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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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NASA NTRSDate not supplied

Solar Storms and Flying to Mars

Solar energetic particles (SEP) are a significant concern for interplanetary human spaceflight. Here we consider SEP radiation hazards for humans on long-duration deep space missions, such as NASA’s 850-day mission concept set to launch in time to get there by 2040. Astronauts must deal not only with possible accumulated dose, but also with acute hazards that can develop in approximately the same time scale as the speed-of-light communications time. We discuss the space weather infrastructure needed in the vicinity of the spacecraft and/or Mars to alleviate the SEP radiation hazard.

space weather↗
NASA NTRSDate not supplied

Deflection of Solar Energetic Protons by an Ion Thruster

While Galactic Cosmic Rays (GCR) represent a long-term cancer risk to deep space human missions, Solar Energetic Particles (SEP) represent a significant acute radiation hazard to human spaceflight. This work investigates wave-particle interactions caused by the incidence of a beam of energetic protons, representing a notional SEP event, onto a cloud of ions representing a notional ion thruster plume. The resulting electromagnetic ion/ion instability is developed to investigate the degree to which energetic protons can be scattered out of the initial beam. This work includes investigations of deflection rate dependences on incident SEP energy and flux, ion thruster power and orientation relative to SEP incidence, plume ion species, and background plasma. Also investigated are the spectrum and angular distribution of electromagnetic radiation resulting from the wave-particle interactions. The primary objective of this investigation is to develop a technique for active mitigation of SEP radiation threats to spacecraft and crew, by exploring the wave-particle interaction of a SEP event with the plasma plume expelled from an ion thruster. Since the cost in expended fuel restricts this technique to intermittent use during interplanetary flights, effective prediction of when a SEP event might impact the mission is still important, and the observation of conditions that might lead to SEP events, human-in-the-loop space weather analyses, and development of SEP prediction models remain essential to crew safety, spacecraft function, and mission success.

Interplanetary Space Flight↗
NASA NTRSDate not supplied

Investigation of the Alfven Wave Turbulence on the Dynamics of SEPs

Solar energetic particles (SEPs) are high-energy particles originating from the Sun that pose potential risks to space missions, especially those outside Earth's protective magnetosphere. Understanding their behavior within the heliosphere and Earth's magnetosphere is vital for the safety and functionality of space exploration. The study focuses on how the pitch angle scattering, the angle change between a particle's velocity and the magnetic field due to interactions with magnetic irregularities, impacts the decay phase of SEP events. By solving the focused transport equation, the study models the transport of SEPs along magnetic field lines, extending these lines up to 5 AU (Astronomical Units) to understand their behavior even beyond the typical proximity to the Sun. Incorporating the effects of pitch angle scattering at such vast distances is crucial for understanding the decay dynamics of a SEP event. This modeling of SEPs is integrated with simulations of other vital space phenomena: the solar wind, interplanetary magnetic field, and Alfven wave turbulence. This presentation covers the modeling approach used in this research and the role of pitch angle scattering at various heliocentric distances on the dynamics of the SEP events' decay phase.

solar energetic particles↗
NASA NTRS1988

Transport equations for low-energy solar particles in evolving interplanetary magnetic fields

Two new forms of a simplified Fokker-Planck equation are derived for the transport of low-energy solar energetic particles in an evolving interplanetary magnetic field, carried by a variable radial solar wind. An idealized solution suggests that the 'invariant' anisotropy direction reported by Allum et al. (1974) may be explained within the conventional theoretical framework. The equations may be used to relate studies of solar particle propagation to solar wind transients, and vice versa.

Ng, C. K.↗
NASA NTRSDate not supplied

SPHINX: An SEP Model Validation Infrastructure developed through Community Challenges and the SEP Scoreboards

