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Bulk Properties of Isentropic Mixing into the Tropics in the Lower Stratosphere

Timescales for mixing of midlatitude air into the tropical lower stratosphere are deduced from observations of long-lived tracers N2O and CCl3F. Bulk mixing between tropical and midlatitude regions is assumed to be isentropic and relatively slow compared with local mixing within each region. The mean value of the mixing timescale ranges from 12 to 18 months near 20 km. There is a tendency for shorter mixing times at higher and lower altitudes, although vertical profiles of mixing cannot be definitively established by the data. A more robust quantity is given by the fraction of midlatitude air entrained into the tropical upwelling region. Implied mixing fractions exceed 50% above 22 km.

Minschwaner, K.↗

Mechanisms Regulating Deep Moist Convection and Sea-Surface Temperatures of the Tropics

Despite numerous previous studies, two relationships between deep convection and the sea-surface temperature (SST) of the tropics remain unclear. The first is the cause for the sudden emergence of deep convection at about 28 deg SST, and the second is its proximity to the highest observed SST of about 30 C. Our analysis provides a rational explanation for both by utilizing the Improved Meteorological (IMET) buoy data together with radar rainfall retrievals and atmospheric soundings provided by the Tropical Ocean Global Atmosphere Coupled Ocean-Atmosphere Response Experiment (TOGA-COARE). The explanation relies on the basic principles of moist convection as enunciated in the Arakawa-Schubert cumulus parameterization. Our analysis shows that an SST range of 28-29 C is necessary for "charging" the atmospheric boundary layer with sufficient moist static energy that can enable the towering convection to reach up to the 200 hPa level. In the IMET buoy data, the changes in surface energy fluxes associated with different rainfall amounts show that the deep convection not only reduces the solar flux into the ocean with a thick cloud cover, but it also generates downdrafts which bring significantly cooler and drier air into the boundary-layer thereby augmenting oceanic cooling by increased sensible and latent heat fluxes. In this way, the ocean seasaws between a net energy absorber for non-raining and a net energy supplier for deep-convective raining conditions. These processes produce a thermostat-like control of the SST. The data also shows that convection over the warm pool is modulated by dynamical influences of large-scale circulation embodying tropical easterly waves (with a 5-day period) and MJOs (with 40-day period); however, the quasi-permanent feature of the vertical profile of moist static energy, which is primarily maintained by the large-scale circulation and thermodynamical forcings, is vital for both the 28 C SST for deep convection and its upper limit at about 30 C.

Sud, Y. C.↗

Tropical Tropospheric Ozone (TTO) Maps from Nimbus 7 and Earth-Probe TOMS by the Modified-Residual Method: Validation, Evaluation and Trends based on Atlantic Regional Time Series - 1

The well-known wave-one pattern seen in tropical total ozone [Shiotani, 1992; Ziemke et al., 1996, 1998] has been used to develop a modified-residual (MR) method for retrieving time-averaged stratospheric ozone and tropospheric ozone column amount from TOMS (Total Ozone Mapping Spectrometer) over the 14 complete calendar years of Nimbus 7 observations (1979-1992) and from TOMS on the Earth-Probe (1996-present) and ADEOS platforms (1996- 1997). Nine- to sixteen-day averaged tropical tropospheric ozone (TTO) maps, validated with ozonesondes, show a seasonality expected from dynamical and chemical influences. The maps may be viewed on a homepage: http://metosrv2.umd.edu/~tropo. Stratospheric column ozone, which is also derived by the modified-residual method, compares well with sondes (to within 6-7 DU) and with stratospheric ozone column derived from other satellites (within 8-10 DU). Validation of the TTO time-series is presently limited to ozonesonde comparisons with Atlantic stations and sites on the adjacent continents (Ascension Island, Natal, Brazil; Brazzaville); for the sounding periods, TTO at all locations agrees with the sonde record to +/-7 DU. TTO time-series and the magnitude of the wave-one pattern show ENSO signals in the strongest El Nifio periods from 1979-1998. From 12degN and 12degS, zonally averaged tropospheric ozone shows no significant trend from 1980-1990. Trends are also not significant during this period in localized regions, e.g. from just west of South America across to southern Africa. This is consistent with the ozonesonde record at Natal, Brazil (the only tropical ozone data publicly available for the 1980's), which shows a not statistically significant increase. The lack of trend in tropospheric ozone agrees with a statistical analysis based on another method for deriving TTO from TOMS, the so-called Convective-Cloud-Differential approach of Ziemke et al. [1998].

