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DOE OSTI2022

Gravothermal phase transition, black holes and space dimensionality

In the framework of gravothermal evolution of an ideal monatomic fluid, I examine the dynamical instability of the fluid sphere in (N+1) dimensions by exploiting Chandrasekhar’s criterion to each quasi-static equilibrium along the sequence of the evolution. Once the instability is triggered, it would probably collapse into a black hole if no other interaction halts the process. From this viewpoint, the privilege of (3+1)-dimensional spacetime is manifest, as it is the marginal dimensionality in which the ideal monatomic fluid is stable but not too stable. Moreover, it is the unique dimensionality that allows stable hydrostatic equilibrium with positive cosmological constant. While all higher dimensional (N > 3) spheres are genuinely unstable. In contrast, in (2+1)-dimensional spacetime it is too stable either in the context of Newton’s theory of Gravity or Einstein’s General Relativity. It is well-known that the role of negative cosmological constant is crucial to have the Banados-Teitelboim-Zanelli (BTZ) black hole solution and the equilibrium configurations of a fluid disk. Owing to the negativeness of the cosmological constant, there is no unstable configuration for a homogeneous fluid disk to collapse into a naked singularity, which supports the Cosmic Censorship Conjecture. However, BTZ holes of mass M BTZ > 0 could emerge from collapsing fluid disks. The implications of spacetime dimensionality are briefly discussed.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

Discrimination of Seismic Events (2006–2020) in North Korea Using P/Lg Amplitude Ratios from Regional Stations and a Bivariate Discriminant Function

Two events of magnitude (m b ) 3.6–3.8 occurred in southern North Korea (NK) on 27 June 2019 and 11 May 2020. Although these events were located ~330–400 km from the known nuclear test site, the fact that they occurred within the territory of NK, a country with a recent history of underground nuclear tests, made them events of interest for the monitoring community. In this work, we used P/Lg ratios from regional stations to categorize seismic events that occurred in NK from 2006 to May 2020, including these two recent events, the six declared NK nuclear tests, and the cavity collapse and triggered earthquakes that followed the 3 September 2017 nuclear explosion. We were able to separate the cavity collapse from the population of nuclear explosions. However, based on P/Lg ratios, the distinction between the earthquakes and the cavity collapse is ambiguous. The performed discriminant analyses suggest that combining Pg/Lg and Pn/Lg ratios results in improved discriminant power compared with any of the ratio types alone. We used the two ratio types jointly in a quadratic discriminant function and successfully classified the six declared nuclear tests and the triggered earthquakes that followed the September 2017 explosion. Our analyses also confirm that the recent southern events of June 2019 and May 2020 are both tectonic earthquakes that occurred naturally.

58 GEOSCIENCES↗

DOE OSTI2021

Assessing Global Ocean Circulation Sensitivity to Changes in Antarctic Ice Discharge

The principal goal of this research is to assess how projected increases in meltwater discharge and iceberg calving from the Antarctic Ice Sheet will impact climate in the next 250 years. In short, the sensitivity of the global ocean circulation and climate, and in particular the Atlantic Meridional Overturning Circulation (AMOC), to large increases in iceberg calving and meltwater discharges to the Southern Ocean are poorly understood. The requirement to investigate this topic is heightened by growing evidence that the West Antarctic Ice Sheet (WAIS) is vulnerable to rapid retreat and collapse through marine-ice-sheet-instability (MISI) on multidecadal-to-centennial timescales. Future model simulations of the AIS show the potential for rapid ice sheet retreat in the next 50 – 300 years, with such a collapse associated with the discharge of enormous volumes of ice and meltwater to the Southern Ocean. This project uses a combination of an ice sheet/shelf model and a fully coupled (ocean-atmosphere-seaice) model (CESM 1.2) to explore the sensitive of global climate to future changes in runoff from the Antarctic continent under future greenhouse gas emissions scenarios IPCC RCP4.5 and 8.5. Overall, accounting for Antarctic meltwater reduces the projected global mean anthropogenic greenhouse warming by up to 2 deg C. during peak WAIS collapse and by ~1 deg. for most of the simulation. In addition, the increased meltwater contribution raises sub-surface ocean temperatures at the Antarctic ice sheet margin by more than 1ºC, such that the ice shelf basal melt rates increase beyond those currently projected. In contrast, the model predicts a strong cooling of both the surface air and ocean temperatures over the Southern Ocean that results in a massive expansion and thickening of the perennial sea-ice. The slow-down in anthropogenic warming also results in the onset of ice-free conditions in the Arctic being delayed in the model by several decades, and the projected slowdown in the AMOC to reduce.

