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DOE OSTI2022

Evaluating cloud liquid detection against Cloudnet using cloud radar Doppler spectra in a pre-trained artificial neural network

Detection of liquid-containing cloud layers in thick mixed-phase clouds or multi-layer cloud situations from ground-based remote-sensing instruments still poses observational challenges, yet improvements are crucial since the existence of multi-layer liquid layers in mixed-phase cloud situations influences cloud radiative effects, cloud lifetime, and precipitation formation processes. Hydrometeor target classifications such as from Cloudnet that require a lidar signal for the classification of liquid are limited to the maximum height of lidar signal penetration and thus often lead to underestimations of liquid-containing cloud layers. Here we evaluate the Cloudnet liquid detection against the approach of Luke et al. (2010) which extracts morphological features in cloud-penetrating cloud radar Doppler spectra measurements in an artificial neural network (ANN) approach to classify liquid beyond full lidar signal attenuation based on the simulation of the two lidar parameters particle backscatter coefficient and particle depolarization ratio. We show that the ANN of Luke et al. (2010) which was trained under Arctic conditions can successfully be applied to observations at the mid-latitudes obtained during the 7-week-long ACCEPT field experiment in Cabauw, the Netherlands, in 2014. In a sensitivity study covering the whole duration of the ACCEPT campaign, different liquid-detection thresholds for ANN-predicted lidar variables are applied and evaluated against the Cloudnet target classification. Independent validation of the liquid mask from the standard Cloudnet target classification against the ANN-based technique is realized by comparisons to observations of microwave radiometer liquid-water path, ceilometer liquid-layer base altitude, and radiosonde relative humidity. In addition, a case-study comparison against the cloud feature mask detected by the space-borne lidar aboard the CALIPSO satellite is presented. Three conclusions were drawn from the investigation. First, it was found that the threshold selection criteria of liquid-related lidar backscatter and depolarization alone control the liquid detection considerably. Second, all threshold values used in the ANN framework were found to outperform the Cloudnet target classification for deep or multi-layer cloud situations where the lidar signal is fully attenuated within low liquid layers and the cloud radar is able to detect the microphysical fingerprint of liquid in higher cloud layers. Third, if lidar data are available, Cloudnet is at least as good as the ANN. The times when Cloudnet outperforms the ANN in liquid detections are often associated with situations where cloud dynamics smear the imprint of cloud microphysics on the radar Doppler spectra.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS2005

Seasonal And Regional Differentiation Of Bio-Optical Properties Within The North Polar Atlantic

Using data collected during spring and summer seasons in the north polar Atlantic we examined the variability of the spectral absorption, a(lambda), and backscattering, b(sub b)(lambda), coefficients of surface waters and its relation to phytoplankton pigment concentration and composition. For a given chlorophyll a concentration (TChla), the concentrations of photosynthetic carotenoids (PSC), photoprotective carotenoids (PPC), and total accessory pigments (AP) were consistently lower in spring than in summer. The chlorophyll-specific absorption coefficients of phytoplankton and total particulate matter were also lower in spring, which can be partly attributed to lower proportions of PPC, PSC, and AP in spring. The spring values of the green-to-blue band ratio of the absorption coefficient were higher than the summer ratios. The blue-to-green ratios of backscattering coefficient were also higher in spring. The higher b(sub b) values and lower blue-to-green b(sub b) ratios in summer were likely associated with higher concentrations of detrital particles in summer compared to spring. Because the product of the green-to-blue absorption ratio and the blue-to-green backscattering ratio is a proxy for the blue-to-green ratio of remote-sensing reflectance, we conclude that the performance of ocean color band-ratio algorithms for estimating pigments in the north polar Atlantic is significantly affected by seasonal shifts in the relationships between absorption and TChla as well as between backscattering and TChla. Intriguingly, however, fairly good estimate of the particulate beam attenuation coefficient at 660 nm (potential measure of total particulate matter or particulate organic carbon concentration) can be obtained by applying a single blue-to-green band-ratio algorithm for both spring and summer seasons.

Stramska, Malgorzata↗

NASA NTRS1987

Estimation of X-band scattering properties of tree components

An X-band FM-CW very fine range resolution scatterometer was used to acquire backscattering data for a number of tree species. Using a model to describe the scattering source function and an experimental procedure for selected removal of plant parts allows the estimation of the volume backscatter coefficient and the volume extinction coefficient. It is found that: (1) leaves are strong attenuators as well as scatterers; (2) the albedo at a given angle of incidence is nearly independent of the tree type; (3) the tree limbs are good attenuators but rather poor scatterers; and (4) the albedo changes as a function of the angle of incidence and for deciduous trees is also a function of the season.

