0.89 (S.E. 0.36). Those indices calculated using ratios of all returns produced the strongest correlations, such as the Above and Below Ratio Index (ABRI) and Laser Penetration Index 1 (LPI1). The regression model produced from a combination of three metrics did not improve correlations greatly (R2 0.90; S.E. 0.35). The results indicate that LAI can be predicted over a range of intensively managed pine plantation forest environments accurately when using different LiDAR sensor designs. Those indices which incorporated counts of specific return numbers (e.g. first returns) or return intensity correlated poorly with field measurements. There were disparities between the number of different types of returns and intensity values when comparing the results from two LiDAR sensors, indicating that predictive models developed using such metrics are not transferable between datasets with different acquisition parameters. Each of the indices were significantly correlated with one another, with one exception (LAI proxy), in particular those indices calculated from all returns, which indicates similarities in information content for those indices. It can then be argued that LiDAR indices have reached a similar stage in development to those calculated from optical-spectral sensors, but which offer a number of advantages, such as the reduction or removal of saturation issues in areas of high biomass.

Sumnall, Matthew↗

NASA NTRS1985

Estimates of leaf area index from spectral reflectance of wheat under different cultural practices and solar angle

The influence of management practices and solar illumination angle on the leaf area index (LAI) was estimated from measurements of wheat canopy reflectance evaluated by two methods, a regression formula and an indirect technique. The date of planting and the time of irrigation in relation to the stage of plant growth were found to have significant effects on the development of leaves in spring wheat. A reduction in soil moisture adversely affected both the duration and magnitude of the maximum LAI for late planting dates. In general, water stress during vegetative stages resulted in a reduction in maximum LAI, while water stress during the reproductive period shortened the duration of green LAI in spring wheat. Canopy geometry and solar angle also affected the spectral properties of the canopies, and hence the estimated LAI. Increase in solar zenith angles resulted in a general increase in estimated LAI obtained from both methods.

Asrar, G.↗

NASA NTRS2008

Generating Vegetation Leaf Area Index Earth System Data Record from Multiple Sensors: Theory - Part 1

The generation of multi-decade long Earth System Data Records (ESDRs) of Leaf Area Index (LAI) and Fraction of Photosynthetically Active Radiation absorbed by vegetation (FPAR) from remote sensing measurements of multiple sensors is key to monitoring long-term changes in vegetation due to natural and anthropogenic influences. Challenges in developing such ESDRs include problems in remote sensing science (modeling of variability in global vegetation, scaling, atmospheric correction) and sensor hardware (differences in spatial resolution, spectral bands, calibration, and information content). In this paper, we develop a physically based approach for deriving LAI and FPAR products from the Advanced Very High Resolution Radiometer (AVHRR) data that are of comparable quality to the Moderate resolution Imaging Spectroradiometer (MODIS) LAI and FPAR products, thus realizing the objective of producing a long (multi-decadal) time series of these products. The approach is based on the radiative transfer theory of canopy spectral invariants which facilitates parameterization of the canopy spectral bidirectional reflectance factor (BRF). The methodology permits decoupling of the structural and radiometric components and obeys the energy conservation law. The approach is applicable to any optical sensor, however, it requires selection of sensor-specific values of configurable parameters, namely, the single scattering albedo and data uncertainty. According to the theory of spectral invariants, the single scattering albedo is a function of the spatial scale, and thus, accounts for the variation in BRF with sensor spatial resolution. Likewise, the single scattering albedo accounts for the variation in spectral BRF with sensor bandwidths. The second adjustable parameter is data uncertainty, which accounts for varying information content of the remote sensing measurements, i.e., Normalized Difference Vegetation Index (NDVI, low information content), vs. spectral BRF (higher information content). Implementation of this approach indicates good consistency in LAI values retrieved from NDVI (AVHRRmode) and spectral BRF (MODIS-mode). Specific details of the implementation and evaluation of the derived products are detailed in the second part of this two-paper series.

Ganguly, Sangram↗

NASA NTRS1984

Techniques for the estimation of leaf area index using spectral data

Based on the radiative transport theory of a homogeneous canopy, a new approach for obtaining transformations of spectral data used to estimate leaf area index (LAI), is developed. The transformations which are obtained without any ground knowledge of LAI show low sensitivity to soil variability, and are linearly related to LAI with relationships which are predictable from leaf reflectance, transmittance properties, and canopy reflectance models. Evaluation of the SAIL (scattering by arbitrarily inclined leaves) model is considered. Using only nadir view data, results obtained on winter and spring wheat and corn crops are presented.