Thompson, Anne M.↗

Impact of Lightning and Convection on Reactive Nitrogen in the Tropical Free Troposphere

Latitudinal distributions of NO, NO(y), O3, CO, CH3I, and H2O mixing ratios at 8.9-12 km were obtained between 30deg N and 1deg S by DC-8 aircraft measurements made in February 1994 during Pacific Exploratory Mission-West B (PEM-West B). Very low NO(y), mixing ratios with a median value of 51 parts per trillion by volume (pptv) were observed at 9.5-12 km at 1deg N-14deg N during two flights made within 3 days. A very low median O3 mixing ratio of 19 parts per billion by volume (ppbv) and high mixing ratios of H2O and CH3I were simultaneously observed, suggesting that the low NO(y), values were probably due to the convective transport of air from the tropical marine boundary layer to this altitude. The median NO(y)/O3 ratio being a factor of 2 smaller than in the air masses in the tropical marine boundary layer might suggest the possibility that the heterogeneous removal of HNO3 during convective transport further reduced NO(y) levels. In addition to the measurements between 9.5 and 12 km, low values of NO(y) and O3 were observed between 4 and 12 km at 1deg N. Divergent wind fields at 200 and 1000 hPa and infrared (IR) cloud images show that there was large scale convection (greater than 1000 km x 1000 km) in the northeast of New Guinea Island centered around Odeg S and 150deg E as part of systematic convective activity of the Intertropical Convergence Zone (ITCZ) and the South Pacific Convergence Zone (SPCZ). This type of large scale convection could have transported air with low levels of NO(y) and O3 to the middle and upper troposphere over a wide area in the tropics. On the other hand, NO mixing ratios of 50-200 pptv and high NQ,/NOY ratios of 0.4-0.6 were observed at 9.5 km between 4deg S and 10deg S. High H2O Mixing ratios of 600-1200 parts per million by volume (ppmv) and low CO mixing ratios of 65 ppbv observed in the air mass indicated that the high NO values were probably due to NO production by lightning. Satellite observations showed relatively frequent lightning flashes over the New Guinea Island for 3 days prior to the aircraft measurements. These results are considered to be consistent with the idea that, in general, marine convection is not accompanied by lightning activity, whereas convection over land is. Because of the large areal extent of the influences from these processes, the convective transport of low NO(y) air and NO production by lightning should play critical roles in controlling the abundance of reactive nitrogen in the equatorial region.

Kawakami, S.↗

Transport Between the Tropical and Midlatitude Lower Stratosphere: Implications for Ozone Response to High Speed Civil Transport Emissions

Several recent studies have quantified the air exchange rate between the tropics and midlatitudes in the lower stratosphere using airborne and satellite measurements of chemical species. It is found that the midlatitude air is mixed into the tropical lower stratosphere with a replacement timescale of 13.5 months (with 20% uncertainty) for the region from the tropopause to 21 km and at least 18 months for the region of 20-28 km. These estimates are used to adjust the horizontal eddy diffusion coefficients, K(sub yy), in a two-dimensional chemistry transport model. The value of K(sub yy) previously used to simulate the subtropical barrier, 0.03 x 10(exp 6)sq m/s, generates an exchange time of about 4 years, and the model without subtropical barrier (K(sub yy) = 0.3 x 10(exp 6)sq m/s) has an exchange time of 5 months. Adjusting the K(sub yy) to 0.13 x 10(exp 6) sq m/s from the tropopause to 21 km and 0.07 x 10(exp 6)sq m/s above 21 km produces the exchange timescales which match the estimates deduced from the measurements. The subtropical barrier prevents the engine emissions of the high-speed civil transport (HSCT) aircraft from being transported into the tropics and subsequently lifted into the upper atmosphere or mixed into the southern hemisphere. The model results show that the calculated ozone response to HSCT aircraft emissions using the K(sub yy), adjusted to observed mixing rates is substantially smaller than that simulated without the subtropical barrier.

