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At least 55 records · Page 3
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DOE OSTI2025

Nonlocal Effective Field Theory and Its Applications

We review recent applications of nonlocal effective field theory, particularly focusing on nonlocal chiral effective theory and nonlocal quantum electrodynamics (QED), as well as an extension of nonlocal effective theory to curved spacetime. For the chiral effective theory, we discuss the calculation of generalized parton distributions (GPDs) of the nucleon at nonzero skewness, along with the corresponding gravitational (or mechanical) form factors, within the convolution framework. In the QED application, we extend the nonlocal formulation to construct the most general nonlocal QED interaction, in which both the propagator and fundamental QED vertex are modified due to the nonlocal Lagrangian, while preserving the Ward–Green–Takahashi identities. For consistency with the modified propagator, a solid quantization is proposed, and the nonlocal QED is applied to explain the lepton g−2 anomalies without the introduction of new particles beyond the standard model. Finally, with an extension of the chiral effective action to curved spacetime, we investigate the nonlocal energy–momentum tensor and gravitational form factors of the nucleon with a nonlocal pion–nucleon interaction.

chiral effective field theory↗
DOE OSTI2023

An effective field theory for non-maximal quantum chaos

In non-maximally quantum chaotic systems, the exponential behavior of out-of-time-ordered correlators (OTOCs) results from summing over exchanges of an infinite tower of higher “spin” operators. We construct an effective field theory (EFT) to capture these exchanges in (0 + 1) dimensions. The EFT generalizes the one for maximally chaotic systems, and reduces to it in the limit of maximal chaos. The theory predicts the general structure of OTOCs both at leading order in the 1/N expansion (N is the number of degrees of freedom), and after resuming over an infinite number of higher order 1/N corrections. These general results agree with those previously explicitly obtained in specific models. We also show that the general structure of the EFT can be extracted from the large q SYK model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Modelling nearest neighbour distributions of biased tracers using hybrid effective field theory

ABSTRACT We investigate the application of hybrid effective field theory (HEFT) – which combines a Lagrangian bias expansion with subsequent particle dynamics from N-body simulations – to the modelling of k-nearest neighbour cumulative distribution functions (kNN-CDFs) of biased tracers of the cosmological matter field. The kNN-CDFs are sensitive to all higher order connected N-point functions in the data, but are computationally cheap to compute. We develop the formalism to predict the kNN-CDFs of discrete tracers of a continuous field from the statistics of the continuous field itself. Using this formalism, we demonstrate how kNN-CDF statistics of a set of biased tracers, such as haloes or galaxies, of the cosmological matter field can be modelled given a set of low-redshift HEFT component fields and bias parameter values. These are the same ingredients needed to predict the two-point clustering. For a specific sample of haloes, we show that both the two-point clustering and the kNN-CDFs can be well-fit on quasi-linear scales (≳ 20h−1Mpc) by the second-order HEFT formalism with the same values of the bias parameters, implying that joint modelling of the two is possible. Finally, using a Fisher matrix analysis, we show that including kNN-CDF measurements over the range of allowed scales in the HEFT framework can improve the constraints on σ8 by roughly a factor of 3, compared to the case where only two-point measurements are considered. Combining the statistical power of kNN measurements with the modelling power of HEFT, therefore, represents an exciting prospect for extracting greater information from small-scale cosmological clustering.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Effective field theory of Stückelberg vector bosons

