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DOE OSTI2019

An Evaluation of Size-Resolved Cloud Microphysics Scheme Numerics for Use with Radar Observations. Part I: Collision–Coalescence

This study evaluates some available schemes designed to solve the stochastic collection equation (SCE) for collision–coalescence of hydrometeors using a size-resolved (bin) microphysics approach and documents their numerical properties within the framework of a box model. Comparing three widely used SCE schemes, we find that all converge to almost identical solutions at sufficiently fine mass grids. However, one scheme converges far slower than the other two and shows pronounced numerical diffusion at the large-drop tail of the size distribution. One of the remaining two schemes is recommended on the basis that it is well converged on a relatively coarse mass grid, stable for large time steps, strictly mass conservative, and computationally efficient. To examine the effects of SCE scheme choice on simulating clouds and precipitation, two of the three schemes are compared in large-eddy simulations of a drizzling stratocumulus field. A forward simulator that produces Doppler spectra from the large-eddy simulation results is used to compare the model output directly with radar observations. The scheme with pronounced numerical diffusion predicts excessively large mean Doppler velocities and overly broad and negatively skewed spectra compared with observations, consistent with numerical diffusion demonstrated in the box model. Statistics obtained using the recommended scheme are closer to observations, but notable differences remain, indicating that factors other than SCE scheme accuracy are limiting simulation fidelity.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2019

The Diurnal and Microphysical Characteristics of MJO Rain Events during DYNAMO

The Madden–Julian oscillation (MJO) dominates the intraseasonal variability of cloud populations of the tropical Indian and Paci?c Oceans. Suppressed MJO periods consist primarily of shallow and isolated deep convection. During the transition to an active MJO, the shallow and isolated deep clouds grow upscale into the overnight hours. During active MJO periods, mesoscale convective systems occur mostly during 2–4-day bursts of rainfall activity with a statistically signi?cant early morning peak. Yet when these rain events are separated into individual active periods, some periods do not follow the mean pattern, with the November events in particular exhibiting an afternoon peak. The radar-observed microphysical processes producing the precipitation during the major rain events of active MJO periods evolve in connection with synoptic-scale wave passages with varying in?uences of diurnal forcing. MJO studies that do not account for the in-termittency of rainfall during active MJO phases through averaging over multiple events can lead to the misimpression that the primary rain-producing clouds of the MJO are modulated solely by the diurnal cycle.

Rowe, Angela K.↗

DOE OSTI2020

Drop size distribution broadening mechanisms in a bin microphysics Eulerian model

In this study, processes that broaden drop size distributions (DSDs) in Eulerian models with two-moment bin microphysics are analyzed. Numerous tests are performed to isolate the effects of different physical mechanisms that broaden DSDs in two- and three-dimensional Weather Research and Forecasting model simulations of an idealized ice-free cumulus cloud. Additionally, sensitivity of these effects to modifying horizontal and vertical model grid spacings is also examined. As expected, collision-coalescence is a key process broadening the modeled DSDs. In-cloud droplet activation also contributes substantially to DSD broadening, whereas evaporation has only a minor effect and sedimentation has little effect. Cloud dilution (mixing of cloud-free and cloudy air) also broadens the DSDs considerably, whether or not it is accompanied by evaporation. This mechanism involves the reduction of droplet concentration from dilution along the cloud’s lateral edges, leading to locally high supersaturation and enhanced drop growth when this air is subsequently lifted in the updraft. DSD broadening ensues when the DSDs are mixed with those from the cloud core. Decreasing the horizontal and vertical model grid spacings from 100 m to 30 m has limited impact on the DSDs. However, when these physical broadening mechanisms (in-cloud activation, collision-coalescence, dilution, etc.) are turned off, there is a reduction of DSD width by up to ~20-50% when the vertical grid spacing is decreased from 100 m to 30 m, consistent with effects of artificial broadening from vertical numerical diffusion. Nonetheless, this artificial numerical broadening appears to be relatively unimportant overall for DSD broadening when physically based broadening mechanisms in the model are included for this cumulus case.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

