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DOE OSTI2020

Role of 3D neoclassical particle flux in density pump-out during ELM control by RMP in DIII-D

Application of three-dimensional (3-D) resonant magnetic perturbations, for the purpose of controlling edge localized modes (ELMs) in high confinement (H-mode) tokamak fusion operations, routinely leads to significantly reduction of the plasma density during the discharge, a phenomenon termed 'density pump-out'. Understanding the density pump-out phenomenon due to 3-D fields is a longstanding challenging issue. This work discusses a self-consistent toroidal model that allows initial value simulation of the density pump-out effect. The model successfully reproduces pump-out phenomenology in DIII-D ELM suppression experiments. The radial particle flux, associated with the 3-D neoclassical effects (the neoclassical toroidal viscosity, NTV), is discovered to play an important role in producing the observed large density pump- out. The key physics is associated with the drift kinetic Landau resonances between the toroidal precession of trapped thermal ions and electrons from one side, and the magnetic field perturbation from the other side. Such resonances, occurring near the top of the pedestal region, substantially enhances the radial particle flux associated with NTV. As a general consequence of the resonant NTV flux, larger density pump- out occurs in plasmas with lower collisionality and slower toroidal rotation.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2023

MAS: A versatile Landau-fluid eigenvalue code for plasma stability analysis in general geometry

We have developed a new global eigenvalue code, Multiscale Analysis for plasma Stabilities (MAS), for studying plasma problems with wave toroidal mode number (n) and frequency (ω) in a broad range of interest in general tokamak geometry, based on a five-field Landau-fluid description of thermal plasmas. Beyond keeping the necessary plasma fluid response, we further retain the important kinetic effects including diamagnetic drift, ion finite Larmor radius, finite parallel electric field (E||), ion and electron Landau resonances in a self-consistent and non-perturbative manner without sacrificing the attractive efficiency in computation. The physical capabilities of the code are evaluated and examined in the aspects of both theory and simulation. In theory, the comprehensive Landau-fluid model implemented in MAS can be reduced to the well-known ideal MHD model, electrostatic ion-fluid model, and drift-kinetic model in various limits, which clearly delineates the physics validity regime. In simulation, MAS has been well benchmarked with theory and other gyrokinetic and kinetic-MHD hybrid codes in a manner of adopting the unified physical and numerical framework, which covers the kinetic Alfv\'en wave (KAW), ion sound wave (ISW), low-n kink, high-n ion temperature gradient mode (ITG) and kinetic ballooning mode (KBM). Moreover, MAS is successfully applied to model the Alfv\'en eigenmode (AE) activities in DIII-D discharge #159243, which faithfully captures the frequency sweeping of reversed shear Alfv\'en eigenmode (RSAE), the tunneling damping of toroidal Alfv\'en eigenmode (TAE), as well as the polarization characteristics of kinetic beta-induced Alfv\'en eigenmode (KBAE) and beta-induced Alfv\'en-acoustic eigenmode (BAAE) being consistent with former gyrokinetic theory and simulation. With respect to the key progress contributed to the community, MAS has the advantage of combining rich physics ingredients, realistic global geometry and high computation efficiency together for plasma stability analysis in linear regime.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS1995

Propagation and damping of broadband upstream whistlers

Previous studies indicated that damping rates of upstream whistlers strongly depend on the details of the electron distribution function. Moreover, detailed analysis of Doppler-shift and whistler dispersion relation indicated that upstream whistlers propagate obliquely in a broad band. In this paper we present results of a kinetic calculation of damping lengths of wide-band whistlers using the sum of 7-drifting bi-Maxwellian electron distributions as a best fit to the International Sun Earth Explorer (ISEE) 1 electron data. For 2 cases, when upstream whistlers are observed, convective damping lengths derived from ISEE magnetic field and ephemeris data are compared with theoretical results. We find that the calculated convective damping lengths are consistent with the data and that upstream whistlers remain marginally stable. We also show that the slope of plasma frame spectra of upstream whistlers, obtained by direct fitting of the observed spectra is between 5 and 7 with a sharp lower frequency cutoff corresponding to a wavelength of about one ion inertial length. When the solar wind velocity is directed largely along the wave normal of the upstream whistlers the polariztion of the right hand waves becomes reversed and low frequencies are switched to high resulting in a peaked spectrum with a strong high frequency cutoff. The overall spectral, wave and particle characteristics, proximity to the shock as well as propagation and damping properties indicate that these waves cannot be generated locally. Instead the observed upstream whistlers arise in the shock ramp most likely by a variety of cross-field drift and/or anisotropy driven instabilities.