We explore the effective field theory of a vector field $X^μ$ that has a Stückelberg mass. The absence of a gauge symmetry for $X^μ$ implies Lorentz-invariant operators are constructed directly from Xμ. Beyond the kinetic and mass terms, allowed interactions at the renormalizable level include $X_μX^μH^†H, (X_μX^μ)^2$, and $X_μj^μ$, where $j^μ$ is a global current of the SM or of a hidden sector. We show that all of these interactions lead to scattering amplitudes that grow with powers of $\sqrt{s}/m_X$, except for the case of $X_μj^μ$ where $j^μ$ is a nonanomalous global current. The latter is well-known when $\textit{X}$ is identified as a dark photon coupled to the electromagnetic current, often written equivalently as kinetic mixing between $\textit{X}$ and the photon. The power counting for the energy growth of the scattering amplitudes is facilitated by isolating the longitudinal enhancement. We examine in detail the interaction with an anomalous global vector current $X_μj^μ_{\text{anom}}$, carefully isolating the finite contribution to the fermion triangle diagram. We calculate the longitudinally-enhanced observables $Z → X_γ$ (when $m_X < m_Z), f\bar{f} → X_γ$, and $Z_γ → Z_γ$ when $\textit{X}$ couples to the baryon number current. Introducing a "fake" gauge-invariance by writing $X^μ = A^μ – ∂^μπ/m_X$, the would-be gauge anomaly associated with $A_μj^μ_{\text{anom}}$ is canceled by $j^μ_{\text{anom}}∂_μπ/m_X$; this is the four-dimensional Green-Schwarz anomaly-cancellation mechanism at work. Our analysis demonstrates there is a much larger set of possible interactions that an EFT with a Stückelberg vector field can have, revealing scattering amplitudes that grow with energy. The growth of these amplitudes can be tamed by a dark Higgs sector, but this requires dark Higgs boson interactions (and reintroduces fine-tuning in the dark Higgs sector) that can be separated from X interactions only in the limit $g \ll 1$ .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Analyzing rotational bands in odd-mass nuclei using effective field theory and Bayesian methods

We recently developed an Effective Field Theory (EFT) for rotational bands in odd-mass nuclei. Here we use EFT expressions to perform a Bayesian analysis of data on the rotational energy levels of 99 Tc, 155,157 Gd, 159 Dy, 167,169 Er, 167,169 Tm, 183 W, 235 U and 239 Pu. The error model in our Bayesian analysis includes both experimental and EFT truncation uncertainties. It also accounts for the fact that low-energy constants (LECs) at even and odd orders are expected to have different sizes. We use Markov Chain Monte Carlo (MCMC) sampling to explore the joint posterior of the EFT and error-model parameters and show both the LECs and the breakdown scale can be reliably determined. We extract the LECs up to fourth order in the EFT and find that, provided we correctly account for EFT truncation errors in our likelihood, results for lower-order LECs are stable as we go to higher orders. LEC results are also stable with respect to the addition of higher-energy data. We extract the expansion parameter for all the nuclei listed above and find a clear correlation between the extracted and the expected value of the inverse breakdown scale, W, based on the single-particle and vibrational energy scales. However, the W that actually determines the convergence of the EFT expansion is markedly smaller than would be naively expected based on those scales.

EFT↗
DOE OSTI2021

Effective field theory interpretation of lepton magnetic and electric dipole moments

We perform a model-independent analysis of the magnetic and electric dipole moments of the muon and electron. We give expressions for the dipole moments in terms of operator coefficients of the low-energy effective field theory (LEFT) and the Standard Model effective field theory (SMEFT). We use one-loop renormalization group improved perturbation theory, including the one-loop matching from SMEFT onto LEFT, and one-loop lepton matrix elements of the effective-theory operators. Semileptonic four-fermion operators involving light quarks give sizable non-perturbative contributions to the dipole moments, which are included in our analysis. We find that only a very limited set of the SMEFT operators is able to generate the current deviation of the magnetic moment of the muon from its Standard Model expectation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

A new effective field theory for heavy quarks in the quark-gluon plasma

A bstract An effective field theory framework is developed to study the interaction of heavy quarks in strongly coupled quark-gluon plasma (QGP). The latter is treated as a relativistic non-dissipative colorless fluid which can be studied using a derivatively coupled effective field theory based on previous work. Coupling this to heavy quarks provides a systematic way to obtain the interaction between the heavy quark and phonons, excitations of the fluid. In particular we calculate the quasiparticle width of heavy quark to phonon and phonon-heavy quark scattering in a thermal medium.

Kirchner, Andreas [Duke University] (ORCID:0000000↗
DOE OSTI2023

Radiative Corrections to Neutron Beta Decay and (Anti)Neutrino-Nucleon Scattering from Low-Energy Effective Field Theory

Herein we study radiative corrections to neutron beta decay and low-energy (anti)neutrino-nucleon scattering within a top-down effective field theory approach. As it was recently shown, a few electromagnetic and electroweak low-energy coupling constants in heavy-baryon chiral perturbation theory are yet to be determined. Performing matching to the four-fermion effective field theory, we relate these low-energy constants to correlation functions of vector and axial-vector currents. Such relations allow us to explicitly clarify scheme dependence for radiative corrections to neutron decay and low-energy charged-current (anti)neutrino scattering, provide a robust prediction of leading in the electromagnetic coupling constant contributions, and achieve a clear separation between short-distance and long-distance contributions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Finite-volume pionless effective field theory for few-nucleon systems with differentiable programming

