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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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All sourcesNASA NTRSDOE OSTI
NASA NTRS2003

Investigation of Tropical Dynamics and Transport with UARS Data

Our research focused on Kelvin waves in the tropical lower stratosphere, and resulted in three papers published or submitted to the Journal of Geophysical Research. The first of these, published in 2002, used temperature data from the Microwave Limb Sounder to examine the amplitude, frequency, phase, and spatial structure of leading modes of Kelvin waves. The second and third, submitted late in 2002 and currently in revision, described the response to Kelvin waves of various trace constituents measured by MLS and CLAES (methane, nitrous oxide, CFC-12, and ozone in the second paper; water vapor in the third paper). Water vapor is a special case because the vertical structure induced by Kelvin waves is convolved with water vapor's seasonally varying vertical profile induced by seasonal variations in temperature at the tropical tropopause. Forward modeling indicated that the vertical resolution of MLS was indeed adequate to capture this complicated structure, yet it was not visible in the MLS data, though the Kelvin wave signature was clear on certain UARS levels. The effects of Kelvin waves on the tropical tropopause and on stratosphere- troposphere exchange cannot be quantified from UARS data because of poor vertical resolution and sensitivity in that region. It is recommended that this analysis be repeated using data from the new MLS and HIRDLS instruments aboard Aura, and that priority be given to fine-scale retrievals of temperature, water vapor, and ozone in the tropical tropopause region.

Jackman, Charles↗
NASA NTRS1977

Kelvin-Helmholtz waves in the ocean

Large amplitude short waves confined near the crests of a swell have been observed when a stiff breeze was blowing against the swell. This would seem to imply the existence of both a wavelength-selective generating mechanism and a trapping mechanism, neither of which is to be expected of surface gravity waves of the observed length. It is suggested that there are significant changes in the dynamics of such waves if allowance is made for the dynamic coupling between wind and waves. For a Kelvin-Helmholtz model it is shown that energy transfer rates from the turbulent pressure fluctuations are greatly enhanced for subcritical conditions by the inclusion of the dynamic coupling. The group velocity of subcritical waves is profoundly affected, becoming infinite at the stability boundary. Thus subcritical waves could be trapped on a swell. An examination of the effects of wind shear suggest that Kelvin-Helmholtz type instability could still be present, although for stronger winds, particularly for rather longer waves.

Mahony, J. J.↗
NASA NTRS1999

Investigation of Tropical Transport with UARS Data

Measurements of trace constituents obtained by instruments aboard the Upper Atmosphere Research Satellite (UARS) have been used to study transport processes associated with the quasi-biennial oscillation, laterally propagating Rossby waves, and upward propagating Kelvin waves in the tropical and subtropical upper troposphere and stratosphere. Mean vertical motions, vertical diffusivities and in-mixing rates were inferred from observations of the 'tape recorder' signal in near-equatorial stratospheric water vapor. The effect of the quasi-biennial oscillation (QBO) on tracer distributions in the upper half of the stratosphere was seen in a spectacular 'staircase' pattern, predominantly in the winter hemisphere, revealing the latitudinally asymmetric nature of QBO transport due to induced mean meridional circulations and modulation of lateral mixing associated with planetary Rossby waves. The propagation of Rossby waves across the equator in the westerly phase of the QBO was seen in tracer fields and corroborating United Kingdom Meteorological Office (UKMO) analyses; a modeling study of the effect of these waves on typical QBO wind profiles was performed. Water vapor in the upper troposphere and lower stratosphere was found to exhibit signatures of the tropical intraseasonal oscillation (TIO) and faster Kelvin waves in the two regions, respectively.

