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NASA NTRS1996

Signal Processing and Calibration of Continuous-Wave Focused CO2 Doppler Lidars for Atmospheric Backscatter Measurement

Two continuous-wave(CW)focused C02 Doppler lidars (9.1 and 10.6 micrometers) were developed for airborne in situ aerosol backscatter measurements. The complex path of reliably calibrating these systems, with different signal processors, for accurate derivation of atmospheric backscatter coefficients is documented. Lidar calibration for absolute backscatter measurement for both lidars is based on range response over the lidar sample volume, not solely at focus. Both lidars were calibrated with a new technique using well-characterized aerosols as radiometric standard targets and related to conventional hard-target calibration. A digital signal processor (DSP), a surface acoustic and spectrum analyzer and manually tuned spectrum analyzer signal analyzers were used. The DSP signals were analyzed with an innovative method of correcting for systematic noise fluctuation; the noise statistics exhibit the chi-square distribution predicted by theory. System parametric studies and detailed calibration improved the accuracy of conversion from the measured signal-to-noise ratio to absolute backscatter. The minimum backscatter sensitivity is approximately 3 x 10(exp -12)/m/sr at 9.1 micrometers and approximately 9 x 10(exp -12)/m/sr at 10.6 micrometers. Sample measurements are shown for a flight over the remote Pacific Ocean in 1990 as part of the NASA Global Backscatter Experiment (GLOBE) survey missions, the first time to our knowledge that 9.1-10.6 micrometer lidar intercomparisons were made. Measurements at 9.1 micrometers, a potential wavelength for space-based lidar remote-sensing applications, are to our knowledge the first based on the rare isotope C-12 O(2)-18 gas.

Rothermel, Jeffry↗

NASA NTRS2003

Boundary Layer Aerosol Composition over Sierra Nevada Mountains using 9.11- and 10.59-micron CW Lidars and Modeled Backscatter from Size Distribution Data

An inversion technique has been developed to determine volume fractions of an atmospheric aerosol composed primarily of ammonium sulfate and ammonium nitrate and water combined with fixed concentration of elemental and organic carbon. It is based on measured aerosol backscatter obtained with 9.11 - and 10.59-micron wavelength continuous wave CO2 lidars and modeled backscatter from aerosol size distribution data. The technique is demonstrated during a flight of the NASA DC-8 aircraft over the Sierra Nevada Mountain Range, California on 19 September, 1995. Volume fraction of each component and effective complex refractive index of the composite particle were determined assuming an internally mixed composite aerosol model. The volume fractions were also used to re-compute aerosol backscatter, providing good agreement with the lidar-measured data. The robustness of the technique for determining volume fractions was extended with a comparison of calculated 2.1,-micron backscatter from size distribution data with the measured lidar data converted to 2.1,-micron backscatter using an earlier derived algorithm, verifying the algorithm as well as the backscatter calculations.

Cutten, D. R.↗

NASA NTRS2013

Coherent Backscattering and Opposition Effects Observed in Some Atmosphereless Bodies of the Solar System

The results of photometric and polarimetric observations carried out for some bright atmosphere-less bodies of the Solar system near the zero phase angle reveal the simultaneous existence of two spectacular optical phenomena, the so-called brightness and polarization opposition effects. In a number of studies, these phenomena were explained by the influence of coherent backscattering. However, in general, the interference concept of coherent backscattering can be used only in the case where the particles are in the far-field zones of each other, i.e., when the scattering medium is rather rarefied. Because of this, it is important to prove rigorously and to demonstrate that the coherent backscattering effect may also exist in densely packed scattering media like regolith surface layers of celestial bodies. From the results of the computer modeling performed with the use of numerically exact solutions of the macroscopic Maxwell equations for discrete random media with different packing densities of particles, we studied the origin and evolution of all the opposition phenomena predicted by the coherent backscattering theory for low-packing-density media. It has been shown that the predictions of this theory remain valid for rather high-packing densities of particles that are typical, in particular, of regolith surfaces of the Solar system bodies. The results allow us to conclude that both opposition effects observed simultaneously in some high-albedo atmosphereless bodies of the Solar system are caused precisely by coherent backscattering of solar light in the regolith layers composed of microscopic particles.