Badhwar, G. D.↗

NASA NTRS2012

Assimilating Remote Sensing Observations of Leaf Area Index and Soil Moisture for Wheat Yield Estimates: An Observing System Simulation Experiment

Observing system simulation experiments were used to investigate ensemble Bayesian state updating data assimilation of observations of leaf area index (LAI) and soil moisture (theta) for the purpose of improving single-season wheat yield estimates with the Decision Support System for Agrotechnology Transfer (DSSAT) CropSim-Ceres model. Assimilation was conducted in an energy-limited environment and a water-limited environment. Modeling uncertainty was prescribed to weather inputs, soil parameters and initial conditions, and cultivar parameters and through perturbations to model state transition equations. The ensemble Kalman filter and the sequential importance resampling filter were tested for the ability to attenuate effects of these types of uncertainty on yield estimates. LAI and theta observations were synthesized according to characteristics of existing remote sensing data, and effects of observation error were tested. Results indicate that the potential for assimilation to improve end-of-season yield estimates is low. Limitations are due to a lack of root zone soil moisture information, error in LAI observations, and a lack of correlation between leaf and grain growth.

Nearing, Grey S.↗

NASA NTRS1988

Comparison of measured C-band scattering coefficients with model predictions as a function of leaf area index and Biomass

The backscattering coefficients for black spruce and aspen at an incidence angle of 50 deg obtained using a helicopter mounted C-band scatterometer are related to leaf area index (LAI) and biomass for several dates while leaves are present. These data are compared with estimates obtained from the Fung disk model for aspen. Implications for spacecraft SAR (e.g., SIR-C) systems and their ability to determine biophysical characteristics of forest canopies are discussed. The precision of SAR data is insufficient to provide consistent tests of the relationship of LAI to the scattering coefficient for single polarizations alone. Backscatter models only provide a simulation of part of the canopy, and more attention needs to be placed on collecting field data which support tests of the microwave scattering models.

Pitts, D. E.↗

NASA NTRS2005

Assessment of the Broadleaf Crops Leaf Area Index Product from the Terra MODIS Instrument

The first significant processing of Terra MODIS data, called Collection 3, covered the period from November 2000 to December 2002. The Collection 3 leaf area index (LAI) and fraction vegetation absorbed photosynthetically active radiation (FPAR) products for broadleaf crops exhibited three anomalies (a) high LAI values during the peak growing season, (b) differences in LAI seasonality between the radiative transfer-based main algorithm and the vegetation index based back-up algorithm, and (c) too few retrievals from the main algorithm during the summer period when the crops are at full flush. The cause of these anomalies is a mismatch between reflectances modeled by the algorithm and MODIS measurements. Therefore, the Look-Up-Tables accompanying the algorithm were revised and implemented in Collection 4 processing. The main algorithm with the revised Look-Up-Tables generated retrievals for over 80% of the pixels with valid data. Retrievals from the back-up algorithm, although few, should be used with caution as they are generated from surface reflectances with high uncertainties.

Tan, Bin↗

NASA NTRS2022

Assimilation of Remotely Sensed Leaf Area Index Enhances the Estimation of Anthropogenic Irrigation Water Use

Representation of irrigation in Earth System Models has advanced over the past decade, yet large uncertainties persist in the effective simulation of irrigation practices, particularly over locations where the on-ground practices and climate impacts are less reliably known. Here we investigate the utility of assimilating remotely sensed vegetation data for improving irrigation water use and associated fluxes within a land surface model. We show that assimilating optical sensor-based leaf area index estimates significantly improves the simulation of irrigation water use when compared to the USGS ground reports. For heavily irrigated areas, assimilation improves the evaporative fluxes and gross primary production (GPP) simulations, with the median correlation increasing by 0.1–1.1 and 0.3–0.6, respectively, as compared to the reference datasets. Further, bias improvements in the range of 14–35 mm mo^(−1) and 10–82 g m^(-2)mo^(−1) are obtained in evaporative fluxes and GPP as a result of incorporating vegetation constraints, respectively. These results demonstrate that the use of remotely sensed vegetation data is an effective, observation-informed, globally applicable approach for simulating irrigation and characterizing its impacts on water and carbon states.

Earth System Models↗

NASA NTRS2020

The influence of assimilating leaf area index in a land surface model on global water fluxes and storages

