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Energetic Particles in Geospace: Origin, Dynamics, and Modeling

This presentation explores the origins and dynamics of energetic particles—specifically solar energetic particles (SEPs) and galactic cosmic rays (GCRs) - within the heliosphere and Earth's magnetosphere. We will discuss the fundamental physical processes governing their transport and acceleration in the heliosphere, including interactions with the solar wind and the interplanetary magnetic field. The penetration of these particles into Earth's magnetosphere is examined, emphasizing how the geomagnetic field influences their propagation across the magnetosphere. Key phenomena such as the temporal trapping of SEPs in geospace, reductions in rigidity cutoff during geomagnetic storms, and the enhancement of atmospheric NOx and HOx concentrations - which affect the ozone balance through catalytic reactions—are discussed. The presentation also outlines contemporary numerical modeling techniques used to simulate SEPs and GCRs, providing insights into their complex behaviors under varying geomagnetic conditions.

solar energetic particles↗

Results from the Heavy Ions In Space (HIIS) experiment on the ionic charge state of solar energetic particles

It has long been known that low-energy solar energetic particles (SEP's) are partially-ionized. For example, in large, so-called 'gradual' solar energetic particle events, at approximately 1 MeV/nucleon the measured mean ionic charge state, Q, of Fe ions is 14.1 +/- 0.2, corresponding to a plasma temperature of approximately 2 MK in the coronal or solar-wind source material. Recent studies, which have greatly clarified the origin of solar energetic particles and their relation to solar flares, suggest that ions in these SEP events are accelerated not at a flare site, but by shocks propagating through relatively low-density regions in the interplanetary medium. As a result, the partially-ionized states observed at low energies are expected to continue to higher energies. However, up to now there have been no high-energy measurements of ionic charge states to confirm this notion. We report here HIIS observations of Fe-group ions at 50-600 MeV/nucleon, at energies and fluences which cannot be explained by fully-ionized galactic cosmic rays, even in the presence of severe geomagnetic cutoff suppression. Above approximately 200 MeV/nucleon, all features of our data -- fluence, energy spectrum, elemental composition, and arrival directions -- can be explained by the large SEP events of October 1989, provided that the mean ionic charge state at these high energies is comparable to the measured value at approximately 1 MeV/nucleon. By comparing the HIIS observations with measurements in interplanetary space in October 1989, we determine the mean ionic charge state of SEP Fe ions at approximately 200-600 MeV/nucleon to be Q = 13.4 plus or minus 1.0, in good agreement with the observed value at approximately 1 MeV/nucleon. The source of the ions below approximately 200 MeV/nucleon is not yet clear. Partially-ionized ions are less effectively deflected by the Earth's magnetic field than fully-ionized cosmic rays and therefore have greatly enhanced access to low-Earth orbit. Moreover, at the high energies observed in HIIS, these ions can penetrate typical amounts of shielding. We discuss the significance of the HIIS results for estimates of the radiation hazard posed by large SEP events to satellites in low-Earth orbit, including the proposed Space Station orbit. Finally, we comment on previous reports of low-energy below-cutoff Fe-group ions, which some authors have interpreted as evidence for partially-ionized galactic cosmic rays. The LDEF flux levels are much smaller than the corresponding fluxes in these previous reports, implying that the source of these ions has an unusual solar-cycle variation and/or strongly increases with decreasing altitude.

Tylka, Allan J.↗

Streaming reversal of energetic particles in the magnetotail during a substorm

A case of reversal in the streaming anisotropy of energetic ions and in the plasma flow observed from the IMP 8 spacecraft during a substorm on February 8, 1978 is studied in detail using measurements of energetic particles, plasma, and magnetic field. Four new features emerge when high time resolution data are examined in detail. The times of streaming reversal of energetic particles in different energy ranges do not coincide with the time of plasma flow reversal. Qualitatively different velocity distributions are observed in earthward and tailward plasma flows during the observed flow reversal intervals. Strong tailward streaming of energetic particles can be detected during northward magnetic field environments and, conversely, earthward streaming in southward field environments. During the period of tailward streaming of energetic particles, earthward streaming fluxes are occasionally detected.

Lui, A. T. Y.↗

Energetic particle sounding at the magnetopause and implications for magnetic reconnection

Measurements of energetic particle three dimensional distributions used to infer the structure of the region of the subsolar magnetopause obtained from the Medium Energy Particle Experiment onboard the ISEE-1 and 2 satellites are reviewed. Although initial interpretations of two types of energetic particle signatures argued against the topology predicted by magnetic reconnection at the magnetopause, subsequent understanding of the meaning of these observations demonstrate that the energetic particle data are uniformly consistent with the theory.