Solar Energetic Particle (SEP) events are interesting from a scientific perspective as they are the product of a broad set of physical processes from the corona out through the extent of the heliosphere, and provide insight into processes of particle acceleration and transport that are widely applicable in astrophysics. From the operations perspective, SEP events pose a radiation hazard for aviation, electronics in space, and human space exploration, in particular for missions outside of the Earth’s protective magnetosphere including to the Moon and Mars (Whitman et al 2022). For these reasons, SEP modelers have developed a rich and diverse set of models with a wide variety of aims. Some models probe the basic physics at the heart of particle acceleration and transport. Others produce fast statistical forecasts or employ disruptive new techniques like Machine Learning with the goal to assist end users in making operational decisions. To enable a consistent and quantitative understanding of SEP model performance, a generalized, automated validation infrastructure, called SPHINX, is being developed at NASA SRAG in close collaboration with NASA CCMC, NASA M2M, NOAA SWPC, and BIRA-IASB. This infrastructure has been built up through a multi-year community challenge. Starting in 2018 at the SHINE workshop, an effort was launched through SHINE, ISWAT, and ESWW to encourage quantitative, comprehensive, and consistent validation of SEP models. This effort has defined a set of challenge SEP events with the aim of generating quantitative comparisons between forecasts and observations and a set of challenge “non-events” to assess false alarms. In 2023, these challenge lists have been extended to statistically significant numbers with a prescribed set of rules for producing forecasts and supported through the dedicated SEPVAL working meetings. The participation of the research community has allowed the infrastructure to validate all the types of outputs being produced by SEP models. In parallel, the SPHINX code is being applied to real time forecasts submitted to the SEP Scoreboards, ensuring that the validation infrastructure can interpret forecasts produced in an operational scenario and provide metrics meaningful for operations. Upon completion, SPHINX and its interactive user interface, SPHINX-Web, will be made available for public use.

space weather↗
NASA NTRS2017

Mars Science Laboratory Radiation Assessment Detector (MSLRAD) Modeling Workshop Proceedings

The Radiation Assessment Detector (RAD) (Hassler et al., 2012) onboard the Mars Science Laboratory (MSL) Curiosity rover (Grotzinger et al., 2012) has been making detailed measurements of the radiation environment on the surface of Mars since landing on 6 August 2012 (Hassler et al., 2014; Zeitlin et al., 2016). These measurements are the first of their kind on the surface of another planet and are providing essential measurements of the radiation environment on Mars in preparation for a human mission in the coming decades. The objectives of RAD are; 1) to characterize the energetic particle spectrum on the surface of Mars as a function of time in the solar cycle, including direct (galactic cosmic rays and solar energetic particles) and indirect (neutrons, etc.) radiation created in the atmosphere and regolith, 2) to determine the dose and dose‐equivalent rates as a function of time in the solar cycle, and 3) to use these observations to test and validate space radiation transport models. Initial results of the charged particle spectra (Ehresmann et al., 2014) and neutral particle spectrum (Köhler et al., 2014), as well as dose and dose‐equivalent during cruise (Zeitlin et al., 2013) and on the surface (Hassler et al., 2014) have been reported, and with almost five years of continuous measurements, RAD continues to characterize the radiation environment as solar minimum is approached.

Donald M Hassler↗
NASA NTRS1995

Cosmic ray decreases and solar wind disturbances during late October 1989

We describe the interplanetary phenomena (energetic particles, solar wind plasma, and magnetic field) seen at Interplanetary Monitoring Platform 8 (IMP 8) and at International Cometary Explorer (ICE), located 65 deg west of IMP 8, during the period October 19-31, 1989, when neutron monitors observed three ground level events originating in one active region when it was in the longitude range E09 deg to W57 deg. At least four shocks, associated with energetic particle enhancements, which can be attributed to a sequence of coronal mass ejections from the same active region, were seen at both spacecraft. An additional shock was observed only at ICE late in this period when the active region was behind the west limb. Considering all the data (which unfortunately suffer from large gaps), it appears that the ejecta associated with the shocks were detected only when the spacecraft and solar source longitude were separated by less than 50 deg. The shocks extended over a greater range of longitudes. The cosmic ray record at Earth is consistent with this picture such that only the first two shock-associated cosmic ray decreases had the signature expected for intercepting ejecta material. This same time period was also examined by Bavassano et al. (1994). However, we do not agree with their conclusion that 'magnetic clouds' extending at least 75 deg from the source longitude were present.

Cane, H. V.↗
DOE OSTI2024

Long-Term Science Goals with In Situ Observations at the Sun-Earth Lagrange Point L4

The Korean heliospheric community, led by the Korea Astronomy and Space Science Institute (KASI), is currently assessing the viability of deploying a spacecraft at the Sun-Earth Lagrange Point L4 in collaboration with National Aeronautics and Space Administration (NASA). The aim of this mission is to utilize a combination of remote sensing and in situ instruments for comprehensive observations, complementing the capabilities of the L1 and L5 observatories. The paper outlines long-term scientific objectives, underscoring the significance of multi-point in-situ observations to better understand critical heliospheric phenomena. These include coronal mass ejections, magnetic flux ropes, heliospheric current sheets, kinetic waves and instabilities, suprathermal electrons and solar energetic particle events, as well as remote detection of solar radiation phenomena. Furthermore, the mission’s significance in advancing space weather prediction and space radiation exposure assessment models through the integration of L4 observations is discussed. This article is concluded with an emphasis on the potential of L4 observations to propel advancements in heliospheric science.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS1993