58 GEOSCIENCES↗

DOE OSTI2022

The Effect of Supernova Convection On Neutron Star and Black Hole Masses

Abstract Our understanding of the convective-engine paradigm driving core-collapse supernovae has been used for two decades to predict the remnant mass distribution from stellar collapse. These predictions improve as our understanding of this engine increases. In this paper, we review our current understanding of convection (in particular, the growth rate of convection) in stellar collapse and study its effect on the remnant mass distribution. We show how the depth of the mass gap between neutron stars and black holes can help probe this convective growth. We include a study of the effects of stochasticity in both the stellar structure and the convective seeds caused by stellar burning. We study the role of rotation and its effect on the pair-instability mass gap. Under the paradigm limiting stellar rotation to those stars in tight binaries, we determine the effect of rotation on the remnant mass distribution.

Fryer, Chris L. (ORCID:0000000326240056)↗

DOE OSTI2022

Search for Supernova Neutrinos and Constraint on the Galactic Star Formation Rate with the KamLAND Data

We present the results of a search for core-collapse supernova neutrinos, using long-term KamLAND data from 2002 March 9 to 2020 April 25. We focus on the electron antineutrinos emitted from supernovae in the energy range of 1.8–111 MeV. Supernovae will make a neutrino event cluster with the duration of ~10 s in the KamLAND data. We find no neutrino clusters and give the upper limit on the supernova rate to be 0.15 yr –1 with a 90% confidence level. The detectable range, which corresponds to a >95% detection probability, is 40–59 kpc and 65–81 kpc for core-collapse supernovae and failed core-collapse supernovae, respectively. This paper proposes to convert the supernova rate obtained by the neutrino observation to the Galactic star formation rate. Assuming a modified Salpeter-type initial mass function, the upper limit on the Galactic star formation rate is <(17.5–22.7) M ⊙ yr –1 with a 90% confidence level.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

GRB 171205A: Hypernova and Newborn Neutron Star

GRB 171205A is a low-luminosity, long-duration gamma-ray burst (GRB) associated with SN 2017iuk, a broad-line type Ic supernova (SN). It is consistent with having been formed in the core collapse of a widely separated binary, which we have called the binary-driven hypernova of type III. The core collapse of the CO star forms a newborn NS (νNS) and the SN explosion. Fallback accretion transfers mass and angular momentum to the νNS, here assumed to be born non-rotating. The accretion energy injected into the expanding stellar layers powers the prompt emission. The multiwavelength power-law afterglow is explained by the synchrotron radiation of electrons in the SN ejecta, powered by energy injected by the spinning νNS. We calculate the amount of mass and angular momentum gained by the νNS, as well as the νNS rotational evolution. The νNS spins up to a period of 47 ms, then releases its rotational energy powering the synchrotron emission of the afterglow. The paucity of the νNS spin explains the low-luminosity characteristic and that the optical emission of the SN from the nickel radioactive decay outshines the optical emission from the synchrotron radiation. From the νNS evolution, we infer that the SN explosion had to occur at most 7.36 h before the GRB trigger. Therefore, for the first time, the analysis of the GRB data leads to the time of occurrence of the CO core collapse leading to the SN explosion and the electromagnetic emission of the GRB event.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Black Hole Supernovae, Their Equation of State Dependence, and Ejecta Composition