Fritz, T. A.↗

Solar Energetic Particle Studies with PAMELA

The origin of the high-energy solar energetic particles (SEPs) may conceivably be found in composition signatures that reflect the elemental abundances of the low corona and chromosphere vs. the high corona and solar wind. The presence of secondaries, such as neutrons and positrons, could indicate a low coronal origin of these particles. Velocity dispersion of different species and over a wide energy range can be used to determine energetic particle release times at the Sun. Together with multi-wavelength imaging, in- situ observations of a variety of species, and coverage over a wide energy range provide a critical tool in identifying the origin of SEPs, understanding the evolution of these events within the context of solar active regions, and constraining the acceleration mechanisms at play. The Payload for Antimatter Matter Exploration and Light-nuclei Astrophysics (PAMELA)instrument, successfully launched in 2006 and expected to remain operational until at least the beginning of 2012, measures energetic particles in the same energy range as ground-based neutron monitors, and lower energies as well. It thus bridges the gap between low energy in-situ observations and ground-based Ground Level Enhancements (GLE) observations. It can measure the charge (up to Z=6) and atomic number of the detected particles, and it can identify and measure positrons and detect neutrons-an unprecedented array of data channels that we can bring to bear on the origin of high-energy SEPs. We present prelimiary results on the for the 2006 December 13 solar flare and GLE and the 2011 March 21 solar flare, both registering proton and helium enhancements in PAMELA. Together with multi- spacecraft contextual data and modeling, we discuss the PAMELA results in the context of the different acceleration mechanisms at play.

Bravar, U.↗

Shock acceleration of energetic particles in the heliosphere

The apparent distinction between 'V x B' and 'Fermi' mechanisms is clarified in a discussion of the theory of the shock acceleration of energetic particles which restricts attention to those cases where the energetic particles do not themselves influence the given shock structure. The theory is applied to the acceleration of energetic particles in corotating interaction regions (CIR) in the solar wind, where particles are accelerated at either the forward and reverse shocks which bound the CIR by being compressed between the shock fronts and magnetic irregularities upstream of the shocks, or by being compressed between upstream irregularities and those downstream from the shocks. The model is shown to account for the observed exponential spectra at the earth, observed spectra behavior with radial distance and radial intensity gradients, and differences in spectra intensity at the forward and reverse shocks. Energy spectra are also calculated for the shock acceleration of energetic particles in large solar flare events.

Lee, M. A.↗

Development of Solar Energetic Particle Prediction Portal (SEP3)

Robust prediction of Solar Energetic Particle (SEP) events is among the key priorities of the space weather community. In the framework of NASA’s Early Stage Innovation Program, we develop the Solar Energetic Particle Prediction Portal (SEP3: https://sun.njit.edu/SEP3), which hosts web applications that allow the users to retrieve the database records. In particular, SEP3 lists the API examples to query each data source potentially important for the SEP prediction. The Portal has a search page for browsing the events from the most widely used catalogs (https://sun.njit.edu/SEP3/search.php) and a dedicated space to share the most recent achievements of the team. In addition, we have added a CDAW SEP catalog and a LASCO/SOHO CME catalog and introduced the possibility of displaying the properties of the connected events (parental solar flares and CMEs for SEPs) on the search page. The interactive widget has the capability to display GOES soft X-ray and proton flux time series from different satellites with the GOES flare records on top of them. The data portal has been used to evaluate the forecasts of the solar proton events based on the statistical properties of the GOES soft X-ray and proton fluxes and investigate machine-learning approaches to the SEP prediction.

SMD↗

Virtual Energetic Particle Observatory for the Heliospheric Data Environment

The heliosphere is pervaded by interplanetary energetic particles, traditionally also called cosmic rays, from solar, internal heliospheric, and galactic sources. The particles species of interest to heliophysics extend from plasma energies to the GeV energies of galactic cosmic rays still measurably affected by heliospheric modulation and the still higher energies contributing to atmospheric ionization. The NASA and international Heliospheric Network of operational and legacy spacecraft measures interplanetary fluxes of these particles. Spatial coverage extends from the inner heliosphere and geospace to the heliosheath boundary region now being traversed by Voyager 1 and soon by Voyager 2. Science objectives include investigation of solar flare and coronal mass ejection events, acceleration and transport of interplanetary particles within the inner heliosphere, cosmic ray interactions with planetary surfaces and atmospheres, sources of suprathermal and anomalous cosmic ray ions in the outer heliosphere, and solar cycle modulation of galactic cosmic rays. The Virtual Energetic Particle Observatory (VEPO) will improve access and usability of selected spacecraft and sub-orbital NASA heliospheric energetic particle data sets as a newly approved effort within the evolving heliophysics virtual observatory environment. In this presentation, we will describe current VEPO science requirements, our initial priorities and an overview of our strategy to implement VEPO rapidly and at minimal cost by working within the high-level framework of the Virtual Heliospheric Observatory (VHO). VEPO will also leverage existing data services of NASA's Space Physics Data Facility and other existing capabilities of the U.S. and international heliospheric research communities.

