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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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At least 55 records · Page 3
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DOE OSTI2020

The Lifshitz Regime and its Experimental Signals

We discuss the possibility of a Lifshitz regime, where the dispersion relation for Goldstone bosons and related fields has a minimum at nonzero momenta. Studies with the Functional Renormalization Group suggest that this occurs over a wide region in the plane of temperature and baryon chemical potential. Conversely, the FRG finds that the region in which fluctuations from a critical endpoint are significant is rather small. Here, we suggest that this is due generically to the narrowness of the tricritical region in the chiral limit. Even if particles are produced in thermal equilibrium, a dispersion relation which is non-monotonic in momenta produces what appears to be non-thermal behavior.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Effective field theory of anisotropic inflation and beyond

We develop an effective-field-theory (EFT) framework for inflation with various symmetry breaking pattern. As a prototype, we formulate anisotropic inflation from the perspective of EFT and construct an effective action of the Nambu-Goldstone bosons for the broken time translation and rotation symmetries. We also calculate the statistical anisotropy in the scalar two-point correlation function for concise examples of the effective action.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Cosmological implications of axion-matter couplings

Axions and other light particles appear ubiquitously in physics beyond the Standard Model, with a variety of possible couplings to ordinary matter. Cosmology offers a unique probe of these particles as they can thermalize in the hot environment of the early universe for any such coupling. For sub-MeV particles, their entropy must leave a measurable cosmological signal, usually via the effective number of relativistic particles, N eff . Here, in this paper, we will revisit the cosmological constraints on the couplings of axions and other pseudo-Nambu-Goldstone bosons to Standard Model fermions from thermalization below the electroweak scale, where these couplings are marginal and give contributions to the radiation density of ΔN eff > 0.027. We update the calculation of the production rates to eliminate unnecessary approximations and find that the cosmological bounds on these interactions are complementary to astrophysical constraints, e.g. from supernova SN 1987A. We additionally provide quantitative explanations for these bounds and their relationship.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Catastrogenesis: DM, GWs, and PBHs from ALP string-wall networks

Axion-like particles (ALPs), a compelling candidate for dark matter (DM), are the pseudo Nambu-Goldstone bosons of a spontaneously and explicitly broken global U(1) symmetry. When the symmetry breaking happens after inflation, the ALP cosmology predicts the formation of a string-wall network which must annihilate early enough, producing gravitational waves (GWs) and primordial black holes (PBHs), as well as non-relativistic ALPs. We call this processcatastrogenesis. We show that, under the generic assumption that the potential has several degenerate minima, GWs from string-wall annihilation at temperatures below 100 eV could be detected by future CMB and astrometry probes, for ALPs with mass from 10 -16 to 10 6 eV. In this case, structure formation could limit ALPs to constitute a fraction of the DM and the annihilation would produce mostly "stupendously large" PBHs. For larger annihilation temperatures, ALPs can constitute 100% of DM, and the annihilation could produce supermassive black holes with a mass of up to 10 9 M ⊙ as found at the center of large galaxies. Furthermore our model can solve two mysteries, the nature of the DM and the origin of these black holes.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

High-quality composite Pati-Salam axion

We present a composite QCD axion model where the Peccei-Quinn symmetry emerges as a high-quality, accidental symmetry. The axion potential is only modified by eight-fermion, dimension-12 operators, which if present at the Planck scale, allow for axion dark matter from misalignment while solving the strong 𝐶⁢𝑃 problem. The model is an SU⁡(𝑁 𝑐 ) gauge theory with ten flavors where the Pati-Salam unified subgroup SO⁡(6) × SO⁡(4) ⊂ SU⁢(10)𝐿 and Sp⁡(10) ⊂ SU⁢(10) 𝑅 are weakly gauged. The dynamics breaks SU⁢(10) 𝐿 × SU⁢(10) 𝑅 → SU⁢(10) 𝑉 and the weakly gauged groups to U⁡(3) × U⁡(2) ⊃ SU⁢(3) 𝑐 × SU⁢(2) 𝐿 × U⁡(1) 𝑌 , with the QCD axion identified as one of the Nambu-Goldstone bosons. This axion has a relatively large coupling to photons while a residual $\bar{𝜃}$ eff may be just below the current limit on the neutron electric dipole moment. If the dimension-12 operators are present near the grand unified theory scale, they can cause domain wall networks to decay, allowing for axion dark matter even for the postinflationary scenario.