An evaluation of size-resolved cloud microphysics scheme numerics for use with radar observations Part II: Condensation and evaporation

Accurate numerical modeling of clouds and precipitation is essential for weather forecasting and climate change research. While size-resolved (bin) cloud microphysics models predict particle size distributions without imposing shapes, results are subject to artificial size distribution broadening owing to numerical diffusion associated with various processes. Whereas Part I of this study addressed collision–coalescence, here we investigate numerical diffusion that occurs in solving condensation and evaporation. In a parcel model framework, all of the numerical schemes examined converge to one solution of condensation and evaporation as the mass grid is refined, and the advection-based schemes are recommended over the reassigning schemes. Including Eulerian vertical advection in a column limits the convergence to some extent, but that limitation occurs at a sufficiently fine mass grid, and the number of iterations in solving vertical advection should be minimized to reduce numerical diffusion. Insubstantial numerical diffusion in solving condensation can be amplified if collision–coalescence is also active, which in turn can be substantially diminished if turbulence effects on collision are incorporated. Here, large-eddy simulations of a drizzling stratocumulus field reveal that changes in moments of Doppler spectra obtained using different mass grids are consistent with those obtained from the simplified framework, and that spectral moments obtained using a mass grid designed to effectively reduce numerical diffusion are generally closer to observations. Notable differences between the simulations and observations still exist, and our results suggest a need to consider whether factors other than numerical diffusion in the fundamental process schemes employed can cause such differences.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2022

The Ice Particle and Aggregate Simulator (IPAS). Part II: Analysis of a Database of Theoretical Aggregates for Microphysical Parameterization

Abstract Bulk ice-microphysical models parameterize the dynamic evolution of ice particles from advection, collection, and sedimentation through a cloud layer to the surface. Frozen hydrometeors can grow to acquire a multitude of shapes and sizes, which influence the distribution of mass within cloud systems. Aggregates, defined herein as the collection of ice particles, have a variety of formations based on initial ice particle size, shape, falling orientation, and the number of particles that collect. This work focuses on using the Ice Particle and Aggregate Simulator (IPAS) as a statistical tool to repetitively collect ice crystals of identical properties to derive bulk aggregate characteristics. A database of 9 744 000 aggregates is generated with resulting properties analyzed. After 150 single ice crystals (monomers) collect, the most extreme aggregate aspect ratio calculations asymptote toward and ϕ ca ≈ 0.50 for aggregates composed of quasi-horizontally oriented and randomly oriented monomers, respectively. The results presented are largely consistent with both a previous theoretical study and estimates derived from ground-based observations from two different geographic locations. Particle falling orientation highly influences newly formed aggregate aspect ratios from the collection of particles with extreme aspect ratios; quasi-horizontally oriented particles can produce aggregate aspect ratios an order of magnitude more extreme than randomly oriented particles but can also produce near-spherical aggregates as the number of monomers comprising the aggregate reach approximately 100. Finally, a majority of collections result in aggregates that are closer to prolate than oblate spheroids.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2022

The Ice Particle and Aggregate Simulator (IPAS). Part III: Verification and Analysis of Ice–Aggregate and Aggregate–Aggregate Collection for Microphysical Parameterization

