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DOE OSTI2025

Dual-Baseline Search for Active-to-Sterile Neutrino Oscillations in NOvA

We report a search for neutrino oscillations to sterile neutrinos under a model with three active and one sterile neutrinos (3+1 model). This analysis uses the NOvA detectors exposed to the NuMI beam, running in neutrino mode. The data exposure, 13.6 × 10 20 protons on target, doubles that previously analyzed by NOvA, and the analysis is the first to use 𝜈 𝜇 charged-current interactions in conjunction with neutral-current interactions. Neutrino samples in the near and far detectors are fitted simultaneously, enabling the search to be carried out over a Δ⁢𝑚$^{2}_{41}$ range extending 2 (3) orders of magnitude above (below) 1 eV 2 . NOvA finds no evidence for active-to-sterile neutrino oscillations under the 3+1 model at 90% confidence level. New limits are reported in multiple regions of parameter space, excluding some regions currently allowed by IceCube at 90% confidence level. We additionally set the most stringent limits for anomalous 𝜈 𝜏 appearance for Δ⁢𝑚$^{2}_{41}$ ≤ 3 eV 2 .

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Neutrino oscillation phenomenology in the standard model and beyond

Over the last 20 years measurements of neutrino oscillation parameters have become very precise. In the standard neutrino oscillation picture most of the parameters are measured at the percent level. In this thesis we study neutrino oscillations in the standard picture and beyond. We analyze data from all types of neutrino oscillation experiments to obtain a global picture of neutrino oscillations. The remaining unknowns in the standard picture are the value of the CP-violating phase $\delta$, the octant of the atmospheric angle $\theta_{23}$ and the neutrino mass ordering. We discuss the current status of these unknowns and also comment on how well future experiments will do in measuring these quantities, where we discuss new facilities which will observe accelerator, atmossperic and reactor neutrinos. Using oscillation data it is possible to bound a possible violation of the CPT symmetry in the neutrino sector. This is done by performing a fit to neutrino and antineutrino oscillation data separately. We also address the capability of the future experiment DUNE to this scenario. We show that DUNE could improve some of the current bounds considerably. We discuss the sensitivity of DUNE together with the next generation reactor neutrino experiment JUNO to measure quasi-Dirac neutrino oscillations. We find that the future experiments will be able to bound the important quantities, mostly unbounded by current data. Finally, we discuss atmospheric neutrinos at the next generation neutrino telescope ORCA. We show that ORCA will put the best bounds on the invisible neutrino decay of $\nu_3$, coming from neutrino oscillation experiments. We also find that, a scenario like this would not affect the standard measurements of ORCA, namely the determination of the atmospheric neutrino oscillation parameters and the measurement of the neutrino mass ordering.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Signatures of ultralight dark matter in neutrino oscillation experiments

We study how neutrino oscillations could probe the existence of ultralight bosonic dark matter. Three distinct signatures on neutrino oscillations are identified, depending on the mass of the dark matter and the specific experimental setup. These are time modulation signals, oscillation probability distortions due to fast modulations, and fast varying matter effects. We provide all the necessary information to perform a bottom-up, model-independent experimental analysis to probe such scenarios. Using the future DUNE experiment as an example, we estimate its sensitivity to ultralight scalar dark matter. Our results could be easily used by any other oscillation experiment.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Beyond $Δm^2$: Absolute Mass Sensitivity in Neutrino Oscillations

Conventional wisdom says that neutrino oscillations measure only mass-squared differences and not the absolute neutrino mass scale. This is true, however, only at leading order in the expansion parameters $m_i/E$, the ratios of the neutrino masses $m_i$ ($i=1,2,3$) to the neutrino energy $E$. At next-to-leading order, the oscillation phase includes terms proportional to $m_i^4-m_j^4 = Δm^2_{ij}(m_i^2+m_j^2)$, and is therefore sensitive to the absolute mass scale. In this paper, we derive the next-to-leading-order corrections using a wave-packet treatment and taking into account the neutrino-production kinematics. We then apply this result to reactor antineutrinos and find that the JUNO experiment is sensitive to neutrino masses of a few hundred keV. While not competitive with existing bounds from beta decay, electron capture, and cosmology, neutrino oscillations provide a novel, complementary probe of the neutrino mass scale, with sensitivity to a different combination of neutrino masses.