Orlowski, D. S.↗

NASA NTRS1991

Physics of heavy ions (1989-1990)

The results from studies on polar wind ion heating due to kinetic ion beam instabilities and the effects of such ion heating on the outflow of O(+) in the polar wind are presented and discussed. First, the linear instabilities associated with an O(+) and H(+) polar wind plasma in the presence of O(+) and H(+) beams for a range of O(+)/H(+) beam densities, T(sub e)/T(sub i), and ion beam speeds were examined. Then, nonlinear heating of the polar wind ions was studied, using numerical simulations. The O(+) and H(+) polar wind ions were modeled by isotropic Maxwellian distributions, and the electrons, O(+) beams, and H(+) beams were modeled by drifting Maxwellian distributions. The effects of the kinetic ion heating on the outflow of the polar wind ions were examined from the ionosphere, using a time-dependent hydrodynamic model. A numerical code to solve the O(+) and H(+) continuity and momentum equations in a flux tube from ionospheric to magnetospheric altitudes were developed. The effects of ion heating were included by allowing for the altitudinal variation of the ion temperatures in the momentum equation. The ion temperature profiles were specified based on the ion heating characteristics found from previous kinetic simulations. It was assumed that heating occurred above 1500 km and increased to a saturated value of temperature that was obtained directly from the kinetic simulation study. The characteristics of the dynamical polar wind without ion heating were studied, and a flux tube on closed field lines that suddenly became open at t = 0 was simulated. Then, the effects of ion heating were included. To gain some physical insight, two limiting cases were considered: preferential H(+) heating and preferential O(+) heating. How O(+) heating can lead to enhanced polar wind O(+) fluxes in the polar magnetosphere is shown.

Ashour-Abdalla, M.↗

DOE OSTI2020

Two-fluid and kinetic transport physics of Kelvin–Helmholtz instabilities in nonuniform low-beta plasmas

Hall-magnetohydrodynamic (Hall-MHD) theory, two-fluid simulations, and kinetic simulations are used in this work to investigate the cross-field transport properties of Kelvin–Helmholtz instabilities in nonuniform low-beta collisionless plasmas. Hall-MHD analysis shows how the linear properties of the instability are modified by density gradients and magnetization. High-order accurate two-fluid and kinetic simulations, with complete dynamics of finite-mass electrons and ions, are applied to a suite of parameter cases to systematically assess the effects of diamagnetic drift, magnetization, charge separation, and finite Larmor motion. Initialization of exact two-species kinetic equilibria facilitates the study of isolated physical effects and enables detailed cross-comparisons between two-fluid and kinetic simulations, including for cases where ion gyroradii are comparable to gradient scale lengths. For nonuniform plasmas with significant space charge, the results of two-fluid and kinetic simulations are found to disagree with Hall-MHD predictions. Kelvin–Helmholtz instability growth rates, per unit shear, are shown to be smaller when ion diamagnetic drift and $E \times B$ drift are parallel and larger when the two drifts are antiparallel. The effect is attributed to polarization drift in the shear layer, which leads to redistribution of charge, alters the electric field that drives plasma advection, and consequently modifies growth rates. Instability-induced mass transport for different parameters is characterized in terms of the flux across the shear layer and a simplified diffusion model. Distribution functions from kinetic simulations are shown to deviate substantially from Maxwellian reconstructions, indicating the importance of kinetic physics during the nonlinear phase of the instability.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS1984

Microinstabilities associated with a high Mach number, perpendicular bow shock

Instability analyses incorporating insights gained through ISEE observations and hybrid simulations are used in an examination of the instabilities associated with a high Mach number perpendicular shock akin to the earth's bow shock. In the regions in front of, and at, the shock transition the cross-field instabilities are subdivided into the ion-ion streaming, kinetic cross-field streaming, and drift lower hybrid instability low frequency modes, as well as the electron cyclotron drift, ion sound, and electron whisker instability high frequency modes. Further downstream, ion ring-like and anisotropy-driven instabilities are considered. The implications of these results for wave signatures, plasma heating and acceleration are noted.