Regolith↗

NASA NTRS2020

The Backscattering Contribution of Soybean Pods at L-band

L-band (1.25 GHz) radar measurements of a soybean canopy indicate that the emergence of seed pods is a significant contributor to the backscatter during the late stages of the growing season. In order to validate the measured data, a realistic scattering model of the soybean canopy is developed. The parameters of the soybean canopy and underlying soil used in the model vary over the growing season based on in situ measurements. Scattering amplitudes for soybean leaves are modeled analytically by using a thin disk approximation; stem and pods are jointly modeled using a numerical electromagnetic field solver. These scattering amplitudes are together incorporated into a coherent scattering model to obtain the backscattering coefficient for VV- and HH-polarizations. The modeling results show good agreement with the radar field measurements, having RMSEs of 0.51 dB for VV-pol and 1.1 dB for HH-pol. Both measured data and modeled results show that the change of soil moisture can be accurately monitored by L-band backscatter. It is also found that the difference between HH- and VV-polarized backscatter increases as the size of the soybean pods becomes larger. A method is developed here to estimate the number of pods in a soybean canopy based on polarimetric radar backscatter at L-band.

Radar backscatter↗

NASA NTRS1981

Comparison of reflectance with backscatter and absorption parameters for turbid waters

The relation of reflectance to backscatter and absorption parameters is investigated for waters more turbid than those of previous investigations. Experimental data are examined for river waters in which beam attenuation values range from 8.9 to 18.9 per m at 550 nm. Attenuation, absorption, backscatter, and irradiance reflectance spectral properties are presented for wavelengths between 450 and 800 nm. Comparisons of reflectance with backscatter to absorption ratio and backscatter with absorption plus backscatter ratio indicate that data for turbid waters do not fit linear or polynomial models which are presently available in the literature.

Whitlock, C. H.↗

NASA NTRS1982

Design and calibration of a coherent lidar for measurement of atmospheric backscatter

This paper discusses the background requirements for, and the design and calibration of a coherent Doppler lidar which is oriented specifically toward the measurement of low values of atmospheric backscatter at a wavelength of 10.6 microns. The lidar is a compact, continuous wave system which can operate in two modes, multiple particle scattering and single particle scattering. In the multiple scattering mode, the lidar employs an extended focal volume and utilizes a technique similar to Dicke switching to achieve measurement of the volume backscatter. In the single scattering mode, the focal volume is reduced to ensure a high probability of single particle scattering. Measurement of the single particle backscatter as a function of time leads to the formation of signal histogram from which the volume backscatter can be inferred. In addition to providing the atmospheric backscatter value, appropriate data processing algorithms and focal volume calibration allow the single particle mode to yield information on the atmospheric aerosol scattering cross-section distribution.

Jones, W. D.↗

NASA NTRS1986

The effect of leaf size on the microwave backscattering by corn

Attema and Ulaby (1978) proposed the cloud model to predict the microwave backscattering properties of vegetation. This paper describes a modification in which the biophysical properties and microwave properties of vegetation are related at the level of the individual scatterer (e.g., the leaf or the stalk) rather than at the level of the aggregated canopy (e.g., the green leaf area index). Assuming that the extinction cross section of an average leaf was proportional to its water content, that a power law relationship existed between the backscattering cross section of an average green corn leaf and its area, and that the backscattering coefficient of the surface was a linear function of its volumetric soil moisture content, it is found that the explicit inclusion of the effects of corn leaf size in the model led to an excellent fit between the observed and predicted backscattering coefficients. Also, an excellent power law relationship existed between the backscattering cross section of a corn leaf and its area.

