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DOE OSTI2021

Non-standard interactions in SMEFT confronted with terrestrial neutrino experiments

The Standard Model Effective Field Theory (SMEFT) provides a systematic and model-independent framework to study neutrino non-standard interactions (NSIs). We study the constraining power of the on-going neutrino oscillation experiments T2K, NO ν A, Daya Bay, Double Chooz and RENO in the SMEFT framework. A full consideration of matching is provided between different effective field theories and the renormalization group running at different scales, filling the gap between the low-energy neutrino oscillation experiments and SMEFT at the UV scale. We first illustrate our method with a top- down approach in a simplified scalar leptoquark model, showing more stringent constraints from the neutrino oscillation experiments compared to collider studies. We then provide a bottom-up study on individual dimension-6 SMEFT operators and find NSIs in neutrino experiments already sensitive to new physics at ~20 TeV when the Wilson coefficients are fixed at unity. We also investigate the correlation among multiple operators at the UV scale and find it could change the constraints on SMEFT operators by several orders of magnitude compared with when only one operator is considered. Furthermore, we find that accelerator and reactor neutrino experiments are sensitive to different SMEFT operators, which highlights the complementarity of the two experiment types.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Unified framework for B -anomalies, muon g – 2 and neutrino masses

We present a model of radiative neutrino masses which also resolves anomalies reported in B -meson decays, $ {R}_{D^{\left(\ast \right)}} $ and $ {R}_{K^{\left(\ast \right)}} $ , as well as in muon g – 2 measurement, Δ a μ . Neutrino masses arise in the model through loop diagrams involving TeV-scale leptoquark (LQ) scalars R 2 and S 3 . Fits to neutrino oscillation parameters are obtained satisfying all flavor constraints which also explain the anomalies in $ {R}_{D^{\left(\ast \right)}} $ , $ {R}_{K^{\left(\ast \right)}} $ and Δ a μ within 1 σ . An isospin-3/2 Higgs quadruplet plays a crucial role in generating neutrino masses; we point out that the doubly-charged scalar contained therein can be produced in the decays of the S 3 LQ, which enhances its reach to 1.1 (6.2) TeV at $ \sqrt{s} $ = 14 TeV high-luminosity LHC ( $ \sqrt{s} $ = 100 TeV FCC-hh). We also present flavor-dependent upper limits on the Yukawa couplings of the LQs to the first two family fermions, arising from non-resonant dilepton ( pp → ℓ + ℓ – ) processes mediated by t -channel LQ exchange, which for 1 TeV LQ mass, are found to be in the range (0 . 15 – 0 . 36). These limits preclude any explanation of $ {R}_{D^{\left(\ast \right)}} $ through LQ-mediated B -meson decays involving ν e or ν μ in the final state. We also find that the same Yukawa couplings responsible for the chirally-enhanced contribution to Δ a μ give rise to new contributions to the SM Higgs decays to muon and tau pairs, with the modifications to the corresponding branching ratios being at (2–6)% level, which could be tested at future hadron colliders, such as HL-LHC and FCC-hh.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2021

Charged lepton flavor violation at the EIC

We present a comprehensive analysis of the potential sensitivity of the Electron-Ion Collider (EIC) to charged lepton flavor violation (CLFV) in the channel ep → τX, within the model-independent framework of the Standard Model Effective Field Theory (SMEFT). We compute the relevant cross sections to leading order in QCD and electroweak corrections and perform simulations of signal and SM background events in various τ decay channels, suggesting simple cuts to enhance the associated estimated efficiencies. To assess the discovery potential of the EIC in τ-e transitions, we study the sensitivity of other probes of this physics across a broad range of energy scales, from pp → eτX at the Large Hadron Collider to decays of B mesons and τ leptons, such as τ → eγ, τ → eℓ+ℓ–, and crucially the hadronic modes τ → eY with Yϵ {π, K, ππ, Kπ, …}. We find that electroweak dipole and four-fermion semi-leptonic operators involving light quarks are already strongly constrained by τ decays, while operators involving the c and b quarks present more promising discovery potential for the EIC. An analysis of three models of leptoquarks confirms the expectations based on the SMEFT results. We also identify future directions needed to maximize the reach of the EIC in CLFV searches: these include an optimization of the τ tagger in hadronic channels, an exploration of background suppression through tagging b and c jets in the final state, and a global fit by turning on all SMEFT couplings, which will likely reveal new discovery windows for the EIC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