Abstract Recent literature on core-collapse supernovae suggests that a black hole (BH) can form within ∼1 s of shock revival, while still culminating in a successful supernova. We refer to these as BH supernovae, as they are distinct from other BH formation channels in both timescale and impact on the explosion. We simulate these events self-consistently from core collapse until 20–50 days after collapse using three axisymmetric models of a 60 M ⊙ zero-age main-sequence progenitor star and investigate how the composition of the ejecta is impacted by the BH formation. We employ Skyrme-type equations of state (EOSs) and vary the uncertain nucleonic effective mass, which affects the pressure inside the proto–neutron star through the thermal part of the EOS. This results in different BH formation times and explosion energies at BH formation, yielding final explosion energies between 0.06 and 0.72 × 10 51 erg with 21.8–23.3 M ⊙ of ejecta, of which 0–0.018 M ⊙ is 56 Ni. Compared to expectations from 1D simulations, we find more nuanced EOS dependences of the explosion dynamics, the mass of the BH remnant, and the elemental composition of the ejecta. We investigate why the explosions survive despite the massive overburden and link the shape of the diagnostic energy curve and character of the ejecta evolution to the progenitor structure.

Eggenberger Andersen, Oliver (ORCID:00000002966079↗

DOE OSTI2026

Revisiting the Supernova Engines in the 3C 397 and W49B Supernova Remnants

The nature of the supernova remnants (SNRs) 3C 397 and W49B has long been a subject of debate, with prior studies offering conflicting interpretations between thermonuclear and core-collapse scenarios. To help settle this debate, we present a systematic, spatially resolved, spectroscopic analysis of both remnants using XMM-Newton. By applying multicomponent thermal models, we derive key physical properties including elemental abundances, ejecta temperatures, ambient densities, and explosion energetics. We compare the inferred metal abundance ratios to a wide range of core-collapse and thermonuclear nucleosynthesis models, including new models whose explosion energies differ from the canonical value of 10 51 erg. We find that the observed Fe/Si and Ca/Si ratios in both SNRs are best matched by certain thermonuclear models. However, no model fully reproduces the complete set of observed abundance patterns. In 3C 397, high Fe enrichment and spatial abundance variations suggest interaction with a dense progenitor environment, and W49B’s composition is overall consistent with a thermonuclear origin; however, both require a low-energy (∼10 50 erg) supernova explosion. We additionally map the Fe Kα line centroid energies and find a spread, with W49B falling within the core-collapse region—highlighting both environmental complexity and the limitations of this diagnostic for supernova classification. Our results highlight the need for caution in relying on any single diagnostic or nucleosynthesis model for supernova typing, underscore the need for improved nucleosynthesis models, and motivate future high-resolution, high-throughput observations.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

First Star Formation in the Presence of Primordial Magnetic Fields

It has been recently claimed that primordial magnetic fields could relieve the cosmological Hubble tension. Fields of sufficient strength to relieve this tension would result in a magnetic field whose Alfvén velocity, va, is comparable to the speed of sound, cs, at the start of structure formation. We consider the impact of such fields on the formation of the first cosmological objects, minihalos (<10 6 M ⊙ ), forming stars with zoom-in cosmological simulations tracking a single such minihalo. We seed each simulation with present-day field strengths of 2 × 10 –12 –2 × 10 –10 G corresponding to initial ratios of Alfvén velocity to the speed of sound of va/cs ≈ 0.03–3. We find that when va/cs=1, the effects are modest. However, when va ~ cs, the starting time of the gravitational collapse is delayed and the duration extended as much as by Δz = 2.5 in redshift. When va > cs, the collapse is completely suppressed and the minihalos continue to grow and are unlikely to collapse until reaching the atomic cooling limit. Employing current observational limits on primordial magnetic fields we conclude that inflationaryproduced primordial magnetic fields could have a significant impact on first star formation.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2021

Seeding Supermassive Black Holes with Self-interacting Dark Matter: A Unified Scenario with Baryons