Alves, Gustavo F.S. [Fermilab; Argonne; Northweste↗
DOE OSTI2021

Novel usage of deep learning and high-performance computing in long-baseline neutrino oscillation experiments

Mención Internacional en el título de doctorDeep-learning methods are playing a crucial role in numerous scientific and industrialapplications. Over the past two decades, these techniques have helped in the collection,reconstruction, and analysis of large data samples in particle physics experiments. Themain topic of this PhD research is the study of deep-learning techniques in long-baselineneutrino oscillation experiments. Neutrinos are mysterious light elementary particles,and their investigation is essential to shed light on some of the remaining open questionsin physics. The work presented here describes an algorithm based on a convolutionalneural network developed to provide highly accurate and efficient selections of electronneutrino and muon neutrino interactions in the Deep Underground Neutrino Experiment(DUNE). With this algorithm, the electron neutrino (antineutrino) selection efficiencypeaks at 90% (94%) and exceeds 85% (90%) for reconstructed neutrino energies between2-5 GeV. The selection efficiency for muon neutrino (antineutrino) interactions is foundto have a maximum of 96% (97%) and exceeds 90% (95%) efficiency for reconstructedneutrino energies above 2 GeV. When considering all electron neutrino and antineutrinointeractions as signal (both those appearing from oscillations and those intrinsic tothe beam), a selection purity of 90% is achieved. These event selections are criticalto maximise the sensitivity of the experiment to CP-violating effects, key to furtherunderstand the matter-antimatter asymmetry of the Universe.In high-energy physics experiments, deep learning has also been explored for producingfast simulations and physically-motivated manipulations of simulated images. Some ofthose simulations, such as the light production and detection, are very computationallyexpensive and require novel methods to produce the necessary samples while controllingthe varied underlying physics model parameters. To do so, we invented the model-assistedgenerative adversarial network (MAGAN), first validated on simple generic case studiesand then successfully applied to the DUNE photon-detector simulation.Moreover, we also developed graph neural networks for 3D-voxel classification ofambiguities and optical crosstalk for a different particle physics experiment, most preciselyfor the proposed SuperFGD. This novel 3D-granular plastic-scintillator neutrino detectorwill be used to upgrade the near detector of the T2K neutrino oscillation experiment, and our method reports efficiencies and purities of 94-96% per event in the classificationof particle track voxels.Due to the growth and complexity of deep neural networks, researchers have beeninvestigating techniques to train those networks in a more computationally-efficient way.Many efforts have been made by the community to optimise deep-learning models byparallelising or distributing their training computation across multiple devices. In thisthesis, we study an approach based on data locality for those neural networks that cannotbenefit from scaling their computation due to a significant bottleneck in the data I/O.The research also includes a detailed study on the performance of deep neural networkson hardware accelerator boards.Los métodos de aprendizaje profundo son cada vez más utilizados en numerosas aplicacionescientíficas e industriales hoy en día. Durante las dos últimas décadas, estastécnicas se han empleado en la recolección, reconstrucción y análisis de la gran cantidadde datos generados por experimentos de física de partículas. El tema principal de estatesis doctoral es el uso de estos modelos de aprendizaje profundo en experimentos defísica de neutrinos, en concreto en los experimentos de larga distancia DUNE y T2K. Losneutrinos, partículas fundamentales neutras, de las más ligeras del Universo, pueden serclave para explicar algunas de las cuestiones todavía sin resolver en física fundamental.Entre las diferentes contribuciones que esta tesis ha hecho a su estudio, cabe destacar eldesarrollo de un algoritmo basado en una red de neuronas convolucional para seleccionarcon gran eficiencia y precisión las interacciones de neutrinos electrónicos y muónicos enel Deep Underground Neutrino Experiment (DUNE). La eficiencia de selección obtenidapara neutrinos (antineutrinos) electrónicos alcanza un máximo del 90% (94%) y supera el85% (90%) para neutrinos con energías reconstruidas en el rango 2-5 GeV. La selección deneutrinos (antineutrinos) muónicos tiene una eficiencia máxima del 96% (97%) y excedeel 90% (95%) para neutrinos con energías reconstruidas de más de 2 GeV. Considerandocomo señal todas las interacciones de neutrinos y antineutrinos electrónicos (procedentestanto de oscilaciones como intrínsecos en el haz inicial), se logra una pureza en la seleccióndel 90%. Dichas selecciones de eventos son fundamentales para maximizar la sensibilidaddel experimento a los efectos de violació...