Pitts, D. E.↗

NASA NTRS1992

A study of atmospheric optical scattering parameters at 1.5 and 2 micron region for solid state Doppler lidar applications

The increasing interest in the development of an eye-safe, solid state, Doppler lidar for avionic applications has created the need for a quantitative evaluation of atmospheric effects on performance. Theoretical calculations were completed for optical scattering parameters to be compared with the field measurements. Computer codes were developed for the required calculations and designed to be interactive and user friendly in order to support comparison with experimental results and, thus, provide the basis for evaluation of eye-safe Doppler lidar over a wide range of atmospheric conditions and geographical locations. A holmium Doppler lidar operating at 2.09 microns was constructed for atmospheric backscattering, attenuation, and wind velocity measurements. Theoretical calculations and field studies were performed for backscatter coefficients. The selected wavelengths correspond to Er:glass, Tm:YAG, and Tm,Ho:YAG solid state lasers that are suitable for use in an eye-safe Doppler lidar system.

Margalit, Eli↗

NASA NTRS1984

Modeling the backscattering and transmission properties of vegetation canopies

Experimental measurements of canopy attenuation at 10.2 GHz (X-band) for canopies of wheat and soybeans, experimental observations of the effect upon the microwave backscattering coefficient (sigma) of free water in a vegetation canopy, and experimental measurements of sigma (10.2 GHz, 50 deg, VV and VH polarization) of 30 agricultural fields over the growing season of each crop are discussed. The measurements of the canopy attenuation through wheat independently determined the attenuation resulting from the wheat heads and that from the stalks. An experiment conducted to simulate the effects of rain or dew on sigma showed that sigma increases by about 3 dB as a result of spraying a vegetation canopy with water. The temporal observations of sigma for the 30 agricultural fields (10 each of wheat, corn, and soybeans) indicated fields of the same crop type exhibits similar temporal patterns. Models previously reported were tested using these multitemporal sigma data, and a new model for each crop type was developed and tested. The new models proved to be superior to the previous ones.

Allen, C. T.↗

NASA NTRS2021

A Three-Step Semi Analytical Algorithm (3SAA) for Estimating Inherent Optical Properties Over Oceanic, Coastal, and Inland Waters From Remote Sensing Reflectance

We present a three-step inverse model (3SAA) for estimating the inherent optical properties (IOPs) of surface waters from the remote sensing reflectance spectra, Rrs(). The derived IOPs include the total (a()), phytoplankton (aphy()), and colored detrital matter (acdm()), absorption coefficients, and the total (bb()) and particulate (bbp()) backscattering coefficients. The first step uses an improved neural network approach to estimate the diffuse attenuation coefficient of downwelling irradiance from Rrs. a() and bbp() are then estimated using the LS2 model (Loisel et al., 2018), which does not require spectral assumptions on IOPs and hence can assess a() and bb() at any wavelength at which Rrs() is measured. Then, an inverse optimization algorithm is combined with an optical water class (OWC) approach to assess aphy() and acdm() from anw().The proposed model is evaluated using an in situ dataset collected in open oceanic, coastal, and inland waters. Comparisons with other standard semi-analytical algorithms (QAA and GSM), as well as match-up exercises, have also been performed. The applicability of the algorithm on OLCI observations was assessed through the analysis of global IOPs spatial patterns derived from 3SAA and GSM. The good performance of 3SAA is manifested by median absolute percentage differences (MAPD) of 13%, 23%, 34% and 34% for bbp(443), anw(443), aphy(443) and acdm(443), respectively for oceanic waters. Due to the absence of spectral constraints on IOPs in the inversion of total IOPs, and the adoption of an OWC-based approach, the performance of 3SAA is only slightly degraded in bio-optical complex inland waters.

ocean color↗

NASA NTRS1983

Calculations of radar backscattering coefficient of vegetation-covered soils

A model for simulating the measured backscattering coefficient of vegetation-covered soil surfaces includes both coherent and incoherent components of the backscattered radar pulses from a rough sil surface. The effect of vegetation canopy scattering is also incorporated into the model by making the radar pulse subject to two-way attenuation and volume scattering when it passes through the vegetation layer. Model results agree well with the measured angular distributions of the radar backscattering coefficient for HH polarization at the 1.6 GHz and 4.75 GHz frequencies over grass-covered fields. It was found that the coherent scattering component is very important at angles near nadir, while the vegetation volume scattering is dominant at incident angles 30 degrees.