Wu, C. S.↗

NASA NTRS1989

Numerical investigation of a plasma beam entering transverse magnetic fields

Two-dimensional electrostatic and electromagnetic particle-in-cell codes are used to investigate plasma beam propagation across transverse magnetic fields. Both large- and small-ion-gyroradius beams are studied in the case of small beam momentum or energy (low drift kinetic beta). Large-ion-gyroradius beams with a large dielectric constant epsilon much greater than (M/m) to the 1/2 (where M/m is the ion-to-electron mass ratio) are found to propagate across the magnetic field via E x B drifts at nearly the initial injection velocity. Beam degradation and undulations are observed, in agreement with previous experimental and analytical results. When epsilon is of order (M/m) to the 1/2 the plasma beam propagates across field lines at only half its initial velocity and loses its coherent structure. When epsilon is much less than (M/m) to the 1/2 the beam particles decouple at the magnetic field boundary, scattering the electrons and deflecting the ions slightly.

Koga, J.↗

DOE OSTI2023

3D simulation of lower-hybrid drift waves in strong guide field asymmetric reconnection in laboratory experiments

The magnetic reconnection experiment has recently seen short wavelength ([Formula: see text]) lower-hybrid waves near the electron diffusion region in strong guide field reconnection. Based on plasma parameters from the experiment, we perform a three-dimensional fully kinetic simulation in order to investigate the generation of the lower-hybrid waves and their effects on the reconnection process. We find that the low-beta regions around the reconnection site are unstable to the lower-hybrid drift instability propagating in the outflow direction, driven by the difference between the electron and ion outflows. The waves modify the electron distributions, leading to periodic opening and closing of gaps in electron velocity space, and provide a small contribution to the anomalous resistivity. Finally, the simulation results are discussed in the context of space observations and laboratory experiments.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS2023

3D Simulation of Lower-Hybrid Drift Waves in Strong Guide Field Asymmetric Reconnection in Laboratory Experiments

The magnetic reconnection experiment has recently seen short wavelength (kp (e)(1) lower-hybrid waves near the electron diffusion region in strong guide field reconnection. Based on plasma parameters from the experiment, we perform a three-dimensional fully kinetic simulation in order to investigate the generation of the lower-hybrid waves and their effects on the reconnection process. We find that the low-beta regions around the reconnection site are unstable to the lower-hybrid drift instability propagating in the outflow direction, driven by the difference between the electron and ion outflows. The waves modify the electron distributions, leading to periodic opening and closing of gaps in electron velocity space, and provide a small contribution to the anomalous resistivity. Finally, the simulation results are discussed in the context of space observations and laboratory experiments.

J. Ng↗

NASA NTRS2004

Contraints on Solar Wind Plasma Properties Derived from Coordinated Coronal Observations

The goal of the proposed research was to increase the understanding of coronal plasma phenomena by making use of different observational approaches and combine the observations with the necessary theoretical considerations. During the funding period we studied the formation of spectral lines in the corona and transition region. We compared the spectral line ratios that would arise from the type of temperature profile commonly used to explain in situ ion fractions with the actual observed line ratios. We also carried out a theoretical study to investigate how large the electron temperatures can be in the near sun region. We carried out more detailed studies to show that differential flow speeds between ions of the same element can not bridge the above gap between low coronal electron temperatures and high in situ ion fractions. To investigate the drift between core and halo in the electron distribution function, which is observed in situ in the solar wind, we developed the first solar wind model with two electron populations. It was found that the anomalous frictional forces acting on the halo electrons are the dominant factor inhibiting the core-halo drift in the East solar wind. We used kinetic modeling to investigate the Alfvenic turbulence in the extended corona. In these studies we also included the effects of proton heating.