Vegetation plays a fundamental role not only in theenergy and carbon cycles but also in the global water balanceby controlling surface evapotranspiration (ET). Thus, accu-rately estimating vegetation-related variables has the poten-tial to improve our understanding and estimation of the dy-namic interactions between the water, energy, and carbon cy-cles. This study aims to assess the extent to which a land sur-face model (LSM) can be optimized through the assimilationof leaf area index (LAI) observations at the global scale. Twoobserving system simulation experiments (OSSEs) are per-formed to evaluate the efficiency of assimilating LAI into anLSM through an ensemble Kalman filter (EnKF) to estimateLAI, ET, canopy-interception evaporation (CIE), canopy wa-ter storage (CWS), surface soil moisture (SSM), and terres-trial water storage (TWS). Results show that the LAI dataassimilation framework not only effectively reduces errorsin LAI model simulations but also improves all the modeledwater flux and storage variables considered in this study (ET,CIE, CWS, SSM, and TWS), even when the forcing pre-cipitation is strongly positively biased (extremely wet con-ditions). However, it tends to worsen some of the modeledwater-related variables (SSM and TWS) when the forcingprecipitation is affected by a dry bias. This is attributed tothe fact that the amount of water in the LSM is conservative,and the LAI assimilation introduces more vegetation, whichrequires more water than what is available within the soil

Terrestrial Vegetation↗

NASA NTRS1994

Remote Sensing of Seasonal Leaf Area Index Across the Oregon Transect

Remotely sensed data acquired from four remote-sensing instruments on three different aircraft platforms over a transect of coniferous forest stands in Oregon were analyzed with respect to seasonal leaf area index (LAI). Data from the four instruments were corrected for the varying seasonal and geographic atmospheric conditions present along the transect. Strong logarithmic relationships were observed between seasonal maximum and minimum LAI and the simple ratio (SR) (near infrared/red reflectance) calculated from the broad-spectral-band Thematic Mapper Simulator (TMS), as well as from the narrow-spectral-band Airborne Visible/Infrared Imaging Spectrometer (AVIRIS), the Compact Airborne Spectrographic Imager (CASI), and a Spectron SE590 spectro-radiometer (R(exp 2) = 0.82-0.97). The TMS SR reached an asymptote at an LAI of approx. 7-8. However, the SE590 and the CASI SR continued to increase up to the maximum LAI of 10.6. The variability of the relationship between the AVIRIS SR and LAI increased at stands with LAIs greater than 7, making a trend in the AVIRIS SR-LAI relationship at LAIs greater than 7 difficult to discern. The SRs of the coniferous forest stands measured by the narrow-spectral-band instruments were higher than they were from the broad-spectral-band TMS. This is attributed partially to the integration of the TMS over a broad wavelength region in the red and more strongly to calibration differences between the sensors. Seasonal TMS SR trends for four time periods for some of the stands deviated from the expected seasonal LAI trends, possibly because of smoke and very low sun angles during some of the acquisition periods. However, the expected SR differences for the seasonal minimum and maximum LAI were observed for all of the sensors for nearly all of the forest stands. This study, demonstrates that remotely, sensed data from both broad- and narrow spectral band instruments can provide estimates of LAI for use in forest ecosystems simulation models to estimate evapotranspiration, photosynthesis, canopy turnover, and net primary production over large areas.

Spanner, Michael↗

NASA NTRS2006

Analysis of Leaf Area Index and Fraction of PAR Absorbed by Vegetation Products from the Terra MODIS Sensor: 2000-2005

The analysis of two years of Collection 3 and five years of Collection 4 Terra Moderate Resolution Imaging Spectroradiometer (MODIS) Leaf Area Index (LAI) and Fraction of Photosynthetically Active Radiation (FPAR) data sets is presented in this article with the goal of understanding product quality with respect to version (Collection 3 versus 4), algorithm (main versus backup), snow (snow-free versus snow on the ground), and cloud (cloud-free versus cloudy) conditions. Retrievals from the main radiative transfer algorithm increased from 55% in Collection 3 to 67% in Collection 4 due to algorithm refinements and improved inputs. Anomalously high LAI/FPAR values observed in Collection 3 product in some vegetation types were corrected in Collection 4. The problem of reflectance saturation and too few main algorithm retrievals in broadleaf forests persisted in Collection 4. The spurious seasonality in needleleaf LAI/FPAR fields was traced to fewer reliable input data and retrievals during the boreal winter period. About 97% of the snow covered pixels were processed by the backup Normalized Difference Vegetation Index-based algorithm. Similarly, a majority of retrievals under cloudy conditions were obtained from the backup algorithm. For these reasons, the users are advised to consult the quality flags accompanying the LAI and FPAR product.

Yang, Wenze↗

NASA NTRS1979

Assessing soybean leaf area and leaf biomass by spectral measurements

Red and photographic infrared spectral radiances were correlated with soybean total leaf area index, green leaf area index, chlorotic leaf area index, green leaf biomass, chlorotic leaf biomass, and total biomass. The most significant correlations were found to exist between the IR/red radiance ratio data and green leaf area index and/or green leaf biomass (r squared equals 0.85 and 0.86, respectively). These findings demonstrate that remote sensing data can supply information basic to soybean canopy growth, development, and status by nondestructive determination of the green leaf area or green leaf biomass.

Holben, B. N.↗