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DOE OSTI2024

Classifying photonic topology using the spectral localizer and numerical K -theory

Recently, the spectral localizer framework has emerged as an efficient approach for classifying topology in photonic systems featuring local nonlinearities and radiative environments. In nonlinear systems, this framework provides rigorous definitions for concepts such as topological solitons and topological dynamics, where a system’s occupation induces a local change in its topology due to nonlinearity. For systems embedded in radiative environments that do not possess a shared bulk spectral gap, this framework enables the identification of local topology and shows that local topological protection is preserved despite the lack of a common gap. However, as the spectral localizer framework is rooted in the mathematics of C*-algebras, and not vector bundles, understanding and using this framework requires developing intuition for a somewhat different set of underlying concepts than those that appear in traditional approaches for classifying material topology. In this tutorial, we introduce the spectral localizer framework from a ground-up perspective and provide physically motivated arguments for understanding its local topological markers and associated local measure of topological protection. In doing so, we provide numerous examples of the framework’s application to a variety of topological classes, including crystalline and higher-order topology. We then show how Maxwell’s equations can be reformulated to be compatible with the spectral localizer framework, including the possibility of radiative boundary conditions. To aid in this introduction, we also provide a physics-oriented introduction to multi-operator pseudospectral methods and numerical K-theory, two mathematical concepts that form the foundation for the spectral localizer framework. Finally, we provide some mathematically oriented comments on the C*-algebraic origins of this framework, including a discussion of real C*-algebras and graded C*-algebras that are necessary for incorporating physical symmetries. Looking forward, we hope that this tutorial will serve as an approachable starting point for learning the foundations of the spectral localizer framework.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2022

Exploring 2 + 2 answers to 3 + 1 questions

We explore potential uses of physics formulated in Kleinian (i.e. 2 + 2) signature spacetimes as a tool for understanding properties of physics in Lorentzian (i.e. 3 + 1) signature. Much as Euclidean (i.e. 4 + 0) signature quantities can be used to formally construct the ground state wavefunction of a Lorentzian signature quantum field theory, a similar analytic continuation to Kleinian signature constructs a state of low particle flux in the direction of analytic continuation. There is also a natural supersymmetry algebra available in 2 + 2 signature, which serves to constrain the structure of correlation functions. Spontaneous breaking of Lorentz symmetry can produce various [Formula: see text] supersymmetry algebras that in 3 + 1 signature correspond to nonsupersymmetric systems. We speculate on the possible role of these structures in addressing the cosmological constant problem.

Physics↗

DOE OSTI2024

Self-duality under gauging a non-invertible symmetry

Abstract We discuss two-dimensional conformal field theories (CFTs) which are invariant under gauging a non-invertible global symmetry. At every point on the orbifold branch ofc= 1 CFTs, it is known that the theory is self-dual under gauging a ℤ 2 × ℤ 2 symmetry, and has Rep(H 8 ) and Rep(D 8 ) fusion category symmetries as a result. We find that gauging the entire Rep(H 8 ) fusion category symmetry maps the orbifold theory at radiusRto that at radius 2/R. AtR=$$ \sqrt{2} $$ 2 , which corresponds to two decoupled Ising CFTs (Ising 2 in short), the theory is self-dual under gauging the Rep(H 8 ) symmetry. This implies the existence of a topological defect line in the Ising 2 CFT obtained from half-space gauging of the Rep(H 8 ) symmetry, which commutes with thec= 1 Virasoro algebra but does not preserve the fully extended chiral algebra. We bootstrap its action on thec= 1 Virasoro primary operators, and find that there are no relevant or marginal operators preserving it. Mathematically, the new topological line combines with the Rep(H 8 ) symmetry to form a bigger fusion category which is a ℤ 2 -extension of Rep(H 8 ). We solve the pentagon equations including the additional topological line and find 8 solutions, where two of them are realized in the Ising 2 CFT. Finally, we show that the torus partition functions of the Monster 2 CFT and Ising×Monster CFT are also invariant under gauging the Rep(H 8 ) symmetry.