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2025

Exploring entanglement and spectral split correlations in three-flavor collective neutrino oscillations

In environments with prodigious numbers of neutrinos, such as core-collapse supernovae, neutron star mergers, or the early Universe, neutrino-neutrino interactions are dynamically significant. They can dominate neutrino flavor evolution and force it to be nonlinear, causing collective neutrino oscillations. Such collective oscillations have been studied numerically, for systems with up to millions of neutrinos, using mean-field or one-particle effective approximations. However, such a system of interacting neutrinos is a quantum many-body system, wherein quantum correlations could play a significant role in the flavor evolution—thereby motivating the exploration of many-body treatments that follow the time evolution of these correlations. In many-body flavor evolution calculations with two neutrino flavors, the emergence of spectral splits in the neutrino energy distributions has been found to be correlated with the degree of quantum entanglement across the spectrum. In this work, for the first time, we investigate the emergence of spectral splits in the three-flavor many-body collective neutrino oscillations. We find that the emergence of spectral splits resembles the number and location found in the mean-field approximation but not in the width. Moreover, unlike in the two-flavor many-body calculations, we find that additional degrees of freedom make it more difficult to establish a correlation between the location of the spectral splits and the degree of quantum entanglement across the neutrino energy spectrum. The observation from the two-flavor case, that neutrinos nearest to the spectral split frequency exhibit the highest level of entanglement, is more difficult to ascertain in the three-flavor case because of the presence of multiple spectral splits across different pairwise combinations of flavor and/or mass states. Published by the American Physical Society 2025

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Standard and Non-Standard Neutrino Oscillations at the NOvA Experiment

Initially believed to be massless, the discovery of neutrino oscillations proved that neutrinos have masses, a feature not anticipated by the Standard Model of Elementary Particles. Investigations of the existence of the so-called physics Beyond the Standard Model is a subject of active effort in the field of particle physics. Interactions of neutrinos with matter are well described by the Standard Model, however in the presence of new physics our knowledge and ability to measure the standard neutrino oscillation parameters may be affected. Non-Standard Interactions (NSI) may arise as a subleading effect to the neutrino oscillation framework by introducing additional parameters resulting from a generalized matter potential.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2026

Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme

The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector. *************************************** AUTHOR = Slater, Bethany University of Liverpool b.slater2@liverpool.ac.uk TITLE = Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme PAGES = 218 NOTE = Ph.D. University of Liverpool March 2026 ABSTRACT = The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector.

Slater, Bethany [Liverpool U.]↗
DOE OSTI2026

Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme

The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector. *************************************** AUTHOR = Slater, Bethany University of Liverpool b.slater2@liverpool.ac.uk TITLE = Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme PAGES = 218 NOTE = Ph.D. University of Liverpool March 2026 ABSTRACT = The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector.

Slater, Bethany [Liverpool U.]↗
DOE OSTI2026

Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme

The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector. *************************************** AUTHOR = Slater, Bethany University of Liverpool b.slater2@liverpool.ac.uk TITLE = Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme PAGES = 218 NOTE = Ph.D. University of Liverpool March 2026 ABSTRACT = The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector.