Esser, Ruth↗

NASA NTRS2017

Electron Drift Resonance in the MHD-Coupled Comprehensive Inner Magnetosphere-Ionosphere Model

Relativistic electrons in the outer radiation belt are highly dynamic and respond to interplanetary solar wind structures interacting with the Earth's magnetic field. A known mechanism dictating electron dynamics is the drift-resonant interaction with ultralow frequency (ULF) waves. The present work simulates the ring current and radiation belt electron populations in the bounce-averaged, kinetic Comprehensive Inner Magnetosphere-Ionosphere model coupled with the Block Adaptive Tree Solar Wind Roe-type Upwind Scheme global magnetospheric magnetohydrodynamic (MHD) code using an idealized ULF wave solar wind density driver. ULF waves generated with 10 min periods (at 1.67 mHz frequencies) in the MHD model are characterized and the corresponding energization of electrons and radial transport of electron phase space density is presented. The drift-resonant electron energy is determined in the simulation and is consistent with the electron resonance conditions in dipolar magnetic fields. The present results will be an important component of understanding inner magnetospheric dynamics and how these inner magnetospheric populations interact with ULF waves resulting from interplanetary solar wind structures.

Komar, C. M.↗

DOE OSTI2023

Electron-field instability: Excitation of electron plasma waves by an electric field

Electric fields are commonplace in plasmas and affect transport by driving currents and, in some cases, instabilities. The necessary condition for instability in collisionless plasmas is commonly understood to be described by the Penrose criterion, which quantifies a sufficient relative drift between different populations of particles that must be present for wave amplification via inverse Landau damping. For example, electric fields generate drifts between electrons and ions that can excite the ion-acoustic instability. Here, we use particle-in-cell simulations and linear stability analysis to show that the electric field can drive a fundamentally different type of kinetic instability, named the electron-field instability. This instability excites electron plasma waves with wavelengths ≳30λ De , has a growth rate that is proportional to the electric field strength, and does not require a relative drift between electrons and ions. The Penrose criterion does not apply when accounting for the electric field. Furthermore, the large value of the observed frequency, near the electron plasma frequency, further distinguishes it from the standard ion-acoustic instability, which oscillates near the ion plasma frequency. The ubiquity of macroscopic electric fields in quasineutral plasmas suggests that this instability is possible in a host of systems, including low-temperature and space plasmas. In fact, damping from neutral collisions in such systems is often not enough to completely damp the instability, adding to the robustness of the instability across plasma conditions.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

DOE OSTI2025

Toroidal modeling of Alfvén eigenmodes excited by runaway electrons in DIII-D and ITER

The non-perturbative MHD-kinetic hybrid code MARS-K (Liu et al 2014 Phys. Plasmas 21 056105) is updated to include relativistic effects for kinetic fast particles, enabling the code to model excitation of Alfvén eigenmodes (AEs) by runaway electrons (REs) in post-disruption tokamak plasmas. Applying the updated code to RE beams in both DIII-D and ITER, a zoo of AE modes triggered by trapped REs due to precessional drift-kinetic resonances is computed while scanning the RE energy. At fixed RE energy, multiple unstable roots are also excited. These AE modes possess radially different eigenmode structures, ranging from global modes to core-localized ones. The computed mode frequency is in the Alfvén frequency range, increasing with the assumed RE energy in a staircase fashion and quantitatively matching the experimental measurement (in DIII-D). At the (more relevant) high-frequency range (above 1 MHz), the modeled eigenmodes are identified as compressional AEs (CAEs) in DIII-D and a mixture of CAE and shear Alfvén waves in ITER.

Alfvén eigenmodes↗

NASA NTRS1974

The collisional drift mode in a partially ionized plasma

The structure of the drift instability was examined in several density regimes. Let sub e be the total electron mean free path, k sub z the wave-vector component along the magnetic field, and the ratio of perpendicular ion diffusion to parallel electron streaming rates. At low densities (k sub z lambda 1) the drift mode is isothermal and should be treated kineticly. In the finite heat conduction regime square root of m/M k sub z Lambda sub 1) the drift instability threshold is reduced at low densities and increased at high densities as compared to the isothermal threshold. Finally, in the energy transfer limit (k sub z kambda sub e square root of m/M) the drift instability behaves adiabatically in a fully ionized plasma and isothermally in a partially ionized plasma for an ion-neutral to Coulomb collision frequency ratio.