Gherghetta, Tony [University of Minnesota, Minneap↗
DOE OSTI2026

High-quality axion from exact SUSY chiral dynamics

We use supersymmetric chiral dynamics perturbed by anomaly-mediated supersymmetry breaking to obtain a high-quality, composite axion that solves the strong problem. The strong dynamics arises from a supersymmetric SU(10) chiral gauge theory with massless matter chiral superfields. This leads to a stable, nonsupersymmetric vacuum, calculated exactly, where a spontaneously broken global symmetry, identified with the Peccei-Quinn (PQ) symmetry, gives rise to a composite QCD axion. The chiral gauge theory also admits a discrete (or ) gauge symmetry that forbids PQ-violating operators up to dimension eight. An extension to an chiral gauge theory incorporates grand unification where the unification scale is identified with the PQ-breaking scale and PQ-violating operators are forbidden up to dimension 20. The supersymmetry breaking scale, near 100 TeV, ameliorates the Higgs hierarchy problem, while colored Nambu–Goldstone bosons may be detected at future colliders via decays to gluons or form heavy isotopes.

Gherghetta, Tony↗
DOE OSTI2022

First-principles prediction of the Landau parameter for Fermi liquids near the unitarity limit

This paper explores the behavior of systems of cold fermions as they approach unitary above the critical temperature. Symmetry arguments indicate that at unitarity the Fermi-liquid picture breaks down. As we move away from unitarity, by decreasing the scattering length, the dilaton, the Goldstone boson resulting from the spontaneous breaking of Schrodinger symmetry by the Fermi sea, becomes gapped. At energies below this gap, the interaction between quasiparticles will be dominated by dilaton exchange. Here, the dilaton mass can, in turn, be related via anomaly matching to the scattering length and contact parameter within the confines of a systematic expansion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Cosmic birefringence test of the Hubble tension

A cosmic pseudo-Nambu-Goldstone boson has been proposed to resolve the four-sigma discrepancy between precision measurements of the expansion rate of the universe. We show this solution may also produce a cosmic birefringence (CB) signal in the polarization of the cosmic microwave background (CMB); observations of the CB power spectrum and cross-correlation with the CMB can independently confirm the presence of this new boson. In this work, we find significant new contributions to the CB signal, and show that future CMB experiments will greatly improve sensitivity to CB and Hubble tension scenarios.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Conserved currents in five-dimensional proposals for lattice chiral gauge theories

We apply the Grabowska-Kaplan framework, originally proposed for lattice chiral gauge theories, to QCD. We show that the resulting theory contains a conserved and gauge invariant singlet axial current, both on the lattice and in the continuum limit. This must give rise to a difference with QCD, with the simplest possibility being a superfluous Nambu-Goldstone boson in the physical spectrum not present in QCD. We find a similar unwanted conserved current in the recent “disk” formalism, this time limiting ourselves to the continuum formulation. A similar problem is expected when either of these formalisms is used for its original goal of constructing lattice chiral gauge theories. Finally we discuss a conjecture about the possible dynamics that might be associated with the unwanted conserved current and the fate of ‘t Hooft vertices. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Majorana neutrinos and dark matter from anomaly cancellation