Abstract The Ice Particle and Aggregate Simulator (IPAS) is used to theoretically represent the aggregation process of ice crystals. Aggregates have a variety of formations based on initial ice particle size, shape, and falling orientation, all of which influence water phase partitioning. Aggregate dimensional properties and density changes are calculated for monomer–monomer (MON–MON), monomer–aggregate (MON–AGG), and aggregate–aggregate (AGG–AGG) collection to be used by ice-microphysical models for improvement in aggregation parameterizations. Aggregates are chosen from a database of 9 744 000 preformed combinations to be further collected (see Part II). AGG–AGG collection results in more extreme and a smaller range of aggregate aspect ratios than MON–AGG collection. A majority of aggregates are closer to prolate than oblate spheroids, regardless of collection type, except for quasi-horizontally oriented particles that have extreme aspect ratios to begin with. MON–AGG collection frequently results in an increase in density upon collection, whereas MON–MON and AGG–AGG collection almost always result in particle density decreases, with extreme reductions near 99% for MON–MON collection. MON–MON collection results in the greatest decreases in density but then quickly becomes unaffected by the addition of more monomers due to inherent size differences between monomers and aggregates. Finally, a holistic analysis to in situ observations of cloud particle images is presented. IPAS 2D aspect ratios surround a median value of 0.6 and closely follow that of previous studies while varying by no more than ≈12% on average from observed aggregates.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2013

Coupling an advanced particle microphysics model with WRF-Chem and improving aerosol-climate interaction simulations at regional scales

The main objectives of this project are to improve simulations of the aerosol processes in the WRF-Chem and to investigate the aerosol-climate interactions at regional scales. Under the support of this project, we have successfully incorporated a computationally efficient advanced particle microphysics (APM) model, which has been previously incorporated into a global chemistry transport model (GEOS-Chem), into the framework of the WRF-Chem as an additional aerosol scheme (Luo and Yu, 2011). We have also developed a scheme for calculating regional aerosol optical depth (AOD) from detailed aerosol information resolved by the WRF-Chem-APM model (Yu et al., 2012). Our studies using WRF-Chem-APM show that secondary particles formed via ion-mediated nucleation (IMN) dominate particle number abundance (Luo and Yu, 2011) and aerosol AOD (Yu et al., 2012a) in central and eastern US. More recent applications indicate that secondary particles have significant effect on clouds and the APM improves the ability of WRF-Chem in predicting key cloud properties (Luo and Yu, 2012). In collaborative efforts relevant to aerosol-climate interaction and with partial support from this DOE project, we have contributed to the development and initial application of the Global-Through-Urban Weather Research and Forecasting Model with Chemistry (GU-WRF/Chem) (Zhang et al., 2012), the study of aerosol direct radiative forcing with GEOS-Chem-APM (Ma et al., 2012), the investigation of effect of spectral-dependent surface albedo on Saharan dust direct radiative forcing (Ma and Yu, 2012), and the study of indirect radiative forcing by ion-mediated nucleation of aerosol with CAM5 (Yu et al., 2012b).

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2015

“Using Statistical Comparisons between SPartICus Cirrus Microphysical Measurements, Detailed Cloud Models, and GCM Cloud Parameterizations to Understand Physical Processes Controlling Cirrus Properties and to Improve the Cloud Parameterizations”

The dual objectives of this project were improving our basic understanding of processes that control cirrus microphysical properties and improvement of the representation of these processes in the parameterizations. A major effort in the proposed research was to integrate, calibrate, and better understand the uncertainties in all of these measurements.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2017

Brazil-USA Collaborative Research: Modifications by Anthropogenic Pollution of the Natural Atmospheric Chemistry and Particle Microphysics of the Tropical Rain Forest During the GoAmazon Intensive Operating Periods (IOPs)

