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DOE OSTI2024

De Sitter space is sometimes not empty

Multiple lines of evidence suggest that the Hilbert space of an isolated de Sitter universe is one dimensional but can appear larger when probed by a gravitating observer. To test this idea, we compute the von Neumann entropy of a field theory in a two-dimensional de Sitter universe which is entangled in a thermal-like state with the same field theory on a disjoint, asymptotically anti-de Sitter (AdS) black hole. Previously, it was shown that the replica trick for computing the entropy of such entangled gravitating systems requires the inclusion of a non-perturbative effect in quantum gravity — novel wormholes connecting the two spaces. Here we show that: (a) the expected wormholes connecting de Sitter and AdS universes exist, avoiding a no-go theorem via the presence of sources on the AdS boundary; (b) the entanglement entropy vanishes if the nominal entropy of the de Sitter cosmological horizon (S ds = $A^{dS}_{horizon}$/4G N ) is less than the entropy of the AdS black hole horizon (S BH = $A^{AdS}_{horizon}$/4G N ), i.e., S dS < S BH ; (c) the entanglement entropy is finite when S dS > S BH . Thus, the de Sitter Hilbert space is effectively nontrivial only when S dS > S BH . The AdS black hole we introduce can be regarded as an “observer” for de Sitter space. In this sense, our result is a non-perturbative generalization of the recent perturbative argument that the algebra of observables on the de Sitter static patch becomes nontrivial in the presence of an observer.

2D gravity↗
DOE OSTI2025

Constraints on Quantum Gravity

Recently, it has become increasingly clear that there are constraints on the low-energy effective theories of quantum gravity that cannot be captured by the standard Wilsonian paradigm. For gravitational theories in asymptotically anti-de Sitter spacetimes, we can formulate such constraints and aim to prove or falsify them using the AdS/CFT correspondence. I will review the work I did with Daniel Harlow on constraints on symmetries of quantum gravity. I will also discuss more recent progress in this holographic approach, and present the proof that Yifan Wang and I completed this year, which proves and strengthens a part of the Distance Conjecture that I proposed with Cumrun Vafa in 2006.

Ooguri, Hirosi [California Institute of Technology↗
DOE OSTI2024

Massive twistor worldline in electromagnetic fields

We study the (ambi-)twistor model for spinning particles interacting via electromagnetic field, as a toy model for studying classical dynamics of gravitating bodies including effects of both spins to all orders. We compute the momentum kick and spin kick up to one-loop order and show precisely how they are encoded in the classical eikonal. The all-orders-in-spin effects are encoded as a dynamical implementation of the Newman-Janis shift, and we find that the expansion in both spins can be resummed to simple expressions in special kinematic configurations, at least up to one-loop order. We confirm that the classical eikonal can be understood as the generator of canonical transformations that map the in-states of a scattering process to the out-states. We also remark that cut contributions for converting worldline propagators from time-symmetric to retarded amount to the iterated action of the leading eikonal at one-loop order.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

Code subspaces for LLM geometries

We consider here effective field theory around classical background geometries with a gauge theory dual, in the class of LLM geometries. These are dual to half-BPS states of N= 4 SYM. We find that the language of code subspaces is natural for discussing the set of nearby states, which are built by acting with effective fields on these backgrounds. Our work extends our previous work by going beyond the strict infinite N limit. We further discuss how one can extract the topology of the state beyond N→∞ and find that uncertainty and entanglement entropy calculations still provide a useful tool to do so. Finally, we discuss obstructions to writing down a globally defined metric operator. We find that the answer depends on the choice of reference state that one starts with. Thus there is ambiguity in trying to write an operator that describes the metric globally.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Quantum signatures in nonlinear gravitational waves