Observations show that supermassive black holes (SMBHs) with a mass of ~10 9 M ⊙ exist when the universe is just 6% of its current age. We propose a scenario where a self-interacting dark matter halo experiences gravothermal instability and its central region collapses into a seed black hole. The presence of baryons in protogalaxies could significantly accelerate the gravothermal evolution of the halo and shorten collapse timescales. The central halo could dissipate its angular momentum remnant via viscosity induced by the self-interactions. The host halo must be on high tails of density fluctuations, implying that high-z SMBHs are expected to be rare in this scenario. We further derive conditions for triggering general relativistic instability of the collapsed region. Furthermore, our results indicate that self-interacting dark matter can provide a unified explanation for diverse dark matter distributions in galaxies today and the origin of SMBHs at redshifts z ~ 6–7.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

The Fuzzball Paradigm

We describe the puzzles that arise in the quantum theory of black holes, and explain how they are resolved in string theory. We review how the Bekenstein entropy is obtained through the count of brane bound states. We describe the fuzzball construction of black hole microstates. These states have no horizon and radiate from their surface like a normal body, so there is no information puzzle. We explain how the semiclassical approximation is violated in gravitational collapse even though curvatures are low at the classical horizon. This violation happens because the collapse leads to a stretching of space that is {\it fast}: light does not have time to travel across the collapsing region to establish the `vecro' correlations needed in the quantum gravitational vacuum. These vecro correlations arise from the existence of virtual fuzzball fluctuations in the gravitational vacuum, and are significant because of the large degeneracy of fuzzball states implied by the Bekenstein entropy. It is plausible that similar effects of fast expansion may be responsible for effects like dark energy and the Early Dark Energy postulated to explain the Hubble tension.

FOS: Physical sciences↗

DOE OSTI2022

The Use of Acoustic Cavitation to Recovery High-Assay Low-Enriched Uranium (HALEU) form TRISO Fuel Particles

Recent interest in advanced nuclear reactor concepts such as small modular reactor (SMR), micro reactor or versatile test reactor (VTR) has increased the demand for high-assay, low-enriched uranium (HALEU). The sustainable management of this resource is integral to successful resurgence of nuclear energy in the United States. The High Temperature Gas-Cooled Reactor (HTGR) concept is a prime candidate for deployment of the new fleet of SMRs, and it will become very important to have a simple and cost-effective technology to recover HALEU from short-burned, defective, or off-specification TRISO fuel particles. We have attempted to harness the high energetics of sonochemistry to penetrate the TRISO fuel particles and recover HALEU via acidic leaching. While the TRISO fuel particle design is inherently “bulletproof,” (due to the silicon carbide (SiC) layer), ultrasonic irradiation may hold the key to convenient access to its valuable contents. Sonochemistry is a field of chemistry based on acoustic cavitation, which is the formation, growth, and collapse of bubbles in liquid media.1,2 The oscillating bubble formation is produced by irradiation of a liquid media with sound waves. Literature reports indicate that collapsing bubbles induced by cavitation produces intense local heating, high pressures, and short lifetimes.1 These localized hot spots reach temperatures of ˜5000 K, pressures approaching 500 atm, and heating and cooling rates exceeding 100 K/s.1 The large temperature and pressure differentials deliver high-energy heating and microscopic explosive shock waves to a liquid media or liquid/solid interface. Cavitation at the surface of a solid in solution induces a deformation in the bubble cavity upon collapse. This deformation reinforces the bubble structure and sends a fast-moving stream of liquid through the cavity at the surface with velocities greater than 100 m/s.3 These energetic impacts have demonstrated an ability to penetrate or simply destroy the SiC shell surrounding the uranium fuel kernel during prolonged exposures to the high-power acoustic waves. Some preliminary results demonstrating HALEU recovery using sonochemistry techniques will be reported.