Manaus, a city of nearly two million people, represents an isolated urban area having a distinct urban pollution plume within the otherwise pristine Amazon Basin. The plume has high concentrations of oxides of nitrogen and sulfur, carbon monoxide, particle concentrations, and soot, among other pollutants. Critically, the distinct plume in the setting of the surrounding tropical rain forest serves as a natural laboratory to allow direct comparisons between periods of pollution influence to those of pristine conditions. The funded activity of this report is related to the Brazil-USA collaborative project during the two Intensive Operating Periods (wet season, 1 Feb - 31 Mar 2014; dry season, 15 Aug - 15 Oct 2014) of GoAmazon2014/5. The project addresses key science questions regarding the modification of the natural atmospheric chemistry and particle microphysics of the forest by present and future anthropogenic pollution. The first objective of the project was to understand and quantify the interactions of biogenic and anthropogenic emissions with respect to the production of secondary organic material. In clean conditions in the Amazon basin, secondary organic material dominates the diameter distribution of the submicron particles. How and why is the diameter distribution shifted by pollution? The second objective followed from the first in that, although the diameter distribution is dominated by secondary organic material, the actual source of new particle production remains uncertain (i.e., the number concentration). The second objective was to test the hypothesis that new particles under natural conditions are produced as a result of evaporation of primary particles emitted by fungal spores as well as to investigate any shifts in this mechanism under pollution conditions, e.g., in consequence to the high concentrations of SO 2 in the pollution plume. Combined, the number-diameter distribution is the key connection to upscaling to the effects of aerosol particles on clouds and climate. Understanding this upscaling under clean and pollution conditions, including differences, was the third objective.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2017

Brazil-USA Collaborative Research: Modifications by Anthropogenic Pollution of the Natural Atmospheric Chemistry and Particle Microphysics of the Tropical Rain Forest During the GoAmazon Intensive Operating Periods (IOPs)

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2018

Final Report on “Influence of nucleation on ice microphysical properties of mixed-phase stratiform clouds”

This is a final report based on tasks supported by the Atmospheric System Research program (DOE Office of Biological and Environmental Research), DOE Award Number DE-SC0011690. This project has been focused on the following objectives: 1. Laboratory studies of immersion and contact nucleation of ice; 2. Investigation of the influence of time-dependence of ice nucleation on microphysical properties of Arctic and other thin, mixed-phase stratiform clouds; and 3. Theoretical and modeling studies of the conditions necessary for producing large droplets in clouds that can help initiate the collision—coalescence process.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

Structurally flexible cloud microphysics, observationally constrained at all scales via ML-accelerated Bayesian inference

We discuss the challenge of developing observationally informed parameterizations of microphysics for use at a hierarchy of modeling scales. Our proposed approach is applicable to any domain that suffers from a two-fold parameterization problem, where physical processes are not resolved at the model scale (the first problem), and those processes are uncertain at any scale (the second problem). For such problems, a physical approach facilitates modeling across scales, as well as systematic observational inference accelerated by machine learning (ML) surrogate models, and quantification of physical uncertainties.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2026

Constraining microphysical processes of warm rain formulation using advanced spectral separations, an ensemble retrieval framework and machine learning techniques

Drizzle, a common feature of marine boundary layer clouds formed through collision coalescence, plays a key role in cloud microphysics and evolution. Yet, simultaneously retrieving cloud and drizzle properties from remote-sensing observations remains challenging because drizzle droplets often dominate radar signals, masking cloud contributions. The goal of the proposed research is to provide constraints for the process of autoconversion and accretion using ARM cloud measurements. Specifically, we provide concurrent retrievals of cloud and drizzle that allows users to derive corresponding autoconversion and accretion rates.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2017

Microphysics in the Gamma-Ray Burst Central Engine

We calculate the structure and evolution of a gamma-ray burst central engine where an accreting torus has formed around the newly born black hole. We study the general relativistic, MHD models and we self-consistently incorporate the nuclear equation of state. The latter accounts for the degeneracy of relativistic electrons, protons, and neutrons, and is used in the dynamical simulation, instead of a standard polytropic γ -law. The EOS provides the conditions for the nuclear pressure in the function of density and temperature, which evolve with time according to the conservative MHD scheme. We analyze the structure of the torus and outflowing winds, and compute the neutrino flux emitted through the nuclear reaction balance in the dense and hot matter. We also estimate the rate of transfer of the black-hole rotational energy to the bipolar jets. Finally, we elaborate on the nucleosynthesis of heavy elements in the accretion flow and the wind, through computations of the thermonuclear reaction network. We discuss the possible signatures of the radioactive element decay in the accretion flow. We suggest that further detailed modeling of the accretion flow in the GRB engine, together with its microphysics, may be a valuable tool to constrain the black-hole mass and spin. It can be complementary to the gravitational wave analysis if the waves are detected with an electromagnetic counterpart.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Microphysics of Relativistic Collisionless Electron-ion-positron Shocks