The effective quantum field theory description of gravity, despite its non-renormalizability, allows for predictions beyond classical general relativity. As we enter the age of gravitational wave astronomy, an important and timely question is whether measurable quantum predictions that depart from classical gravity, analogous to quantum optics effects which cannot be explained by classical electrodynamics, can be found. In this work, we investigate quantum signatures in gravitational waves using tools from quantum optics. Squeezed-coherent gravitational waves, which can exhibit sub-Poissonian graviton statistics, can enhance or suppress the signal measured by an interferometer, a characteristic effect of quantum squeezing. Moreover, we show that Gaussian gravitational wave quantum states can be reconstructed from measurements over an ensemble of optical fields interacting with a single copy of the gravitational wave, thus opening the possibility of detecting quantum features of gravity beyond classical general relativity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Approximate CFTs and random tensor models

Abstract A key issue in both the field of quantum chaos and quantum gravity is an effective description of chaotic conformal field theories (CFTs), that is CFTs that have a quantum ergodic limit. We develop a framework incorporating the constraints of conformal symmetry and locality, allowing the definition of ensembles of ‘CFT data’. These ensembles take on the same role as the ensembles of random Hamiltonians in more conventional quantum ergodic phases of many-body quantum systems. To describe individual members of the ensembles, we introduce the notion of approximate CFT, defined as a collection of ‘CFT data’ satisfying the usual CFT constraints approximately, i.e. up to small deviations. We show that they generically exist by providing concrete examples. Ensembles of approximate CFTs are very natural in holography, as every member of the ensemble is indistinguishable from a true CFT for low-energy probes that only have access to information from semi-classical gravity. To specify these ensembles, we impose successively higher moments of the CFT constraints. Lastly, we propose a theory of pure gravity in AdS 3 as a random matrix/tensor model implementing approximate CFT constraints. This tensor model is the maximum ignorance ensemble compatible with conformal symmetry, crossing invariance, and a primary gap to the black-hole threshold. The resulting theory is a random matrix/tensor model governed by the Virasoro 6j-symbol.

Physics↗
DOE OSTI2023

Quantum gravity background in next-generation gravitational wave detectors

Here, we study the effects of geontropic vacuum fluctuations in quantum gravity on next-generation terrestrial gravitational wave detectors. If the Verlinde-Zurek (VZ) effect proposed, appears in the upcoming GQuEST experiment, we show that it will be a large background for astrophysical gravitational wave searches in observatories like Cosmic Explorer and the Einstein Telescope.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Large N algebras and generalized entropy

We construct a Type II ∞ von Neumann algebra that describes the large N physics of single-trace operators in AdS/CFT in the microcanonical ensemble, where there is no need to include perturbative 1/N corrections. Using only the extrapolate dictionary, we show that the entropy of semiclassical states on this algebra is holographically dual to the generalized entropy of the black hole bifurcation surface. From a boundary perspective, this constitutes a derivation of a special case of the QES prescription without any use of Euclidean gravity or replicas; from a purely bulk perspective, it is a derivation of the quantum-corrected Bekenstein-Hawking formula as the entropy of an explicit algebra in the G → 0 limit of Lorentzian effective field theory quantum gravity. In a limit where a black hole is first allowed to equilibrate and then is later potentially re-excited, we show that the generalized second law is a direct consequence of the monotonicity of the entropy of algebras under trace-preserving inclusions. Finally, by considering excitations that are separated by more than a scrambling time we construct a “free product” von Neumann algebra that describes the semiclassical physics of long wormholes supported by shocks. We compute Rényi entropies for this algebra and show that they are equal to a sum over saddles associated to quantum extremal surfaces in the wormhole. Surprisingly, however, the saddles associated to “bulge” quantum extremal surfaces contribute with a negative sign.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Fuzzy Euclidean wormholes in the inflationary universe