11 NUCLEAR FUEL CYCLE AND FUEL MATERIALS↗

DOE OSTI2026

Primordial Neutron Stars

We propose a novel cosmological scenario in which baryonic neutron stars could plausibly form in the early universe. If baryogenesis initially produces an excessively-large baryon asymmetry, $Y_B \gg 10^{-10},$ the baryonic mass inside the horizon can exceed the minimum neutron star mass before big bang nucleosynthesis (BBN). While this large asymmetry is present, non-relativistic baryons can dominate the universe and enhanced density perturbations on small scales can gravitationally collapse Hubble patches shortly after horizon re-entry. For some initial perturbations, just below the threshold for black hole formation, this collapse will be arrested only by nuclear pressure, possibly resulting in neutron star formation. Afterwards, there must be a large entropy injection to restore the observed baryon asymmetry, $Y_B \sim 10^{-10}$, and preserve the successful predictions of standard BBN. Unlike neutron stars that form from stellar collapse, primordial neutron stars can, in principle, be as light as $\sim 0.1 M_\odot$, limited only by the nuclear equation of state.

Krnjaic, Gordan [Fermilab; Chicago U., Astron. Ast↗

DOE OSTI2022

A New Constraint on the Nuclear Equation of State from Statistical Distributions of Compact Remnants of Supernovae

Abstract Understanding how matter behaves at the highest densities and temperatures is a major open problem in both nuclear physics and relativistic astrophysics. Our understanding of such behavior is often encapsulated in the so-called high-temperature nuclear equation of state (EOS), which influences compact binary mergers, core-collapse supernovae, and other phenomena. Our focus is on the type (either black hole or neutron star) and mass of the remnant of the core collapse of a massive star. For each six candidates of equations of state, we use a very large suite of spherically symmetric supernova models to generate a sample of synthetic populations of such remnants. We then compare these synthetic populations to the observed remnant population. Our study provides a novel constraint on the high-temperature nuclear EOS and describes which EOS candidates are more or less favored by an information-theoretic metric.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

Effects of sub‐mm cylindrical voids on detonation performance in PBX 9501

Abstract Internal features of varying scale and geometry are always present in explosives systems. Below a critical length, dependent on the explosive, these features can operate as a driving force for energy concentration and reaction, known as hotspots. At larger length scales, internal features result in jetting and detonation wave shaping, allowing for bulk work to be done by the explosive as is seen in shape charges. To date, a large volume of work has been performed to simulate hotspot ignition and large‐scale wave shaping. However, little experimental data exists on the effects of features in intermediate length scales, 0.1 to 1 millimeter. It has been observed in many tests that these small‐scale features can influence the high explosive (HE) performance and in some cases cause substantial damage to adjacent systems. This work provides quantitative data on the effects of machined voids moderately above more typical hotspot lengths, 0.3–0.8 mm in diameter, in PBX 9501 pressed to 1.785 g cm −3 ±2.5 mg cm −3 . Streak imaging was used to visualize void collapse, jet velocity, re‐initiation time, and wave shape evolution. Delay in detonation front propagation time was found to be linearly dependent on the void diameter and jet velocity was found to be independent within the tested range and resolution. Cut‐back experiments were used to investigate wave shape distortion and evolution downstream of the void, showing consistent growth and decay shapes across all void sizes. Simulations using CTH, a hydrocode by Sandia National Laboratory, were used to investigate void collapse showing agreement with the trends of experimental results but yielded inaccurate wave shape development delay values. Both simulation and experimental results identified several re‐initiation mechanisms with jetting and subsequent double shocking of localized HE being the dominant mechanisms for the void sizes that were studied.