New physics at the Muon (Synchrotron) Ion Collider: MuSIC for several scales

A Muon (Synchrotron) Ion Collider (MuSIC) can be the successor to the Electron-Ion Collider at Brookhaven National Laboratory, as well as the ideal demonstrator facility for a future multi-TeV Muon Collider. Besides its rich nuclear physics and Standard Model particle physics programs, in this work we show that the MuSIC with a TeV-scale muon beam offers also a unique opportunity to probe New Physics. In particular, the relevant searches have the potential to surpass current experimental limits and explore new regimes of the parameter space for a variety of Beyond the Standard Model scenarios including: lepton-flavor violating leptoquarks, muonphilic vector boson interactions, axion-like particles coupling to photons, and heavy sterile neutrinos. Depending on the particular case, the sensitivity of the searches in the MuSIC may span a wide range of energy scales, namely from sub-GeV particles to the few TeV New Physics mediators. Our analysis demonstrates that the MuSIC can strike a powerful chord in the search for New Physics, thanks to unique combination of features that amplify its capabilities.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Search for new phenomena in final states with b-jets and missing transverse momentum in $ \sqrt{\mathrm{s}} $ = 13 TeV pp collisions with the ATLAS detector

The results of a search for new phenomena in final states with b -jets and missing transverse momentum using 139 fb - 1 of proton-proton data collected at a centre-of-mass energy s = 13 TeV by the ATLAS detector at the LHC are reported. The analysis targets final states produced by the decay of a pair-produced supersymmetric bottom squark into a bottom quark and a stable neutralino. The analysis also seeks evidence for models of pair production of dark matter particles produced through the decay of a generic scalar or pseudoscalar mediator state in association with a pair of bottom quarks, and models of pair production of scalar third-generation down-type leptoquarks. No significant excess of events over the Standard Model background expectation is observed in any of the signal regions considered by the analysis. Bottom squark masses below 1270 GeV are excluded at 95% confidence level if the neutralino is massless. In the case of nearly mass-degenerate bottom squarks and neutralinos, the use of dedicated secondary-vertex identification techniques permits the exclusion of bottom squarks with masses up to 660 GeV for mass splittings between the squark and the neutralino of 10 GeV. These limits extend substantially beyond the regions of parameter space excluded by similar ATLAS searches performed previously.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for new physics in the τ lepton plus missing transverse momentum final state in proton-proton collisions at $ \sqrt{s}$ = 13 TeV

A search for physics beyond the standard model (SM) in the final state with a hadronically decaying tau lepton and a neutrino is presented. This analysis is based on data recorded by the CMS experiment from proton-proton collisions at a center-of-mass energy of 13 TeV at the LHC, corresponding to a total integrated luminosity of 138 fb$^{–1}$. The transverse mass spectrum is analyzed for the presence of new physics. No significant deviation from the SM prediction is observed. Limits are set on the production cross section of a W' boson decaying into a tau lepton and a neutrino. Lower limits are set on the mass of the sequential SM-like heavy charged vector boson and the mass of a quantum black hole. Upper limits are placed on the couplings of a new boson to the SM fermions. Constraints are put on a nonuniversal gauge interaction model and an effective field theory model. For the first time, upper limits on the cross section of t-channel leptoquark (LQ) exchange are presented. These limits are translated into exclusion limits on the LQ mass and on its coupling in the t-channel. The sensitivity of this analysis extends into the parameter space of LQ models that attempt to explain the anomalies observed in B meson decays. The limits presented for the various interpretations are the most stringent to date. Additionally, a model-independent limit is provided.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Wrinkles in the Froggatt-Nielsen mechanism and flavorful new physics

Abstract When the Froggatt-Nielsen mechanism is used to explain the Standard Model flavor hierarchy, new physics couplings are also determined by the horizontal symmetry. However, additional symmetries or dynamics in the UV can sometimes lead to a departure from this naïve scaling for the new physics couplings. We show that an effective way to keep track of these changes is by using the new spurions of the U(3) 5 global flavor symmetry, where we parameterize extra suppression or enhancement factors, referred to aswrinkles, using the same power counting parameter as in the original Froggatt-Nielsen model. As a concrete realization, we consider two flavor spurions of theS 1 leptoquark, and demonstrate that wrinkles can be used to make an enhanced value of$$ \textrm{BR}\left({B}^{+}\to {K}^{+}\nu \overline{\nu}\right) $$ BR B + → K + ν ν ¯ consistent with other flavor observables. We also present example UV models that realize wrinkles, and comment on choosing consistent charges in ordinary Froggatt-Nielsen models without the typical monotonicity condition.