Physics↗

DOE OSTI2024

Twisted holography on AdS$_3 \times S^3 \times$ K3 & the planar chiral algebra

In this work, we revisit and elaborate on twisted holography for AdS _3 × S^3 × X 3 × S 3 × X with X= T^4 X = T 4 , K3, with a particular focus on K3. We describe the twist of supergravity, identify the corresponding (generalization of) BCOV theory, and enumerate twisted supergravity states. We use this knowledge, and the technique of Koszul duality, to obtain the N → ∞ N → ∞ , or planar, limit of the chiral algebra of the dual CFT. The resulting symmetries are strong enough to fix planar 2 and 3-point functions in the twisted theory or, equivalently, in a 1/4-BPS subsector of the original duality. This technique can in principle be used to compute corrections to the chiral algebra perturbatively in 1/N 1 / N .

Fernández, Víctor E.↗

DOE OSTI2024

Graviton topology

Over the past three decades, it has been shown that discrete and continuous media can support topologically nontrivial waves. Recently, it was shown that the same is true of the vacuum, in particular, right (R) and left (L) circularly polarized photons are topologically nontrivial. Here, we study the topology of another class of massless particles, namely gravitons. We show that the collection of all gravitons forms a topologically trivial vector bundle over the lightcone, allowing us to construct a globally smooth basis for gravitons. The graviton bundle also has a natural geometric splitting into two topologically nontrivial subbundles, consisting of the R and L gravitons. The R and L gravitons are unitary irreducible bundle representations of the Poincaré group, and are thus elementary particles; their topology is characterized by the Chern numbers ∓4. This nontrivial topology obstructs the splitting of graviton angular momentum into spin and orbital angular momentum.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Nonlinear causality and strong hyperbolicity of baryon-rich Israel-Stewart hydrodynamics

We present the first set of fully-nonlinear, necessary and sufficient conditions guaranteeing causal evolution of the initial data for the Israel-Stewart hydrodynamic equations with shear and bulk viscosity coupled to a nonzero baryon current. These constraints not only provide nonlinear causality: they also (a) guarantee the existence of a locally well-posed evolution of the initial data (they enforce strong hyperbolicity) when excluding the endpoints of the bounds, (b) arise from purely algebraic constraints that make no underlying symmetry assumptions on the degrees of freedom and (c) propagate the relevant symmetries of the degrees of freedom over the entire evolution of the problem. Our work enforces a mathematically rigorous foundation for future studies of viscous relativistic hydrodynamics with baryon-rich matter including neutron star mergers and heavy-ion collisions.

Cordeiro, Ian [University of Illinois Urbana-Champ↗

DOE OSTI2025

Fractonic coset construction for spontaneously broken translations

We study the homogeneous breaking of spatial translation symmetry concomitantly with the spontaneous breaking of other internal and spacetime symmetries, including dilations. We use the symmetry-breaking pattern as the only input to derive, via the coset construction, general effective field theories for the symmetry-originated modes associated with Goldstone’s theorem, namely the Nambu-Goldstone candidates. Through explicit computations, we show that integrating out the explicit massive Nambu-Goldstone candidates or imposing symmetric constraints, namely the inverse Higgs constraints, to express massive modes in terms of the massless ones leads to physically distinct effective field theories. This sensitivity to the chosen method can be traced back to the homogeneous breaking of translations, the homogeneous aspect of the breaking induces a mixing between internal and spacetime symmetries at the level of the Lie algebra. This, in turn, leads to subtle discussions about the inverse Higgs constraints, in particular that they lead to a loss of generality in our specific examples. The derived general effective field theories also give rise to a broad class of theories exhibiting emergent enhanced shift symmetries, which constrain the mobility of the modes. The latter are referred to as fractonic modes. Published by the American Physical Society 2025