45 MILITARY TECHNOLOGY, WEAPONRY, AND NATIONAL DEF↗

DOE OSTI2021

Experimental study of sprays with isooctane, hexane, ethanol and their binary mixtures under different flash boiling intensities

Here, this work investigated the behaviors of single-component and multi-component sprays under different flash boiling intensities. Isooctane, hexane, ethanol, isooctane-hexane, and isooctane-ethanol mixtures were used as test fuels. The pressure ratio of the ambient pressure over saturation pressure (R p ) was used as the indicator of the superheated degree. Macroscopic characteristics of the sprays under 10 different R p (1.1 to 0.14) were investigated using Diffused Backlight Imaging (DBI). Droplet size, which revealed the spray microscopic characteristics, was also investigated using Phase Doppler Anemometry (PDA). The results showed that ambient pressure reduction led to higher flash boiling intensity, significant spray morphology changes, and smaller droplet size, regardless of the fuel type and blend ratios. Spray collapse was observed for all sprays once R p dropped below 0.3. Spray collapse dramatically increased the liquid penetration length, expanded the near-field spray angle, and reduced the far-field angle for sprays with all the fuels. Fuel properties, such as the latent heat of vaporization, had significant impacts on droplet size distributions, thus altering the liquid penetration length and spray angles. Under similar R p , sprays with high ethanol content generally had larger droplet sizes compared with other fuel sprays due to the high latent heat of vaporization. The larger droplets caused the high ethanol content sprays to be more resistant to the plume trajectory change, resulting in a smaller far-field spray angle variations with changing R p . At R p of 0.28, sprays with the similar latent heat of vaporization have similar droplet sizes, and droplet sizes at different radial locations were also similar to each other.

42 ENGINEERING↗

DOE OSTI2024

CFD unified approach under Eulerian–Lagrangian framework for methanol and gasoline direct injection sprays in evaporative and flash boiling conditions

Innovative synthetic fuels for advanced propulsion systems, such as methanol and ammonia, and synthetic blended fuels (E00, E10, and E30), known for their high volatility, are often injected directly into combustion chambers. It follows that Eulerian–Lagrangian spray models need to accurately capture the spray collapse as a consequence of flash boiling onset and be capable of proficiently handling the preferential evaporation of multi-component fuels in evaporative scenarios. So, we performed the assessment of an Eulerian–Lagrangian CFD code for simulating methanol and E00 gasoline blend sprays in both early and late injection conditions involving flash boiling conditions and preferential evaporation. The adoption of an effervescent breakup model and of a non-equilibrium phase transition model for the discrete phase allows the adoption of a setup that is almost completely free from specific constant tuning, especially for what concerns the breakup model. We validated the simulations using experimental PLV maps of methanol and E00 sprays issued from the ECN Spray M injector. The results highlight a significantly different morphology of the methanol spray compared to the E00 one under late injection conditions. Under stratified combustion, low-volatile fuels are likely to be ignited first, and the flame propagates toward the high-volatile fuels. In conclusion, the spray collapse was also correctly reproduced, inducing the presence of a low-pressure zone and modifying the spray morphology.

E00↗

DOE OSTI2022

Discrete scale invariance of the quasi-bound states at atomic vacancies in a topological material

Recently, log-periodic quantum oscillations have been detected in the topological materials zirconium pentatelluride (ZrTe 5 ) and hafnium pentatelluride (HfTe 5 ), displaying an intriguing discrete scale invariance (DSI) characteristic. In condensed materials, the DSI is considered to be related to the quasi-bound states formed by massless Dirac fermions with strong Coulomb attraction, offering a feasible platform to study the long-pursued atomic-collapse phenomenon. Here, we demonstrate that a variety of atomic vacancies in the topological material HfTe 5 can host the geometric quasi-bound states with a DSI feature, resembling an artificial supercritical atom collapse. The density of states of these quasi-bound states is enhanced, and the quasi-bound states are spatially distributed in the “orbitals” surrounding the vacancy sites, which are detected and visualized by low-temperature scanning tunneling microscope/spectroscopy. By applying the perpendicular magnetic fields, the quasi-bound states at lower energies become wider and eventually invisible; meanwhile, the energies of quasi-bound states move gradually toward the Fermi energy (E F ). These features are consistent with the theoretical prediction of a magnetic field–induced transition from supercritical to subcritical states. The direct observation of geometric quasi-bound states sheds light on the deep understanding of the DSI in quantum materials.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