Shia, R.-L.↗

The Tropical Upper Troposphere and Lower Stratosphere in the GEOS-2 GCM

The structure of the tropical upper troposphere and lower stratosphere in the GEOS-2 General Circulation Model (GCM) is discussed. The emphasis of this study is on the reality of monthly-mean temperature and water vapor distributions in the model, compared to reasonable observational estimates. It is shown that although the zonal-mean temperature is in good agreement with observations, the GCM supports an excessive zonal asymmetry near the tropopause compared to the ECMWF Reanalyses. In reality there is a QBO-related variability in the zonally averaged lower stratospheric temperature which is not captured by the model. The observed upper tropospheric temperature and humidity fields show variations related to those in the sea surface temperature, which are not incorporated in the GCM; nevertheless, there is some interannual variability in the GCM, indicating a component arising from internal processes. The model is too moist in the middle troposphere (500 hPa) but too dry in the upper troposphere, suggesting that there is too little vertical transport or too much drying in the GCM. Transport into the stratosphere shows a pronounced annual cycle, with drier air entering the tropical stratosphere when the tropopause is coldest in northern winter; while the alternating dry and moist air masses can be traced ascending through the tropical lower stratosphere, the progression of the anomalies is too rapid.

Pawson, S.↗

Dehydration of the Upper Troposphere and Lower Stratosphere by Subvisible Cirrus Clouds Near the Tropical Tropopause

The extreme dryness of the lower stratosphere is believed to be caused by freeze-drying of air as it enters the stratosphere through the cold tropical tropopause. Previous investigations have been focused on dehydration occurring at the tops of deep convective cloud systems, However, recent observations of a ubiquitous stratiform cirrus cloud layer near the tropical tropopause suggest the possibility of dehydration as air is slowly lifted by large-scale motions, In this study, we have evaluated this possibility using a detailed ice cloud model. Simulations of ice cloud formation in the temperature minima of gravity waves (wave periods of 1 - 2 hours) indicate that large numbers of ice crystals will likely form due to the low temperatures and rapid cooling. As a result, the crystals do not grow larger than about 10 microns, fallspeeds are no greater than a few cm/s, and little or no precipitation or dehydration occurs. However, ice cloud's formed by large-scale vertical motions (with lifetimes of a day or more) should have,fever crystals and more time for crystal sedimentation to occur, resulting in water vapor depletions as large as 1 ppmv near the tropopause. We suggest that gradual lifting near the tropical tropopause, accompanied by formation of thin cirrus, may account for the dehydration.

Jensen, Eric J.↗

Seasonal and Interannual Variabilities in Tropical Tropospheric Ozone

This paper presents a detailed characterization of seasonal and interannual variability in tropical tropospheric column ozone (TCO). TCO time series are derived from 20 years (1979-1998) of total ozone mapping spectrometer (TOMS) data using the convective cloud differential (CCD) method. Our study identifies three regions in the tropics with distinctly different zonal characteristics related to seasonal and interannual variability. These three regions are the eastern Pacific, Atlantic, and western Pacific. Results show that in both the eastern and western Pacific seasonal-cycle variability of northern hemisphere (NH) TCO exhibits maximum amount during NH spring whereas largest amount in southern hemisphere (SH) TCO occurs during SH spring. In the Atlantic, maximum TCO in both hemispheres occurs in SH spring. These seasonal cycles are shown to be comparable to seasonal cycles present in ground-based ozonesonde measurements. Interannual variability in the Atlantic region indicates a quasi-biennial oscillation (QBO) signal that is out of phase with the QBO present in stratospheric column ozone (SCO). This is consistent with high pollution and high concentrations of mid-to-upper tropospheric O3-producing precursors in this region. The out of phase relation suggests a UV modulation of tropospheric photochemistry caused by the QBO in stratospheric O3. During El Nino events there is anomalously low TCO in the eastern Pacific and high values in the western Pacific, indicating the effects of convectively-driven transport of low-value boundary layer O3 (reducing TCO) and O3 precursors including H2O and OH. A simplified technique is proposed to derive high-resolution maps of TCO in the tropics even in the absence of tropopause-level clouds. This promising approach requires only total ozone gridded measurements and utilizes the small variability observed in TCO near the dateline. This technique has an advantage compared to the CCD method because the latter requires high-resolution footprint measurements of both reflectivity and total ozone in the presence of tropopause-level cloud tops.

Ziemke, J. R.↗

The Effects of Tropical Cirrus Clouds on the Abundance of Lower Stratospheric Ozone

The distribution of many chemical constituents of the atmosphere (e.g., ozone) is at least partially determined by the. distribution of net radiative heating in the atmosphere. In this paper, we demonstrate the significant effect of high cirrus clouds on the net radiative heating of the tropical lower stratosphere. A model of tropical lower stratospheric ozone is then used to demonstrate the sensitivity of calculated ozone to the varying cloud cover used in the model. We conclude that calculated ozone is sensitive to the inclusion of clouds In models and that models of the atmosphere should include a realistic description of tropical cirrus clouds in order to accurately simulate the chemical composition of the atmosphere.