MAST - A mass spectrometer telescope for studies of the isotopic composition of solar, anomalous, and galactic cosmic ray nuclei

The Mass Spectrometer Telescope (MAST) on SAMPEX is designed to provide high resolution measurements of the isotopic composition of energetic nuclei from He to Ni (Z = 2 to 28) over the energy range from about 10 to several hundred MeV/nuc. During large solar flares MAST will measure the isotopic abundances of solar energetic particles to determine directly the composition of the solar corona, while during solar quiet times MAST will study the isotopic composition of galactic cosmic rays. In addition, MAST will measure the isotopic composition of both interplanetary and trapped fluxes of anomalous cosmic rays, believed to be a sample of the nearby interstellar medium.

Cook, Walter R.↗
NASA NTRS2021

CME Magnetic Structure and IMF Preconditioning Affecting SEP Transport

Coronal mass ejections (CMEs) and solar energetic particles (SEPs) are two manifestations of the various solar phenomena that are known to cause severe space weather effects throughout the heliosphere. The evolution of CMEs after eruption, especially in terms of their magnetic structure, and the configuration of the interplanetary magnetic field (IMF) that influences the transport of SEPs are currently areas of active research. These two aspects are not necessarily independent of each other, especially during solar maximum when multiple eruptive events can occur close in time. Accordingly, we present in this work theanalysis of a CME that erupted from the Sun on 2012 May 11 (SOL2012-05-11) and an SEP event following an eruption that took place on 2012 May 17 (SOL2012-05-17),∼20◦in both latitude and longitude away from the May 11 CME source region. After observing in detailthe eruption and early evolution of the May 11 CME using remote-sensing data from three viewpoints, we evaluate its propagation through interplanetary space using several models.Then, we analyse in-situ measurements from five predicted impact locations (Venus, Earth, the Spitzer Space Telescope, the Mars Science Laboratory en route to Mars, and Mars) in the inner heliosphere in order to search for CME signatures. We find that all five in-situlocations detect signatures of an impulsive SEP event, which we trace back to the May 17 eruption. These findings suggest that the May 11 CME, which was crossing the various locations around the time of the May 17 eruption, provided a direct magnetic connectivityfor the efficient transport of SEPs with an impulsive profile. We discuss the space weather implications of CME evolution, regarding in particular its magnetic structure, and CME-driven IMF preconditioning that facilitates SEP transport from a later event. Finally, this work remarks the importance of the availability of data from multiple spacecraft, even those that do not include space weather research as their primary objective.

Erika Palmerio↗
NASA NTRS2016

The 2012 July 23 Backside Eruption: An Extreme Energetic Particle Event?

The backside coronal mass ejection (CME) of 2012 July 23 had a short Sun-to-Earth shock transit time (18.5 hr).The associated solar energetic particle (SEP) event had a greater than 10 MeV proton flux peaking at approximately 5000 pfu, and the energetic storm particle event was an order of magnitude larger, making it the most intense event in the space era at these energies. By a detailed analysis of the CME, shock, and SEP characteristics, we find that the July 23 event is consistent with a high-energy SEP event (accelerating particles to giga-electron volt energies). The times of maximum and fluence spectra in the range 10100 MeV were very hard, similar to those of ground-level enhancement (GLE) events. We found a hierarchical relationship between the CME initial speeds and the fluence spectral indices: CMEs with low initial speeds had SEP events with the softest spectra, while those with the highest initial speeds had SEP events with the hardest spectra. CMEs attaining intermediate speeds result in moderately hard spectra. The July 23 event was in the group of hard-spectrum events. During the July 23 event, the shock speed greater than (2000 km s(exp -1), the initial acceleration (approximately 1.70 km s(exp -2), and the shock-formation height (approximately 1.5 solar radii)were all typical of GLE events. The associated type II burst had emission components from meter to kilometer wavelengths, suggesting a strong shock. These observations confirm that the 2012 July 23 event is likely to be an extreme event in terms of the energetic particles it accelerated.

Gopalswamy, N.↗
NASA NTRS1990

Energetic particle abundances in solar electron events

The results of a comprehensive search of the ISEE 3 energetic particle data for solar electron events with associated increases in elements with atomic number Z = 6 or greater are reported. A sample of 90 such events was obtained. The events support earlier evidence of a bimodal distribution in Fe/O or, more clearly, in Fe/C. Most of the electron events belong to the group that is Fe-rich in comparison with the coronal abundance. The Fe-rich events are frequently also He-3-rich and are associated with type III and type V radio bursts and impulsive solar flares. Fe-poor events are associated with type IV bursts and with interplanetary shocks. With some exceptions, event-to-event enhancements in the heavier elements vary smoothly with Z and with Fe/C. In fact, these variations extend across the full range of events despite inferred differences in acceleration mechanism. The origin of source material in all events appears to be coronal and not photospheric.