Mo, T.↗

DOE OSTI2014

SU-E-I-95: Personalized Radiography Technical Parameters for Each Patient and Exam

Purpose: To determine exact electrical parameters (kV, mAs) a radiological technologist shall use taking account the exam and patient's structure, with guarantee of minimum dose and adequate quality image. Methods: A patient's absorbed dose equation was developed by means of Entrance Skin Dose (ESD), irradiated area and patient width for specific anatomy. ESD is calculated from a developed equation, where entrance surface air-KERMA and backscatter factor are included, with air-to-skin coefficient conversion. We developed specific Lambert-Beer attenuation equations derived from mass energy-absorption coefficients data for skin, fat, and muscle and bone as one tissue. Anatomy tissue thickness distribution at central X-ray location in anteroposterior incidence for hand and chest, was estimate by discounting constant skin and bone thickness from patient measured width, assuming the result as muscle and fat. A clinical research at a big hospital were executed when real parameters (kV, mAs, filtration, ripple) used by technologists were combined with the image quality and patient's data: anatomy width, height and weight. A correlation among the best images acquired and electrical parameters used were confronted with patient's data and dose estimation. The best combinations were used as gold standards. Results: For each anatomy, two equations were developed to calculate voltage (kV) and exposure (mAs) to reproduce and interpolate the gold standards. Patient is measured and data are input into equations, giving radiological technologists the right set of electrical parameters for that specific exam. Conclusion: This work indicates that radiological technologist can personalize the exact electrical parameters for each patient exam, instead of using standard values. It also guarantee that patients under or over-sized measures will receive the right dose for the best image. It will stop wrong empiric adjusts technologists do when examining a non-standard patient and reduce probability of radiography retaken because of over or under exposition.

60 APPLIED LIFE SCIENCES↗

NASA NTRS1972

Parametric fit to electron transport properties

Experimental data acquired over the past few years were gathered, and parametric fits made to these data. The following properties of electron transport were represented by simple functions of atomic number and energy: transmitted electron number, transmitted electron spectra, range, backscatter coefficient, angular distribution, energy deposition, bremsstrahlung intensity and energy spectra, and bremsstrahlung angular distribution and photon attenuation. The formulas cover the energy ranges of interest in space shielding problems (0.1 to 10.0 MeV). Procedures for using these formulas in practical situations are suggested.

Lonergan, J. A.↗

NASA NTRS1987

Mauna Loa Aerosol Backscatter Intecomparison Experiment (MABIE)

Measurements of CO2 aerosol backscatter coefficients and other aerosol physicochemical properties were obtained in remote Pacific free tropospheric airmasses at the Mauna Loa Observatory in Hawaii. The experiment used an attenuated total reflection impactor (Johnson et al., 1983), a dispersive infrared spectrophotometer, and a high-resolution optical particle counter. Preliminary results suggest that sulfate compounds dominate background backscatter properties at CO2 wavelengths between 9 and 10 microns.

Bowdle, David A.↗

NASA NTRS2010

Using Airborne High Spectral Resolution Lidar Data to Evaluate Combined Active Plus Passive Retrievals of Aerosol Extinction Profiles

We derive aerosol extinction profiles from airborne and space-based lidar backscatter signals by constraining the retrieval with column aerosol optical thickness (AOT), with no need to rely on assumptions about aerosol type or lidar ratio. The backscatter data were acquired by the NASA Langley Research Center airborne High Spectral Resolution Lidar (HSRL) and by the Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) instrument on the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) satellite. The HSRL also simultaneously measures aerosol extinction coefficients independently using the high spectral resolution lidar technique, thereby providing an ideal data set for evaluating the retrieval. We retrieve aerosol extinction profiles from both HSRL and CALIOP attenuated backscatter data constrained with HSRL, Moderate-Resolution Imaging Spectroradiometer (MODIS), and Multiangle Imaging Spectroradiometer column AOT. The resulting profiles are compared with the aerosol extinction measured by HSRL. Retrievals are limited to cases where the column aerosol thickness is greater than 0.2 over land and 0.15 over water. In the case of large AOT, the results using the Aqua MODIS constraint over water are poorer than Aqua MODIS over land or Terra MODIS. The poorer results relate to an apparent bias in Aqua MODIS AOT over water observed in August 2007. This apparent bias is still under investigation. Finally, aerosol extinction coefficients are derived from CALIPSO backscatter data using AOT from Aqua MODIS for 28 profiles over land and 9 over water. They agree with coincident measurements by the airborne HSRL to within +/-0.016/km +/- 20% for at least two-thirds of land points and within +/-0.028/km +/- 20% for at least two-thirds of ocean points.