Chavda, Ameya (ORCID:0000000211731605)↗

DOE OSTI2022

Volume-preserving diffeomorphism as nonabelian higher-rank gauge symmetry

We propose nonabelian higher-rank gauge theories in 2+1D and 3+1D. The gauge group is constructed from the volume-preserving diffeomorphisms of space. We show that the intriguing physics of the lowest Landau level (LLL) limit can be interpreted as the consequences of the symmetry. We derive the renowned Girvin-MacDonald-Platzman (GMP) algebra as well as the topological Wen-Zee term within our formalism. Using the gauge symmetry in 2+1D, we derive the LLL effective action of vortex crystal in rotating Bose gas as well as Wigner crystal of electron in an applied magnetic field. We show that the nonlinear sigma models of ferromagnets in 2+1D and 3+1D exhibit the higher-rank gauge symmetries that we introduce in this paper. We interpret the fractonic behavior of the excitations on the lowest Landau level and of skyrmions in ferromagnets as the consequence of the higher-rank gauge symmetry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2024

Enhancing Lattice Kinetic Schemes for Fluid Dynamics with Lattice-Equivariant Neural Networks

A new class of equivariant neural networks is presented, hereby dubbed lattice-equivariant neural networks (LENNs), designed to satisfy local symmetries of a lattice structure. The approach develops within a recently introduced framework aimed at learning neural network-based surrogate models’ lattice Boltzmann collision operators. Whenever neural networks are employed to model physical systems, respecting symmetries and equivariance properties has been shown to be key for accuracy, numerical stability, and performance. Here, hinging on ideas from group representation theory, trainable layers are defined whose algebraic structure is equivariant with respect to the symmetries of the lattice cell. In this work, the presented method naturally allows for efficient implementations, in terms of both memory usage and computational costs, supporting scalable training/testing for lattices in two spatial dimensions and higher (in which the size of symmetry group grows). The approach is validated and tested considering 2D and 3D flowing dynamics, both in laminar and turbulent regimes. It is compared with group-averaged-based symmetric networks and with plain, nonsymmetric, networks, showing how the presented approach unlocks the (a posteriori) accuracy and training stability of the former models and the train/inference speed of the latter networks. (LENNs are about one order of magnitude faster than group-averaged networks in 3D.) The work in this paper opens toward practical use of machine learning-augmented lattice Boltzmann CFD in real-world simulations.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2021

PyMTensor 1.0.0

SAND2021-1654 O The Python Material Tensor code (PyMTensor) applies crystal symmetries to arbitrary material tensors. It uses symbolic algebra to exactly determine the zero tensor components and the relationships between the nonzero components for all crystallographic point groups. It is capable of computing components of higher-order material tensors needed when treating nonlinear effects. It has a simple and flexible interface for inputting tensor rank information and any known symmetries between tensor indices.Sandia National Laboratories is a multimission laboratory managed and operated by National Technology & Engineering Solutions of Sandia, LLC, a wholly owned subsidiary of Honeywell International Inc., for the U.S. Department of Energy’s National Nuclear Security Administration under contract DE-NA0003525.

Jensen, DanielS↗

DOE OSTI2021

On completeness and generalized symmetries in quantum field theory

We review a notion of completeness in QFT arising from the analysis of basic properties of the set of operator algebras attached to regions. In words, this completeness asserts that the physical observable algebras produced by local degrees of freedom are the maximal ones compatible with causality. We elaborate on equivalent statements to this completeness principle such as the non-existence of generalized symmetries and the uniqueness of the net of algebras. We clarify that for non-complete theories, the existence of generalized symmetries is unavoidable and further that they always come in dual pairs with precisely the same “size”. Moreover, the dual symmetries are always broken together, be it explicitly or effectively. Finally, we comment on several issues raised in recent literature, such as the relationship between completeness and modular invariance, dense sets of charges, and absence of generalized symmetries in the bulk of holographic theories.