Dunkerton, Timothy J.↗
NASA NTRS1999

Global Observation of Planetary-Scale Waves in UARS HRDI and WINDII MLT Winds

The purpose of this study is to use examine planetary-scale motions in the UARS mesosphere and lower thermospheric data. The actual study was confined to HRDI winds and temperatures, since these observations were more continuous, and spanned the 60-120 km range. Three classes of waves were studied: fast equatorial Kelvin waves, nonmigrating tides, and the midlatitude 2-day wave. The purpose of the Kelvin wave and the 2-day wave studies was to test whether the waves significantly affect the mean flow. Such studies require high-quality spectral definitions in order to derive the wave heat and momentum flux divergence which can act in comination to drive the mean flow. Accordingly, HRDI winds from several special observing campaigns were used for analyses of fast (periods under 5 days) waves. The campaigns are characterized by continuous viewing by HRDI in 2 viewing directions, for periods of 10-12 days. Data sampled in this manner lend themselves quite well to "asynoptic spectral analysis", from which motions with periods as low as one day can be retrieved with relatively minimal aliasing.

Lieberman, Ruth↗
NASA NTRS2000

Applications of the GPCP Satellite-Gauge Merged Precipitation Data Set to the Goals of PACS and GCIP

Recently, under the direction of GEWEX/GCIP there has been an attempt to link North American monsoon rainfall to precipitation in the Great Plains for the purposes of predictability on the seasonal time scale. Rain gauge analyses have been used to show continental-scale relationships. However, the interannual variability of warm season precipitation over the United States is linked to the east Pacific climate system. The Global Precipitation Climatology Project (GPCP) satellite estimates of precipitation over oceans add a vital piece of information towards the goals of PACS and GCIP. This preliminary study will begin by focusing on the East Pacific sector. El-Nino-Southern Ossilation (ENSO) modulates the position and strength of the Inter-Tropical Convergence Zone (ITCZ), which affects the precipitation source for the Mexican monsoon. For example, the five driest summers in coastal Mexico occurred during the five strongest El Ninos (as determined by positive values of Nino 3.4) since 1979. Previous work has investigated lag-lead relationships between the North American monsoon and continental rainfall. GPCP has the potential to extend these relationships to a global scale. Finally data sets with a finer time and space scale, including Tropical Rainfall Measurement Mission (TRMM) products, will be used to examine wave dynamics. Kelvin waves, in particular, may be trigger mechanisms for the onset of the North American monsoon.

Curtis, Scott↗
NASA NTRS2000

In-Situ Environmental Measurements Needed for Future Mars Missions

Existing measurements and modeling studies indicate that the climate and general circulation of the thin, predominately CO2 Martian atmosphere are characterized by large-amplitude variations with a wide range of spatial and temporal scales. Remote sensing observations from Earth-based telescopes and the Mariner 9, Viking, Phobos, and Mars Global Surveyor (MGS) orbiters show that the prevailing climate includes large-scale seasonal variations in surface and atmospheric temperatures (140 to 300 K), dust optical depth (0.15 to 1), and water vapor (10 to 100 precipitable microns). These observations also provided the first evidence for episodic regional and global dust storms that produce even larger perturbations in the atmospheric thermal structure and general circulation. In-situ measurements by the Viking and Mars Pathfinder Landers reinforced these conclusions, documenting changes in the atmospheric pressure on diurnal (5%) and seasonal (>20%) time scales, as well as large diurnal variations in the near-surface temperature (40 to 70 K), wind velocity (0 to 35 m/s), and dust optical depth (0.3 to 6). These in-situ measurements also reveal phenomena with temporal and spatial scales that cannot be resolved from orbit, including rapid changes in near-surface temperatures (+/- 10 K in 10 seconds), large near-surface vertical temperature gradients (+/- 15 K/meter), diurnally-varying slope winds, and dust devils . Modeling studies indicate that these changes are forced primarily by diurnal and seasonal variations in solar insolation, but they also include contributions from atmospheric thermal tides, baroclinic waves (fronts), Kelvin waves, slope winds, and monsoonal flows from the polar caps.

Crisp, D.↗
NASA NTRS2002

Tropical Convection's Roles in Tropical Tropopause Cirrus

The results presented here show that tropical convection plays a role in each of the three primary processes involved in the in situ formation of tropopause cirrus. First, tropical convection transports moisture from the surface into the upper troposphere. Second, tropical convection excites Rossby waves that transport zonal momentum toward the ITCZ, thereby generating rising motion near the equator. This rising motion helps transport moisture from where it is detrained from convection to the cold-point tropopause. Finally, tropical convection excites vertically propagating tropical waves (e.g. Kelvin waves) that provide one source of large-scale cooling near the cold-point tropopause, leading to tropopause cirrus formation.