Abstract We perform particle-in-cell simulations to elucidate the microphysics of relativistic weakly magnetized shocks loaded with electron-positron pairs. Various external magnetizations σ ≲ 10 −4 and pair-loading factors Z ± ≲ 10 are studied, where Z ± is the number of loaded electrons and positrons per ion. We find the following: (1) The shock becomes mediated by the ion Larmor gyration in the mean field when σ exceeds a critical value σ L that decreases with Z ± . At σ ≲ σ L the shock is mediated by particle scattering in the self-generated microturbulent fields, the strength and scale of which decrease with Z ± , leading to lower σ L . (2) The energy fraction carried by the post-shock pairs is robustly in the range between 20% and 50% of the upstream ion energy. The mean energy per post-shock electron scales as E ¯ e ∝ Z ± + 1 − 1 . (3) Pair loading suppresses nonthermal ion acceleration at magnetizations as low as σ ≈ 5 × 10 −6 . The ions then become essentially thermal with mean energy E ¯ i , while electrons form a nonthermal tail, extending from E ∼ Z ± + 1 − 1 E ¯ i to E ¯ i . When σ = 0, particle acceleration is enhanced by the formation of intense magnetic cavities that populate the precursor during the late stages of shock evolution. Here, the maximum energy of the nonthermal ions and electrons keeps growing over the duration of the simulation. Alongside the simulations, we develop theoretical estimates consistent with the numerical results. Our findings have important implications for models of early gamma-ray burst afterglows.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2015

Macroscopic impacts of cloud and precipitation processes on maritime shallow convection as simulated by a large eddy simulation model with bin microphysics

This paper discusses impacts of cloud and precipitation processes on macrophysical properties of shallow convective clouds as simulated by a large eddy model applying warm-rain bin microphysics. Simulations with and without collision–coalescence are considered with cloud condensation nuclei (CCN) concentrations of 30, 60, 120, and 240 mg -1 . Simulations with collision–coalescence include either the standard gravitational collision kernel or a novel kernel that includes enhancements due to the small-scale cloud turbulence. Simulations with droplet collisions were discussed in Wyszogrodzki et al. (2013) focusing on the impact of the turbulent collision kernel. The current paper expands that analysis and puts model results in the context of previous studies. Despite a significant increase of the drizzle/rain with the decrease of CCN concentration, enhanced by the effects of the small-scale turbulence, impacts on the macroscopic cloud field characteristics are relatively minor. Model results show a systematic shift in the cloud-top height distributions, with an increasing contribution of deeper clouds for stronger precipitating cases. We show that this is consistent with the explanation suggested in Wyszogrodzki et al. (2013); namely, the increase of drizzle/rain leads to a more efficient condensate offloading in the upper parts of the cloud field. A second effect involves suppression of the cloud droplet evaporation near cloud edges in low-CCN simulations, as documented in previous studies (e.g., Xue and Feingold, 2006). We pose the question whether the effects of cloud turbulence on drizzle/rain formation in shallow cumuli can be corroborated by remote sensing observations, for instance, from space. Although a clear signal is extracted from model results, we argue that the answer is negative due to uncertainties caused by the temporal variability of the shallow convective cloud field, sampling and spatial resolution of the satellite data, and overall accuracy of remote sensing retrievals.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2018

Investigating the impacts of Saharan dust on tropical deep convection using spectral bin microphysics