In this paper, we investigate complex-valued Euclidean wormholes in the Starobinsky inflation. Due to the properties of the concave inflation potential, the classicality condition at both ends of the wormhole can be satisfied, as long as the initial condition of the inflation field is such that it is located sufficiently close to the hilltop. Furthermore, we compare the probabilities of classicalized wormholes with the Hartle–Hawking compact instantons and conclude that the Euclidean wormholes are probabilistically preferred than compact instantons, if the inflation lasts more than 50 e-foldings. Our result assumes that the Euclidean path integral is the correct effective description of quantum gravity. This opens a new window for various future investigations that can be either confirmed or refuted by future experiments.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Black hole explosions as probes of new physics

The final stage of black hole evaporation is a potent probe of physics beyond the Standard Model: Hawking-Bekenstein radiation may be affected by quantum gravity “memory burden effects,” or by the presence of “dark,” beyond-the-Standard-Model degrees of freedom in ways that are testable with high-energy gamma-ray observations. We argue that information on either scenario can best be inferred from measurements of the evaporation’s light curve and by correlating observations at complementary energies. We offer several new analytical insights in how such observations map on the fundamental properties of the evaporating black holes and of the possible exotic particles they can evaporate into. Published by the American Physical Society 2025

Federico, Kevin (ORCID:0009000708441977)↗
DOE OSTI2017

Testing quantum gravity through dumb holes

We propose a method to test the effects of quantum fluctuations on black holes by analyzing the effects of thermal fluctuations on dumb holes, the analogs for black holes. The proposal is based on the Jacobson formalism, where the Einstein field equations are viewed as thermodynamical relations, and so the quantum fluctuations are generated from the thermal fluctuations. It is well known that all approaches to quantum gravity generate logarithmic corrections to the entropy of a black hole and the coefficient of this term varies according to the different approaches to the quantum gravity. It is possible to demonstrate that such logarithmic terms are also generated from thermal fluctuations in dumb holes. In this paper, we claim that it is possible to experimentally test such corrections for dumb holes, and also obtain the correct coefficient for them. This fact can then be used to predict the effects of quantum fluctuations on realistic black holes, and so it can also be used, in principle, to experimentally test the different approaches to quantum gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

Euclidean correlation functions in quantum gravity

We calculate Euclidean correlation functions through next-to-leading order in the low-energy effective theory of gravity. We focus on correlation functions of curvature and volume operators, calculating these functions through one-loop order. We show that quantum fluctuations of the background spacetime must be taken into account in order to obtain gauge invariant expressions, and we point out a subtlety associated with the analytic continuation of the conformal mode. Our final expressions for the correlation functions involve only Newton’s constant and the source-sink separation, and they are a universal prediction of the low-energy effective theory. Thus, they serve as a useful point of comparison for nonperturbative lattice formulations of gravity.

Effective field theory↗
DOE OSTI2018

Generalized uncertainty principles, effective Newton constant and the regular black hole

In this paper, the quantum spacetime with a running gravitational coupling is explored. Analyzing the gravity-induced quantum interference pattern and the Gedanken for weighting a photon, we find that the running Newton constant can be inspired by the generalized uncertainty principles. A characteristic momentum associated with the tidal effect is suggested, which incorporates the quantum effect with the geometric nature of gravity. When the simplest generalized uncertainty principle is considered, the minimal model of the regular black holes is reproduced by the effective Newton constant. The black hole’s tunneling probability, accurate to the second order correction, is carefully analyzed. We find that the tunneling probability is regularized by the size of the black hole remnant. Moreover, for a given initial black hole, the remnant is the final state of a transition process that the probability is minimal. We also suggest a theory of modified gravity, by substituting the effective Newton constant into the Hilbert–Einstein action.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

AdS 2 holography and effective QFT

We discuss AdS 2 quantum gravity from an unconventional perspective that emphasizes bulk geometry. In our approach, AdS 2 has no boundary, there are no divergences that require renormalization, and the dilaton of JT-gravity can be omitted altogether. The result is the standard Schwarzian theory. However, it may be advantageous that our derivation just relies on conventional AdS/CFT correspondence and effective quantum field theory. For example, it clarifies the symmetry breaking pattern. It also puts the non-compact AdS 2 topology on the same footing as compact Riemann surfaces.