Boehm, Matthew T.↗
NASA NTRS2007

Identification of Stratospheric Waves in Ozone in the Tropics from OMI High Spectral Resolution Measurements

Previous studies using Total Ozone Mapping Spectrometer (TOMS) measurements have identified several types of tropical waves in the stratosphere. These waves include Kelvin waves, mixed Rossby-gravity waves, equatorial Rossby waves, and global normal modes. All of these detected waves occur when their zonal phase speeds are opposite the zonal winds in the low-mid stratosphere associated with the Quasi-biennial Oscillation (QBO). Peak-to-peak amplitudes in all cases are typically 5 DU. While total ozone data from TOMS is sensitive in detecting these tropical waves, they provide each day only a single horizontal cross-sectional map. The high spatial and spectral resolution of the Aura Ozone Monitoring Instrument (OMI) provides a unique means to evaluate 3D structure in these waves including their propagation characteristics. Ozone profiles retrieved from OMI radiances for wavelengths 270-310 nm are utilized to examine the nature of these wave disturbances extending from the lower to upper stratosphere.

Ziemke, J. R.↗
NASA NTRS2010

Observations of Kelvin-Helmholtz Waves Along the Dusk-Side Boundary of Mercury's Magnetosphere During MESSENGER's Third Flyby

During the third MESSENGER flyby of Mercury on 29 September 2009, 15 crossings of the dusk-side magnetopause were observed in the magnetic field data over a 2-min period, during which the spacecraft traveled a distance of 0.2 R(sub M) (where R(sub M) is Mercury's radius). The quasi-periodic nature of the magnetic field variations during the crossings, the characteristic time separations of approx.16 s between pairs of crossings, and the variations of the magnetopause normal directions indicate that the signals are likely the signature of surface waves highly steepened at their leading edge that arose from the Kelvin-Helmholtz instability. At Earth, the Kelvin- Helmholtz instability is believed to lead to the turbulent transport of solar wind plasma into Earth's plasma sheet. This solar wind entry mechanism could also be important at Mercury. Citation: Boardsen, S. A., T. Sundberg, J. A.Slavin, B. J. Anderson, H. Korth, S. C. Solomon, and L. G. Blomberg (2010), Observations of Kelvin-Helmholtz waves along the dusk-side boundary of Mercury s magnetosphere during MESSENGER's third flyby,

Boardsen, Scott A.↗
NASA NTRS2012

The First in situ Observation of Kelvin-Helmholtz Waves at High-Latitude Magnetopause during Strongly Dawnward Interplanetary Magnetic Field Conditions

We report the first in situ observation of high-latitude magnetopause (near the northern duskward cusp) Kelvin-Helmholtz waves (KHW) by Cluster on January 12, 2003, under strongly dawnward interplanetary magnetic field (IMF) conditions. The fluctuations unstable to Kelvin-Helmholtz instability (KHI) are found to propagate mostly tailward, i.e., along the direction almost 90 deg. to both the magnetosheath and geomagnetic fields, which lowers the threshold of the KHI. The magnetic configuration across the boundary layer near the northern duskward cusp region during dawnward IMF is similar to that in the low-latitude boundary layer under northward IMF, in that (1) both magnetosheath and magnetospheric fields across the local boundary layer constitute the lowest magnetic shear and (2) the tailward propagation of the KHW is perpendicular to both fields. Approximately 3-hour-long periods of the KHW during dawnward IMF are followed by the rapid expansion of the dayside magnetosphere associated with the passage of an IMF discontinuity that characterizes an abrupt change in IMF cone angle, Phi = acos (B(sub x) / absolute value of Beta), from approx. 90 to approx. 10. Cluster, which was on its outbound trajectory, continued observing the boundary waves at the northern evening-side magnetopause during sunward IMF conditions following the passage of the IMF discontinuity. By comparing the signatures of boundary fluctuations before and after the IMF discontinuity, we report that the frequencies of the most unstable KH modes increased after the discontinuity passed. This result demonstrates that differences in IMF orientations (especially in f) are associated with the properties of KHW at the high-latitude magnetopause due to variations in thickness of the boundary layer, and/or width of the KH-unstable band on the surface of the dayside magnetopause.