Paris, J. F.↗

NASA NTRS1986

Near-IR extinction and backscatter coefficient measurements in low- and mid-altitude clouds

Knowledge of the attenuation and backscattering properties of clouds is required to high resolution for several types of optical sensing systems. Such data was obtained in about 15 hours of flights through clouds in the vicinity of Washington, D.C. The flights were mainly through stratocumulus, altocumulus, stratus, and stratus fractus clouds and covered an altitude and temperature range of 300 to 3200 m and -13 to 17 C. Two instruments were flown, each of which measured the backscatter from close range in two range bins to independently determine both the extinction and backscatter coefficients. The extinction and backscatter coefficients can be obtained from the signals in the two channels of each instrument, provided that the aerosol is uniform over the measurement region. When this assumptions holds, the extinction coefficient is derived basically from the ratio of the signal in the two channels; the backscatter coefficient can then be obtained from the signal in either channel.

Sztankay, Z. G.↗

NASA NTRS1987

Retrieval of surface roughness parameters from dual-frequency measurements of radar backscattering coefficients

The use of dual-frequency data of backscattering coefficients at a fixed angle to estimate surface roughness parameters is evaluated. Radar backscattering coefficients at 1.5 and 4.25 GHz are calculated using a model based on Kirchhoff approximation of electromagnetic wave scatttering from a rough soil surface. Plots of the calculated backscattering coefficients for Kansas soil moisture contents at the C- and L-band frequencies and HH polarization are analyzed. The effects of changes in correlation length on the backscattering coefficients are investigated. The calculated backscattering coefficients are compared with scatterometer data collected at 1.5 and 4.25 GHz, and it is detected that the model and field data correlate well. The data reveal that it is possible to retrieve the surface roughness parameters from measured radar data.

Mo, Tsan↗

NASA NTRS1987

Electromagnetic fields backscattered from an s-shaped inlet cavity with an absorber coating on its inner walls

The EM backscatter from a two-dimensional S-shaped inlet cavity is analyzed using three different techniques, namely a hybrid combination of asymptotic high frequency and modal methods, an integral equation method, and the geometrical optics ray method, respectively. This inlet has a thin absorber coating on its perfectly conducting inner walls and the planar interior termination is made perfectly conducting. The effect of the absorber on the inner wall is treated via a perturbation scheme in the hybrid approach where it is assumed that the loss is sufficiently small for the method to be valid. The results are compared with the backscatter from a straight inlet cavity to evaluate the effect of offsetting the termination in the S-bend configuration such that it is not visible from the open end of the inlet. The envelope of the backscatter pattern for the straight inlet is always seen to peak around the forward axis due to the large return from the directly visible termination, and the pattern envelope tapers off away from the forward axis. Offsetting the termination causes the envelope of the backscatter pattern to flatten out, thereby reducing the return near the forward axis by several dB. The absorber coating reduces the pattern level of the straight inlet in directions away from the forward axis but has little effect on the peak near the axis; furthermore, the absorber coating is seen to consistently reduce the backscatter from the S-bend inlet for almost all incidence angles. The hybrid method gives excellent agreement with experimental data and with the integral equation solution, whereas, the geometrical optics ray tracing method is able to generally predict the average of the bachscatter pattern but not the pattern details.

Burkholder, R. J.↗

NASA NTRS1989

Probabilities and statistics for backscatter estimates obtained by a scatterometer

Methods for the recovery of winds near the surface of the ocean from measurements of the normalized radar backscattering cross section must recognize and make use of the statistics (i.e., the sampling variability) of the backscatter measurements. Radar backscatter values from a scatterometer are random variables with expected values given by a model. A model relates backscatter to properties of the waves on the ocean, which are in turn generated by the winds in the atmospheric marine boundary layer. The effective wind speed and direction at a known height for a neutrally stratified atmosphere are the values to be recovered from the model. The probability density function for the backscatter values is a normal probability distribution with the notable feature that the variance is a known function of the expected value. The sources of signal variability, the effects of this variability on the wind speed estimation, and criteria for the acceptance or rejection of models are discussed. A modified maximum likelihood method for estimating wind vectors is described. Ways to make corrections for the kinds of errors found for the Seasat SASS model function are described, and applications to a new scatterometer are given.