Abstract. To better understand the impacts of dust aerosols on deep convective cloud (DCC) systems reported by previous observational studies, a case study in the tropical eastern Atlantic was investigated using the Weather Research and Forecasting (WRF) model coupled with a spectral bin microphysics (SBM) model. A detailed set of ice nucleation parameterizations linking ice formation with aerosol particles has been implemented in the SBM. Increasing ice nuclei (IN) concentration in the dust cases results in the formation of more numerous small ice particles in the heterogeneous nucleation regime (between −5 and −38 °C) compared to the background ( Clean ) case. Convective updrafts are invigorated by increased latent heat release due to depositional growth and riming of these more numerous particles, which results in increased overshooting and higher convective core top heights. Competition between the more numerous particles for available water vapor during diffusional growth and available smaller crystals and/or drops during collection reduces particle growth rates and shifts precipitation formation to higher altitudes in the heterogeneous nucleation regime. A greater number of large snow particles form in the dust cases, which are transported from the core into the stratiform regime and sediment out quickly. Together with reduced homogeneous ice formation, the stratiform and/or anvil cloud occurrence shifts frequency to warmer temperatures and reduces anvil cloud extents. Total surface precipitation accumulation is reduced proportionally as IN concentration is increased; though the stratiform precipitation accumulation is increased due to greater snow formation and growth, it does not counteract the reduced convective accumulation due to less efficient graupel formation. Radar reflectivity values are increased in the dust cases at temperatures below 0 °C in both the convective and stratiform regimes due to more large snow particles, and reduced in the convective core near the surface due to melt of small ice or graupel particles, consistent with case study observations.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2023

Asymmetries in cloud microphysical properties ascribed to sea ice leads via water vapour transport in the central Arctic

To investigate the influence of sea ice openings like leads on wintertime Arctic clouds, the air mass transport is exploited as a heat and humidity feeding mechanism which can modify Arctic cloud properties. Cloud microphysical properties in the central Arctic are analysed as a function of sea ice conditions during the Multidisciplinary drifting Observatory for the Study of Arctic Climate (MOSAiC) expedition in 2019–2020. The Cloudnet classification algorithm is used to characterize the clouds based on remote sensing observations and the atmospheric thermodynamic state from the observatory on board the research vessel (RV) Polarstern. To link the sea ice conditions around the observational site with the cloud observations, the water vapour transport (WVT) being conveyed towards RV Polarstern has been utilized as a mechanism to associate upwind sea ice conditions with the measured cloud properties. This novel methodology is used to classify the observed clouds as coupled or decoupled to the WVT based on the location of the maximum vertical gradient of WVT height relative to the cloud-driven mixing layer. Only a conical sub-sector of sea ice concentration (SIC) and the lead fraction (LF) centred on the RV Polarstern location and extending up to 50 km in radius and with an azimuth angle governed by the time-dependent wind direction measured at the maximum WVT is related to the observed clouds. We found significant asymmetries for cases when the clouds are coupled or decoupled to the WVT and selected by LF regimes. Liquid water path of low-level clouds is found to increase as a function of LF, while the ice water path does so only for deep precipitating systems. Clouds coupled to WVT are found to generally have a lower cloud base and larger thickness than decoupled clouds. Thermodynamically, for coupled cases the cloud-top temperature is warmer and accompanied by a temperature inversion at the cloud top, whereas the decoupled cases are found to be closely compliant with the moist adiabatic temperature lapse rate. The ice water fraction within the cloud layer has been found to present a noticeable asymmetry when comparing coupled versus decoupled cases. This novel approach of coupling sea ice to cloud properties via the WVT mechanism unfolds a new tool to study Arctic surface–atmosphere processes. With this formulation, long-term observations can be analysed to enforce the statistical significance of the asymmetries. Furthermore, our results serve as an opportunity to better understand the dynamic linkage between clouds and sea ice and to evaluate its representation in numerical climate models for the Arctic system.

54 ENVIRONMENTAL SCIENCES↗