solar wind↗
NASA NTRS1991

On the remote forcing of the circulation in the Bay of Bengal

The paper presents a hypothesis that the remote forcing is one of the mechanisms that determine the semiannual reversal of the upper ocean circulation in the Bay of Bengal. A simple reduced-gravity oceanic model is used to explain the hypothesis. Three numerical experiments have been performed to compare the oceanic responses to a remote forcing, a local forcing, and a combined forcing. It is found that the long Rossby waves excited by the remotely forced Kelvin waves contribute substantially to the variability of the local circulation. This research indicates that equatorial Kelvin waves are one of the major factors determining the circulation in the eastern equatorial Indian Ocean.

Yu, Lisan↗
NASA NTRS2018

The Impact of Satellite Sea Surface Salinity for Prediction of the Coupled Indo-Pacific System

We assess the impact of satellite sea surface salinity (SSS) observations on seasonal to interannual variability of tropical Indo-Pacific Ocean dynamics as well as on dynamical ENSO forecasts. Our coupled model is composed of a primitive equation ocean model for the tropical Indo-Pacific region that is coupled with the global SPEEDY atmospheric model (Molteni, 2003). The Ensemble Reduced Order Kalman Filter is used to assimilate observations to constrain dynamics and thermodynamics for initialization of the coupled model. The baseline experiment assimilates satellite sea level, SST, and in situ subsurface temperature and salinity observations. This baseline is then compared with experiments that additionally assimilate Aquarius (version 4.0) and SMAP (version 2.0) SSS. Twelve-month forecasts are initialized for each month from Sep. 2011 to Dec. 2016. We find that including satellite SSS significantly improves NINO 3.4 sea surface temperature anomaly validation after 1 out to 12 month forecast lead times. For initialization of the coupled forecast, the positive impact of SSS assimilation is brought about by surface freshening near the eastern edge of the western Pacific warm pool and density changes that lead to shallower mixed layer between 10 degrees South latitude-5 degrees North latitude. SST differences at initialization force wide-spread downwelling favorable curl over most of the tropical Pacific. Over an average forecast, SST remains warmer with SSS assimilation at the eastern edge of the warm pool. This warm SST propagates into the eastern Pacific and drags westerly wind anomalies eastward into the NINO 3.4 region. In addition, salting near the ITCZ (Intertropical Convergence Zone) leads to a deepening of the mixed layer and thermocline near 8 degrees North latitude. These patterns together lead to a funneling effect that provides the background state to amplify equatorial Kelvin waves. We show that the downwelling Kelvin waves are amplified by assimilating satellite SSS and lead to significantly improved forecasts particularly for the 2015 El Nino.

El Nino↗
NASA NTRS2018

The Impact of Satellite Sea Surface Salinity for Prediction of the Coupled Indo-Pacific System

We assess the impact of satellite sea surface salinity (SSS) observations on seasonal to interannual variability of tropical Indo-Pacific Ocean dynamics as well as on dynamical ENSO forecasts. Our coupled model is composed of a primitive equation ocean model for the tropical Indo-Pacific region that is coupled with the global SPEEDY atmospheric model (Molteni, 2003). The Ensemble Reduced Order Kalman Filter is used to assimilate observations to constrain dynamics and thermodynamics for initialization of the coupled model. The baseline experiment assimilates satellite sea level, SST, and in situ subsurface temperature and salinity observations. This baseline is then compared with experiments that additionally assimilate Aquarius (version 4.0) and SMAP (version 2.0) SSS. Twelve-month forecasts are initialized for each month from Sep. 2011 to Dec. 2016. We find that including satellite SSS significantly improves NINO3.4 sea surface temperature anomaly validation after 1 out to 12 month forecast lead times. For initialization of the coupled forecast, the positive impact of SSS assimilation is brought about by surface freshening near the eastern edge of the western Pacific warm pool and density changes that lead to shallower mixed layer between 10S-5N. SST differences at initialization force wide-spread downwelling favorable curl over most of the tropical Pacific. Over an average forecast, SST remains warmer with SSS assimilation at the eastern edge of the warm pool. This warm SST propagates into the eastern Pacific and drags westerly wind anomalies eastward into the NINO3.4 region. In addition, salting near the ITCZ leads to a deepening of the mixed layer and thermocline near 8N. These patterns together lead to a funneling effect that provides the background state to amplify equatorial Kelvin waves. We show that the downwelling Kelvin waves are amplified by assimilating satellite SSS and lead to significantly improved forecasts particularly for the 2015 El Nino.