Physics↗

DOE OSTI2025

A measurement of the high-mass $\tau \overline{\tau}$ production cross-section at $\sqrt{s}=13$ TeV with the ATLAS detector and constraints on new particles and couplings

The production cross-section of high-mass τ-lepton pairs is measured as a function of the dilepton visible invariant mass, using 140 fb −1 of $\sqrt{s}=13$ TeV proton-proton collision data recorded with the ATLAS detector at the Large Hadron Collider. The measurement agrees with the predictions of the Standard Model. A fit to the invariant mass distribution is performed as a function of b-jet multiplicity, to constrain the non-resonant production of new particles described by an effective field theory or in models containing leptoquarks or Z′ bosons that couple preferentially to third-generation fermions. The constraints on new particles improve on previous results, and the constraints on effective operators include those affecting the anomalous magnetic moment of the τ-lepton.

beyond Standard Model↗

DOE OSTI2026

SMEFT ATLAS: The landscape beyond the Standard Model

The Standard Model Effective Field Theory (SMEFT) based on the unbroken gauge group SU(3) 𝐶 ⊗SU(2) 𝐿 ⊗U(1) 𝑌 and containing only particles of the Standard Model (SM) has developed in the last decade to a mature field. It is the framework to be used in the energy gap from scales sufficiently higher than the electroweak scale up to the lowest energy scale at which new particles show up. We summarize the present status of this theory with a particular emphasize on its role in the indirect search for new physics (NP). While flavour physics of both quarks and leptons is the main topic of our review, we also discuss electric dipole moments, anomalous magnetic moments (𝑔−2) 𝜇,𝑒 , 𝑍-pole observables, Higgs observables and high-𝑝𝑇 scattering processes within the SMEFT. We group the observables into ten classes and list for each class the most relevant operators and the corresponding renormalization group equations (RGEs). We exhibit the correlations between different classes implied both by the operator mixing and the SU(2) 𝐿 gauge symmetry. Our main goal is to provide an insight into the complicated operator structure of this framework which hopefully will facilitate the identification of valid ultraviolet completions behind possible anomalies observed in future data. Numerous colourful charts, and 85 tables, while representing rather complicated RG evolution from the NP scale down to the electroweak scale, beautify the involved SMEFT landscape. Over 1000 references to the literature underline the importance and the popularity of this field. We discuss both top-down and bottom-up approaches as well as their interplay. This allows us eventually to present an atlas of different landscapes beyond the SM that includes heavy gauge bosons and scalars, vector-like quarks and leptons and leptoquarks.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Hadronic uncertainties versus new physics for the W boson mass and Muon g – 2 anomalies

There are now two single measurements of precision observables that have major anomalies in the Standard Model: the recent CDF measurement of the W mass shows a 7σ deviation and the Muon g – 2 experiment at FNAL confirmed a long-standing anomaly, implying a 4.2σ deviation. Doubts regarding new physics interpretations of these anomalies could stem from uncertainties in the common hadronic contributions. We demonstrate that these two anomalies pull the hadronic contributions in opposite directions by performing electroweak fits in which the hadronic contribution was allowed to float. The fits show that including the g – 2 measurement worsens the tension with the CDF measurement and conversely that adjustments that alleviate the CDF tension worsen the g – 2 tension beyond 5σ. This means that if we adopt the CDF W mass measurement, the case for new physics in either the W mass or muon g – 2 is inescapable regardless of the size of the SM hadronic contributions. Lastly, we demonstrate that a mixed scalar leptoquark extension of the Standard Model could explain both anomalies simultaneously.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