Dessler, A. E.↗

Comparisons of the Vertical Development of Deep Tropical Convection and Associated Lightning Activity on a Global Basis

Simultaneous radar (13.8 Ghz) and lightning (Lightning Imaging Sensor) observations from the NASA TRMM (Tropical Rainfall Measuring Mission) spacecraft afford a new opportunity to examine differences in tropical continental and oceanic convection on a global basis, The 250 meter vertical resolution of the radar data and the approximately 17 dBZ sensitivity are well suited to providing vertical profiles of radar reflectivity over the entire tropical belt. The reflectivity profile has been shown in numerous local ground-based studies to be a good indicator of both updraft velocity and electrical activity. The radar and lightning observations for multiple satellite orbits have been integrated to produce global CAPPI's for various altitudes. At 7 km altitude, where mixed phase microphysics is known to be active, the mean reflectivity in continental convection is 10-15 dB greater than the value in oceanic convection. These results provide a sound physical basis for the order-of-magnitude contrast in lightning counts between continental and oceanic convection. These observations still beg the question, however, about the contrast in updraft velocity in these distinct convective regimes.

Williams, E.↗

Tropical Cyclone Paka's Initial Explosive Development (10-12 December, 1997)

Convection associated with an equatorial westerly wind burst was first observed late November during the strong El Nino of 1997 at approximately 2000 km southwest of the Hawaiian Islands. This region of convection lead to the formation of twin tropical cyclones, one in the southern hemisphere named Pam and the other in the northern hemisphere named Paka. During the first week in December, tropical cyclone Paka, the system of concern, reached tropical storm stage as it moved rapidly westward at relatively low latitudes. During the 10-12 of December, Paka rapidly developed into a typhoon.

Rodgers, Edward B.↗

Wind and pressure Fields Near Tropical Cyclone Oliver Derived From Scatterometer Observations

The results of this study demonstrate that the surface wind velocity and pressure fields derived from spaceborne scatterometers are useful in monitoring the location and intensity of tropical cyclones. Satellite-borne microwave scatterometers can penetrate the cloudy core regions of tropical cyclones to resolve the circulation in detail over data sparse regions. The location of the cyclone observed by the ERS-1 scatterometer is very close to that revealed in Geostationary Meteorological Satellite images. The surface winds provided by the ERS-1 scatterometer are used here with a modified two-layer planetary boundary layer model which includes effects of curvature, stability, and secondary flow to derive surface pressures near tropical cyclone Oliver. The curvature effect is found to be more significant than stability and secondary flow, which are crucial in deriving accurate surface pressure fields in midlatitudes.

Hsu, Carol S.↗

Tropical Intraseasonal Air-Sea Exchanges during the 1997 Pacific Warming

The Madden Julian Oscillations (MJO) and associated westerly wind (WW) events account for much of the tropical intraseasonal variability (TISV). The TISV has been suggested as an important stochastic forcing that may be one of the underlying causes for the observed irregularities of the El Nino-Southern Oscillation (ENSO). Recent observational studies and theories of interannual to interdecadal-scale variability suggest that ENSO may arise from different mechanisms depending on the basic states. The Pacific warming event of 1997, being associated with a period of strong MJO and WW events, serves as a natural experiment for studying the possible role of TISV in triggering an ENSO event. We have performed a combined statistical and composite analysis of surface WW events based on the assimilated surface wind and sea level pressure for the period of 1980-1993, the SSM/I wind for the period of 1988-1997, and OLR. Results indicates that extratropical forcing contribute significantly to the evolution of MJO and establishment of WW events over the Pacific warm pool. Following the major WW events, there appeared an eastward extension of equatorial warm SST anomalies from the western Pacific warm pool. Such tropical-extratropical interaction is particularly clear in the winter of 96-97 that leads to the recent warming event in 1997/98. From the above discussion, our current study on this subject is based on the hypothesis that 1) there is an enhanced air-sea interaction associated with TISV and the northerly surges from the extratropics in the initial phase of the 97/98 warming event, and 2) the relevant mechanisms are functions of the basic state of the coupled system (in terms of SST distribution and atmospheric mean circulation) that varies at the interannual and interdecadal time scale. We are analyzing the space-time structure of the northerly surges, their association with air-sea fluxes and upper ocean responses during the period of September 1996 to June 1997. The estimate of daily values of latent heat fluxes is based on NSCAT wind, SST, and ECMWF surface air temperature and SSM/I water vapor data (Chou et al. 1997). To understand the relevant mechanisms, we will analyze the origin of the northerly surges in terms of atmospheric instability associated with the extratropical circulation, and the mutual influence between the tropical heating and the extratropical circulation. In this meeting, we will report the analysis addressing the first part of the above hypothesis.