Cooper, J. F.↗

Multipoint measurements of energetic particles in the magnetosphere

The benefits of energetic-particle measurements in the study of magnetospheric physics are reviewed, including the particles' relative ease of detection, their high rectilinear speed, their range of gyroradii, and their immunity to large-scale electric fields. With such particles, it is possible to observationally separate distinctive plasma regions, uniquely assess field-line topologies, examine connectivity from the magnetospheric equator to the ionosphere, and sense global changes in magnetospheric configuration. Multipoint measurements of energetic particles have contributed substantially to the understanding of the earth magnetopause, the leakage of particles into the upstream region, the effect of sudden storm compressions, the global nature of substorm dynamics, and the location and character of high-energy acceleration processes.

Baker, D. N.↗

Spatial distribution of energetic particles in the distant magnetotail

The spatial distribution of energetic particles in the distant magnetotail is analyzed by using identical sets of two complementary energetic particle experiments aboard the IMP 7 and 8 spacecraft. It is noted that the combined IMP 7 and 8 data set provides nearly 10 years of satellite observation. The quantitative distributions of energetic electrons in two energy ranges and energetic protons are given in terms of occurrence frequency and the average particle flux intensity over an 80 earth radii x 70 earth radii plane perpendicular to the sun-earth line. A particle distribution in the shape of an O with a crossbar over the solar magnetospheric YZ plane in the antisolar direction is clearly demonstrated at all energies and for both species. It is pointed out that the O part of the distribution corresponds to the magnetosheath region and that the crossbar is the average plasma sheet configuration. A distinct, species dependent, dawn-dusk asymmetry in particle distribution is observed in the plasma sheet and, to a lesser extent, in the magnetosheath.

Meng, C.-I.↗

A filament of energetic particles near the high-latitude dawn magnetopause

The Geotail satelite detected a filament of tailward-streaming energetic particles spatially separated from the boundary layer of energetic particles at the high-latitude dawn magnetopause at a downstream distance of approximately 80 R(sub E) on October 27, 1992. During this event, the composition and charge states of energetic ions at energies above approximately 10 keV show significant intermix of ions from solar wind and ionospheric sources. Detailed analysis leads to the deduction that the filament was moving southward towards the neutral sheet at an average speed of approximately 80 km/s, implying an average duskward electric field of approximately 1 mV/m. Its north-south dimension was approximately 1 R(sub E) and it was associated with an earthward directed field-aligned current of approximately 5 mA/m. The filament was separated from the energetic particle boundary layer straddling the magnetopause by approximately 0.8 R(sub E) and was inferred to be detached from the boundary layer at downstream distance beyond approximately 70 R(sub E) in the distant tail.

Lui, A. T. Y.↗

ISEE-3 measurements of solar energetic particle composition

Preliminary observations of energetic particles from solar flares beginning on September 23 and November 10, 1978 are reported. The measurements were made from the ISEE-3 spacecraft using very thin, large area solid-state detectors. Charge composition was measured for all elements from Z = 2 to Z = 26 above approximately 2 MeV/nucleon. More than 100,000 nuclei with Z greater than 2 were pulse-height analyzed during the course of the first event, while the second was substantially smaller. These good statistics enable the observation of variations in composition at low energies as a function of time. For example, the Fe/O ratio (2.0-3.1 MeV/n) was observed in the September event to decrease by a factor of approximately 5. By contrast, this same ratio increased by a factor of approximately 1.5 during the November 10 event. Similar variations have been reported earlier by Scholer et al. (1978). These authors, however were unable to observe the He/O ratio which has now been observed also to show significant variation.

Von Rosenvinge, T. T.↗

Solar photospheric and coronal abundances from solar energetic particle measurements

Observations of solar energetic particles (SEP) from 22 solar flares in the 1977 to 1982 time period are reported. SEP abundances were obtained for all elements with 3 approximately less than Z approximately less than 30 except Li, Be, B, F, Sc, v, Co and Cu for which upper limits were obtained. Statistically meaningful abundances of several rare elements (P, Cl, K, Ti, and Mn) were determined for the first time, and the average abundance of the more abundant elements were determined with improved precision.