Slater, Bethany [Liverpool U.]↗
DOE OSTI2023

Experimental Considerations in Long-Baseline Neutrino Oscillation Measurements

Long-baseline neutrino oscillation experiments, which are among the largest neutrino experiments in the world, have extensive physics programs to make precision measurements of three-flavor oscillation parameters, search for physics beyond the Standard Model, and study neutrinos from astrophysical sources. In this article, experimental considerations, including oscillation phenomenology, detector and experiment design, and analysis strategies, are described, with a focus on the three-flavor oscillation measurements. Current and future experiments are discussed, and significant sources of systematic uncertainty, along with mitigation strategies, are emphasized as control of systematic uncertainty is critical for success in precise measurement of long-baseline oscillation parameters. This article is structured as a primer for those new to this area of experimental work.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Physics potential of the IceCube Upgrade for atmospheric neutrino oscillations

The IceCube Upgrade is an extension of the existing IceCube Neutrino Observatory and will be deployed in the 2025–2026 austral summer. It will significantly improve the sensitivity of the detector to atmospheric neutrino oscillations. The existing 86-string IceCube array contains a dense in-fill known as DeepCore which is optimized to measure neutrinos with energies down to a few GeV. The IceCube Upgrade will consist of seven new densely instrumented strings placed within the DeepCore volume to further enhance the performance in the GeV energy range. The additional strings will feature new optical modules, each containing multiple photomultiplier tubes (PMTs), in contrast to the existing modules that each contain a single PMT. This will more than triple the number of PMT channels with respect to the current IceCube configuration, allowing for improved detection efficiency and reconstruction performance at GeV energies. We describe necessary updates to simulation, event selection, and reconstruction to accommodate the higher data rates observed by the upgraded detector and the addition of multi-PMT modules. We determine the expected sensitivity of the IceCube Upgrade to the atmospheric neutrino oscillation parameters sin 2 ⁡𝜃 23 and Δ⁢𝑚$^{2}_{32}$, the appearance of tau neutrinos and the neutrino mass ordering. The IceCube Upgrade will provide neutrino oscillation measurements that are of similar precision to those from accelerator experiments, while providing complementarity by probing higher energies and longer baselines, and with different sources of systematic uncertainties.

artificial neural networks↗
DOE OSTI2024

Constructing Data-Driven Predictions at the Far Detector for NOvA's Neutrino Oscillation Analysis.

NOvA, is a two-detector, long-baseline neutrino oscillation experiment located at Fermilab, Batavia, IL, USA. It is designed primarily to constrain neutrino oscillation parameters using $\nu_\mu \ (\bar{\nu}_\mu)$ disappearance and $\nu_e \ (\bar{\nu}_e)$ appearance data. The Neutrinos at Main Injector (NuMI) beamline at Fermilab provides a high purity 900 KW intense beam of neutrinos and anti-neutrinos to NOvA. The NOvA Near Detector, located 100m underground and 1km away from the beam source, observes the un-oscillated $\nu_\mu \ (\bar{\nu}_\mu)$ and beam $\nu_e \ (\bar{\nu}_e)$ event spectrum. The Far Detector, located in Ash River, MN, USA, is 809 km from the ND and records the oscillated $\nu_e \ (\bar{\nu}_e)$ and the un-oscillated $\nu_\mu \ (\bar{\nu}_\mu)$ event spectrum. NOvA uses a data-driven technique called extrapolation to predict the expected number of $\nu_\mu \ (\bar{\nu}_\mu)$ and $\nu_e \ (\bar{\nu}_e)$ events at the Far Detector using the Near Detector data. The use of data from a functionally equivalent Near Detector provides a powerful constraint on the systematic uncertainties in NOvA neutrino oscillation analyses. As NOvA continues to add data statistics, a robust constraint on systematics becomes more crucial for neutrino oscillation analysis. The details of the NOvA neutrino oscillation analysis framework and how it constrains dominant systematic uncertainties using the Near Detector data will be discussed in this poster.