Astronomy & Astrophysics↗

DOE OSTI2025

Chiral soft algebras for $\mathcal{N}$ = $2$ gauge theory

Some time ago, Seiberg and Witten solved for moduli spaces of vacua parameterized by scalar vacuum expectation values in $\mathcal{N}$ = $2$ gauge theories. More recently, new vacua associated to soft theorems and asymptotic symmetries have been found. Furthermore, this paper takes some first steps towards a complete picture of the infrared geometry of $\mathcal{N}$ = $2$ gauge theory incorporating both of these infrared structures.

N = 2 gauge theory↗

DOE OSTI2022

Qubit Regularization and Qubit Embedding Algebras

Qubit regularization is a procedure to regularize the infinite dimensional local Hilbert space of bosonic fields to a finite dimensional one, which is a crucial step when trying to simulate lattice quantum field theories on a quantum computer. When the qubit-regularized lattice quantum fields preserve important symmetries of the original theory, qubit regularization naturally enforces certain algebraic structures on these quantum fields. We introduce the concept of qubit embedding algebras (QEAs) to characterize this algebraic structure associated with a qubit regularization scheme. We show a systematic procedure to derive QEAs for the O(N) lattice spin models and the SU(N) lattice gauge theories. While some of the QEAs we find were discovered earlier in the context of the D-theory approach, our method shows that QEAs are far richer. A more complete understanding of the QEAs could be helpful in recovering the fixed points of the desired quantum field theories.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2025

Spinor representations for fields with any spin: Lorentz tensor basis for operators and covariant multipole decomposition

This paper discusses a framework to parametrize and decompose operator matrix elements for particles with higher spin (j > 1/2) using chiral representations of the Lorentz group, i.e. the (j, 0) and (0, j) representations and their parity-invariant direct sum. Unlike traditional approaches that require imposing constraints to eliminate spurious degrees of freedom, these chiral representations contain exactly the 2j + 1 components needed to describe a spin-j particle. The central objects in the construction are the t-tensors, which are generalizations of the Pauli four-vector σ μ for higher spin. For the generalized spinors of these representations, we demonstrate how the algebra of the t-tensors allows to formulate a generalization of the Dirac matrix basis for any spin. For on-shell bilinears, we show that a set consisting exclusively of covariant multipoles of order 0 ≤ m ≤ 2j forms a complete basis. We provide explicit expressions for all bilinears of the generalized Dirac matrix basis, which are valid for any spin value. As a byproduct of our derivations we present an efficient algorithm to compute the t-tensor matrix elements. The formalism presented here paves the way to use a more unified approach to analyze the non-perturbative QCD structure of hadrons and nuclei across different spin values, with clear physical interpretation of the resulting distributions as covariant multipoles.

Angular momentum of light↗

DOE OSTI2024

Improving the five-point bootstrap

We present a new algorithm for the numerical evaluation of five-point conformal blocks in d-dimensions, greatly improving the efficiency of their computation. To do this we use an appropriate ansatz for the blocks as a series expansion in radial coordinates, derive a set of recursion relations for the unknown coefficients in the ansatz, and evaluate the series using a Padé approximant to accelerate its convergence. We then study the 〈σσϵσσ〉 correlator in the 3d critical Ising model by truncating the operator product expansion (OPE) and only including operators with conformal dimension below a cutoff ∆ ⩽ ∆cutoff. We approximate the contributions of the operators above the cutoff by the corresponding contributions in a suitable disconnected five-point correlator. Using this approach, we compute a number of OPE coefficients with greater accuracy than previous methods.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Chiral algebra, localization, modularity, surface defects, and all that