Pierson, Willard J., Jr.↗

NASA NTRS1991

GLObal Backscatter Experiment (GLOBE) Pacific survey mission

NASA conducted the GLObal Backscatter Experiment (GLOBE) Survey Mission over the near coastal and remote Pacific Ocean during 6 to 30 Nov. 1989 (GLOBE 1) and 13 May to 5 Jun. 1990 (GLOBE 2). These missions studied the optical, physical, and chemical properties of atmospheric aerosols. Particular emphasis was given to the magnitude and spatial variability of aerosol backscatter coefficients at mid-infrared wavelengths, and to the remote middle and upper troposphere, where these aerosol properties are poorly understood. Survey instruments were selected to provide either direct beta measurements at the key wavelengths, empirical links with long term or global scale aerosol climatologies, or aerosol microphysics data required to model any of these quantities. The survey deployment included both long distance 6 to 8 hour transit flights and detailed 4 to 6 hour local flights. Several general features were observed from preliminary Survey data analyses. Validation and intercomparison results have shown good agreement, usually better than a factor of two. Atmospheric aerosols frequently exhibited a three layer vertical structure, with (1) high and fairly uniform backscatter in the shallow cloud capped marine boundary layer; (2) moderate and highly variable backscatter in a deeper overlaying cloud pumped layer; and (3) low, regionally uniform, but seasonally and latitudinally variable backscatter in the middle and upper troposphere. The survey missions represent two isolated snapshots of a small portion of the global aerosol system. Consequently, Survey results can best be understood by synthesizing them with the more comprehensive GLOBE data base, which is being compiled at NASA-Marshall.

Bowdle, David A.↗

NASA NTRS1991

Airborne coherent continuous wave CO2 Doppler lidars for aerosol backscatter measurement

Two focused coherent, continuous wave (CW) lidars have been developed by the Marshall Space Flight Center (MSFC) for airborne and ground-based measurement of aerosol backscatter coefficients. The first of these instruments uses a mixture of CO2 and other gases, and measures backscatter at 10.6 m. The second lidar uses an isotope of carbon dioxide, which enables lasing at 9.1 m. The 10.6 m backscatter measurement serves as a reference to allow variations in backscatter due to aerosol concentration to be distinguished from variations due to spectral variability. The 10.6 m lidar has been used in airborne field programs since 1981. Development of the 9.1 m lidar was completed in early 1989. Recently, both lidars were flown on the NASA/Ames Research Center DC-8 research aircraft in the remote Pacific Basin as part of the NASA GLObal Backscatter Experiment (GLOBE) survey missions. The GLOBE program, of which the survey missions are the centerpieces, supports design and simulation studies for NASA's prospective Laser Atmospheric Wind Sounder (LAWS).

Rothermel, Jeffry↗

NASA NTRS1991

NOAA backscatter studies

In the past year, NOAA has measured and analyzed another year's worth of backscatter over Boulder, CO. The average profile was computed from 80 satellite observations of backscatter spread throughout the year, using NOAA's CO2 coherent lidar operating at a wavelength of 10.59 microns. The seasonal averages show a familiar trend (highest backscattering in spring, perhaps due to Asian dust or biomass burning, and lowest backscattering in fall). The 1990 average profile was not significantly different from the 1988 or 1989 profiles, except that it displays a slight increase in the upper troposphere, perhaps due to the Redoubt Volcano. The NOAA's backscatter processing program (BETA) was refined to enable the calculation of gaseous absorption effects based on rawinsonde measurements, as well as using atmospheric models. NOAA participated in two intercomparisons of aerosol measuring instruments near Boulder, called FRLAB (Front Range Lidar, Aircraft, and Balloon Experiment). Considerable effort was also put into developing a multiagency science proposal to NASA headquarters to work with both JPL and NASA-Marshall to produce an airborne Doppler lidar facility for the DC-8.