Burton, S. P.↗

NASA NTRS1982

Radiation and attenuation of waves in a random medium

The physical mechanisms of excess attenuation are analyzed on the basis of a one-dimensional time-independent model of propagation in a random medium. Attenuation is regarded as the rate of decrease in the mean intensity and the mean energy flux within a propagation range. A source function is assumed to be determinate, appropriate statistical properties are chosen for the sound speed, and specified statistical properties are found for the wave functions, i.e., the mean intensity and the mean energy flux. The medium is considered to be weakly homogeneous, and expansions are developed for the intensity and mean energy flux, along with an attenuation coefficient in two parts, the second of which defines the excess attenuation. The mean radiated power is defined, and backscattering by the random inhomogeneities in the medium is modeled as redistributing the mean intensity and energy flux, with a resultant decay which occurs more quickly than with randomness.

Wenzel, A. R.↗

NASA NTRS1981

Microwave response of snow

Truck-mounted microwave sensors were used to acquire backscattering coefficient and apparent temperature data for snow-covered terrain at 19 frequencies between 1 and 18 GHz and at 35.6 GHz. Passive microwave measurements were made at 10.7, 37, and 94 GHz. The radar backscattering coefficient and radiometric emissivity were evaluated as a function of snow depth, wetness, surface roughness, and other snow parameters. It is shown that volume scattering makes the radar backscattering coefficient to increase and the radiometric emissivity to decrease with increasing snow depth until the snow layer appears electromagnetically semiinfinite in extent. The presence of liquid water in the snowpack results in increased attenuation and reduction in scattering which leads to less backscatter and more emission by the snow volume. It is concluded that microwave sensors have the potential capability for remotely monitoring both the snow equivalent and wetness of snowpacks.

Ulaby, F. T.↗

NASA NTRS1980

Irradiance attenuation coefficient in a stratified ocean - A local property of the medium

The influence of optically important constituents of water on the absorption (a) and scattering (b) coefficients and the backscattering probability is considered, with emphasis placed on measuring the volume scattering function (B/theta/). Two stratification models are examined; one in which the phase function (B(theta)/b) is depth independent and only b/c is allowed to vary with optical depth, and the other in which both b/c and the phase function depend on depth. The results demonstrate that Gordon's (1977) technique of estimating a and b is applicable without change to a stratified ocean.

Gordon, H. R.↗

NASA NTRS2007

Fitting a Two-Component Scattering Model to Polarimetric SAR Data from Forests

Two simple scattering mechanisms are fitted to polarimetric synthetic aperture radar (SAR) observations of forests. The mechanisms are canopy scatter from a reciprocal medium with azimuthal symmetry and a ground scatter term that can represent double-bounce scatter from a pair of orthogonal surfaces with different dielectric constants or Bragg scatter from a moderately rough surface, which is seen through a layer of vertically oriented scatterers. The model is shown to represent the behavior of polarimetric backscatter from a tropical forest and two temperate forest sites by applying it to data from the National Aeronautic and Space Agency/Jet Propulsion Laboratory's Airborne SAR (AIRSAR) system. Scattering contributions from the two basic scattering mechanisms are estimated for clusters of pixels in polarimetric SAR images. The solution involves the estimation of four parameters from four separate equations. This model fit approach is justified as a simplification of more complicated scattering models, which require many inputs to solve the forward scattering problem. The model is used to develop an understanding of the ground-trunk double-bounce scattering that is present in the data, which is seen to vary considerably as a function of incidence angle. Two parameters in the model fit appear to exhibit sensitivity to vegetation canopy structure, which is worth further exploration. Results from the model fit for the ground scattering term are compared with estimates from a forward model and shown to be in good agreement. The behavior of the scattering from the ground-trunk interaction is consistent with the presence of a pseudo-Brewster angle effect for the air-trunk scattering interface. If the Brewster angle is known, it is possible to directly estimate the real part of the dielectric constant of the trunks, a key variable in forward modeling of backscatter from forests. It is also shown how, with a priori knowledge of the forest height, an estimate for the attenuation coefficient of the canopy can be obtained directly from the multi-incidence-angle polarimetric observations. This attenuation coefficient is another key variable in forward models and is generally related to the canopy density.