Sui, C.-H.↗

Wind and Pressure Fields Near Tropical Cyclone Oliver Derived from Scatterometer Observations

The results of this study demonstrate that the surface wind velocity and pressure fields derived from spaceborne scatterometers are useful in monitoring the location and intensity of tropical cyclones. Satellite-borne microwave scatterometers can penetrate the cloudy core regions of tropical cyclones to resolve the circulation in detail over data sparse regions. The location of the cyclone observed by the ERS-1 (First European Remote Sensing Satellite) scatterometer is very close to that revealed in Geostationary Meteorological Satellite images. The surface winds provided by the ERS-1 scatterometer are used here with a modified two-layer planetary boundary layer model which includes effects of curvature, stability, and secondary flow to derive surface pressures near tropical cyclone Oliver. The curvature effect is found to be more significant than stability and secondary flow, which are crucial in deriving accurate surface pressure fields in midlatitudes.

Hsu, Carol S.↗

The Effects of Tropical Cirrus Clouds on the Abundance of Lower Stratospheric Ozone

The distribution of many chemical constituents of the atmosphere (e.g., ozone) is at least partially determined by the, distribution of net radiative heating in the atmosphere. In this paper, we demonstrate the significant effect of high cirrus clouds on the net radiative heating of the tropical lower stratosphere. A model of tropical lower stratospheric ozone is then used to demonstrate the sensitivity of calculated ozone to the varying cloud cover used in the model. We conclude that calculated ozone is sensitive to the inclusion of clouds in models and that models of the atmosphere should include a realistic description of tropical cirrus clouds in order to accurately simulate the chemical composition of the atmosphere.

Dessler, A. E.↗

The Effects of Tropical Cirrus Clouds on the Abundance of Lower Stratospheric Ozone

The distribution of many chemical constituents of the atmosphere (e.g., ozone) is at least partially determined by the distribution of net radiative heating in the atmosphere. In this paper, we demonstrate the significant effect of high cirrus clouds on the net radiative heating of the tropical lower stratosphere. A model of tropical lower stratospheric ozone is then used to demonstrate the sensitivity of calculated ozone to the varying cloud cover used in the model. We conclude that calculated ozone is sensitive to the inclusion of clouds in models and that models of the atmosphere should include a realistic description of tropical cirrus clouds in order to accurately simulate the chemical composition of the atmosphere.

Dessler, A. E.↗

The Tropical Rainfall Measuring Mission: An Overview

The importance of quantitative knowledge of tropical rainfall, its associated latent heating and variability is summarized in the context of the global hydrologic cycle. Much of the tropics is covered by oceans. What land exists, is covered largely by rainforests that are only thinly populated. The only way to adequately measure the global tropical rainfall for climate and general circulation models is from space. To address these issues, the TRMM satellite was launched in Nov. 1997. It has been operating successfully ever since.

Kummerow. Christian↗

Tropical Tropospheric Ozone: New Insights from Remote Sensing, Sondes and Field Studies

This talk will summarize our recent research in tropical tropospheric ozone studies in the field and from space. New tropospheric ozone and aerosol products from the TOMS (Total Ozone Mapping Spectrometer) satellite instrument will be highlighted (Hudson and Thompson, 1998; Thompson and Hudson, 1999). These are suitable for studying processes like ozone pollution resulting from biomass fires, seasonal and interannual variations and trends. Archived maps of tropospheric ozone over the tropics, from the Nimbus 7 observing period (1979-1992) are available in digital form at our website: http://metosrv2.umd.edu/-tropo. Real-time processing of TOMS data has produced images of tropical tropospheric ozone (TTO) since early 1997, using Earth-Probe TOMS; these maps are also available on the homepage. The need for validation data for TTO maps has led to establishment of the NASA/NOAA-sponsored SHADOZ (Southern Hemisphere Additional Ozonesondes) network, from which a 2-year record of high-quality ozonesonde data can be obtained: (http://hyperion.gsfc.nasa.gov/Data-services/Shadoz/shadoz-hmpg2.htrnl). Examples will be shown, along with ozonesondes from the January-February 1999 Aerosols-99 cruise of the R/V Ronald H Brown from Virginia to Cape Town, South Africa.

Thompson, Anne M.↗