2D Gravity↗
DOE OSTI2015

Thermodynamics and luminosities of rainbow black holes

Doubly special relativity (DSR) is an effective model for encoding quantum gravity in flat spacetime. As result of the nonlinearity of the Lorentz transformation, the energy-momentum dispersion relation is modified. One simple way to import DSR to curved spacetime is ''Gravity's rainbow'', where the spacetime background felt by a test particle would depend on its energy. Focusing on the ''Amelino-Camelia dispersion relation'' which is E{sup 2} = m{sup 2}+p{sup 2}[1−η(E/m{sub p}){sup n}] with n > 0, we investigate the thermodynamical properties of a Schwarzschild black hole and a static uncharged black string for all possible values of η and n in the framework of rainbow gravity. It shows that there are non-vanishing minimum masses for these two black holes in the cases with η < 0 and n ≥ 2. Considering effects of rainbow gravity on both the Hawking temperature and radius of the event horizon, we use the geometric optics approximation to compute luminosities of a 2D black hole, a Schwarzschild one and a static uncharged black string. It is found that the luminosities can be significantly suppressed or boosted depending on the values of η and n.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2019

Background independent quantum field theory and gravitating vacuum fluctuations

The scale dependent effective average action for quantum gravity complies with the fundamental principle of Background Independence. Ultimately the background metric it formally depends on is selected self-consistently by means of a tadpole condition, a generalization of Einstein’s equation. Self-consistent background spacetimes are scale dependent, and therefore “going on-shell” at the points along a given renormalization group (RG) trajectory requires understanding two types of scale dependencies: the (familiar) direct one carried by the off-shell action functional, and an equally important indirect one related to the continual re-adjustment of the background geometry. This paper is devoted to a careful delineation and analysis of certain general questions concerning the indirect scale dependence, as well as a detailed explicit investigation of the case where the self-consistent metrics are determined predominantly by the RG running of the cosmological constant. Mathematically, the object of interest is the spectral flow induced by the background Laplacian which, on-shell, acquires an explicit scale dependence. Among other things, it encodes the complete information about the specific set of field modes which, at any given scale, are the degrees of freedom constituting the respective effective field theory. For a large class of RG trajectories (Type IIIa) we discover a seemingly paradoxical behavior that differs substantially from the off-shell based expectations: A Background Independent theory of (matter coupled) quantum gravity looses rather than gains degrees of freedom at increasing energies. As an application, we investigate to what extent it is possible to reformulate the exact theory in terms of matter and gravity fluctuations on a rigid flat space. It turns out that, in vacuo, this “rigid picture” breaks down after a very short RG time already (less than one decade of scales) because of a “scale horizon” that forms. Furthermore, we critically reanalyze and refute the frequent claim that the huge energy densities one obtains in standard quantum field theory by summing up to zero-point energies imply a naturalness problem for the observed small value of the cosmological constant.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2014

Generalised BRST symmetry and gaugeon formalism for perturbative quantum gravity: Novel observation

In this paper the novel features of Yokoyama gaugeon formalism are stressed out for the theory of perturbative quantum gravity in the Einstein curved spacetime. The quantum gauge transformations for the theory of perturbative gravity are demonstrated in the framework of gaugeon formalism. These quantum gauge transformations lead to renormalised gauge parameter. Further, we analyse the BRST symmetric gaugeon formalism which embeds more acceptable Kugo–Ojima subsidiary condition. Further, the BRST symmetry is made finite and field-dependent. Remarkably, the Jacobian of path integral under finite and field-dependent BRST symmetry amounts to the exact gaugeon action in the effective theory of perturbative quantum gravity. -- Highlights: •We analyse the perturbative gravity in gaugeon formalism. •The generalisation of BRST transformation is also studied in this context. •Within the generalised BRST framework we found the exact gaugeon modes in the theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