We discuss a simple theory for neutrino masses where the total lepton number is a local gauge symmetry spontaneously broken below the multi-TeV scale. In this context, the neutrino masses are generated through the canonical seesaw mechanism and a Majorana dark matter candidate is predicted from anomaly cancellation. We discuss in great detail the dark matter annihilation channels and find out the upper bound on the symmetry-breaking scale using the cosmological bounds on the relic density. Since in this context the dark matter candidate has suppressed couplings to the Standard Model quarks, one can satisfy the direct detection bounds even if the dark matter mass is close to the electroweak scale. This theory predicts a light pseudo-Nambu-Goldstone boson (the Majoron) associated to the mechanism of neutrino mass. We discuss briefly the properties of the Majoron and the impact of the big bang nucleosynthesis bounds. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Dark matter relic density in strongly interacting dark sectors with light vector mesons

Stable dark matter particles may arise as pseudo-Goldstone bosons from the confinement of dark quarks interacting via a non-Abelian gauge force. Their relic abundance is determined not by annihilations into visible particles but by dark pion number-changing processes within the dark sector, such as 3 π D → 2 π D . However, if the dark vector mesons ρ D are light enough for 3 π D → π D ρ D annihilations to be kinematically allowed, this process dominates and significantly delays freeze-out. As a result, the preferred dark matter mass scale increases and bounds from the Bullet Cluster can be evaded. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Cosmological dynamics of string theory axion strings

The quantum chromodynamics (QCD) axion may solve the strong CP problem and explain the dark matter (DM) abundance of our Universe. The axion was originally proposed to arise as the pseudo-Nambu-Goldstone boson of global U⁢(1) PQ Peccei-Quinn (PQ) symmetry breaking, but axions also arise generically in string theory as zero modes of higher-dimensional gauge fields. In this work we show that string theory axions behave fundamentally differently from field theory axions in the early Universe. Field theory axions may form axion strings if the PQ phase transition takes place after inflation. In contrast, we show that string theory axions do not generically form axion strings. In special inflationary paradigms, such as D-brane inflation, string theory axion strings may form; however, their tension is parametrically larger than that of field theory axion strings. We then show that such QCD axion strings overproduce the DM abundance for all allowed QCD axion masses and are thus ruled out, except in scenarios with large warping. A loop-hole to this conclusion arises in the axiverse, where an axion string could be composed of multiple different axion mass eigenstates; a heavier eigenstate could collapse the network earlier, allowing for the QCD axion to produce the correct DM abundance and also generating observable gravitational wave signals.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Bootstrapping gauge theories

We consider asymptotically free gauge theories with gauge group S U ( N c ) and N f quarks with mass m q ≪ Λ QCD that undergo chiral symmetry breaking and confinement. We propose a bootstrap method to compute the S matrix of the pseudo-Goldstone bosons (pions) that dominate the low-energy physics. For the important case of N c = 3 , N f = 2 , a numerical implementation of the method gives the phase shifts of the S 0 , P 1 and S 2 waves in good agreement with experimental results. The method incorporates gauge theory information ( N c , N f , m q , Λ QCD ) by using the form-factor bootstrap recently proposed by Karateev, Kuhn and Penedones together with a finite energy version of the Shifman-Vainshtein-Zakharov (SVZ) sum rules. At low energy we impose constraints from chiral symmetry breaking. The only low-energy numerical inputs are the pion mass m π and the quark and gluon condensates. Published by the American Physical Society 2024

He, Yifei (ORCID:0000000213666157)↗
DOE OSTI2025

Power counting of the pion-dilaton effective field theory

Confining QCD-like theories close to the conformal window have a “walking” coupling. This is believed to lead to a light singlet scalar meson in the low-energy spectrum, a dilaton, which is the pseudo-Nambu-Goldstone boson for the approximate scale symmetry. Extending chiral perturbation theory to include the dilaton requires a new small parameter to control the dilaton mass and its interactions. In our previous work we derived a systematic power counting for the dilaton couplings by matching the effective low-energy theory to the underlying theory using mild assumptions. In this paper we examine two alternative power countings which were proposed in the literature based on a phenomenological picture for the conformal transition. We find that one of these power countings fails, in fact, to generate a systematic expansion; the other coincides with the power counting we derived. We also point out that the so-called Δ -potential coincides with the tree-level potential of the former, invalid, power counting. Published by the American Physical Society 2025