Finite-volume pionless effective field theory provides an efficient framework for the extrapolation of nuclear spectra and matrix elements calculated at finite volume in lattice QCD to infinite volume, and to nuclei with larger atomic number. In this work, it is demonstrated how this framework may be implemented via a set of correlated Gaussian wave functions optimized using differentiable programming and via solution of a generalized eigenvalue problem. This approach is shown to be significantly more efficient than a stochastic implementation of the variational method based on the same form of correlated Gaussian wave functions, yielding comparably accurate representations of the ground-state wave functions with an order of magnitude fewer terms. The efficiency of representation allows such calculations to be extended to larger systems than in previous work. Further, the method is demonstrated through calculations of the binding energies of nuclei with atomic number A ϵ {2,3,4} in finite volume, matched to lattice QCD calculations at quark masses corresponding to m π = 806 MeV, and infinite-volume effective field theory calculations of A ϵ {2,3,4,5,6} systems based on this matching.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Sterile neutrinos and neutrinoless double beta decay in effective field theory

We investigate neutrinoless double beta decay (0νββ) in the presence of sterile neutrinos with Majorana mass terms. These gauge-singlet fields are allowed to interact with Standard-Model (SM) fields via renormalizable Yukawa couplings as well as higher-dimensional gauge-invariant operators up to dimension seven in the Standard Model Effective Field Theory extended with sterile neutrinos. At the GeV scale, we use Chiral effective field theory involving sterile neutrinos to connect the operators at the level of quarks and gluons to hadronic interactions involving pions and nucleons. This allows us to derive an expression for 0νββ rates for various isotopes in terms of phase-space factors, hadronic low-energy constants, nuclear matrix elements, the neutrino masses, and the Wilson coefficients of higher-dimensional operators. The required hadronic low-energy constants and nuclear matrix elements depend on the neutrino masses, for which we obtain interpolation formulae grounded in QCD and chiral perturbation theory that improve existing formulae that are only valid in a small regime of neutrino masses. The resulting framework can be used directly to assess the impact of 0νββ experiments on scenarios with light sterile neutrinos and should prove useful in global analyses of sterile-neutrino searches. We per- form several phenomenological studies of 0νββ in the presence of sterile neutrinos with and without higher-dimensional operators. We find that non-standard interactions involving sterile neutrinos have a dramatic impact on 0νββ phenomenology, and next-generation experiments can probe such interactions up to scales of $\mathcal O$ (100) TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Effective field theory approach to rotational bands in odd-mass nuclei

In this work, we extend an effective field theory developed to describe rotational bands in even-even nuclei to the odd-mass case. This organizes Bohr and Mottelson's treatment of a particle coupled to a rotor as a model-independent expansion in powers of the angular velocity of the overall system. We carry out this expansion up to fourth order in the angular velocity and present results for 99 Tc, 159 Dy, 167,169 Er, 167,169 Tm, 183 W, 235 U, and 239 Pu. In each case, the accuracy and breakdown scale of the effective field theory can be understood based on the single-particle and vibrational energy scales in that nucleus.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Effective field theory for quasicrystals and phasons dynamics

We build an effective field theory (EFT) for quasicrystals -- aperiodic incommensurate lattice structures -- at finite temperature, entirely based on symmetry arguments and a well-define action principle. By means of Schwinger-Keldysh techniques, we derive the full dissipative dynamics of the system and we recover the experimentally observed diffusion-to-propagation crossover of the phason mode. From a symmetry point of view, the diffusive nature of the phason at long wavelengths is due to the fact that the internal translations, or phason shifts, are symmetries of the system with no associated Noether currents. The latter feature is compatible with the EFT description only because of the presence of dissipation (finite temperature) and the lack of periodic order. Finally, we comment on the similarities with certain homogeneous holographic models and we formally derive the universal relation between the pinning frequency of the phonons and the damping and diffusion constant of the phason.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Effective Field Theory for jet substructure in heavy ion collisions