The potential of a TeV-scale muon-ion collider

We propose the development of a novel muon-proton and muon-nucleus collider facility at the TeV scale that is capable of performing precision deep inelastic scattering measurements in new regimes and providing a rich program in nuclear and particle physics. Such a facility could seed, or leverage, the development of a muon-antimuon collider and make use of the existing hadron accelerator infrastructure when sited at a facility such as Brookhaven National Laboratory, Fermilab, or CERN. Here, we discuss the possible energy and luminosity design parameters for several collider configurations, and illustrate the science potential with several studies on deep inelastic scattering kinematics, Higgs and vector boson production, top quark production, and beyond Standard Model leptoquark production. Detector design considerations and a possible road map toward development are also given.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

First Constraints on General Neutrino Interactions Based on KATRIN Data

The precision measurement of the tritium β-decay spectrum performed by the KATRIN experiment provides a unique way to search for general neutrino interactions (GNIs). All theoretically allowed GNI terms at dimension 6 involving neutrinos are incorporated into a low-energy effective field theory, and can be identified by specific signatures in the measured tritium β spectrum. In this Letter an effective description of the impact of GNIs on the β spectrum is formulated and the first constraints on the effective GNI parameters are derived based on the 4 ×10 6 electrons collected in the second measurement campaign of KATRIN in 2019. In addition, constraints on selected types of interactions are investigated, thereby exploring the potential of KATRIN to search for more specific new physics cases, including a right-handed W boson, a charged Higgs boson, or leptoquarks.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Probing charged lepton flavor violation with a positron beam at CEBAF (JLAB)

The addition of a high intensity 11 GeV polarized positron beam at the Continuous Electron Beam Accelerator Facility (CEBAF) at JLAB would allow for a search of Charged Lepton Flavor Violation (CLFV) via the process $e^+N \rightarrow \mu^+ X$. The proposed Solenoidal Large Intensity Detector (SoLID) spectrometer, in the configuration with muon chambers, would be ideal for such CLFV searches. Various new physics scenarios, including the phenomenologically convenient Leptoquark (LQ) framework, predict CLFV rates that are within reach of current or planned experiments. A positron beam with instantaneous luminosity, ${\cal L}\sim 10^{38}$ cm$^{-2}$s$^{-1}$, could improve on existing HERA limits by two or three orders of magnitude. The availability of positron beam polarization would also allow for distentangling CLFV effects mediated by left-handed vs. right-handed LQs.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Searches for physics beyond the standard model with the M T2 variable in hadronic final states with and without disappearing tracks in proton–proton collisions at $\sqrt{s}$ = 13 TeV

Two related searches for phenomena beyond the standard model (BSM) are performed using events with hadronic jets and significant transverse momentum imbalance. The results are based on a sample of proton-proton collisions at a center-of-mass energy of 13 TeV, collected by the CMS experiment at the LHC in 2016-2018 and corresponding to an integrated luminosity of 137 fb$^{-1}$. The first search is inclusive, based on signal regions defined by the hadronic energy in the event, the jet multiplicity, the number of jets identified as originating from bottom quarks, and the value of the kinematic variable $M_\mathrm{T2}$ for events with at least two jets. For events with exactly one jet, the transverse momentum of the jet is used instead. The second search looks in addition for disappearing tracks produced by BSM long-lived charged particles that decay within the volume of the tracking detector. No excess event yield is observed above the predicted standard model background. This is used to constrain a range of BSM models that predict the following: the pair production of gluinos and squarks in the context of supersymmetry models conserving $R$-parity, with or without intermediate long-lived charginos produced in the decay chain; the resonant production of a colored scalar state decaying to a massive Dirac fermion and a quark; or the pair production of scalar and vector leptoquarks each decaying to a neutrino and a top, bottom, or light-flavor quark. In most of the cases, the results obtained are the most stringent constraints to date.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Leveraging intermediate resonances to probe CP violation at colliders