We study the 2D vertex operator algebra (VOA) construction in 4D N = 2 superconformal field theories on S 3 × S 1 , focusing on both old puzzles and new observations. The VOA lives on a two-torus T 2 ⊂ S 3 × S 1 , it is 1 2 Z -graded, and this torus is equipped with the natural choice of spin structure (1,0) for the Z + 1 2 -graded operators, corresponding to the NS sector vacuum character. By analyzing the possible refinements of the Schur index that preserves the VOA, we find that it admits discrete deformations, which allows access to the remaining spin structures (1,1), (0,1), and (0,0), of which the latter two involve the inclusion of a particular surface defect. For Lagrangian theories, we perform the detailed analysis: we describe the natural supersymmetric background, perform localization, and derive the gauged symplectic boson action on a torus in any spin structure. In the absence of flavor fugacities, the 2D and 4D path integrals precisely match, including the Casimir factors. We further analyze the 2D theory: we identify its integration cycle and the two-point functions and interpret flavor holonomies as screening charges in the VOA. Next, we make some observations about modularity; the T-transformation acts on our four partition functions and lifts to a large diffeomorphism on S 3 × S 1 . More interestingly, we generalize the four partition functions on the torus to an infinite family labeled by both the spin structure and the integration cycle inside the complexified maximal torus of the gauge group. Members of this family transform into one another under the full modular group, and we confirm the recent observation that the S-transform of the Schur index in Lagrangian theories exhibits logarithmic behavior. Finally, we comment on how locally our background reproduces the Ω-background.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2024

Emergent Superconductivity and Competing Charge Orders in Hole-Doped Square-Lattice t – J Model

The square-lattice Hubbard and closely related t-J models are considered as basic paradigms for understanding strong correlation effects and unconventional superconductivity (SC). Recent large-scale density matrix renormalization group simulations on the extended t-J model have identified d-wave SC on the electron-doped side (with the next-nearest-neighbor hopping t 2 > 0) but a dominant charge density wave (CDW) order on the hole-doped side (t 2 < 0), which is inconsistent with the SC of hole-doped cuprate compounds. We re-examine the ground-state phase diagram of the extended t-J model by employing the state-of-the-art density matrix renormalization group calculations with much enhanced bond dimensions, allowing more accurate determination of the ground state. On six-leg cylinders, while different CDW phases are identified on the hole-doped side for the doping range δ = 1/16 – 1/8, a SC phase emerges at a lower doping regime, with algebraically decaying pairing correlations and d-wave symmetry. On the wider eight-leg systems, the d-wave SC also emerges on the hole-doped side at the optimal 1=8 doping, demonstrating the winning of SC over CDW by increasing the system width. Furthermore, our results not only suggest a new path to SC in general t-J model through weakening the competing charge orders, but also provide a unified understanding on the SC of both hole- and electron-doped cuprate superconductors.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2023

Rotational symmetry protected edge and corner states in Abelian topological phases

Spatial symmetries can enrich the topological classification of interacting quantum matter and endow systems with non-trivial strong topological invariants (protected by internal symmetries) with additional "weak" topological indices. In this paper, we study the edge physics of systems with a non-trivial shift invariant, which is protected by either a continuous $\text{U}(1)_r$ or discrete $\text{C}_n$ rotation symmetry, along with internal $\text{U}(1)_c$ charge conservation. Specifically, we construct an interface between two systems which have the same Chern number but are distinguished by their Wen-Zee shift and, through analytic arguments supported by numerics, show that the interface hosts counter-propagating gapless edge modes which cannot be gapped by arbitrary local symmetry-preserving perturbations. Using the Chern-Simons field theory description of two-dimensional Abelian topological orders, we then prove sufficient conditions for continuous rotation symmetry protected gapless edge states using two complementary approaches. One relies on the algebraic Lagrangian sub-algebra framework for gapped boundaries while the other uses a more physical flux insertion argument. For the case of discrete rotation symmetries, we extend the field theory approach to show the presence of fractional corner charges for Abelian topological orders with gappable edges, and compute them in the case where the Abelian topological order is placed on the two-dimensional surface of a Platonic solid. Finally, our work paves the way for studying the edge physics associated with spatial symmetries in symmetry enriched topological phases.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