I develop an Effective Field Theory (EFT) framework to compute jet substructure observables for heavy ion collision experiments. As an example, I consider dijet events that accompany the formation of a weakly coupled long lived Quark Gluon Plasma (QGP) medium in a heavy ion collision and look at an observable insensitive to jet selection bias: the simultaneous measurement of jet mass along with the transverse momentum imbalance between the jets that are groomed to remove soft radiation. Treating the jet as an open quantum system, I write down a factorization formula within the SCET (Soft Collinear Effective Theory) framework in the forward scattering regime. The physics of the medium is encoded in a universal soft field correlator while the jet-medium interaction is captured by a medium induced jet function. The factorization formula leads to a Lindblad type equation for the evolution of the reduced density matrix of the jet in the Markovian approximation. The solution for this equation allows a resummation of large logarithms that arise due to the final state measurements imposed while simultaneously summing over multiple incoherent interactions of the jet with the medium.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Constructing chiral effective field theory around unnatural leading-order interactions

A momentum-dependent formulation based on a stationary spin-0 and isospin-1 dibaryon field is proposed to improve convergence of chiral effective field theory in the 1 S 0 channel of NN scattering. Although the two-parameter leading-order interaction appears to be unnatural, it nevertheless has the necessary features of an effective field theory. A rapid order-by-order convergence is found in 1 S 0 . As an application beyond the two-body level, the triton binding energy is studied and compared to standard chiral effective field theory with partly perturbative pions. Here, the consistency of the chiral Lagrangian for the new formulation is examined by working out the pionic radiative corrections, and consequences of nontrivial chiral-connection terms are discussed.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2025

Energy-enhanced expansion of the standard model effective field theory

We formalize energy-scaling arguments in the standard model effective field theory (SMEFT) to estimate the effects of operators up to dimension ten. Our approach relies on weakly coupled UV completions with no presumed large hierarchies between the Wilson coefficients. We introduce a classification based on the number of external legs and an energy-counting parameter. We establish a dual expansion in 𝑣/Λ and 𝐸/Λ. Extending to four-, five-, and six-particle vertices, our framework highlights energy-enhanced operators that dominate high-energy processes at the High Luminosity-Large Hadron Collider. This organization streamlines experimental analyses to only include operators with energetic impact in their analyses and enhances the discoverability of new physics within the SMEFT framework.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Effective field theories for collective excitations of atomic nuclei

Collective modes emerge as the relevant degrees of freedom that govern low-energy excitations of atomic nuclei. These modes—rotations, pairing rotations, and vibrations—are separated in energy from non-collective excitations, making it possible to describe them in the framework of effective field theory. Rotations and pairing rotations are the remnants of Nambu–Goldstone modes from the emergent breaking of rotational symmetry and phase symmetries in finite deformed and finite superfluid nuclei, respectively. The symmetry breaking severely constrains the structure of low-energy Lagrangians and thereby clarifies what is essential and simplifies the description. The approach via effective field theories exposes the essence of nuclear collective excitations and is defined with a breakdown scale in mind. This permits one to make systematic improvements and to estimate and quantify uncertainties. Effective field theories of collective excitations have been used to compute spectra, transition rates, and other matrix elements of interest. In particular, predictions of the nuclear matrix element for neutrinoless double beta decay then come with quantified uncertainties. This review summarizes these results and also compares the approach via effective field theories to well-known models and ab initio computations.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Effective field theory of anisotropic inflation and beyond

We develop an effective-field-theory (EFT) framework for inflation with various symmetry breaking pattern. As a prototype, we formulate anisotropic inflation from the perspective of EFT and construct an effective action of the Nambu-Goldstone bosons for the broken time translation and rotation symmetries. We also calculate the statistical anisotropy in the scalar two-point correlation function for concise examples of the effective action.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

An effective field theory of magneto-elasticity

We utilize the coset construction to derive the effective field theory of magnon-phonon interactions in (anti)-ferromagnetic and ferrimagnetic insulating materials. The action is used to calculate the equations of motion which generalize the Landau-Lifshitz and stress equations to allow for magneto-acoustic couplings to all orders in the fields at lowest order in the derivative expansion. We also include the symmetry breaking effects due to Zeeman, and Dzyaloshinsky-Moriya interactions. This effective theory is a toolbox for the study of magneto-elastic phenomena from first principles. As an example we use this theory to calculate the leading order contribution to the magnon decay width due to its the decay into phonons.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