Breneman, H.↗

Flat Proton Spectra in Large Solar Energetic Particle Events

We present solar energetic particle events observed at 1 AU from the Sun for which the proton energy spectra at energies between ~50 keV to ~1 MeV flatten during a period of at least ~12 hours prior to the passage of the associated interplanetary shock. The flattening of the proton energy spectra occurs when the source of the particles (presumably the traveling interplanetary shock) is still downwind from the spacecraft and particle intensities are still continuously increasing. The arrival of the shock at the spacecraft is then characterized by a steepening of the spectra, where low-energy proton intensities show a more pronounced enhancement than the high-energy proton intensities. We discuss the mechanisms that may result in this flattening of the spectra in terms of current models presented in the literature.

Lario, D.↗

The Effect of Stochastic Acceleration on the Dynamics of Solar Energetic Particles in the Heliosphere

Solar Energetic Particles (SEPs) are crucial in space weather phenomena, impacting space-based technologies and human activities in space. Understanding the dynamics of SEPs, including their acceleration and transport mechanisms, is essential for improving predictive models and mitigating adverse effects. This study investigates the impact of stochastic acceleration (SA) on the dynamics of SEPs within the heliosphere. By integrating stochastic acceleration into a SEP transport model, we assess its impact relative to diffusive shock acceleration (DSA). The investigation utilizes the Adaptive Mesh Particle Simulator (AMPS) within the Space Weather Modeling Framework (SWMF) to simulate SEP dynamics, incorporating solar wind parameters and turbulence from the Alfven Wave Solar Model (AWSoM). To do this, we solve the focused transport equation to model the propagation of SEPs along magnetic field lines, extending these lines to 5 AU to incorporate the potential effects of pitch angle scattering beyond 1 AU. This aspect could notably impact the decay phase of a SEP event. Modeling the transport of SEPs is coupled with the simulation of solar wind dynamics, the interplanetary magnetic field, and the characteristics of Alfven wave turbulence. This presentation covers the modeling approach used in this research, the characterization of the impact of the stochastic acceleration, and the role of pitch angle scattering at various heliocentric distances on the dynamics of the SEP events' decay phase.

SEP↗

Probing the Energetic Particle Environment near the Sun

NASA’s Parker Solar Probe mission1 recently plunged through the inner heliosphere of the Sun to its perihelia, about 24 million kilometres from the Sun. Previous studies farther from the Sun (performed mostly at a distance of 1 astronomical unit) indicate that solar energetic particles are accelerated from a few kiloelectronvolts up to near-relativistic energies via at least two processes: ‘impulsive’ events, which are usually associated with magnetic reconnection in solar flares and are typically enriched in electrons, helium-3 and heavier ions2, and ‘gradual’ events3,4, which are typically associated with large coronal-mass-ejection-driven shocks and compressions moving through the corona and inner solar wind and are the dominant source of protons with energies between 1 and 10 megaelectronvolts. However, some events show aspects of both processes and the electron–proton ratio is not bimodally distributed, as would be expected if there were only two possible processes5. These processes have been very difficult to resolve from prior observations, owing to the various transport effects that affect the energetic particle population en route to more distant spacecraft6. Here we report observations of the near-Sun energetic particle radiation environment over the first two orbits of the probe. We find a variety of energetic particle events accelerated both locally and remotely including by corotating interaction regions, impulsive events driven by acceleration near the Sun, and an event related to a coronal mass ejection. We provide direct observations of the energetic particle radiation environment in the region just above the corona of the Sun and directly explore the physics of particle acceleration and transport.

D J Mccomas↗

Solar Energetic Particle Spectrometer (SEPS)

An outstanding problem of solar and heliospheric physics is the transport of solar energetic particles. The more energetic particles arriving early in the event can be used to probe the transport processes. The arrival direction distribution of these particles carries information about scattering during their propagation to Earth that can be used to test models of interplanetary transport. Also, of considerable importance to crewed space missions is the level of ionizing radiation in the interplanetary medium, and the dose that the crew experiences during an intense solar particle event, as well as the risk to space systems. A recent study concludes that 90% of the absorbed dose results from particles in the energy range 20-550 MeV. We will describe a new compact instrument concept, SEPS, that can cover the energy range from 50-600 MeV with a single compact detector. This energy range has been difficult to cover. There are only limited data, generally available only in broad energy bins, from a few past and present instruments outside Earth s magnetosphere. The SEPS concept can provide improved measurements for this energy range and its simple light-weight design could be easily accommodated on future missions.

Christl, Mark J.↗