Reames, D. V.↗
NASA NTRS2010

Coronas Mass Ejections, Shocks, and Type II Radio Bursts

Coronal mass ejections (CMEs) are the most energetic phenomena in the interplanetary medium. Type II radio bursts are the earliest indicators of particle acceleration by CME-driven shocks. There is one-to-one correspondence between large solar energetic particle (SEP) events and long wavelength type II bursts because the same CME-driven shock is supposed to accelerate electrons and ions. However, there are some significant deviations: some CMEs lacking type II bursts (radio-quiet or RQ CMEs) are associated with small SEP events while some radioloud (RL) CMEs are not associated with SEP events, suggesting subtle differences in the acceleration of electrons and protons. Not all CME-driven shocks are radio loud: more than one third of the interplanetary shocks during solar cycle 23 were radio quiet. Some RQ shocks were associated with energetic storm particle (ESP) events, which are detected when the shocks arrive at the observing spacecraft. This paper attempts to explain these contradictory results in terms of the properties of CMEs, shocks, and the ambient medium.

Gopalswamy, Natchimuthuk↗
NASA NTRS2023

High-Energy (> 40 MeV) Proton Intensity Enhancements Associated with the Passage of Interplanetary Shocks at 1 au

We analyze periods with elevated >40 MeV proton intensities observed near Earth over a time span of 43 years (1973-2016) that coincide with the passage of interplanetary shocks. Typically, elevated proton intensities result from large solar energetic particle (SEP) events. The interplanetary shocks observed during these elevated-intensity periods may or may not be related to the origin of the SEP events. By choosing those cases when the shocks can be confidently associated with the solar eruption that generated the SEP event, we analyze the components of these SEP events that are localized in the vicinity of the shock (so-called “energetic storm particles (ESPs)"), focusing on those events where the ESP component exceeds 40 MeV. We examine the interdependence of these high-energy ESPs with (i) the properties of the solar eruptions that generated the shocks and the SEP events, and (ii) the parameters of the shocks at their arrival at 1 au. The solar eruptions at the origin of the shocks producing >40 MeV proton ESP intensity enhancements are within ±50° longitude of central meridian and are associated with fast coronal mass ejections (plane-of-sky speeds ≳1000 km s -1 ). The ESP events with the largest >40 MeV proton intensity increases tend to occur when there are structures such as intervening interplanetary coronal mass ejections and other unrelated shocks present in the solar wind through which the shock is propagating. Among the various local shock parameters considered, only the shock speed shows a certain degree of correlation with the observed ESP intensity increase.

Solar energetic particles↗
NASA NTRS2009

Observation and Interpretation of Energetic Neutral Hydrogen Atoms from the December 5, 2006 Solar Flare

We discuss observations of energetic neutral hydrogen atoms (ENAs) from a solar flare/coronal mass ejection event reported by Mewaldt et al. (2009). The observations were made during the 5 December 2006 X9 solar flare, located at E79, by the Low Energy Telescopes (LETs) on STEREO A and B. Prior to the arrival of the main solar energetic particle (SEP) event at Earth, both LETs observed a sudden burst of 1.6 to 15 MeV particles arriving from the Sun. The derived solar emission profile, arrival directions, and energy spectrum all show that the <5 MeV particles were due to energetic neutral hydrogen atoms produced by either flare or shock-accelerated protons. RHESSI measurements of the 2.2-MeV gamma-ray line provide an estimate of the number of interacting flare-accelerated protons in this event, which leads to an improved estimate of ENA production by flare-accelerated protons. CME-driven shock acceleration is also considered. Taking into account ENA losses, we conclude that the observed ENAs must have been produced in the high corona at heliocentric distances .2 solar radii.

Barghouty, A. F.↗
NASA NTRS1999

Particle Acceleration by Cme-driven Shock Waves

In the largest solar energetic particle (SEP) events, acceleration occurs at shock waves driven out from the Sun by coronal mass ejections (CMEs). Peak particle intensities are a strong function of CME speed, although the intensities, spectra, and angular distributions of particles escaping the shock are highly modified by scattering on Alfven waves produced by the streaming particles themselves. Element abundances vary in complex ways because ions with different values of Q/A resonate with different parts of the wave spectrum, which varies with space and time. Just recently, we have begun to model these systematic variations theoretically and to explore other consequences of proton-generated waves.

Reames, Donald V.↗