We explore the phenomenological impact of interference in tree-level contributions to three-body final states in $2\rightarrow 3$ scattering processes. This work introduces a novel search strategy leveraging asymmetries to enable sensitivity to CP-violating effects in less well-explored regions of phase space. Analytically, we demonstrate the effectiveness of this observable in probing interference between Standard Model charged-current decays and effective left-handed vector interactions, illustrated in a toy model featuring a scalar leptoquark, $S_1 \sim (3, 1, -\,1/3)$. Numerically, we apply this framework to studying the process $pp\rightarrow b \tau \nu $; unlike traditional high-$p_T$ searches or “bump hunts”, this approach utilizes an intermediate energy regime – where new physics is neither light enough to be produced on shell or heavy enough to justify an effective field theory treatment. A proof-of-principle analysis at parton level demonstrates a percent-level asymmetry, with sensitivity also to BSM weak-CP phase. While the specific phase sensitivity is diminished at particle level due to showering and detector effects, a machine learning classifier can recover sensitively to the presence of SM-BSM interference, significantly outperforming standard analysis methods. Notably discrimination between BSM signal and SM background could be achieved at the 2$\sigma $ level for the current LHC dataset and 8$\sigma $ at the High-Luminosity LHC. Moreover, this asymmetry observable as defined can also be more broadly applied to other searches for CP-violation in $2\rightarrow 3$ processes in present and future collider environments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Search for electroweak production of vector-like leptons in $\tau$-lepton and b-jet final states in pp collisions at $\sqrt{s}$ = 13 TeV with the ATLAS detector

A search for pair-production of vector-like leptons is presented, considering their decays into a third-generation Standard Model (SM) quark and a vector leptoquark ( U 1 ) as predicted by an ultraviolet-complete extension of the SM, referred to as the ‘4321’ model. Given the assumed decay of U 1 into third-generation SM fermions, the final state can contain multiple τ-leptons and b-quarks. This search is based on a dataset of pp collisions at $\sqrt{s}=13$ TeV recorded with the ATLAS detector during Run 2 of the Large Hadron Collider, corresponding to an integrated luminosity of up to $140~\textrm{fb}^{-1}$. No significant excess above the SM background prediction is observed, and 95% confidence level limits on the cross-section times branching ratio are derived as a function of the vector-like lepton mass. A lower observed (expected) limit of 910 GeV (970 GeV) is set on the vector-like lepton mass. Additionally, the results are interpreted for a supersymmetric model with an R-parity violating coupling to the third-generation quarks and leptons. Lower observed (expected) limits are obtained on the higgsino mass at 880 GeV (940 GeV) and on the wino mass at 1170 GeV (1170 GeV).

Aad, G. [CPPM, Aix-Marseille Université, CNRS/IN2P↗

DOE OSTI2022

Probing neutrino mass models through resonances at neutrino telescopes

We study the detection prospects of relatively light charged scalars in radiative Majorana neutrino mass models, such as the Zee model and its variants using scalar leptoquarks, at current and future neutrino telescopes. In particular, we show that these scalar mediators can give rise to Glashow-like resonance features in the ultrahigh energy (UHE) neutrino event spectrum at the IceCube neutrino observatory and its high-energy upgrade IceCube-Gen2. The same scalars can also give rise to observable nonstandard neutrino interactions (NSIs), and we show that the UHE neutrinos provide a complementary probe of NSI. We also discuss an interesting possibility of producing such resonances by incoming sterile neutrino components in the case where neutrinos are pseudo-Dirac particles.

Physics↗

DOE OSTI2022

Experimental Searches for Muon to Electron Conversion in a Nucleus: COMET, DeeMe, and Mu2e (A Contributed paper for Snowmass 21)

Searches for charged lepton flavor violation (CLFV) offer deep probes for a range of new physics scenarios, such as super-symmetric models, theories involving scalar leptoquarks or additional Higgs doublets, and models explaining the neutrino mass hierarchy and the matter-antimatter asymmetry of the universe via leptogenesis. The coherent, neutrinoless conversion of a muon to an electron in the field of a nucleus, $\mu^{-}+N\rightarrow e^{-} +N$, is one example of a muonic CLFV process which has sensitivity to this new physics. This paper details three experiments: COMET, DeeMe and Mu2e which will search for $\mu^{-}+N\rightarrow e^{-} +N$ in the coming decade. These experiments offer sensitivity up to an effective new physics mass scale of $\mathcal{O}(10^{4}$ TeV/c$^{2}$), going far beyond what can be achieved in direct, collider-based, searches. The theoretical motivation, designs and anticipated timelines for these three experiments are presented. These experiments are a crucial part of a global search for CLFV. Continued support for all planned experimental searches for muonic CLFV is strongly encouraged.

43 PARTICLE ACCELERATORS↗