Golterman, Maarten (ORCID:0000000319830672)↗
DOE OSTI2025

Connecting pseudo-Nambu-Goldstone dark matter with pseudo-Dirac neutrinos in a left-right symmetry model

Stringent constraints from the dark matter (DM) direct detection experiments can be naturally evaded for a pseudo-Nambu-Goldstone boson (pNGB) DM. We propose a realization of pNGB DM in the context of a left-right symmetric model, wherein the neutrinos are pseudo-Dirac in nature. The Dirac mass term for neutrinos arises from two-loop quantum corrections, whereas the Majorana mass terms are generated from Planck-induced corrections. This class of model also provides a parity solution to the strong C P problem without the need for an axion. We show an interesting correlation between the lifetime of the DM and the mass-squared differences between active and sterile neutrinos while maintaining a solution to the strong C P problem. Published by the American Physical Society 2025

Biswas, Sumit (ORCID:0009000561143501)↗
DOE OSTI2023

Gravitational Waves from Rapid Structure Formation on Microscopic Scales before Matter-Radiation Equality

We propose a new scenario for the formation of asteroid-mass primordial black holes (PBHs). Our mechanism is based on the annihilation of the string-wall network associated with thebreaking of a U(1) global symmetry into a discrete ZN symmetry. If the potential hasmultiple local minima (N > 1) the network is stable, and the annihilation is guaranteed by a biasamong the different vacua. The collapse of the string-wall network is accompanied bycatastrogenesis, a large production of pseudo-Goldstone bosons (pGBs) — e.g. axions,ALPs, or majorons — gravitational waves, and PBHs. If pGBs rapidly decay into products thatthermalize, as predicted e.g. in the high-quality QCD axion and heavy majoron models, they do notcontribute to the dark matter population, but we show that PBHs can constitute 100% of the darkmatter. The gravitational wave background produced by catastrogenesis with heavy unstable axions,ALPs, or majorons could be visible in future interferometers.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Noncommutative field theory of the Tkachenko mode: Symmetries and decay rate

We construct an effective field theory describing the collective Tkachenko oscillation mode of a vortex lattice in a two-dimensional rotating Bose-Einstein condensate in the long-wavelength regime. The theory has the form of a noncommutative field theory of a Nambu-Goldstone boson, which exhibits a noncommutative version of dipole symmetry. From the effective field theory, we show that, at zero temperature, the decay width Γ of the Tkachenko mode scales with its energy E as Γ ∼ E 3 in the low-energy limit. We also discuss the width of the Tkachenko mode at a small temperature. Published by the American Physical Society 2024

Du, Yi-Hsien (ORCID:000000021670899X)↗
DOE OSTI2025

Magnon thermal conductivity in multiferroics with spin cycloids

Multiferroic materials, characterized by the occurrence of two or more ferroic properties, hold potential in future technological applications and also exhibit intriguing phenomena caused by the interplay of multiple orders. One such example is the formation of spin-cycloid structures within multiferroic materials, which we investigate in this work by focusing on their magnon excitations and transport based on a general multiferroic Hamiltonian with an antiferromagnetic order. More specifically, we identify the ground state and explore the dynamics of magnon modes, revealing distinct in-plane and out-of-plane modes with anisotropic dispersion relations. The magnon modes include a massless excitation, known as the Goldstone boson, originating from the spontaneous breaking of the translational symmetry by the formation of the cycloid structures. By employing the Boltzmann transport formalism, the magnonic thermal conductivity with spin cycloids and low-temperature anisotropic behaviors is discussed. This work provides pathways to envision the spin-textured multiferroics, which may serve as a fertile ground to look for novel thermal and spin transport with the rich interplay of quasiparticles such as magnons and phonons.

Park, Hyeon Woo↗