43 PARTICLE ACCELERATORS↗
DOE OSTI2020

Measurement of 3-Flavour Neutrino Oscillation Parameters in the NOvA Experiment

NOvA is a long-baseline neutrino oscillation experiment consisting of two functionally identical tracking calorimeters, a Near and Far Detector, that measure neutrino interactions induced by the Fermi National Accelerator Laboratory’s NuMI beam at baselines of 1 km and 810 km, respectively. The NuMI beam can be configured to produce either a primary ν µ neutrino or $\bar{ν}$ µ anti-neutrino beam. Neutrino oscillations are observed and measured by the analysis of ν µ + $\bar{ν}$ µ disappearance and νe + $\bar{ν}$ e appearance in the beam, comparing the neutrino energy spectra in the Near and Far detectors means that neutrino oscillation parameters sin 2 θ 23 , |Δ$m^2_{32}$|, and δ CP can be constrained. This thesis presents the 2018 NOvA ν µ +$\bar{ν}$ µ disappearance, ν e +$\bar{ν}$ e appearance, and combined analyses using both neutrino and anti-neutrino data, where oscillation fits have been performed, where possible, on an event-by-event basis rather than on a bin-by-bin basis as has conventionally been used in NOvA oscillation analyses. This allows for better precision in applying both neutrino oscillation probabilities and systematic uncertainties. Furthermore, oscillation analyses for the disappearance, appearance, and combined channels are presented using an unbinned likelihood fit and compared with the equivalent binned χ 2 likelihood fit used in the standard analysis. The 14 ktonne detector equivalent beam exposures used for this thesis are 8.85 × 10 20 and 6.91 × 10 20 protons on target for neutrino and antineutrino data respectively, corresponding to 5 years of NOvA data taking. A combined ν µ + $\bar{ν}$ µ disappearance and ν e + $\bar{ν}$ e appearance fit to the Far Detector data, assuming normal mass ordering and using the event-by-event oscillation and unbinned fitting methodologies, produces oscillation parameter constraints of Δ$m^2_{32}$ = (2.50$^{+0.08}_{-0.06}$) × 10 -3 eV 2 , sin 2 θ 23 = 0.59$^{+0.02}_{-0.04}$, and δ CP = 0.72$^{+0.5}_{-0.9}$π.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Systematic Uncertainties of the NOvA Neutrino Oscillation Analysis

NOvA is a two detector long-baseline neutrino oscillation experiment using Fermilab’s 700 kW NuMI muon neutrino beam. It studies the disappearance of muon (anti)neutrinos and the appearance of electron (anti)neutrinos in the beam over a distance of 810 km between the detectors. The observations can be used to constrain neutrino oscillation parameters: $\theta_{23}, \Delta m_{32}^2$ and $\delta_{CP}$ in the standard 3 active neutrinos paradigm. Although statistical uncertainties currently dominate in these measurements, understanding the major sources of systematic uncertainties and their correlations is vital for both the interpretation and precision of the results and also for further improvements of the analysis. This note presents details of the systematic uncertainties affecting NOvA's neutrino oscillation analysis results and how we evaluate them by generating systematically shifted predictions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Improving the NOvA 3-Flavour Neutrino Oscillation Analysis