SST↗
NASA NTRS2005

Geotail Observations of the Spatial Dependence of Kelvin-Helmholtz Waves on an Inbound Passage through the Dusk Flank Boundary Layer

On August 1, 1998, the Geotail spacecraft made an inbound passage perpendicular to the dusk magnetopause at the dusk terminator when the interplanetary magnetic field had been very northward for more than 10 hours. Typical 3-minute-period Kelvin-Helmholtz waves were observed and the density in the boundary layer and magnetopause was observed to have an unusually high value near 5 /cc. Compressible MHD calculations using the measured values at Geotail yield substantial growth rates that support the idea that the magnetopause was Kelvin-Helmholtz unstable. In contrast to many previous events where a spacecraft remained in the boundary layer, this passage allowed study of how the waves varied with distance inward from the magnetopause. In a layer adjacent to the magnetosheath, rapid magnetic field fluctuations were seen with variations of at least 50 nT/s. Initially the boundary waves led to transitions between the magnetosheath and the fluctuating region with magnetosheath-like densities and tailward velocities, but as the spacecraft moved inward, the transitions were more likely to be between the fluctuating region and a hotter region with magnetosphere-like densities of 5kc. Gradually the velocity perturbations began to exhibit 360 degree rotations. Such rotations are similar to the vortices seen earlier by the ISEE spacecraft throughout the magnetotail which were suspected of being caused by Kelvin-Helmholtz instability of the boundary.

Fairfield, D. H.↗
DOE OSTI2025

An experimental study of the existence regions and non-linear interactions of drift wave and Kelvin–Helmholtz instabilities in a linear magnetized plasma

Experimental observations of the intrinsic excitation and non-linear interactions of drift wave (DW) and Kelvin–Helmholtz (KH) instabilities in a linear magnetized plasma column are presented. The experiments are carried out in the inverse mirror plasma experimental device (IMPED)—a cylindrical, magnetized, linear plasma machine designed to study low-frequency waves and instabilities in plasma. A novel feature of IMPED is the ability to control plasma profiles, such as the density n(r)⁠, electron temperature T e (r)⁠, and plasma potential V p (r) by varying the ratio Rm of the magnetic field in the main chamber to that in the source chamber. At high values of Rm, higher-density gradient scale length promotes the drift wave (DW) instability while lower Rm value results in a higher radial electric field, inducing a sheared poloidal flow that enhances the dominance of the Kelvin–Helmholtz (KH) mode. The background and fluctuating plasma parameters are characterized using various configurations of multiple in situ electric probes at different spatial locations to quantify the local gradients that excite the low-frequency primary instabilities. Statistical, spectral, and bispectral analysis of the density and potential signals help identify these modes in terms of wave number, frequency, phase, and amplitude and also delineate the nature of their non-linear interactions.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
NASA NTRS1993

Breaking Kelvin-Helmholtz waves and cloud-top entrainment as revealed by K-band Doppler radar