temperate forests↗

NASA NTRS2013

Underway Sampling of Marine Inherent Optical Properties on the Tara Oceans Expedition as a Novel Resource for Ocean Color Satellite Data Product Validation

Developing and validating data records from operational ocean color satellite instruments requires substantial volumes of high quality in situ data. In the absence of broad, institutionally supported field programs, organizations such as the NASA Ocean Biology Processing Group seek opportunistic datasets for use in their operational satellite calibration and validation activities. The publicly available, global biogeochemical dataset collected as part of the two and a half year Tara Oceans expedition provides one such opportunity. We showed how the inline measurements of hyperspectral absorption and attenuation coefficients collected onboard the R/V Tara can be used to evaluate near-surface estimates of chlorophyll-a, spectral particulate backscattering coefficients, particulate organic carbon, and particle size classes derived from the NASA Moderate Resolution Imaging Spectroradiometer onboard Aqua (MODISA). The predominant strength of such flow-through measurements is their sampling rate-the 375 days of measurements resulted in 165 viable MODISA-to-in situ match-ups, compared to 13 from discrete water sampling. While the need to apply bio-optical models to estimate biogeochemical quantities of interest from spectroscopy remains a weakness, we demonstrated how discrete samples can be used in combination with flow-through measurements to create data records of sufficient quality to conduct first order evaluations of satellite-derived data products. Given an emerging agency desire to rapidly evaluate new satellite missions, our results have significant implications on how calibration and validation teams for these missions will be constructed.

remote sensing↗

DOE OSTI2018

Characteristics of Optically Thin Coastal Florida Cumuli Derived From Surface-Based Lidar Measurements

The optical depths and sizes of optically thin passive shallow cumuli are characterized with a micropulse lidar. The measurements are from a coastal south Florida location spanning a 10-week synoptically suppressed winter time period with almost no upper-level clouds present. Clouds are distinguished from aerosol through visual comparison to zenith-viewing time-lapse camera images, establishing an instrument-specific particle backscatter coefficient threshold. Sun photometers provide a continuous independent aerosol optical depth estimate applied within the lidar retrieval of cloud optical depth. The focus is on clouds that do not attenuate the lidar signal. Clouds with optical depths less than one constitute more than 13% of the sampled data set, with decreasing optical depths occurring more frequently. Most of the clouds are less than 60 m thick and are located below 1 km. The optically thin regions occur most frequently in individual 15-s samples, corresponding to a horizontal width of less than 100 m, with occasional stratiform segments extending up to 2 km. Many segments border optically thicker regions, but some are self-contained, reflecting small-scale humidity variations near-saturation. To our knowledge, this study is the first to apply micropulse lidar data toward characterizing these low, shallow, broken clouds, too small for robust characterization from space but whose ubiquitiousness renders them radiatively important.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1993

Effect of species structure and dielectric constant on C-band forest backscatter

A joint experiment between Canadian and USA research teams was conducted early in Oct. 1992 to determine the effect of species structure and dielectric variations on forest backscatter. Two stands, one red pine and one jack pine, in the Petawawa National Forestry Institute (PNFI) were utilized for the experiment. Extensive tree architecture measurements had been taken by the Canada Centre for Remote Sensing (CCRS) several months earlier by employing a Total Station surveying instrument which provides detailed information on branch structure. A second part of the experiment consisted of cutting down several trees and using dielectric probes to measure branch and needle permittivity values at both sites. The dielectric and the tree geometry data were used in the George Washington University (GWU) Vegetation Model to determine the C band backscattering coefficients of the individual stands for VV polarization. The model results show that backscatter at C band comes mainly from the needles and small branches and the upper portion of the trunks acts only as an attenuator. A discussion of variation of backscatter with specie structure and how dielectric variations in needles for both species may affect the total backscatter returns is provided.

Lang, R. H.↗