Hudson, M. K.↗

DOE OSTI2023

A kinetic model for pure electron plasma compression via the rotating wall technique

An approximate model for pure electron plasma compression is developed for the case where the rotating wall (RW) electric field couples to the ${E}\times{B}$rotation and axial bounce motion of the electrons. The key assumption in the model is that, throughout the compression, the plasma remains in a slowly evolving thermal equilibrium defined by the plasma temperature and angular momentum. Linearized drift kinetic theory is employed to derive an expression for torque exerted by the RW field on the plasma through coupling to the resonant plasma particles, and averaging is used to find the torque that both compresses and heats the plasma. The evolution equations for the angular velocity and temperature of the plasma include the compression and heating from the torque and cooling from cyclotron radiation.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS1979

Finite beta effects on the drift-cyclotron instability

The effects of finite plasma beta and strong plasma inhomogeneities on the microinstability resulting from the unstable coupling of ion-cyclotron oscillations and an ion drift wave are examined. A local electromagnetic, kinetic dispersion equation, which takes into account finite orbit modifications of both ions and electrons as well as the effects of strong inhomogeneities on the ions and permits the continuous tracking of the instability from the weak gradient regime to the strong gradient regime, is derived and solved numerically. Finite beta is shown to increase the frequency and reduce the growth rate of the instability, but not completely stabilize it due to electromagnetic effects. When plasma inhomogeneity is sufficiently strong, finite beta reduces the growth rate of the large k sub y band of a given harmonic more than the small k sub y band; however, the most unstable bands remain the same as in the case of zero beta. Implications of these results for the Tandem Mirror Experiment are discussed.

Gladd, N. T.↗

DOE OSTI2026

Enhancement of mid-/high-Z impurity transport by continuous Li-granule dropping in a stellarator plasma

An enhancement of core impurity transport is observed in high-density plasmas of the stellarator large helical device, heated by neutral beam injection, when continuous lithium (Li) granule dropping is performed. In the reported experiments, in which the tracer-encapsulated solid pellet is employed to inject trace amounts of titanium (Ti) and molybdenum (Mo) into the plasma core, confinement times for these impurities are seen to reduce significantly when Li dropping is applied, this reduction being more notable for Mo. To gain some initial insight into these observations, simulations are performed using the drift-kinetic transport code SFINCS for the Mo case. These simulations indicate that, while neoclassical transport prevails for the main plasma components (electrons, majority ions, and low-Z impurities), the classical contribution appears dominant for transporting Mo impurities. In summary, this work reports the first experimental observation of the degradation of mid-Z and high-Z impurity confinement induced by the continuous dropping of Li granules into a high-density stellarator plasma. In the case of the Mo impurity, simulations suggest that classical transport is the key mechanism underlying the enhanced impurity transport.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗

NASA NTRS1972

Ion heating mechanism in a modified Penning discharge

Ions with Maxwellian energy distributions and kinetic temperatures ranging from 20 eV to 7 keV have been observed in a modified Penning discharge operating in the steady state. Investigation of the plasma revealed two distinct spoke-like concentrations of charge rotating with different velocities in the sheath between the plasma and the anode ring. The faster spoke consists of electrons rotating with the E/B drift velocity, where E is the electric field and B is the magnetic field strength. The slow spoke consists of ions, the thermal velocity of which is observed to be proportional to the spoke velocity. The experimental data are consistent with a model whereby the ion drift velocity in this spoke, corresponding to kilovolt ion energies, is Maxwellianized by strong electrostatic turbulence in the sheath. Theoretical expressions are derived for the frequency of the electron and ion spoke rotation, for the ion kinetic temperature, and for the ion heating efficiency as functions of the discharge parameters. These expressions are shown to be consistent with extensive experimental data.

Roth, J. R.↗