Radars have occasionally detected breaking Kelvin-Helmholtz (KH) waves under clear-air conditions in the atmospheric boundary layer and in the free troposphere. However, very few direct measurements of such waves within clouds have previously been reported and those have not clearly documented wave breaking. In this article, we present some of the most detailed and striking radar observations to date of breaking KH waves within clouds and at cloud top and discuss their relevance to the issue of cloud-top entrainment, which is believed to be important in convective and stratiform clouds. Aircraft observations reported by Stith suggest that vortex-like circulations near cloud top are an entrainment mechanism in cumuliform clouds. Laboratory and modeling studies have examined possibility that KH instability may be responsible for mixing at cloud top, but direct observations have not yet been presented. Preliminary analyses shown here may help fill this gap. The data presented in this paper were obtained during two field projects in 1991 that included observations from the NOAA Wave Propagation Laboratory's K-band Doppler radar (wavelength = 8.7 mm) and special rawinsonde ascents. The sensitivity (-30 dBZ at 10 km range), fine spatial resolution (375-m pulse length and 0.5 degrees beamwidth), velocity measurement precision (5-10 cm s-1), scanning capability, and relative immunity to ground clutter make it sensitive to non-precipitating and weakly precipitating clouds, and make it an excellent instrument to study gravity waves in clouds. In particular, the narrow beam width and short pulse length create scattering volumes that are cylinders 37.5 m long and 45 m (90 m) in diameter at 5 km (10 km) range. These characteristics allow the radar to resolve the detailed structure in breaking KH waves such as have been seen in photographic cloud images.

Martner, Brooks E.↗
NASA NTRS1994

Quasi-biennial oscillation and tropical waves in total ozone

Westward and eastward propagating tropical waves in total ozone are investigated in 13 years (1979-1991) of version 6 total column ozone data from the Nimbus 7 total ozone mapping spectrometer (TOMS) satellite instrument. A clear synchronization between the stratospheric quasi-biennial osciallation (QBO) zonal winds and the fast (periods less than 15 days) propagating waves in tropical TOMS data is detailed. Largest total ozone wave amplitudes (about 3-6 Dobson units) occur when their phase propagation direction is primarily opposite the Singapore QBO lower-stratospheric winds. This effect is most apparent in meridionally symmetric components. Examination of specific episodes, including cross-spectral calculations with Singapore rawinsonde wind data (10-70 hPa), reveals signatures of tropically confined eastward propagating Kelvin waves of zonal wavenumbers 1-2 during the descending eastward QBO phase, consistent with acceleration of that QBO phase by Kelvin waves. The TOMS results are also consistent with possible forcing of the westward QBO wind phase by episodes of both meridionally symmetric and asymmetric westward waves. However, in contrast to the case of eastward (Kelvin) waves the strongest westward events appear to be filtered by, rather than forcing, the westward phase of the stratospheric QBO wind. These dominant westward episodes are interpreted as meridionally symmetric westward global normal modes and tropically confined equatorial-Rossby waves 2-6. The events exhibit phase and group speeds characteristic of wave dynamics rather than simple wind advection. These results underscore the utility of the long time series and excellent horizontal coverage of TOMS data for dynamical investigations in the relatively observation-poor tropical stratosphere.

Ziemke, J. R.↗
NASA NTRS1994

The life cycle of the Madden-Julian oscillation

A composite life cycle of the Madden-Julian oscillation (MJO) is constructed from the cross covariance between outgoing longwave radiation (OLR), wind, and temperature. To focus on the role of convection, the composite is based on episodes when a discrete signal in OLR is present. The composite convective anomaly possesses a predominantly zonal wavenumber 2 structure that is confined to the eastern hemisphere. There, it propagates eastward at about 5 m/s and evolves through a systematic cycle of amplification and decay. Unlike the convective anomaly, the circulation anomaly is not confined to the eastern hemisphere. The circulation anomaly displays characteristics of both a forced response, coupled to the convective anomaly as it propagates across the eastern hemisphere, and a radiating response, which propagates away from the convective anomaly into the western hemisphere at about 10 m/s. The forced response appears as a coupled Rossby-Kelvin wave while the radiating response displays predominantly Kelvin wave features. When it is amplifying, the convective anomaly is positively correlated to the temperature perturbation, which implies production of eddy available potential energy (EAPE). A similar correlation between upper-tropospheric divergence and temperature implies conversion of EAPE to eddy kinetic energy during this time. When it is decaying, temperature has shifted nearly into quadrature with convection, so their correlation and production of EAPE are then small. The same correspondence to the amplification and decay of the disturbance is mirrored in the phase relationship between surface convergence and anomalous convection. The correspondence of surface convergence to the amplification and decay of the convective anomaly suggests that frictional wave- Conditional Instability of the Second Kind (CISK) plays a key role in generating the MJO.

Hendon, Harry H.↗