NOvA is a long-baseline neutrino experiment studying neutrino oscillations, a quantum mechanical interference phenomena where the observed neutrino flavour differs from that measured earlier, stemming from neutrino mass and flavour states mixing. NOvA consists of two functionally identical tracking calorimeter detectors deployed in the Fermilab NuMI beam. Both detectors are placed 14.6 mrad off the beam axis to achieve a narrow energy peak at 1.8 GeV at an oscillation maximum. The NOvA 3-flavour oscillation analysis measures the neutrino oscillation parameters sin2θ23 and ∆m232 as well as sets limit to δCP , the octant of θ23 and the sign of ∆m32. The event selection for 3-flavour neutrino oscillation analysis ensures the maximum quantity of signal is made available and a minimal amount of background is present. The current disappearance analysis selection has an efficiency of 80% for selecting νμ CC events, and with some improvements additional events could be recovered into the analysis to improve the sensitivity to the aforementioned oscillation parameters. In an effort to recover the currently rejected signal event to the analysis, these events were trained in a classification neural network. The aim of the network was to divide the data into signal (νμ CC events) and background (NC and νe CC events). The highest performing network gave an additional figure of merit gain of 2.34 increasing the sensitivity by 4.3% in effective POT equal to 33 days of additional data taking. This was compared to changing the current particle identification event selection cuts, the best result out of the tested cut combinations gave an additional FOM of 3.36 equal to 3.7% increase in effective POT equivalent to 28 days of data taking.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Neutrino halo effect on collective neutrino oscillation in iron core-collapse supernova model of a 9.6 M ⊙ star

We extend the multi-angle computational framework and investigate the time evolution of the neutrino halo on collective neutrino oscillation in the core collapse of an iron core progenitor. We find that in the case of the 9.6 M progenitor adopted in this work, there are windows of time when the effects of neutrino halo and collective neutrino oscillation are not simultaneously large. Inside the shock, the impact of the inward-scattered halo neutrino cannot in general be neglected compared to the outward-propagating neutrino flux. However, during early epochs, collective neutrino oscillation is effectively shut down by multi-angle matter suppression. During the intermediate epoch, collective neutrino oscillation is not suppressed, but its onset radius is beyond the still relatively small explosion shock front where the halo is prominent. We also find in the case of the 9.6 M progenitor the halo neutrinos induce a delay in the onset of collective neutrino oscillations. This causes novel flavor conversions which sharpen collective neutrino oscillation spectral features. We predict that the inclusion of neutrino halo effects makes neutrino signals that are more clearly distinct from thermal emission that when halo neutrinos are omitted.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Latest Three-Flavor Neutrino Oscillation Results from NOvA

NOvA, is a two-detector, long-baseline neutrino oscillation experiment located at Fermilab, Batavia, IL, USA. It aims to constrain neutrino oscillation parameters by analyzing $\nu_\mu (\bar{\nu}_\mu)$ disappearance and $\nu_e (\bar{\nu}_e)$ appearance data. The experiment uses the Neutrinos at Main Injector (NuMI) beamline at Fermilab, which delivers a high-purity 900 KW beam of neutrinos and anti-neutrinos. The detectors are functionally identical finely granulated liquid tracking calorimeters, both situated 14.6 mrad off-axis to the beam direction. The NOvA Near Detector (ND), situated 100 meters underground and 1 kilometer from the beam source, detects the un-oscillated $\nu_\mu (\bar{\nu}_\mu)$ and beam $\nu_e (\bar{\nu}_e)$ events. The Far Detector (FD), located in Ash River, MN, USA, 809 kilometers from the ND, records the oscillated $\nu_e (\bar{\nu}_e)$ and the un-oscillated $\nu_\mu (\bar{\nu}_\mu)$ events. NOvA employs an extrapolation technique to predict the expected events at the Far Detector based on the Near Detector data, thereby providing a significant constraint on systematic uncertainties in the oscillation analyses. As NOvA accumulates more data, controlling these systematic uncertainties becomes increasingly important. This talk will detail the NOvA neutrino oscillation analysis framework and its approach to minimizing dominant systematic uncertainties using Near Detector data. The latest three flavor neutrino oscillation results based on a neutrino-beam exposure of $26.60 \times 10^{20}$ POT and an anti-neutrino beam exposure of $12.50\times 10^{20}$ POT and a novel low energy $\nu_e$ sample, will also be presented.

Choudhary, Brajesh↗