Post, Madison J.↗

NASA NTRS1991

Aerosol backscatter measurements at 10.6 microns with airborne and ground-based CO2 Doppler lidars over the Colorado High Plains. I - Lidar intercomparison

An airborne continuous-wave (CW) focused CO2 Doppler lidar and a ground-based pulsed CO2 Doppler lidar were to obtain seven pairs of comparative measurements of tropospheric aerosol backscatter profiles at 10.6-micron wavelength, near Denver, Colorado, during a 20-day period in July 1982. In regions of uniform backscatter, the two lidars show good agreement, with differences usually less than about 50 percent near 8-km altitude and less than a factor of 2 or 3 elsewhere but with the pulsed lidar often lower than the CW lidar. Near sharp backscatter gradients, the two lidars show poorer agreement, with the pulsed lidar usually higher than the CW lidar. Most discrepancies arise from a combination of atmospheric factors and instrument factors, particularly small-scale areal and temporal backscatter heterogeneity above the planetary boundary layer, unusual large-scale vertical backscatter structure in the upper troposphere and lower stratosphere, and differences in the spatial resolution, detection threshold, and noise estimation for the two lidars.

Bowdle, David A.↗

NASA NTRS1991

Modeling multi-frequency diurnal backscatter from a walnut orchard

The Michigan Microwave Canopy Scattering Model (MIMICS) is used to model scatterometer data that were obtained during the August 1987 EOS (Earth Observing System) synergism study. During this experiment, truck-based scatterometers were used to measure radar backscatter from a walnut orchard in Fresno County, California. Multipolarized L- and X-band data were recorded for orchard plots for which dielectric and evapotranspiration characteristics were monitored. MIMICS is used to model a multiangle data set in which a single orchard plot was observed at varying impedance angles and a series of diurnal measurements in which backscatter from this same plot was measured continuously over several 24-h periods. MIMICS accounts for variations in canopy backscatter driven by changes in canopy state that occur diurnally as well as on longer time scales. L-band backscatter is dependent not only on properties of the vegetation but also on properties of the underlying soil surface. The behavior of the X-band backscatter is dominated by properties of the tree crowns.

Mcdonald, Kyle C.↗

NASA NTRS1993

Effect of species structure and dielectric constant on C-band forest backscatter

A joint experiment between Canadian and USA research teams was conducted early in Oct. 1992 to determine the effect of species structure and dielectric variations on forest backscatter. Two stands, one red pine and one jack pine, in the Petawawa National Forestry Institute (PNFI) were utilized for the experiment. Extensive tree architecture measurements had been taken by the Canada Centre for Remote Sensing (CCRS) several months earlier by employing a Total Station surveying instrument which provides detailed information on branch structure. A second part of the experiment consisted of cutting down several trees and using dielectric probes to measure branch and needle permittivity values at both sites. The dielectric and the tree geometry data were used in the George Washington University (GWU) Vegetation Model to determine the C band backscattering coefficients of the individual stands for VV polarization. The model results show that backscatter at C band comes mainly from the needles and small branches and the upper portion of the trunks acts only as an attenuator. A discussion of variation of backscatter with specie structure and how dielectric variations in needles for both species may affect the total backscatter returns is provided.

Lang, R. H.↗

NASA NTRS1992

Relating multifrequency radar backscattering to forest biomass: Modeling and AIRSAR measurement

During the last several years, significant efforts in microwave remote sensing were devoted to relating forest parameters to radar backscattering coefficients. These and other studies showed that in most cases, the longer wavelength (i.e. P band) and cross-polarization (HV) backscattering had higher sensitivity and better correlation to forest biomass. This research examines this relationship in a northern forest area through both backscatter modeling and synthetic aperture radar (SAR) data analysis. The field measurements were used to estimate stand biomass from forest weight tables. The backscatter model described by Sun et al. was modified to simulate the backscattering coefficients with respect to stand biomass. The average number of trees per square meter or radar resolution cell, and the average tree height or diameter breast height (dbh) in the forest stand are the driving parameters of the model. The rest of the soil surface, orientation, and size distributions of leaves and branches, remain unchanged in the simulations.

Sun, Guo-Qing↗